0000919574-22-006329.txt : 20221109 0000919574-22-006329.hdr.sgml : 20221109 20221109142624 ACCESSION NUMBER: 0000919574-22-006329 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221109 DATE AS OF CHANGE: 20221109 EFFECTIVENESS DATE: 20221109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHEPHERD KAPLAN KROCHUK, LLC CENTRAL INDEX KEY: 0001218583 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10361 FILM NUMBER: 221371969 BUSINESS ADDRESS: STREET 1: 53 STATE STREET STREET 2: 23RD FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-226-1700 MAIL ADDRESS: STREET 1: 53 STATE STREET STREET 2: 23RD FLOOR CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: GRT CAPITAL PARTNERS L.L.C. DATE OF NAME CHANGE: 20150813 FORMER COMPANY: FORMER CONFORMED NAME: GRT CAPITAL PARTNERS LLC DATE OF NAME CHANGE: 20030212 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001218583 XXXXXXXX 09-30-2022 09-30-2022 false SHEPHERD KAPLAN KROCHUK, LLC

53 State Street 23rd Floor Boston MA 02109

13F HOLDINGS REPORT 028-10361 N Timothy A. Krochuk 617-896-1600 /s/Timothy A. Krochuk Boston MA 11-09-2022 1 146 199690 1 0001710524 028-18093 Peak Capital Management LLC INFORMATION TABLE 2 infotable.xml ABBOTT LABS COM 002824100 464 4800 SH SOLE 4800 0 0 ABBVIE INC COM 00287Y109 742 5529 SH SOLE 0 0 5529 AGNICO EAGLE MINES LTD COM 008474108 1446 34236 SH SOLE 14211 0 20025 ALAMOS GOLD INC NEW COM CL A 011532108 22 3000 SH Call SOLE 3000 0 0 ALAMOS GOLD INC NEW COM CL A 011532108 319 43100 SH SOLE 43100 0 0 ALPHABET INC CAP STK CL C 02079K107 1218 12665 SH SOLE 12000 0 665 ALTRA INDL MOTION CORP COM 02208R106 249 7400 SH SOLE 7400 0 0 AMERICAN EXPRESS CO COM 025816109 405 3000 SH SOLE 3000 0 0 AMGEN INC COM 031162100 1391 6171 SH SOLE 900 0 5271 ANTERO MIDSTREAM CORP COM 03676B102 113 12300 SH SOLE 12300 0 0 APPLE INC COM 037833100 6818 49333 SH SOLE 0 0 49333 AT&T INC COM 00206R102 216 14076 SH SOLE 0 0 14076 ATI PHYSICAL THERAPY INC COM CL A 00216W109 24 24000 SH SOLE 24000 0 0 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 507 5300 SH SOLE 5300 0 0 BANK NEW 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