Managing Member

0000919574-20-003253.txt : 20200512 0000919574-20-003253.hdr.sgml : 20200512 20200512163247 ACCESSION NUMBER: 0000919574-20-003253 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200512 DATE AS OF CHANGE: 20200512 EFFECTIVENESS DATE: 20200512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHEPHERD KAPLAN KROCHUK, LLC CENTRAL INDEX KEY: 0001218583 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10361 FILM NUMBER: 20869543 BUSINESS ADDRESS: STREET 1: 125 SUMMER STREET STREET 2: FLOOR 22 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-226-1740 MAIL ADDRESS: STREET 1: 125 SUMMER STREET STREET 2: FLOOR 22 CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: GRT CAPITAL PARTNERS L.L.C. DATE OF NAME CHANGE: 20150813 FORMER COMPANY: FORMER CONFORMED NAME: GRT CAPITAL PARTNERS LLC DATE OF NAME CHANGE: 20030212 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001218583 XXXXXXXX 03-31-2020 03-31-2020 false SHEPHERD KAPLAN KROCHUK, LLC

125 Summer Street Floor 22 Boston MA 02110

13F HOLDINGS REPORT 028-10361 N /s/ Timothy A. Krochuk Managing Member 617-896-1600 /s/ Timothy A. Krochuk Boston MA 05-12-2020 0 133 61897 INFORMATION TABLE 2 infotable.xml ABBOTT LABS COM 002824100 631 8000 SH SOLE 8000 0 0 ABERDEEN ASIA-PACIFIC INCOME COM 003009107 281 83170 SH SOLE 83170 0 0 ABERDEEN EMRG MRKTS EQT INM COM 00301W105 190 36680 SH SOLE 36680 0 0 ADAM NAT RES FD INC COM 00548F105 221 26620 SH SOLE 26620 0 0 ALLIANZGI NFJ DIVID INT & PR COM 01883A107 122 12680 SH SOLE 12680 0 0 ALPHABET INC CAP STK CL C 02079K107 965 830 SH SOLE 800 0 30 ALTRA INDL MOTION CORP COM 02208R106 219 12500 SH SOLE 12500 0 0 AMERICAN EXPRESS CO COM 025816109 685 8000 SH SOLE 8000 0 0 AMGEN INC COM 031162100 264 1300 SH SOLE 1300 0 0 ANTERO RESOURCES CORP COM 03674X106 18 25333 SH SOLE 25333 0 0 ANTERO RESOURCES CORP COM 03674X106 15 21000 SH Call SOLE 21000 0 0 ANTHEM INC COM 036752103 545 2400 SH SOLE 2400 0 0 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 250 24245 SH SOLE 21480 0 2765 AXALTA COATING SYS LTD COM G0750C108 233 13500 SH SOLE 13500 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 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