0000919574-16-010550.txt : 20160216
0000919574-16-010550.hdr.sgml : 20160215
20160212190209
ACCESSION NUMBER: 0000919574-16-010550
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160216
DATE AS OF CHANGE: 20160212
EFFECTIVENESS DATE: 20160216
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRT CAPITAL PARTNERS L.L.C.
CENTRAL INDEX KEY: 0001218583
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10361
FILM NUMBER: 161421900
BUSINESS ADDRESS:
STREET 1: ONE LIBERTY SQUARE
STREET 2: 11TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6172261740
MAIL ADDRESS:
STREET 1: ONE LIBERTY SQUARE
STREET 2: 11TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: GRT CAPITAL PARTNERS LLC
DATE OF NAME CHANGE: 20030212
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001218583
XXXXXXXX
12-31-2015
12-31-2015
false
GRT CAPITAL PARTNERS L.L.C.
One Liberty Square
11th Floor
Boston
MA
02109
13F HOLDINGS REPORT
028-10361
N
/s/ Timothy A. Krochuk
Managing member
617-226-1700
/s/ Timothy A. Krochuk
Boston
MA
02-12-2016
1
428
359408
1
0001542728
028-14914
GRT Value Fund, a series of Advisors Inner Circle Fund II
INFORMATION TABLE
2
infotable.xml
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294
76472
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SOLE
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0
0
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00548A106
461
16294
SH
SOLE
16294
0
0
ADDVANTAGE TECHNOLOGIES GP I
COM NEW
006743306
218
120548
SH
SOLE
120548
0
0
ADVENT CLAY CONV SEC INC FD
COM
007639107
111
19960
SH
SOLE
19960
0
0
ADVENT CLAYMORE ENH GRW & IN
COM
00765E104
117
14200
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SOLE
14200
0
0
AEGEAN MARINE PETROLEUM NETW
SHS
Y0017S102
207
24772
SH
SOLE
24772
0
0
AERCAP HOLDINGS NV
SHS
N00985106
217
5031
SH
SOLE
5031
0
0
AGNICO EAGLE MINES LTD
COM
008474108
302
11500
SH
SOLE
11500
0
0
AGRIUM INC
COM
008916108
881
9858
SH
SOLE
9858
0
0
AIR METHODS CORP
COM PAR $.06
009128307
342
8149
SH
SOLE
8149
0
0
ALLIANZGI EQUITY & CONV INCO
COM
018829101
305
16960
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16960
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019222108
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71821
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COM
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284346
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200
14197
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376
8873
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COM
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22849
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78
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COM
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530
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COM
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1869
26866
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COM NEW
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1716
27698
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0
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COM
02916P103
292
6299
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SOLE
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AMGEN INC
COM
031162100
554
3410
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SOLE
3410
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COM
03674X106
8730
400451
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SOLE
400451
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0
ANTHEM INC
COM
036752103
1184
8493
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SOLE
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0
APOLLO ED GROUP INC
CL A
037604105
153
20000
SH
Call
SOLE
20000
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0
APPLE INC
COM
037833100
532
5057
SH
SOLE
5057
0
0
APPLE INC
COM
037833100
105
1000
SH
Put
SOLE
1000
0
0
APPLIANCE RECYCLING CTRS AME
COM NEW
03814F205
57
54733
SH
SOLE
54733
0
0
APPLIED GENETIC TECHNOL CORP
COM
03820J100
216
10611
SH
SOLE
10611
0
0
ARCH COAL INC
COM NEW
039380308
67
68281
SH
SOLE
68281
0
0
ARI NETWORK SVCS INC
COM NEW
001930205
69
15273
SH
SOLE
15273
0
0
ASHLAND INC NEW
COM
044209104
104
1012
SH
DFND
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1012
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0
ASHLAND INC NEW
COM
044209104
204
1984
SH
SOLE
1984
0
0
ASSURED GUARANTY LTD
COM
G0585R106
209
7917
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AT&T INC
COM
00206R102
364
10577
SH
SOLE
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0
