0000919574-16-010550.txt : 20160216 0000919574-16-010550.hdr.sgml : 20160215 20160212190209 ACCESSION NUMBER: 0000919574-16-010550 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160216 DATE AS OF CHANGE: 20160212 EFFECTIVENESS DATE: 20160216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRT CAPITAL PARTNERS L.L.C. CENTRAL INDEX KEY: 0001218583 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10361 FILM NUMBER: 161421900 BUSINESS ADDRESS: STREET 1: ONE LIBERTY SQUARE STREET 2: 11TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172261740 MAIL ADDRESS: STREET 1: ONE LIBERTY SQUARE STREET 2: 11TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: GRT CAPITAL PARTNERS LLC DATE OF NAME CHANGE: 20030212 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001218583 XXXXXXXX 12-31-2015 12-31-2015 false GRT CAPITAL PARTNERS L.L.C.

One Liberty Square 11th Floor Boston MA 02109

13F HOLDINGS REPORT 028-10361 N /s/ Timothy A. Krochuk 617-226-1700 /s/ Timothy A. Krochuk Boston MA 02-12-2016 1 428 359408 1 0001542728 028-14914 GRT Value Fund, a series of Advisors Inner Circle Fund II INFORMATION TABLE 2 infotable.xml ABERCROMBIE & FITCH CO CL A 002896207 607 22486 SH SOLE 22486 0 0 ACELRX PHARMACEUTICALS INC COM 00444T100 294 76472 SH SOLE 76472 0 0 ADAMAS PHARMACEUTICALS INC COM 00548A106 461 16294 SH SOLE 16294 0 0 ADDVANTAGE TECHNOLOGIES GP I COM NEW 006743306 218 120548 SH SOLE 120548 0 0 ADVENT CLAY CONV SEC INC FD COM 007639107 111 19960 SH SOLE 19960 0 0 ADVENT CLAYMORE ENH GRW & IN COM 00765E104 117 14200 SH SOLE 14200 0 0 AEGEAN MARINE PETROLEUM NETW SHS Y0017S102 207 24772 SH SOLE 24772 0 0 AERCAP HOLDINGS NV SHS N00985106 217 5031 SH SOLE 5031 0 0 AGNICO EAGLE MINES LTD COM 008474108 302 11500 SH SOLE 11500 0 0 AGRIUM INC COM 008916108 881 9858 SH SOLE 9858 0 0 AIR METHODS CORP COM PAR $.06 009128307 342 8149 SH SOLE 8149 0 0 ALLIANZGI EQUITY & CONV INCO COM 018829101 305 16960 SH SOLE 16960 0 0 ALLIED HEALTHCARE PRODS INC COM 019222108 80 71821 SH SOLE 71821 0 0 ALPHATEC HOLDINGS INC COM 02081G102 85 284346 SH SOLE 284346 0 0 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 91 15690 SH SOLE 15690 0 0 AMBAC FINL GROUP INC COM NEW 023139884 200 14197 SH SOLE 14197 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 376 8873 SH DFND 1 8873 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 947 22358 SH SOLE 22358 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 297 15691 SH SOLE 15691 0 0 AMERICAN CAP LTD COM 02503Y103 315 22849 SH SOLE 22849 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 78 5000 SH DFND 1 5000 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 530 34219 SH SOLE 34219 0 0 AMERICAN EXPRESS CO COM 025816109 1869 26866 SH SOLE 26866 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 1716 27698 SH SOLE 27698 0 0 AMERICAN RAILCAR INDS INC COM 02916P103 292 