0000919574-23-002977.txt : 20230511 0000919574-23-002977.hdr.sgml : 20230511 20230511171106 ACCESSION NUMBER: 0000919574-23-002977 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230511 DATE AS OF CHANGE: 20230511 EFFECTIVENESS DATE: 20230511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHEPHERD KAPLAN KROCHUK, LLC CENTRAL INDEX KEY: 0001218583 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10361 FILM NUMBER: 23912165 BUSINESS ADDRESS: STREET 1: 53 STATE STREET STREET 2: 23RD FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-226-1700 MAIL ADDRESS: STREET 1: 53 STATE STREET STREET 2: 23RD FLOOR CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: GRT CAPITAL PARTNERS L.L.C. DATE OF NAME CHANGE: 20150813 FORMER COMPANY: FORMER CONFORMED NAME: GRT CAPITAL PARTNERS LLC DATE OF NAME CHANGE: 20030212 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001218583 XXXXXXXX 03-31-2023 03-31-2023 false SHEPHERD KAPLAN KROCHUK, LLC

53 State Street 23rd Floor Boston MA 02109

13F HOLDINGS REPORT 028-10361 000127304 801-62286 N Timothy A. Krochuk 617-896-1600 /s/Timothy A. Krochuk Boston MA 05-11-2023 1 55 113389996 1 0001710524 028-18093 000141488 801-69009 Peak Capital Management LLC INFORMATION TABLE 2 infotable.xml ABBVIE INC COM 00287Y109 852367 5348 SH SOLE 0 0 5348 AGNICO EAGLE MINES LTD COM 008474108 1009920 19814 SH SOLE 0 0 19814 ALPS ETF TR ALERIAN MLP 00162Q452 1543179 39927 SH SOLE 0 0 39927 AMGEN INC COM 031162100 1218604 5041 SH SOLE 0 0 5041 APPLE INC COM 037833100 8214911 49818 SH SOLE 0 0 49818 AT&T INC COM 00206R102 270961 14076 SH SOLE 0 0 14076 BAXTER INTL INC COM 071813109 880795 21716 SH SOLE 0 0 21716 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2813512 9112 SH SOLE 0 0 9112 BIOVIE INC CL A NEW 09074F207 237956 29450 SH SOLE 0 0 29450 CAMPBELL SOUP CO COM 134429109 5772295 104989 SH SOLE 0 0 104989 CARDINAL HEALTH INC COM 14149Y108 1461102 19352 SH SOLE 0 0 19352 DBX ETF TR XTRACK MSCI EAFE 233051630 3747920 160924 SH SOLE 0 0 160924 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 3470820 278334 SH SOLE 0 0 278334 ENTERPRISE PRODS PARTNERS L COM 293792107 609634 23538 SH SOLE 0 0 23538 GALECTIN THERAPEUTICS INC COM NEW 363225202 25200 12000 SH SOLE 0 0 12000 GENERAL DYNAMICS CORP COM 369550108 1266794 5551 SH SOLE 0 0 5551 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 1414641 45915 SH SOLE 0 0 45915 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 6750463 108181 SH SOLE 0 0 108181 INVESCO EXCH TRADED FD TR II RUSEL 1000 EQL 46138E420 326433 7944 SH SOLE 0 0 7944 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 1746923 152171 SH SOLE 0 0 152171 ISHARES TR CORE S&P SCP ETF 464287804 3893095 40260 SH SOLE 0 0 40260 ISHARES TR S&P MC 400GR ETF 464287606 225804 3158 SH SOLE 0 0 3158 ISHARES TR S&P 500 GRWT ETF 464287309 657038 10284 SH SOLE 0 0 10284 ISHARES TR CORE S&P500 ETF 464287200 300625 731 SH SOLE 0 0 731 ISHARES TR 20 YR TR BD ETF 464287432 3151327 29626 SH SOLE 0 0 29626 ISHARES TR SHORT TREAS BD 464288679 2984715 27011 SH SOLE 0 0 27011 ISHARES TR MSCI USA MMENTM 46432F396 6901935 49640 SH SOLE 0 0 49640 ISHARES TR 0-3 MNTH TREASRY 46436E718 1015229 10094 SH SOLE 0 0 10094 J P MORGAN EXCHANGE TRADED F US QUALTY FCTR 46641Q761 4597986 111520 SH SOLE 0 0 111520 J P MORGAN EXCHANGE TRADED F DIV RTN EM EQT 46641Q308 1821167 36077 SH SOLE 0 0 36077 JANUS DETROIT STR TR HENDERSON MTG 47103U852 5217001 111737 SH SOLE 0 0 111737 KINDER MORGAN INC DEL COM 49456B101 1496538 85468 SH SOLE 0 0 85468 LUMEN TECHNOLOGIES INC COM 550241103 80043 30205 SH SOLE 0 0 30205 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 562440 10366 SH SOLE 0 0 10366 NETFLIX INC COM 64110L106 599408 1735 SH SOLE 0 0 1735 NEWMONT CORP COM 651639106 539759 11011 SH SOLE 0 0 11011 NUVEEN MUN VALUE FD INC COM 670928100 591213 67107 SH SOLE 0 0 67107 PIMCO ETF TR INV GRD CRP BD 72201R817 2729386 28372 SH SOLE 0 0 28372 PPL CORP COM 69351T106 756083 27207 SH SOLE 0 0 27207 PROSHARES TR SHRT 20+YR TRE 74347X849 1862779 88158 SH SOLE 0 0 88158 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 4335681 59263 SH SOLE 0 0 59263 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 5649680 86149 SH SOLE 0 0 86149 SPDR GOLD TR GOLD SHS 78463V107 294435 1607 SH SOLE 0 0 1607 SYNTAX ETF TR STRATIFIED US TT 87166N403 1508573 36346 SH SOLE 0 0 36346 SYNTAX ETF TR STRATIFIED US TT 87166N502 645108 16682 SH SOLE 0 0 16682 SYNTAX ETF TR STRATIFD LRG CAP 87166N106 906400 13808 SH SOLE 0 0 13808 VALERO ENERGY CORP COM 91913Y100 851979 6103 SH SOLE 0 0 6103 VANECK ETF TRUST FALLEN ANGEL HG 92189F437 7984159 284945 SH SOLE 0 0 284945 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 967434 10896 SH SOLE 0 0 10896 VANGUARD INDEX FDS MID CAP ETF 922908629 1643383 7792 SH SOLE 0 0 7792 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 539609 1435 SH SOLE 0 0 1435 VANGUARD INDEX FDS SMALL CP ETF 922908751 362851 1914 SH SOLE 0 0 1914 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 3217468 38746 SH SOLE 0 0 38746 VANGUARD INDEX FDS TOTAL STK MKT 922908769 564323 508520 SH SOLE 0 0 508520 WISDOMTREE TR US LARGECAP DIVD 97717W307 300912 4864 SH SOLE 0 0 4864