AUTONATION INC
COM
05329W102
329
5520
SH
SOLE
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AVALON HLDGS CORP
CL A
05343P109
111
58906
SH
SOLE
58906
0
0
AVIS BUDGET GROUP
COM
053774105
68
1875
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DFND
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1875
0
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AVIS BUDGET GROUP
COM
053774105
907
24985
SH
SOLE
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0
BANC CALIF INC
COM
05990K106
209
14328
SH
SOLE
14328
0
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BARCLAYS BK PLC
IPSP CROIL ETN
06738C786
125
20000
SH
Call
SOLE
20000
0
0
BARNWELL INDS INC
COM
068221100
38
20000
SH
SOLE
20000
0
0
BARRETT BILL CORP
COM
06846N104
2096
533276
SH
SOLE
533276
0
0
BELLATRIX EXPLORATION LTD
COM
078314101
123
101627
SH
SOLE
101627
0
0
BENCHMARK ELECTRS INC
COM
08160H101
178
8633
SH
DFND
1
8633
0
0
BENCHMARK ELECTRS INC
COM
08160H101
36
1757
SH
SOLE
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BENEFICIAL BANCORP INC
COM
08171T102
463
34757
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34757
0
0
BENEFICIAL BANCORP INC
COM
08171T102
76
5738
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SOLE
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CL B NEW
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618
4680
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DFND
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CL B NEW
084670702
7020
53162
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SOLE
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BERRY PLASTICS GROUP INC
COM
08579W103
232
6409
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BERRY PLASTICS GROUP INC
COM
08579W103
1175
32480
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BIODEL INC
COM NEW
09064M204
40
116525
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SOLE
116525
0
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BIODELIVERY SCIENCES INTL IN
COM
09060J106
1425
297445
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SOLE
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BIOGEN INC
COM
09062X103
3309
10800
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10800
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BIOTELEMETRY INC
COM
090672106
143
12205
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BLACK DIAMOND INC
COM
09202G101
75
17000
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SOLE
17000
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BLACKROCK CAPITAL INVESTMENT
COM
092533108
341
36232
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SOLE
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BLACKROCK ENHANCED EQT DIV T
COM
09251A104
572
75190
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SOLE
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BLACKROCK FLOAT RATE OME STR
COM
09255X100
144
11130
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COM
092501105
576
45180
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45180
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COM
095180105
24
2487
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DFND
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COM
095180105
618
63043
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SOLE
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UT LTD PARTNER
096627104
363
27980
SH
SOLE
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0
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BONANZA CREEK ENERGY INC
COM
097793103
2735
518920
SH
SOLE
518920
0
0
BORGWARNER INC
COM
099724106
303
7000
SH
DFND
1
7000
0
0
BORGWARNER INC
COM
099724106
73
1698
SH
SOLE
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0
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BOULDER GROWTH & INCOME FD I
COM
101507101
110
14260
SH
SOLE
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BOYD GAMING CORP
COM
103304101
255
12844
SH
SOLE
12844
0
0
BRIDGEPOINT ED INC
COM
10807M105
100
13172
SH
SOLE
13172
0
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BROOKS AUTOMATION INC
COM
114340102
140
13152
SH
DFND
1
13152
0
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BROOKS AUTOMATION INC
COM
114340102
41
3848
SH
SOLE
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0
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CABOT OIL & GAS CORP
COM
127097103
10943
618623
SH
SOLE
618623
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CALLON PETE CO DEL
COM
13123X102
14794
1773826
SH
SOLE