6299 SH SOLE 6299 0 0 AMGEN INC COM 031162100 554 3410 SH SOLE 3410 0 0 ANTERO RES CORP COM 03674X106 8730 400451 SH SOLE 400451 0 0 ANTHEM INC COM 036752103 1184 8493 SH SOLE 8493 0 0 APOLLO ED GROUP INC CL A 037604105 153 20000 SH Call SOLE 20000 0 0 APPLE INC COM 037833100 532 5057 SH SOLE 5057 0 0 APPLE INC COM 037833100 105 1000 SH Put SOLE 1000 0 0 APPLIANCE RECYCLING CTRS AME COM NEW 03814F205 57 54733 SH SOLE 54733 0 0 APPLIED GENETIC TECHNOL CORP COM 03820J100 216 10611 SH SOLE 10611 0 0 ARCH COAL INC COM NEW 039380308 67 68281 SH SOLE 68281 0 0 ARI NETWORK SVCS INC COM NEW 001930205 69 15273 SH SOLE 15273 0 0 ASHLAND INC NEW COM 044209104 104 1012 SH DFND 1 1012 0 0 ASHLAND INC NEW COM 044209104 204 1984 SH SOLE 1984 0 0 ASSURED GUARANTY LTD COM G0585R106 209 7917 SH SOLE 7917 0 0 AT&T INC COM 00206R102 364 10577 SH SOLE 10577 0 0 AUTONATION INC COM 05329W102 329 5520 SH SOLE 5520 0 0 AVALON HLDGS CORP CL A 05343P109 111 58906 SH SOLE 58906 0 0 AVIS BUDGET GROUP COM 053774105 68 1875 SH DFND 1 1875 0 0 AVIS BUDGET GROUP COM 053774105 907 24985 SH SOLE 24985 0 0 BANC CALIF INC COM 05990K106 209 14328 SH SOLE 14328 0 0 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 125 20000 SH Call SOLE 20000 0 0 BARNWELL INDS INC COM 068221100 38 20000 SH SOLE 20000 0 0 BARRETT BILL CORP COM 06846N104 2096 533276 SH SOLE 533276 0 0 BELLATRIX EXPLORATION LTD COM 078314101 123 101627 SH SOLE 101627 0 0 BENCHMARK ELECTRS INC COM 08160H101 178 8633 SH DFND 1 8633 0 0 BENCHMARK ELECTRS INC COM 08160H101 36 1757 SH SOLE 1757 0 0 BENEFICIAL BANCORP INC COM 08171T102 463 34757 SH DFND 1 34757 0 0 BENEFICIAL BANCORP INC COM 08171T102 76 5738 SH SOLE 5738 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 618 4680 SH DFND 1 4680 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 7020 53162 SH SOLE 53162 0 0 BERRY PLASTICS GROUP INC COM 08579W103 232 6409 SH DFND 1 6409 0 0 BERRY PLASTICS GROUP INC COM 08579W103 1175 32480 SH SOLE 32480 0 0 BIODEL INC COM NEW 09064M204 40 116525 SH SOLE 116525 0 0 BIODELIVERY SCIENCES INTL IN COM 09060J106 1425 297445 SH SOLE 297445 0 0 BIOGEN INC COM 09062X103 3309 10800 SH Put SOLE 10800 0 0 BIOTELEMETRY INC COM 090672106 143 12205 SH SOLE 12205 0 0 BLACK DIAMOND INC COM 09202G101 75 17000 SH SOLE 17000 0 0 BLACKROCK CAPITAL INVESTMENT COM 092533108 341 36232 SH SOLE 36232 0 0 BLACKROCK ENHANCED EQT DIV T COM 09251A104 572 75190 SH SOLE 75190 0 0 BLACKROCK FLOAT RATE OME STR COM 09255X100 144 11130 SH SOLE 11130 0 0 BLACKROCK GLOBAL OPP EQTY TR COM 092501105 576 45180 SH SOLE 45180 0 0 BLOUNT INTL INC NEW COM 095180105 24 2487 SH DFND 1 2487 0 0 BLOUNT INTL INC NEW COM 095180105 618 63043 SH SOLE 63043 0 0 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 363 27980 SH SOLE 27980 0 0 BONANZA CREEK ENERGY INC COM 097793103 2735 518920 SH SOLE 518920 0 0 BORGWARNER INC COM 099724106 