0000919574-21-004950.txt : 20210810 0000919574-21-004950.hdr.sgml : 20210810 20210810131614 ACCESSION NUMBER: 0000919574-21-004950 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210810 DATE AS OF CHANGE: 20210810 EFFECTIVENESS DATE: 20210810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHEPHERD KAPLAN KROCHUK, LLC CENTRAL INDEX KEY: 0001218583 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10361 FILM NUMBER: 211159278 BUSINESS ADDRESS: STREET 1: 125 SUMMER STREET STREET 2: FLOOR 22 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-226-1740 MAIL ADDRESS: STREET 1: 125 SUMMER STREET STREET 2: FLOOR 22 CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: GRT CAPITAL PARTNERS L.L.C. DATE OF NAME CHANGE: 20150813 FORMER COMPANY: FORMER CONFORMED NAME: GRT CAPITAL PARTNERS LLC DATE OF NAME CHANGE: 20030212 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001218583 XXXXXXXX 06-30-2021 06-30-2021 false SHEPHERD KAPLAN KROCHUK, LLC

125 Summer Street Floor 22 Boston MA 02110

13F HOLDINGS REPORT 028-10361 N Timothy A. Krochuk 617-896-1600 /s/Timothy A. Krochuk Boston MA 08-10-2021 1 192 280594 1 0001710524 028-18093 Peak Capital Management LLC INFORMATION TABLE 2 infotable.xml ABBOTT LABS COM 002824100 580 5000 SH SOLE 5000 0 0 ABBVIE INC COM 00287Y109 929 8250 SH SOLE 0 0 8250 ABERDEEN EMRG MRKTS EQT INM COM 00301W105 332 36680 SH SOLE 36680 0 0 ADAM NAT RES FD INC COM 00548F105 339 20920 SH SOLE 20920 0 0 AGNICO EAGLE MINES LTD COM 008474108 242 4000 SH SOLE 4000 0 0 ALAMOS GOLD INC NEW COM CL A 011532108 163 21300 SH Call SOLE 21300 0 0 ALAMOS GOLD INC NEW COM CL A 011532108 92 12000 SH SOLE 12000 0 0 ALDEYRA THERAPEUTICS INC COM 01438T106 283 25000 SH SOLE 0 0 25000 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 314 25070 SH SOLE 25070 0 0 ALPHABET INC CAP STK CL C 02079K107 1579 630 SH SOLE 600 0 30 ALTRA INDL MOTION CORP COM 02208R106 514 7900 SH SOLE 7900 0 0 AMERICAN EXPRESS CO COM 025816109 512 3100 SH SOLE 3100 0 0 AMGEN INC COM 031162100 278 1140 SH SOLE 1000 0 140 ANTHEM INC COM 036752103 573 1500 SH SOLE 1500 0 0 APPLE INC 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