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0
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CARA THERAPEUTICS INC
COM
140755109
1070
63458
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0
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CARRIZO OIL & GAS INC
COM
144577103
10603
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COM
15135U109
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COM
156700106
325
12902
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SOLE
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0
0
CF INDS HLDGS INC
COM
125269100
666
16324
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SOLE
16324
0
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CHARLES RIV LABS INTL INC
COM
159864107
248
3082
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SOLE
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0
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CHEMTURA CORP
COM NEW
163893209
315
11551
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SOLE
11551
0
0
CIMAREX ENERGY CO
COM
171798101
14960
167372
SH
SOLE
167372
0
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CIRRUS LOGIC INC
COM
172755100
428
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SH
SOLE
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CITIGROUP INC
COM NEW
172967424
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SH
SOLE
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CITRIX SYS INC
COM
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207
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COCA COLA CO
COM
191216100
1087
25296
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SOLE
25296
0
0
COFFEE HLDGS INC
COM
192176105
382
99231
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SOLE
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0
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COHEN & STEERS INFRASTRUCTUR
COM
19248A109
244
12810
SH
SOLE
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COLFAX CORP
COM
194014106
261
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COLFAX CORP
COM
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32
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SH
SOLE
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CONCHO RES INC
COM
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100649
SH
SOLE
100649
0
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CONOCOPHILLIPS
COM
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442
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SH
SOLE
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CONSOL ENERGY INC
COM
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COM NEW
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2273
354543
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SOLE
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COM
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64503
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COM
21676P103
222
2867
SH
SOLE
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0
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COM
216831107
207
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SH
SOLE
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COM
217204106
294
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COPART INC
COM
217204106
2845
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SOLE
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COM
N22717107
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SH
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CORNING INC
COM
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CRESCENT PT ENERGY CORP
COM
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343
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CSP INC
COM
126389105
161
23231
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COM
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311
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SH
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COM
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CVS HEALTH CORP
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COM
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7069
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Put
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359
8033
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SOLE
8033
0
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CYS INVTS INC
COM
12673A108
357
50000
SH
DFND
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COM
12673A108