303 7000 SH DFND 1 7000 0 0 BORGWARNER INC COM 099724106 73 1698 SH SOLE 1698 0 0 BOULDER GROWTH & INCOME FD I COM 101507101 110 14260 SH SOLE 14260 0 0 BOYD GAMING CORP COM 103304101 255 12844 SH SOLE 12844 0 0 BRIDGEPOINT ED INC COM 10807M105 100 13172 SH SOLE 13172 0 0 BROOKS AUTOMATION INC COM 114340102 140 13152 SH DFND 1 13152 0 0 BROOKS AUTOMATION INC COM 114340102 41 3848 SH SOLE 3848 0 0 CABOT OIL & GAS CORP COM 127097103 10943 618623 SH SOLE 618623 0 0 CALLON PETE CO DEL COM 13123X102 14794 1773826 SH SOLE 1773826 0 0 CARA THERAPEUTICS INC COM 140755109 1070 63458 SH SOLE 63458 0 0 CARRIZO OIL & GAS INC COM 144577103 10603 358459 SH SOLE 358459 0 0 CENOVUS ENERGY INC COM 15135U109 353 27878 SH SOLE 27878 0 0 CENTURYLINK INC COM 156700106 325 12902 SH SOLE 12902 0 0 CF INDS HLDGS INC COM 125269100 666 16324 SH SOLE 16324 0 0 CHARLES RIV LABS INTL INC COM 159864107 248 3082 SH SOLE 3082 0 0 CHEMTURA CORP COM NEW 163893209 315 11551 SH SOLE 11551 0 0 CIMAREX ENERGY CO COM 171798101 14960 167372 SH SOLE 167372 0 0 CIRRUS LOGIC INC COM 172755100 428 14485 SH SOLE 14485 0 0 CITIGROUP INC COM NEW 172967424 928 17926 SH SOLE 17926 0 0 CITRIX SYS INC COM 177376100 207 2735 SH SOLE 2735 0 0 COCA COLA CO COM 191216100 1087 25296 SH SOLE 25296 0 0 COFFEE HLDGS INC COM 192176105 382 99231 SH SOLE 99231 0 0 COHEN & STEERS INFRASTRUCTUR COM 19248A109 244 12810 SH SOLE 12810 0 0 COLFAX CORP COM 194014106 261 11157 SH DFND 1 11157 0 0 COLFAX CORP COM 194014106 32 1383 SH SOLE 1383 0 0 CONCHO RES INC COM 20605P101 9346 100649 SH SOLE 100649 0 0 CONOCOPHILLIPS COM 20825C104 442 9472 SH SOLE 9472 0 0 CONSOL ENERGY INC COM 20854P109 5612 710318 SH SOLE 710318 0 0 CONTANGO OIL & GAS COMPANY COM NEW 21075N204 2273 354543 SH SOLE 354543 0 0 CONTINENTAL RESOURCES INC COM 212015101 1482 64503 SH SOLE 64503 0 0 COOPER STD HLDGS INC COM 21676P103 222 2867 SH SOLE 2867 0 0 COOPER TIRE & RUBR CO COM 216831107 207 5471 SH SOLE 5471 0 0 COPART INC COM 217204106 294 7736 SH DFND 1 7736 0 0 COPART INC COM 217204106 2845 74845 SH SOLE 74845 0 0 CORE LABORATORIES N V COM N22717107 922 8479 SH SOLE 8479 0 0 CORNING INC COM 219350105 287 15680 SH SOLE 15680 0 0 CRESCENT PT ENERGY CORP COM 22576C101 343 29452 SH SOLE 29452 0 0 CSP INC COM 126389105 161 23231 SH SOLE 23231 0 0 CSX CORP COM 126408103 311 12000 SH SOLE 12000 0 0 CUTERA INC COM 232109108 365 28556 SH SOLE 28556 0 0 CVS HEALTH CORP COM 126650100 2124 21727 SH SOLE 21727 0 0 CVS HEALTH CORP COM 126650100 7069 72300 SH Put SOLE 72300 0 0 CYNOSURE INC CL A 232577205 359 8033 SH SOLE 8033 0 0 CYS INVTS INC COM 12673A108 357 50000 SH DFND 1 50000 0 0 CYS INVTS INC COM 12673A108 52 7357 SH SOLE 7357 0 0 CYTRX CORP COM PAR $.001 232828509 139 52509 SH SOLE 52509 0 0 DANAOS CORPORATION SHS Y1968P105 119 19927 SH SOLE 19927 0 0 DARLING INGREDIENTS INC COM 237266101 124 11786 SH SOLE 