0000919574-22-006329.txt : 20221109
0000919574-22-006329.hdr.sgml : 20221109
20221109142624
ACCESSION NUMBER: 0000919574-22-006329
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221109
DATE AS OF CHANGE: 20221109
EFFECTIVENESS DATE: 20221109
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SHEPHERD KAPLAN KROCHUK, LLC
CENTRAL INDEX KEY: 0001218583
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10361
FILM NUMBER: 221371969
BUSINESS ADDRESS:
STREET 1: 53 STATE STREET
STREET 2: 23RD FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617-226-1700
MAIL ADDRESS:
STREET 1: 53 STATE STREET
STREET 2: 23RD FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: GRT CAPITAL PARTNERS L.L.C.
DATE OF NAME CHANGE: 20150813
FORMER COMPANY:
FORMER CONFORMED NAME: GRT CAPITAL PARTNERS LLC
DATE OF NAME CHANGE: 20030212
13F-HR
1
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0001218583
XXXXXXXX
09-30-2022
09-30-2022
false
SHEPHERD KAPLAN KROCHUK, LLC
53 State Street
23rd Floor
Boston
MA
02109
13F HOLDINGS REPORT
028-10361
N
Timothy A. Krochuk
Manager
617-896-1600
/s/Timothy A. Krochuk
Boston
MA
11-09-2022
1
146
199690
1
0001710524
028-18093
Peak Capital Management LLC
INFORMATION TABLE
2
infotable.xml
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COM
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COM
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0
5529
AGNICO EAGLE MINES LTD
COM
008474108
1446
34236
SH
SOLE
14211
0
20025
ALAMOS GOLD INC NEW
COM CL A
011532108
22
3000
SH
Call
SOLE
3000
0
0
ALAMOS GOLD INC NEW
COM CL A
011532108
319
43100
SH
SOLE
43100
0
0
ALPHABET INC
CAP STK CL C
02079K107
1218
12665
SH
SOLE
12000
0
665
ALTRA INDL MOTION CORP
COM
02208R106
249
7400
SH
SOLE
7400
0
0
AMERICAN EXPRESS CO
COM
025816109
405
3000
SH
SOLE
3000
0
0
AMGEN INC
COM
031162100
1391
6171
SH
SOLE
900
0
5271
ANTERO MIDSTREAM CORP
COM
03676B102
113
12300
SH
SOLE
12300
0
0
APPLE INC
COM
037833100
6818
49333
SH
SOLE
0
0
49333
AT&T INC
COM
00206R102
216
14076
SH
SOLE
0
0
14076
ATI PHYSICAL THERAPY INC
COM CL A
00216W109
24
24000
SH
SOLE
24000
0
0
ATLAS AIR WORLDWIDE HLDGS IN
COM NEW
049164205
507
5300
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5300
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COM
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285
7401
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COM
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CL B NEW
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18785
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BERRY GLOBAL GROUP INC
COM
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209
4500
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4500
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0
BIOHAVEN PHARMACTL HLDG CO L
COM
G11196105
378
2500
SH
SOLE
2500
0
0
BK OF AMERICA CORP
COM
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8400
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8400
0
0
BWX TECHNOLOGIES INC
COM
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247
4900
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4900
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0
CALIFORNIA RES CORP
COM STOCK
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303500
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0
0
CALIFORNIA RES CORP
COM STOCK
13057Q305
384
10000
SH
Call
SOLE
10000
0
0
CALLON PETE CO DEL
COM
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65700
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65700
0
0
CAMPBELL SOUP CO
COM
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4947
104989
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0
0
104989
CARDINAL HEALTH INC
COM
14149Y108
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20776
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0
20776
CENOVUS ENERGY INC
COM
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323
21000
SH
Call
SOLE
21000
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CENOVUS ENERGY INC
COM
15135U109
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43500
SH
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CENTERRA GOLD INC
COM
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55800
SH
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CENTERRA GOLD INC
COM
152006102
53
12000
SH
Call
SOLE
12000
0
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CHORD ENERGY CORPORATION
COM NEW
674215207
4522
33063
SH
SOLE
32994
0
69
CIPHER MINING INC
COM
17253J106
45
36000
SH
SOLE
0
0
36000
CITIGROUP INC
COM NEW
172967424
338
8100
SH
SOLE
8100
0
0
COCA COLA CO
COM
191216100
645
11515
SH
SOLE
11400
0
115
COMSTOCK RES INC
COM
205768302
738
42700
SH
SOLE
42700
0
0
COPART INC
COM
217204106
2028
19059
SH
SOLE
19000
0
59
COTERRA ENERGY INC
COM
127097103
1746
66832
SH
SOLE
66832
0
0
DAVITA INC
COM
23918K108
1986
24000
SH
SOLE
24000
0
0
DBX ETF TR
XTRACK MSCI EAFE
233051630
3125
171896
SH
SOLE
0
0
171896
DEVON ENERGY CORP NEW
COM
25179M103
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120592
SH
SOLE
120592
0
0
DHT HOLDINGS INC
SHS NEW
Y2065G121
323
42765
SH
SOLE
42765
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
2048
17002
SH
SOLE
17002
0
0
ELEVANCE HEALTH INC
COM
036752103
681
1500
SH
SOLE
1500
0
0
ENBRIDGE INC
COM
29250N105
223
6000
SH
SOLE
6000
0
0
ENERGY TRANSFER L P
COM UT LTD PTN
29273V100
3026
274337
SH
SOLE
0
0
274337
ENERPLUS CORP
COM
292766102
425
30000
SH
SOLE
30000
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
560
23538
SH
SOLE
0
0
23538
EQT CORP
COM
26884L109
19487
478207
SH
SOLE
478207
0
0
FERROGLOBE PLC
SHS
G33856108
259
49000
SH
SOLE
49000
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
294
3897
SH
SOLE
3897
0
0
FMC CORP
COM NEW
302491303
328
3100
SH
SOLE
3100
0
0
FTI CONSULTING INC
COM
302941109
425
2565
SH
SOLE
0
0
2565
GAIA INC NEW
CL A
36269P104
41
16700
SH
SOLE
16700
0
0
GALECTIN THERAPEUTICS INC
COM NEW
363225202
20
12000
SH
SOLE
0
0
12000
GENERAL DYNAMICS CORP
COM
369550108
1216
5730
SH
SOLE
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5730
GILEAD SCIENCES INC
COM
375558103
228
3700
SH
SOLE
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GOLDMAN SACHS ETF TR
ACTIVEBETA EME
381430206
1494
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GOLDMAN SACHS ETF TR
ACCESS INVT GR
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GOLDMAN SACHS ETF TR
ACTIVEBETA INT
381430107
1374
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SOLE
0
0
55512
GOODYEAR TIRE & RUBR CO
COM
382550101
188
18660
SH
SOLE
18600
0
60
GRAN TIERRA ENERGY INC
COM
38500T101
103
85100
SH
Call
SOLE
85100
0
0
GRAN TIERRA ENERGY INC
COM
38500T101
4
3000
SH
SOLE
3000
0
0
GROUP 1 AUTOMOTIVE INC
COM
398905109
471
3300
SH
SOLE
3300
0
0
HARBORONE BANCORP INC NEW
COM NEW
41165Y100
217
16200
SH
SOLE
16200
0
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INVACARE CORP
COM
461203101
56
72000
SH
SOLE
72000
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INVESCO EXCH TRADED FD TR II
RUSEL 1000 EQL
46138E420
352
9530
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9530
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PFD ETF
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S&P500 LOW VOL
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ISHARES TR
CORE S&P500 ETF
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ISHARES TR
S&P 500 GRWT ETF
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20 YR TR BD ETF
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MSCI USA MMENTM
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J P MORGAN EXCHANGE TRADED F