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COM PAR $.001
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139
52509
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SHS
Y1968P105
119
19927
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COM
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124
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1969
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COM
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259
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SOLE
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COM NEW
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204
11890
SH
SOLE
11890
0
0
DELTA AIR LINES INC DEL
COM NEW
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1428
28177
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SOLE
28177
0
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DESTINATION MATERNITY CORP
COM
25065D100
285
32700
SH
SOLE
32700
0
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DEVON ENERGY CORP NEW
COM
25179M103
1287
40230
SH
SOLE
40230
0
0
DHI GROUP INC
COM
23331S100
216
23604
SH
SOLE
23604
0
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DHT HOLDINGS INC
SHS NEW
Y2065G121
229
28310
SH
SOLE
28310
0
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DIAMOND OFFSHORE DRILLING IN
COM
25271C102
335
15866
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SOLE
15866
0
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DIAMONDBACK ENERGY INC
COM
25278X109
2483
37120
SH
SOLE
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0
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DOMTAR CORP
COM NEW
257559203
316
8552
SH
SOLE
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COM
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300
309011
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COM
268102100
355
194095
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EARTHLINK HLDGS CORP
COM
27033X101
224
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SOLE
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0
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EASTERN CO
COM
276317104
207
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SOLE
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0
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COM
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149
11090
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SOLE
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0
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COM
27828Q105
134
10809
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1
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0
0
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COM
27828Q105
37
2948
SH
SOLE
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0
0
EATON VANCE TAX ADVT DIV INC
COM
27828G107
386
19960
SH
SOLE
19960
0
0
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COM NEW
27874N303
180
31959
SH
SOLE
31959
0
0
ECOLOGY & ENVIRONMENT INC
CL A
278878103
246
24004
SH
SOLE
24004
0
0
ELECTROMED INC
COM
285409108
672
353470
SH
SOLE
353470
0
0
ELTEK LTD
ORD
M40184109
83
65534
SH
SOLE
65534
0
0
EMCORE CORP
COM NEW
290846203
199
32433
SH
SOLE
32433
0
0
EMERGENT BIOSOLUTIONS INC
COM
29089Q105
540
13502
SH
SOLE
13502
0
0
ENBRIDGE INC
COM
29250N105
570
17144
SH
SOLE
17144
0
0
ENDOLOGIX INC
COM
29266S106
379
38266
SH
SOLE
38266
0
0
ENERGEN CORP
COM
29265N108
9199
224427
SH
SOLE
224427
0
0
ENERGY XXI LTD
USD UNRS SHS
G10082140
876
867224
SH
SOLE
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0
0
ENGLOBAL CORP
COM
293306106
329
339557
SH
SOLE
339557
0
0
ENNIS INC
COM
293389102
223
11559
SH
SOLE
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0
0
EOG RES INC
COM
26875P101
5775
81574
SH
SOLE
81574
0
0
EQT CORP
COM
26884L109
15545
298203
SH
SOLE
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0
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ESCALON MED CORP
COM NEW
296074305
551
519864
SH
SOLE
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ESTERLINE TECHNOLOGIES CORP
COM
297425100
257
3175
SH
DFND
1
3175
0
0
ESTERLINE TECHNOLOGIES CORP
COM
297425100
310
3825
SH
SOLE
3825
0
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EXELON CORP
COM
30161N101
206
7406
SH
SOLE
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0
0
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COM NEW
30212P303
357
2872
SH
SOLE
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0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