11786 0 0 DAVITA HEALTHCARE PARTNERS I COM 23918K108 460 6596 SH DFND 6596 0 0 DAVITA HEALTHCARE PARTNERS I COM 23918K108 1969 28251 SH SOLE 28251 0 0 DAWSON GEOPHYSICAL CO NEW COM 239360100 259 74855 SH SOLE 74855 0 0 DEAN FOODS CO NEW COM NEW 242370203 204 11890 SH SOLE 11890 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 1428 28177 SH SOLE 28177 0 0 DESTINATION MATERNITY CORP COM 25065D100 285 32700 SH SOLE 32700 0 0 DEVON ENERGY CORP NEW COM 25179M103 1287 40230 SH SOLE 40230 0 0 DHI GROUP INC COM 23331S100 216 23604 SH SOLE 23604 0 0 DHT HOLDINGS INC SHS NEW Y2065G121 229 28310 SH SOLE 28310 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 335 15866 SH SOLE 15866 0 0 DIAMONDBACK ENERGY INC COM 25278X109 2483 37120 SH SOLE 37120 0 0 DOMTAR CORP COM NEW 257559203 316 8552 SH SOLE 8552 0 0 DOVER DOWNS GAMING & ENTMT I COM 260095104 300 309011 SH SOLE 309011 0 0 DYNASIL CORP AMER COM 268102100 355 194095 SH SOLE 194095 0 0 EARTHLINK HLDGS CORP COM 27033X101 224 30081 SH SOLE 30081 0 0 EASTERN CO COM 276317104 207 11014 SH SOLE 11014 0 0 EATON VANCE ENHANCED EQ INC COM 278274105 149 11090 SH SOLE 11090 0 0 EATON VANCE SR FLTNG RTE TR COM 27828Q105 134 10809 SH DFND 1 10809 0 0 EATON VANCE SR FLTNG RTE TR COM 27828Q105 37 2948 SH SOLE 2948 0 0 EATON VANCE TAX ADVT DIV INC COM 27828G107 386 19960 SH SOLE 19960 0 0 ECHELON CORP COM NEW 27874N303 180 31959 SH SOLE 31959 0 0 ECOLOGY & ENVIRONMENT INC CL A 278878103 246 24004 SH SOLE 24004 0 0 ELECTROMED INC COM 285409108 672 353470 SH SOLE 353470 0 0 ELTEK LTD ORD M40184109 83 65534 SH SOLE 65534 0 0 EMCORE CORP COM NEW 290846203 199 32433 SH SOLE 32433 0 0 EMERGENT BIOSOLUTIONS INC COM 29089Q105 540 13502 SH SOLE 13502 0 0 ENBRIDGE INC COM 29250N105 570 17144 SH SOLE 17144 0 0 ENDOLOGIX INC COM 29266S106 379 38266 SH SOLE 38266 0 0 ENERGEN CORP COM 29265N108 9199 224427 SH SOLE 224427 0 0 ENERGY XXI LTD USD UNRS SHS G10082140 876 867224 SH SOLE 867224 0 0 ENGLOBAL CORP COM 293306106 329 339557 SH SOLE 339557 0 0 ENNIS INC COM 293389102 223 11559 SH SOLE 11559 0 0 EOG RES INC COM 26875P101 5775 81574 SH SOLE 81574 0 0 EQT CORP COM 26884L109 15545 298203 SH SOLE 298203 0 0 ESCALON MED CORP COM NEW 296074305 551 519864 SH SOLE 519864 0 0 ESTERLINE TECHNOLOGIES CORP COM 297425100 257 3175 SH DFND 1 3175 0 0 ESTERLINE TECHNOLOGIES CORP COM 297425100 310 3825 SH SOLE 3825 0 0 EXELON CORP COM 30161N101 206 7406 SH SOLE 7406 0 0 EXPEDIA INC DEL COM NEW 30212P303 357 2872 SH SOLE 2872 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 964 11023 SH SOLE 11023 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 9178 105000 SH Put SOLE 105000 0 0 EXTREME NETWORKS INC COM 30226D106 231 56573 SH SOLE 56573 0 0 EXXON MOBIL CORP COM 30231G102 416 5337 SH SOLE 5337 0 0 F M C CORP COM NEW 302491303 332 8493 SH SOLE 8493 0 0 FEDERAL AGRIC MTG CORP CL C 313148306 200 