0000919574-18-001085.txt : 20180213 0000919574-18-001085.hdr.sgml : 20180213 20180213132917 ACCESSION NUMBER: 0000919574-18-001085 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180213 DATE AS OF CHANGE: 20180213 EFFECTIVENESS DATE: 20180213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHEPHERD KAPLAN KROCHUK, LLC CENTRAL INDEX KEY: 0001218583 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10361 FILM NUMBER: 18601749 BUSINESS ADDRESS: STREET 1: 125 SUMMER STREET STREET 2: FLOOR 22 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-226-1740 MAIL ADDRESS: STREET 1: 125 SUMMER STREET STREET 2: FLOOR 22 CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: GRT CAPITAL PARTNERS L.L.C. DATE OF NAME CHANGE: 20150813 FORMER COMPANY: FORMER CONFORMED NAME: GRT CAPITAL PARTNERS LLC DATE OF NAME CHANGE: 20030212 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001218583 XXXXXXXX 12-31-2017 12-31-2017 false SHEPHERD KAPLAN KROCHUK, LLC

125 Summer Street Floor 22 Boston MA 02110

13F HOLDINGS REPORT 028-10361 N /s/ Timothy A. Krochuk 617-226-1700 /s/ Timothy A. Krochuk Boston MA 02-13-2018 0 249 160950 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 235 1000 SH SOLE 1000 0 0 8POINT3 ENERGY PARTNERS LP LP CL A RPT LTDPT 282539105 543 35673 SH SOLE 35673 0 0 ABBOTT LABS COM 002824100 578 10130 SH SOLE 10130 0 0 AETNA INC NEW COM 00817Y108 228 1262 SH SOLE 1262 0 0 AGNICO EAGLE MINES LTD COM 008474108 353 7648 SH SOLE 7648 0 0 AGRIUM INC COM 008916108 847 7367 SH SOLE 7367 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 272 1578 SH SOLE 1578 0 0 ALLIANZGI EQUITY & CONV INCO COM 018829101 205 9700 SH SOLE 9700 0 0 ALLIANZGI NFJ DIVID INT & PR COM 01883A107 194 14900 SH SOLE 14900 0 0 ALPHABET INC CAP STK CL C 02079K107 837 800 SH SOLE 800 0 0 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 141 20900 SH SOLE 20900 0 0 ALPS ETF TR C&S GLOBL ETF 00162Q866 574 53179 SH SOLE 53179 0 0 AMERICAN EXPRESS CO COM 025816109 2034 20478 SH SOLE 20478 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 876 16828 SH SOLE 16828 0 0 AMERICAN INTL GROUP INC COM NEW 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