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11023
SH
SOLE
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0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
9178
105000
SH
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SOLE
105000
0
0
EXTREME NETWORKS INC
COM
30226D106
231
56573
SH
SOLE
56573
0
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EXXON MOBIL CORP
COM
30231G102
416
5337
SH
SOLE
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0
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F M C CORP
COM NEW
302491303
332
8493
SH
SOLE
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0
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CL C
313148306
200
6337
SH
SOLE
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0
0
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CL B
314211103
428
14940
SH
DFND
1
14940
0
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CL B
314211103
417
14560
SH
SOLE
14560
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
126
3637
SH
DFND
1
3637
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
359
10364
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SOLE
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0
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COM
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278
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4583
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COM
31620M106
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COM
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62
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COM
31847R102
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0
0
FIRST AMERN FINL CORP
COM
31847R102
112
3106
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SOLE
3106
0
0
FIRST NBC BK HLDG CO
COM
32115D106
209
5591
SH
SOLE
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0
0
FIRST TR ENHANCED EQTY INC F
COM
337318109
310
23450
SH
SOLE
23450
0
0
FLAGSTAR BANCORP INC
COM PAR .001
337930705
227
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SH
SOLE
9805
0
0
FLEETCOR TECHNOLOGIES INC
COM
339041105
429
3000
SH
Put
SOLE
3000
0
0
FLEXTRONICS INTL LTD
ORD
Y2573F102
448
40000
SH
DFND
1
40000
0
0
FLEXTRONICS INTL LTD
ORD
Y2573F102
1547
138022
SH
SOLE
138022
0
0
FOOT LOCKER INC
COM
344849104
203
3123
SH
SOLE
3123
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
469
33285
SH
SOLE
33285
0
0
FOSTER L B CO
COM
350060109
150
11000
SH
Call
SOLE
11000
0
0
FRESH DEL MONTE PRODUCE INC
ORD
G36738105
308
7933
SH
SOLE
7933
0
0
FUEL TECH INC
COM
359523107
206
108771
SH
SOLE
108771
0
0
FUTUREFUEL CORPORATION
COM
36116M106
208
15401
SH
SOLE
15401
0
0
GABELLI HLTHCARE & WELLNESS
SHS
36246K103
211
20540
SH
SOLE
20540
0
0
GALMED PHARMACEUTICALS LTD
SHS
M47238106
142
18690
SH
SOLE
18690
0
0
GASLOG PARTNERS LP
UNIT LTD PTNRP
Y2687W108
910
64015
SH
SOLE
64015
0
0
GASTAR EXPL INC NEW
COM
36729W202
191
145465
SH
SOLE
145465
0
0
GENERAL AMERN INVS INC
COM
368802104
557
17450
SH
SOLE
17450
0
0
GENERAL MTRS CO
COM
37045V100
366
10763
SH
SOLE
10763
0
0
GENOMIC HEALTH INC
COM
37244C101
255
7258
SH
SOLE
7258
0
0
GIGAMON INC
COM
37518B102
214
8037
SH
SOLE
8037
0
0
GILEAD SCIENCES INC
COM
375558103
350
3459
SH
SOLE
3459
0
0
GLOBAL PMTS INC
COM
37940X102
228
3530
SH
SOLE
3530
0
0
GLOBAL POWER EQUIPMENT GRP I
COM PAR $0.01
37941P306
135
38816
SH
SOLE
38816
0
0
GOLDFIELD CORP
COM
381370105
175
112821
SH
SOLE
112821
0
0
GOODRICH PETE CORP
COM NEW
382410405
260
978173
SH
SOLE
978173
0
0
GRAN TIERRA ENERGY INC
COM
38500T101
873
401014
SH
SOLE
401014
0
0
GRAY TELEVISION INC
COM
389375106
148
9062
SH
DFND
1
9062
0
0
GRAY TELEVISION INC
COM
389375106
156
9545
SH
SOLE
9545
0
0
GREIF INC
CL A
397624107
320
10379
SH
SOLE
10379
0
0
GROUP 1 AUTOMOTIVE INC
COM
398905109
591
7810
SH
DFND
1
7810
0
0
GROUP 1 AUTOMOTIVE INC
COM
398905109
288
3804
SH
SOLE
3804
0
0
GULFPORT ENERGY CORP
COM NEW
402635304
345
14029
SH
DFND
1
14029
0
0
GULFPORT ENERGY CORP
COM NEW
402635304
13279
540460
SH
SOLE
540460
0
0
HACKETT GROUP INC
COM
404609109
230
14294
SH
SOLE
14294
0
0
HANNON ARMSTRONG SUST INFR C
COM
41068X100
196
10361
SH
DFND
1
10361
0
0
HANNON ARMSTRONG SUST INFR C
COM
41068X100
474
25053
SH
SOLE
25053
0
0
HARTE-HANKS INC
COM
416196103
32
10000
SH
Call
SOLE
10000
0
0
HERBALIFE LTD
COM USD SHS
G4412G101
448
8350
SH
SOLE
8350
0
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T105
704
49460
SH
SOLE
49460
0
0
HILL INTERNATIONAL INC
COM
431466101
131
33868
SH
SOLE
33868
0
0
HILL ROM HLDGS INC
COM
431475102
331
6881
SH
SOLE
6881
0
0
HOME DEPOT INC
COM
437076102
223