6337 SH SOLE 6337 0 0 FEDERATED INVS INC PA CL B 314211103 428 14940 SH DFND 1 14940 0 0 FEDERATED INVS INC PA CL B 314211103 417 14560 SH SOLE 14560 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 126 3637 SH DFND 1 3637 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 359 10364 SH SOLE 10364 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 278 4583 SH DFND 1 4583 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 865 14271 SH SOLE 14271 0 0 FIRST ACCEPTANCE CORP COM 318457108 62 26076 SH SOLE 26076 0 0 FIRST AMERN FINL CORP COM 31847R102 347 9674 SH DFND 1 9674 0 0 FIRST AMERN FINL CORP COM 31847R102 112 3106 SH SOLE 3106 0 0 FIRST NBC BK HLDG CO COM 32115D106 209 5591 SH SOLE 5591 0 0 FIRST TR ENHANCED EQTY INC F COM 337318109 310 23450 SH SOLE 23450 0 0 FLAGSTAR BANCORP INC COM PAR .001 337930705 227 9805 SH SOLE 9805 0 0 FLEETCOR TECHNOLOGIES INC COM 339041105 429 3000 SH Put SOLE 3000 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 448 40000 SH DFND 1 40000 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 1547 138022 SH SOLE 138022 0 0 FOOT LOCKER INC COM 344849104 203 3123 SH SOLE 3123 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 469 33285 SH SOLE 33285 0 0 FOSTER L B CO COM 350060109 150 11000 SH Call SOLE 11000 0 0 FRESH DEL MONTE PRODUCE INC ORD G36738105 308 7933 SH SOLE 7933 0 0 FUEL TECH INC COM 359523107 206 108771 SH SOLE 108771 0 0 FUTUREFUEL CORPORATION COM 36116M106 208 15401 SH SOLE 15401 0 0 GABELLI HLTHCARE & WELLNESS SHS 36246K103 211 20540 SH SOLE 20540 0 0 GALMED PHARMACEUTICALS LTD SHS M47238106 142 18690 SH SOLE 18690 0 0 GASLOG PARTNERS LP UNIT LTD PTNRP Y2687W108 910 64015 SH SOLE 64015 0 0 GASTAR EXPL INC NEW COM 36729W202 191 145465 SH SOLE 145465 0 0 GENERAL AMERN INVS INC COM 368802104 557 17450 SH SOLE 17450 0 0 GENERAL MTRS CO COM 37045V100 366 10763 SH SOLE 10763 0 0 GENOMIC HEALTH INC COM 37244C101 255 7258 SH SOLE 7258 0 0 GIGAMON INC COM 37518B102 214 8037 SH SOLE 8037 0 0 GILEAD SCIENCES INC COM 375558103 350 3459 SH SOLE 3459 0 0 GLOBAL PMTS INC COM 37940X102 228 3530 SH SOLE 3530 0 0 GLOBAL POWER EQUIPMENT GRP I COM PAR $0.01 37941P306 135 38816 SH SOLE 38816 0 0 GOLDFIELD CORP COM 381370105 175 112821 SH SOLE 112821 0 0 GOODRICH PETE CORP COM NEW 382410405 260 978173 SH SOLE 978173 0 0 GRAN TIERRA ENERGY INC COM 38500T101 873 401014 SH SOLE 401014 0 0 GRAY TELEVISION INC COM 389375106 148 9062 SH DFND 1 9062 0 0 GRAY TELEVISION INC COM 389375106 156 9545 SH SOLE 9545 0 0 GREIF INC CL A 397624107 320 10379 SH SOLE 10379 0 0 GROUP 1 AUTOMOTIVE INC COM 398905109 591 7810 SH DFND 1 7810 0 0 GROUP 1 AUTOMOTIVE INC COM 398905109 288 3804 SH SOLE 3804 0 0 GULFPORT ENERGY CORP COM NEW 402635304 345 14029 SH DFND 1 14029 0 0 GULFPORT ENERGY CORP COM NEW 402635304 13279 540460 SH SOLE 540460 0 0 HACKETT GROUP INC COM 404609109 230 14294 SH SOLE 