0000919574-22-003026.txt : 20220506 0000919574-22-003026.hdr.sgml : 20220506 20220506151627 ACCESSION NUMBER: 0000919574-22-003026 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220506 DATE AS OF CHANGE: 20220506 EFFECTIVENESS DATE: 20220506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHEPHERD KAPLAN KROCHUK, LLC CENTRAL INDEX KEY: 0001218583 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10361 FILM NUMBER: 22900686 BUSINESS ADDRESS: STREET 1: 53 STATE STREET STREET 2: 23RD FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-226-1700 MAIL ADDRESS: STREET 1: 53 STATE STREET STREET 2: 23RD FLOOR CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: GRT CAPITAL PARTNERS L.L.C. DATE OF NAME CHANGE: 20150813 FORMER COMPANY: FORMER CONFORMED NAME: GRT CAPITAL PARTNERS LLC DATE OF NAME CHANGE: 20030212 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001218583 XXXXXXXX 03-31-2022 03-31-2022 false SHEPHERD KAPLAN KROCHUK, LLC

53 State Street 23rd Floor Boston MA 02109

13F HOLDINGS REPORT 028-10361 N Timothy A. Krochuk 617-896-1600 /s/Timothy A. Krochuk Boston MA 05-06-2022 1 193 264227 1 0001710524 028-18093 Peak Capital Management LLC INFORMATION TABLE 2 infotable.xml ABBOTT LABS COM 002824100 568 4800 SH SOLE 4800 0 0 ABBVIE INC COM 00287Y109 1034 6380 SH SOLE 0 0 6380 ABERDEEN EMRG MRKTS EQT INM COM 00301W105 248 36680 SH SOLE 36680 0 0 ABERDEEN JAPAN EQUITY FD INC COM 00306J109 169 24320 SH SOLE 24320 0 0 ADAM NAT RES FD INC COM 00548F105 692 33061 SH SOLE 33061 0 0 AGNICO EAGLE MINES LTD COM 008474108 891 14553 SH SOLE 14153 0 400 ALAMOS GOLD INC NEW COM CL A 011532108 154 18300 SH Call SOLE 18300 0 0 ALAMOS GOLD INC NEW COM CL A 011532108 307 36500 SH SOLE 36500 0 0 ALPHABET INC CAP STK CL C 02079K107 1760 630 SH SOLE 600 0 30 ALTRA INDL MOTION CORP COM 02208R106 292 7500 SH SOLE 7500 0 0 AMERICAN EXPRESS CO COM 025816109 561 3000 SH SOLE 3000 0 0 AMGEN INC COM 031162100 1588 6566 SH SOLE 900 0 5666 ANTERO MIDSTREAM CORP COM 03676B102 161 14800 SH SOLE 14800 0 0 ANTHEM INC COM 036752103 737 1500 SH SOLE 1500 0 0 APPLE 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