US QUALTY FCTR
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JANUS DETROIT STR TR
HENDERSON MTG
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COM
478160104
398
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SH
SOLE
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38
KEARNY FINL CORP MD
COM
48716P108
202
19000
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SOLE
19000
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KINDER MORGAN INC DEL
COM
49456B101
1509
90688
SH
SOLE
6000
0
84688
LUMEN TECHNOLOGIES INC
COM
550241103
220
30205
SH
SOLE
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30205
MAG SILVER CORP
COM
55903Q104
842
67500
SH
SOLE
67500
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MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
492
10366
SH
SOLE
0
0
10366
MERIT MED SYS INC
COM
589889104
226
4000
SH
SOLE
4000
0
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META PLATFORMS INC
CL A
30303M102
519
3823
SH
SOLE
3600
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223
MICROSOFT CORP
COM
594918104
1224
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SH
SOLE
5100
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154
MONDELEZ INTL INC
CL A
609207105
493
9000
SH
SOLE
9000
0
0
NABORS INDUSTRIES LTD
SHS
G6359F137
3013
29700
SH
SOLE
29700
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NETFLIX INC
COM
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SH
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COM
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COM
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NEWMONT CORP
COM
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492
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SOLE
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COM
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NORTHERN DYNASTY MINERALS LT
COM NEW
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SOLE
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COM
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300
3600
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SOLE
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COM
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OCCIDENTAL PETE CORP
*W EXP 08/03/202
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COM
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COM
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COM
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833
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COM
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COM
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SOLE
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COM
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SOLE
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PROCTER AND GAMBLE CO
COM
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51
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SHRT 20+YR TRE
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SOLE
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106451
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COM
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SOLE
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RIMINI STR INC DEL
COM
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778
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SOLE
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RMG ACQUISITION CORP III
UNIT 02/08/2026
G76088114
109
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S&P GLOBAL INC
COM
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SCHWAB STRATEGIC TR
US DIVIDEND EQ
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SEAGATE TECHNOLOGY HLDNGS PL
ORD SHS
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COM
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SOLE
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SPDR GOLD TR
GOLD SHS
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COM NEW
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855
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SOLE
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CL A
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22
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SOLE
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COM
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COM NEW
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STRATIFD LRG CAP
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15625
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COM
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SOLE
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COM
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SH
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26
TILRAY BRANDS INC
NOTE 5.000%10/0
88688TAB6
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SH
SOLE
50000
0
0
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COM
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2300
SH
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COM NPV
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COM
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SH
SOLE
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0
94321
ULTRA CLEAN HLDGS INC
COM
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644
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SH
SOLE
25000
0
0
UNITEDHEALTH GROUP INC
COM
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1617
SH
SOLE
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0
17
VALERO ENERGY CORP
COM
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SH
SOLE
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SMLLCP 600 IDX
921932828
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5368
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REAL ESTATE ETF
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MID CAP ETF
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VANGUARD INDEX FDS
S&P 500 ETF SHS
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SOLE
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0
1159
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COM
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386
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SH
SOLE
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COM
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57000
SH
SOLE
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COM CL A
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405
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SH
SOLE
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781
VISTA GOLD CORP
COM NEW
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11
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SH
SOLE
20000
0
0
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COM
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205
1300
SH
SOLE
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0
0
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COM
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SH
SOLE
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COM SER A
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WHEATON PRECIOUS METALS CORP
COM
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WHOLE EARTH BRANDS INC
COM CL A
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SH
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US LARGECAP DIVD
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