0000919574-21-003649.txt : 20210517 0000919574-21-003649.hdr.sgml : 20210517 20210517110657 ACCESSION NUMBER: 0000919574-21-003649 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210517 DATE AS OF CHANGE: 20210517 EFFECTIVENESS DATE: 20210517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHEPHERD KAPLAN KROCHUK, LLC CENTRAL INDEX KEY: 0001218583 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10361 FILM NUMBER: 21928549 BUSINESS ADDRESS: STREET 1: 125 SUMMER STREET STREET 2: FLOOR 22 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-226-1740 MAIL ADDRESS: STREET 1: 125 SUMMER STREET STREET 2: FLOOR 22 CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: GRT CAPITAL PARTNERS L.L.C. DATE OF NAME CHANGE: 20150813 FORMER COMPANY: FORMER CONFORMED NAME: GRT CAPITAL PARTNERS LLC DATE OF NAME CHANGE: 20030212 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001218583 XXXXXXXX 03-31-2021 03-31-2021 false SHEPHERD KAPLAN KROCHUK, LLC

125 Summer Street Floor 22 Boston MA 02110

13F HOLDINGS REPORT 028-10361 N Timothy A. Krochuk 617-896-1600 /s/ Timothy A. Krochuk Boston MA 05-17-2021 1 185 259019 1 0001710524 028-18093 Peak Capital Management LLC INFORMATION TABLE 2 infotable.xml ABBOTT LABS COM 002824100 659 5500 SH SOLE 5500 0 0 ABBVIE INC COM 00287Y109 865 7994 SH SOLE 0 0 7994 ABERDEEN EMRG MRKTS EQT INM COM 00301W105 317 36680 SH SOLE 36680 0 0 ADAM NAT RES FD INC COM 00548F105 297 20210 SH SOLE 20210 0 0 AGNICO EAGLE MINES LTD COM 008474108 231 4000 SH SOLE 4000 0 0 ALAMOS GOLD INC NEW COM CL A 011532108 94 12000 SH SOLE 12000 0 0 ALAMOS GOLD INC NEW COM CL A 011532108 159 20400 SH Call SOLE 20400 0 0 ALDEYRA THERAPEUTICS INC COM 01438T106 297 25000 SH SOLE 0 0 25000 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 297 25070 SH SOLE 25070 0 0 ALPHABET INC CAP STK CL C 02079K107 1510 730 SH SOLE 700 0 30 ALTRA INDL MOTION CORP COM 02208R106 448 8100 SH SOLE 8100 0 0 AMERICAN EXPRESS CO COM 025816109 608 4300 SH SOLE 4300 0 0 AMGEN INC COM 031162100 283 1139 SH SOLE 1000 0 139 ANTHEM INC COM 036752103 610 1700 SH SOLE 1700 0 0 APPLE INC 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