1683
SH
SOLE
1683
0
0
HOUSTON WIRE & CABLE CO
COM
44244K109
126
23800
SH
SOLE
23800
0
0
IMMUCELL CORP
COM PAR $0.10
452525306
144
19475
SH
SOLE
19475
0
0
INSIGNIA SYS INC
COM
45765Y105
89
30857
SH
SOLE
30857
0
0
INSULET CORP
COM
45784P101
319
8426
SH
SOLE
8426
0
0
INTEL CORP
COM
458140100
572
16616
SH
SOLE
16616
0
0
INTELIQUENT INC
COM
45825N107
328
18434
SH
SOLE
18434
0
0
INTERFACE INC
COM
458665304
211
11000
SH
DFND
1
11000
0
0
INTERFACE INC
COM
458665304
55
2881
SH
SOLE
2881
0
0
INVENTURE FOODS INC
COM
461212102
157
22066
SH
DFND
1
22066
0
0
INVENTURE FOODS INC
COM
461212102
101
14255
SH
SOLE
14255
0
0
INVESCO DYNAMIC CR OPP FD
COM
46132R104
281
26600
SH
SOLE
26600
0
0
INVESTORS BANCORP INC NEW
COM
46146L101
239
19200
SH
DFND
1
19200
0
0
INVESTORS BANCORP INC NEW
COM
46146L101
31
2460
SH
SOLE
2460
0
0
IPG PHOTONICS CORP
COM
44980X109
169
1900
SH
DFND
1
1900
0
0
IPG PHOTONICS CORP
COM
44980X109
38
428
SH
SOLE
428
0
0
IRIDIUM COMMUNICATIONS INC
COM
46269C102
384
45698
SH
SOLE
45698
0
0
ISHARES TR
20+ YR TR BD ETF
464287432
841
6975
SH
SOLE
6975
0
0
ISHARES TR
7-10 Y TR BD ETF
464287440
709
6719
SH
SOLE
6719
0
0
ISHARES TR
MSCI EAFE ETF
464287465
401
6830
SH
SOLE
6830
0
0
ISLE OF CAPRI CASINOS INC
COM
464592104
210
15089
SH
SOLE
15089
0
0
JABIL CIRCUIT INC
COM
466313103
140
6000
SH
DFND
1
6000
0
0
JABIL CIRCUIT INC
COM
466313103
543
23294
SH
SOLE
23294
0
0
JAPAN SMALLER CAPTLZTN FD IN
COM
47109U104
169
16510
SH
SOLE
16510
0
0
JOHNSON & JOHNSON
COM
478160104
1221
11887
SH
SOLE
11887
0
0
JUNIPER NETWORKS INC
COM
48203R104
324
11730
SH
SOLE
11730
0
0
KAR AUCTION SVCS INC
COM
48238T109
522
14085
SH
DFND
1
14085
0
0
KAR AUCTION SVCS INC
COM
48238T109
534
14415
SH
SOLE
14415
0
0
KAYNE ANDERSON ENERGY DEV CO
COM
48660Q102
208
11860
SH
SOLE
11860
0
0
KEARNY FINL CORP MD
COM
48716P108
355
28000
SH
DFND
1
28000
0
0
KEARNY FINL CORP MD
COM
48716P108
98
7735
SH
SOLE
7735
0
0
KEMET CORP
COM NEW
488360207
62
26000
SH
SOLE
26000
0
0
KRAFT HEINZ CO
COM
500754106
422
5795
SH
SOLE
5795
0
0
KRATON PERFORMANCE POLYMERS
COM
50077C106
267
16060
SH
SOLE
16060
0
0
KRONOS WORLDWIDE INC
COM
50105F105
161
28600
SH
Call
SOLE
28600
0
0
LANTRONIX INC
COM NEW
516548203
52
46072
SH
SOLE
46072
0
0
LAREDO PETROLEUM INC
COM
516806106
5475
685265
SH
SOLE
685265
0
0
LAZARD GLB TTL RET&INCM FD I
COM
52106W103
314
24035
SH
SOLE
24035
0
0
LEAR CORP
COM NEW
521865204
235
1910
SH
SOLE
1910
0
0
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
572
106980
SH
SOLE
106980
0
0
LKQ CORP
COM
501889208
326
11000
SH
DFND
1
11000
0
0
MAG SILVER CORP
COM
55903Q104
28
4000
SH
DFND
1
4000
0
0
MAG SILVER CORP
COM
55903Q104
134
19000
SH
SOLE
19000
0
0
MAGELLAN HEALTH INC
COM NEW
559079207
209
3389
SH
SOLE
3389
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
227
1662
SH
DFND
1
1662
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
60
438
SH
SOLE
438
0
0
MASIMO CORP
COM
574795100
554
13346
SH
SOLE
13346
0
0
MAST THERAPEUTICS INC
COM
576314108
245
581886
SH
SOLE
581886
0
0
MCCLATCHY CO
CL A
579489105
58
48000
SH
SOLE
48000
0
0
MCGRAW HILL FINL INC
COM
580645109
99
1000
SH
DFND
1
1000
0
0
MCGRAW HILL FINL INC
COM
580645109
1687
17118
SH
SOLE
17118
0
0
MEDNAX INC
COM
58502B106
691
9640
SH
SOLE
9640
0
0
MERCANTILE BANK CORP
COM
587376104
222
9061
SH
SOLE
9061
0
0
MERCER INTL INC
COM
588056101
101
11159
SH
DFND
1
11159
0
0
MERCER INTL INC
COM
588056101
262
28912
SH
SOLE
28912
0
0
MERCK & CO INC NEW
COM
58933Y105
220
4159
SH
SOLE
4159
0
0
METHANEX CORP
COM
59151K108
215
6520
SH
DFND
1
6520
0
0
METHANEX CORP
COM
59151K108
972
29453
SH
SOLE
29453
0
0
MFA FINL INC
COM
55272X102
180
27317
SH
DFND
1
27317
0
0
MFA FINL INC
COM
55272X102
29
4373
SH
SOLE
4373
0
0
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
260
47220
SH
SOLE
47220
0
0
MGIC INVT CORP WIS
COM
552848103
109
12335
SH
SOLE
12335
0
0
MICROSOFT CORP
COM
594918104
984
17728
SH
SOLE
17728
0
0
MITEK SYS INC
COM NEW
606710200
96
23393
SH
SOLE
23393
0
0
MOHAWK INDS INC
COM
608190104
515
2717
SH
SOLE
2717
0
0
MONDELEZ INTL INC
CL A
609207105
841
18764
SH
SOLE
18764
0
0
MORGAN STANLEY EMER MKTS DEB
COM
61744H105
162
18950
SH
SOLE
18950
0
0
MSA SAFETY INC
COM
553498106
159
3661
SH
DFND
1
3661
0
0
MSA SAFETY INC
COM
553498106
403
9269
SH
SOLE
9269
0
0
NAVIOS MARITIME ACQUIS CORP
SHS
Y62159101
189
62839
SH
SOLE
62839
0
0
NCI BUILDING SYS INC
COM NEW
628852204
248
19945
SH
DFND
1
19945
0
0
NCI BUILDING SYS INC
COM NEW
628852204
354
28505
SH
SOLE
28505
0
0
NETFLIX INC
COM
64110L106
904
7900
SH
Put
SOLE
7900
0
0
NETGEAR INC
COM
64111Q104
206
4911
SH
SOLE
4911
0
0
NEUBERGER BERMAN RE ES SEC F
COM
