0000919574-23-004809.txt : 20230814 0000919574-23-004809.hdr.sgml : 20230814 20230814155251 ACCESSION NUMBER: 0000919574-23-004809 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230814 DATE AS OF CHANGE: 20230814 EFFECTIVENESS DATE: 20230814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHEPHERD KAPLAN KROCHUK, LLC CENTRAL INDEX KEY: 0001218583 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10361 FILM NUMBER: 231169364 BUSINESS ADDRESS: STREET 1: 53 STATE STREET STREET 2: 23RD FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-226-1700 MAIL ADDRESS: STREET 1: 53 STATE STREET STREET 2: 23RD FLOOR CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: GRT CAPITAL PARTNERS L.L.C. DATE OF NAME CHANGE: 20150813 FORMER COMPANY: FORMER CONFORMED NAME: GRT CAPITAL PARTNERS LLC DATE OF NAME CHANGE: 20030212 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001218583 XXXXXXXX 06-30-2023 06-30-2023 false SHEPHERD KAPLAN KROCHUK, LLC

53 State Street 23rd Floor Boston MA 02109

13F HOLDINGS REPORT 028-10361 000127304 801-62286 N Timothy A. Krochuk 617-896-1600 /s/Timothy A. Krochuk Boston MA 08-14-2023 1 52 126449171 1 0001710524 028-18093 000141488 801-69009 Peak Capital Management LLC INFORMATION TABLE 2 infotable.xml ALPS ETF TR ALERIAN MLP 00162Q452 1565538 39927 SH SOLE 0 0 39927 AMGEN INC COM 031162100 1177236 5302 SH SOLE 0 0 5302 APPLE INC COM 037833100 9274785 47816 SH SOLE 0 0 47816 AT&T INC COM 00206R102 224510 14076 SH SOLE 0 0 14076 BAXTER INTL INC COM 071813109 786380 17260 SH SOLE 0 0 17260 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2894749 8489 SH SOLE 0 0 8489 BIOVIE INC CL A NEW 09074F207 126929 29450 SH SOLE 0 0 29450 BLACKSTONE INC COM 09260D107 1205821 12970 SH SOLE 0 0 12970 CAMPBELL SOUP CO COM 134429109 4799047 104989 SH SOLE 0 0 104989 CONAGRA BRANDS INC COM 205887102 815451 24183 SH SOLE 0 0 24183 DBX ETF TR XTRACK MSCI EAFE 233051630 3656082 158753 SH SOLE 0 0 158753 DUKE ENERGY CORP NEW COM NEW 26441C204 1074995 11979 SH SOLE 0 0 11979 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 3541610 278867 SH SOLE 0 0 278867 ENTERPRISE PRODS PARTNERS L COM 293792107 620226 23538 SH SOLE 0 0 23538 GALECTIN THERAPEUTICS INC COM NEW 363225202 17280 12000 SH SOLE 0 0 12000 GENERAL DYNAMICS CORP COM 369550108 1232164 5727 SH SOLE 0 0 5727 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 1367644 43625 SH SOLE 0 0 43625 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 1831229 161058 SH SOLE 0 0 161058 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 7027775 111889 SH SOLE 0 0 111889 ISHARES TR CORE S&P500 ETF 464287200 342044 767 SH SOLE 0 0 767 ISHARES TR CORE S&P SCP ETF 464287804 4174734 41894 SH SOLE 0 0 41894 ISHARES TR MSCI USA MMENTM 46432F396 5927442 41091 SH SOLE 0 0 41091 ISHARES TR S&P 500 GRWT ETF 464287309 702996 9974 SH SOLE 0 0 9974 ISHARES TR SHORT TREAS BD 464288679 5884003 53273 SH SOLE 0 0 53273 ISHARES TR 0-3 MNTH TREASRY 46436E718 498697 4956 SH SOLE 0 0 4956 ISHARES TR 20 YR TR BD ETF 464287432 11425524 110992 SH SOLE 0 0 110992 J P MORGAN EXCHANGE TRADED F DIV RTN EM EQT 46641Q308 1941088 38445 SH SOLE 0 0 38445 J P MORGAN EXCHANGE TRADED F US QUALTY FCTR 46641Q761 5826382 131580 SH SOLE 0 0 131580 JANUS DETROIT STR TR HENDERSON MTG 47103U852 5254026 114817 SH SOLE 0 0 114817 KINDER MORGAN INC DEL COM 49456B101 1474087 85603 SH SOLE 0 0 85603 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 645988 10366 SH SOLE 0 0 10366 MERCK & CO INC COM 58933Y105 1103821 9566 SH SOLE 0 0 9566 NETFLIX INC COM 64110L106 764250 1735 SH SOLE 0 0 1735 NEWMONT CORP COM 651639106 469729 11011 SH SOLE 0 0 11011 NUVEEN MUN VALUE FD INC COM 670928100 583831 67107 SH SOLE 0 0 67107 PIMCO ETF TR INV GRD CRP BD 72201R817 4410240 46497 SH SOLE 0 0 46497 PPL CORP COM 69351T106 735667 27803 SH SOLE 0 0 27803 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 5713808 85166 SH SOLE 0 0 85166 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 4861909 66950 SH SOLE 0 0 66950 SYNTAX ETF TR STRATIFIED US TT 87166N502 656270 16682 SH SOLE 0 0 16682 SYNTAX ETF TR STRATIFD LRG CAP 87166N106 941669 13808 SH SOLE 0 0 13808 SYNTAX ETF TR STRATIFIED US TT 87166N403 1888499 43788 SH SOLE 0 0 43788 VANECK ETF TRUST GOLD MINERS ETF 92189F106 683768 22709 SH SOLE 0 0 22709 VANECK ETF TRUST FALLEN ANGEL HG 92189F437 7777461 280067 SH SOLE 0 0 280067 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 1001211 10896 SH SOLE 0 0 10896 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 473167 1162 SH SOLE 0 0 1162 VANGUARD INDEX FDS SMALL CP ETF 922908751 296246 1489 SH SOLE 0 0 1489 VANGUARD INDEX FDS TOTAL STK MKT 922908769 390808 1774 SH SOLE 0 0 1774 VANGUARD INDEX FDS MID CAP ETF 922908629 1721800 7821 SH SOLE 0 0 7821 VANGUARD INDEX FDS GROWTH ETF 922908736 947441 3348 SH SOLE 0 0 3348 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 3394458 40623 SH SOLE 0 0 40623 WISDOMTREE TR US LARGECAP DIVD 97717W307 296656 4664 SH SOLE 0 0 4664