0000919574-22-001017.txt : 20220214 0000919574-22-001017.hdr.sgml : 20220214 20220211184149 ACCESSION NUMBER: 0000919574-22-001017 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220214 DATE AS OF CHANGE: 20220211 EFFECTIVENESS DATE: 20220214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHEPHERD KAPLAN KROCHUK, LLC CENTRAL INDEX KEY: 0001218583 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10361 FILM NUMBER: 22623552 BUSINESS ADDRESS: STREET 1: 53 STATE STREET STREET 2: 23RD FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-226-1700 MAIL ADDRESS: STREET 1: 53 STATE STREET STREET 2: 23RD FLOOR CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: GRT CAPITAL PARTNERS L.L.C. DATE OF NAME CHANGE: 20150813 FORMER COMPANY: FORMER CONFORMED NAME: GRT CAPITAL PARTNERS LLC DATE OF NAME CHANGE: 20030212 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001218583 XXXXXXXX 12-31-2021 12-31-2021 false SHEPHERD KAPLAN KROCHUK, LLC

53 State Street 23rd Floor Boston MA 02109

13F HOLDINGS REPORT 028-10361 N Timothy A. Krochuk 617-896-1600 /s/Timothy A. Krochuk Boston MA 02-11-2022 1 195 277535 1 0001710524 028-18093 Peak Capital Management LLC INFORMATION TABLE 2 infotable.xml ABBOTT LABS COM 002824100 719 5110 SH SOLE 4800 0 310 ABBVIE INC COM 00287Y109 1142 8437 SH SOLE 0 0 8437 ABERDEEN EMRG MRKTS EQT INM COM 00301W105 291 36680 SH SOLE 36680 0 0 ADAM NAT RES FD INC COM 00548F105 653 39541 SH SOLE 39541 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 278 490 SH SOLE 0 0 490 AGNICO EAGLE MINES LTD COM 008474108 213 4000 SH SOLE 3600 0 400 ALAMOS GOLD INC NEW COM CL A 011532108 164 21300 SH Call SOLE 21300 0 0 ALAMOS GOLD INC NEW COM CL A 011532108 146 19000 SH SOLE 19000 0 0 ALPHABET INC CAP STK CL A 02079K305 519 179 SH SOLE 0 0 179 ALPHABET INC CAP STK CL C 02079K107 1901 657 SH SOLE 600 0 57 ALTRA INDL MOTION CORP COM 02208R106 387 7500 SH SOLE 7500 0 0 AMERICAN EXPRESS CO COM 025816109 491 3000 SH SOLE 3000 0 0 AMGEN INC COM 031162100 235 1042 SH SOLE 900 0 142 ANTERO MIDSTREAM CORP COM 03676B102 100 10300 SH SOLE 10300 0 0 ANTHEM 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