64190A103
300
59850
SH
SOLE
59850
0
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
705
12457
SH
SOLE
12457
0
0
NEUSTAR INC
CL A
64126X201
209
8722
SH
SOLE
8722
0
0
NEW YORK & CO INC
COM
649295102
94
41186
SH
SOLE
41186
0
0
NEW YORK CMNTY BANCORP INC
COM
649445103
228
14000
SH
DFND
1
14000
0
0
NEW YORK CMNTY BANCORP INC
COM
649445103
678
41572
SH
SOLE
41572
0
0
NEWPORT CORP
COM
651824104
436
27475
SH
DFND
1
27475
0
0
NEWPORT CORP
COM
651824104
445
28015
SH
SOLE
28015
0
0
NOBLE CORP PLC
SHS USD
G65431101
278
26322
SH
SOLE
26322
0
0
NOBLE ENERGY INC
COM
655044105
2917
88571
SH
SOLE
88571
0
0
NORTH AMERN ENERGY PARTNERS
COM
656844107
176
101754
SH
SOLE
101754
0
0
NRG YIELD INC
CL C
62942X405
316
21380
SH
SOLE
21380
0
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
428
21538
SH
SOLE
21538
0
0
NUVASIVE INC
COM
670704105
276
5097
SH
SOLE
5097
0
0
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
273
34836
SH
DFND
1
34836
0
0
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
25
3164
SH
SOLE
3164
0
0
NVIDIA CORP
COM
67066G104
256
7779
SH
SOLE
7779
0
0
OCEAN BIO CHEM INC
COM
674631106
323
150879
SH
SOLE
150879
0
0
OLD SECOND BANCORP INC ILL
COM
680277100
240
30554
SH
SOLE
30554
0
0
ON SEMICONDUCTOR CORP
COM
682189105
364
37172
SH
DFND
1
37172
0
0
ON SEMICONDUCTOR CORP
COM
682189105
28
2828
SH
SOLE
2828
0
0
ORASURE TECHNOLOGIES INC
COM
68554V108
119
18490
SH
SOLE
18490
0
0
OTELCO INC
CL A NEW
688823301
380
54005
SH
SOLE
54005
0
0
OUTERWALL INC
COM
690070107
200
5475
SH
SOLE
5475
0
0
OWENS ILL INC
COM NEW
690768403
321
18455
SH
SOLE
18455
0
0
OXIGENE INC
COM PAR$.001
691828404
97
127450
SH
SOLE
127450
0
0
PATTERN ENERGY GROUP INC
CL A
70338P100
988
47236
SH
SOLE
47236
0
0
PDC ENERGY INC
COM
69327R101
1249
23404
SH
SOLE
23404
0
0
PEABODY ENERGY CORP
COM NEW
704549203
174
22697
SH
SOLE
22697
0
0
PENN VA CORP
COM
707882106
626
2084843
SH
SOLE
2084843
0
0
PENNYMAC FINL SVCS INC
CL A
70932B101
197
12809
SH
SOLE
12809
0
0
PEPSICO INC
COM
713448108
1443
14439
SH
SOLE
14439
0
0
PERION NETWORK LTD
SHS
M78673106
108
29848
SH
SOLE
29848
0
0
PFIZER INC
COM
717081103
202
6261
SH
SOLE
6261
0
0
PHILLIPS 66
COM
718546104
248
3030
SH
SOLE
3030
0
0
PHOTRONICS INC
COM
719405102
245
19677
SH
SOLE
19677
0
0
PIONEER NAT RES CO
COM
723787107
20150
160708
SH
SOLE
160708
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
224
2000
SH
Put
SOLE
2000
0
0
PRECISION CASTPARTS CORP
COM
740189105
630
2717
SH
SOLE
2717
0
0
PROCTER & GAMBLE CO
COM
742718109
523
6592
SH
SOLE
6592
0
0
PRO-DEX INC COLO
COM NEW
74265M205
42
17196
SH
SOLE
17196
0
0
PROSHARES TR II
SHT VIX ST TRM
74347W627
1150
22790
SH
SOLE
22790
0
0
PROSHARES TR
PSHS ULT S&P 500
74347R107
504
8000
SH
Put
SOLE
8000
0
0
PROSHARES TR
PSHS ULTRA QQQ
74347R206
784
10000
SH
Put
SOLE
10000
0
0
PUTNAM MASTER INTER INCOME T
SH BEN INT
746909100
63
13920
SH
SOLE
13920
0
0
QLOGIC CORP
COM
747277101
206
16876
SH
SOLE
16876
0
0
QUALITY SYS INC
COM
747582104
359
22262
SH
SOLE
22262
0
0
RADISYS CORP
COM
750459109
158
57200
SH
SOLE
57200
0
0
RANGE RES CORP
COM
75281A109
7238
294112
SH
SOLE
294112
0
0
RAYONIER ADVANCED MATLS INC
COM
75508B104
204
20800
SH
SOLE
20800
0
0
REGIS CORP MINN
COM
758932107
185
13051
SH
SOLE
13051
0
0
RENTECH NITROGEN PARTNERS L
COM UNIT
760113100
354
33404
SH
SOLE
33404
0
0
RESOLUTE ENERGY CORP
COM
76116A108
928
1066814
SH
SOLE
1066814
0
0
RIGEL PHARMACEUTICALS INC
COM NEW
766559603
139
45720
SH
SOLE
45720
0
0
ROGERS CORP
COM
775133101
140
2712
SH
DFND
1
2712
0
0
ROGERS CORP
COM
775133101
66
1288
SH
SOLE
1288
0
0
ROYCE MICRO-CAP TR INC
COM
780915104
130
17970
SH
SOLE
17970
0
0
ROYCE VALUE TR INC
COM
780910105
460
39100
SH
SOLE
39100
0
0
RSP PERMIAN INC
COM
74978Q105
3374
138329
SH
SOLE
138329
0
0
SAFEGUARD SCIENTIFICS INC
COM NEW
786449207
599
41311
SH
DFND
1
41311
0
0
SAFEGUARD SCIENTIFICS INC
COM NEW
786449207
707
48709
SH
SOLE
48709
0
0
SALESFORCE COM INC
COM
79466L302
541
6900
SH
Put
SOLE
6900
0
0
SANCHEZ ENERGY CORP
COM
79970Y105
6209
1440620
SH
SOLE
1440620
0
0
SCHMITT INDS INC ORE
COM NEW
806870200
325
121554
SH
SOLE
121554
0
0
SCHWEITZER-MAUDUIT INTL INC
COM
808541106
575
13685
SH
SOLE
13685
0
0
SEACHANGE INTL INC
COM
811699107
67
10000
SH
Call
SOLE
10000
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
292
7966
SH
DFND
1
7966
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
452
12337
SH
SOLE
12337
0
0
SERVOTRONICS INC
COM
817732100
311
38419
SH
SOLE
38419
0
0
SHIP FINANCE INTERNATIONAL L
SHS
G81075106
558
33654
SH
SOLE
33654
0
0
SILGAN HOLDINGS INC
COM
827048109
393
7320
SH
SOLE
7320
0
0
SILVER WHEATON CORP
COM
828336107
199
16000
SH
SOLE
16000
0
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
437
13420
SH
DFND
1
13420
0
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
945
29033
SH
SOLE
29033
0
0
SKYWEST INC
COM
830879102
228
12011
SH
SOLE
12011
0
0
SMTC CORP
COM NEW
832682207
401
258496
SH
SOLE
258496
0
0
SONIC AUTOMOTIVE INC
CL A
83545G102
366
16060
SH
DFND
1
16060
0
0
SONIC AUTOMOTIVE INC
CL A
83545G102
63
2760
SH
SOLE
2760
0
0
SONIC CORP
COM
835451105
237
7339
SH
SOLE
7339
0
0
SOUTHWEST AIRLS CO
COM
844741108
205
4763
SH
SOLE
4763
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
928
4550
SH
SOLE
4550
0
0
SPECTRA ENERGY PARTNERS LP
COM
84756N109
405
8493
SH
SOLE
8493
0
0
SPECTRUM PHARMACEUTICALS INC
COM
84763A108
108
17847
SH
SOLE
17847
0
0
SPLUNK INC
COM
848637104
441
7500
SH
Put
SOLE
7500
0
0
SPX CORP
COM
784635104
131
14000
SH
Call
SOLE
14000
0
0
ST JUDE MED INC
COM
790849103
320
5180
SH
SOLE
5180
0
0
STANLEY FURNITURE CO INC
COM NEW
854305208
170
61036
SH
SOLE
61036
0
0
STRYKER CORP
COM
863667101
267
2869
SH
SOLE
2869
0
0
SUMMER INFANT INC
COM
865646103
130
58300
SH
SOLE
58300
0
0
SUNLINK HEALTH SYSTEMS INC
COM
86737U102
232
252673
SH
SOLE
252673
0
0
SUNTRUST BKS INC
COM
867914103
220
5126
SH
SOLE
5126
0
0
SUPPORT COM INC
COM
86858W101
44
43671
SH
SOLE
43671
0
0
TABLEAU SOFTWARE INC
CL A
87336U105
377
4000
SH
Put
SOLE
4000
0
0
TANDEM DIABETES CARE INC
COM
875372104
252
21303
SH
SOLE
21303
0
0
TAT TECHNOLOGIES LTD
ORD NEW
M8740S227
216
29229
SH
SOLE
29229
0
0
TD AMERITRADE HLDG CORP
COM
87236Y108
301
8682
SH
DFND
1
8682
0
0
TD AMERITRADE HLDG CORP
COM
87236Y108
80
2318
SH
SOLE
2318
0
0
TECHNICAL COMMUNICATIONS COR
COM
878409101
65
21616
SH
SOLE
21616
0
0
TEL INSTR ELECTRS CORP
COM NEW
879165207
377
77800
SH
SOLE
77800
0
0
TENGASCO INC
COM NEW
88033R205
34
285947
SH
SOLE
285947
0
0
TESLA MTRS INC
COM
88160R101
2784
11600
SH
Put
SOLE
11600
0
0
TESORO CORP
COM
881609101
584
5540
SH
SOLE
5540
0
0
TESSERA TECHNOLOGIES INC
COM
88164L100
325
10846
SH
SOLE
10846
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
105
1596
SH
SOLE
1596
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
8139
124000
SH
Put
SOLE
124000
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
1311
9244
SH
SOLE
9244
0
0
TILLYS INC
CL A
886885102
99
15000
SH
Call
SOLE
15000
0
0
TITAN MACHY INC
COM
88830R101
308
28225
SH
SOLE
28225
0
0
TOR MINERALS INTL INC
COM NEW
890878309
130
28772
SH
SOLE
28772
0
0
TOWER INTL INC
COM
891826109
553
19365
SH
SOLE
19365
0
0
TRANS WORLD ENTMT CORP
COM
89336Q100
171
47745
SH
SOLE
47745
0
0
TRAVELERS COMPANIES INC
COM
89417E109
1486
13167
SH
SOLE
13167
0
0
TRAVELZOO INC
COM NEW
89421Q205
205
24521
SH
SOLE
24521
0
0
TRIANGLE PETE CORP
COM NEW
89600B201
445
578088
SH
SOLE
578088
0
0
TRINITY BIOTECH PLC
SPON ADR NEW
896438306
563
47891
SH
DFND
1
47891
0
0
TRINITY BIOTECH PLC
SPON ADR NEW
896438306
690
58691
SH
SOLE
58691
0
0
TRIPADVISOR INC
COM
896945201
384
4500
SH
Put
SOLE
4500
0
0
TSR INC
COM NEW
872885207
162
37520
SH
SOLE
37520
0
0
TWIN DISC INC
COM
901476101
195
18500
SH
Call
SOLE
18500
0
0
U.S. AUTO PARTS NETWORK INC
COM
90343C100
126
42850
SH
SOLE
42850
0
0
ULTRA CLEAN HLDGS INC
COM
90385V107
156
30466
SH
DFND
1
30466
0
0
ULTRA CLEAN HLDGS INC
COM
90385V107
46
9034
SH
SOLE
9034
0
0
UNITED CMNTY FINL CORP OHIO
COM
909839102
201
34103
SH
SOLE
34103
0
0
UNITED CONTL HLDGS INC
COM
910047109
434
7578
SH
SOLE
7578
0
0
UNITED RENTALS INC
COM
911363109
334
4602
SH
SOLE
4602
0
0
UNITED THERAPEUTICS CORP DEL
COM
91307C102
603
3852
SH
SOLE
3852
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
1341
11396
SH
SOLE
11396
0
0
UNIVERSAL INS HLDGS INC
COM
91359V107
505
21794
SH
SOLE
21794
0
0
USA COMPRESSION PARTNERS LP
COMUNIT LTDPAR
90290N109
195
17000
SH
DFND
1
17000
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
616
8711
SH
SOLE
8711
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
439
5510
SH
SOLE
5510
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
799
7660
SH
SOLE
7660
0
0
VENAXIS INC
COM
92262A107
24
79400
SH
SOLE
79400
0
0
VERSAR INC
COM
925297103
107
34729
SH
SOLE
34729
0
0
VIRCO MFG CO
COM
927651109
121
36405
SH
SOLE
36405
0
0
VIRTUALSCOPICS INC
COM NEW
928269208
83
26678
SH
SOLE
26678
0
0
WABASH NATL CORP
NOTE 3.375% 5/0
929566AH0
59
50000
PRN
DFND
1
50000
0
0
WABASH NATL CORP
NOTE 3.375% 5/0
929566AH0
59
50000
PRN
SOLE
50000
0
0
WAL-MART STORES INC
COM
931142103
544
8870
SH
SOLE
8870
0
0
WASHINGTON FED INC
COM
938824109
210
8823
SH
SOLE
8823
0
0
WEIGHT WATCHERS INTL INC NEW
COM
948626106
260
11425
SH
SOLE
11425
0
0
WESTERN ASSET EMRG MKT DEBT
COM
95766A101
138
10060
SH
SOLE
10060
0
0