14294 0 0 HANNON ARMSTRONG SUST INFR C COM 41068X100 196 10361 SH DFND 1 10361 0 0 HANNON ARMSTRONG SUST INFR C COM 41068X100 474 25053 SH SOLE 25053 0 0 HARTE-HANKS INC COM 416196103 32 10000 SH Call SOLE 10000 0 0 HERBALIFE LTD COM USD SHS G4412G101 448 8350 SH SOLE 8350 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 704 49460 SH SOLE 49460 0 0 HILL INTERNATIONAL INC COM 431466101 131 33868 SH SOLE 33868 0 0 HILL ROM HLDGS INC COM 431475102 331 6881 SH SOLE 6881 0 0 HOME DEPOT INC COM 437076102 223 1683 SH SOLE 1683 0 0 HOUSTON WIRE & CABLE CO COM 44244K109 126 23800 SH SOLE 23800 0 0 IMMUCELL CORP COM PAR $0.10 452525306 144 19475 SH SOLE 19475 0 0 INSIGNIA SYS INC COM 45765Y105 89 30857 SH SOLE 30857 0 0 INSULET CORP COM 45784P101 319 8426 SH SOLE 8426 0 0 INTEL CORP COM 458140100 572 16616 SH SOLE 16616 0 0 INTELIQUENT INC COM 45825N107 328 18434 SH SOLE 18434 0 0 INTERFACE INC COM 458665304 211 11000 SH DFND 1 11000 0 0 INTERFACE INC COM 458665304 55 2881 SH SOLE 2881 0 0 INVENTURE FOODS INC COM 461212102 157 22066 SH DFND 1 22066 0 0 INVENTURE FOODS INC COM 461212102 101 14255 SH SOLE 14255 0 0 INVESCO DYNAMIC CR OPP FD COM 46132R104 281 26600 SH SOLE 26600 0 0 INVESTORS BANCORP INC NEW COM 46146L101 239 19200 SH DFND 1 19200 0 0 INVESTORS BANCORP INC NEW COM 46146L101 31 2460 SH SOLE 2460 0 0 IPG PHOTONICS CORP COM 44980X109 169 1900 SH DFND 1 1900 0 0 IPG PHOTONICS CORP COM 44980X109 38 428 SH SOLE 428 0 0 IRIDIUM COMMUNICATIONS INC COM 46269C102 384 45698 SH SOLE 45698 0 0 ISHARES TR 20+ YR TR BD ETF 464287432 841 6975 SH SOLE 6975 0 0 ISHARES TR 7-10 Y TR BD ETF 464287440 709 6719 SH SOLE 6719 0 0 ISHARES TR MSCI EAFE ETF 464287465 401 6830 SH SOLE 6830 0 0 ISLE OF CAPRI CASINOS INC COM 464592104 210 15089 SH SOLE 15089 0 0 JABIL CIRCUIT INC COM 466313103 140 6000 SH DFND 1 6000 0 0 JABIL CIRCUIT INC COM 466313103 543 23294 SH SOLE 23294 0 0 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 169 16510 SH SOLE 16510 0 0 JOHNSON & JOHNSON COM 478160104 1221 11887 SH SOLE 11887 0 0 JUNIPER NETWORKS INC COM 48203R104 324 11730 SH SOLE 11730 0 0 KAR AUCTION SVCS INC COM 48238T109 522 14085 SH DFND 1 14085 0 0 KAR AUCTION SVCS INC COM 48238T109 534 14415 SH SOLE 14415 0 0 KAYNE ANDERSON ENERGY DEV CO COM 48660Q102 208 11860 SH SOLE 11860 0 0 KEARNY FINL CORP MD COM 48716P108 355 28000 SH DFND 1 28000 0 0 KEARNY FINL CORP MD COM 48716P108 98 7735 SH SOLE 7735 0 0 KEMET CORP COM NEW 488360207 62 26000 SH SOLE 26000 0 0 KRAFT HEINZ CO COM 500754106 422 5795 SH SOLE 5795 0 0 KRATON PERFORMANCE POLYMERS COM 50077C106 267 16060 SH SOLE 16060 0 0 KRONOS WORLDWIDE INC COM 50105F105 161 28600 SH Call SOLE 28600 0 0 LANTRONIX INC COM NEW 516548203 52 46072 SH SOLE 46072 0 0 LAREDO PETROLEUM INC COM 516806106 5475 685265 SH SOLE 685265 0 0 LAZARD GLB TTL RET&INCM FD I COM 52106W103 314 24035 SH SOLE 24035 0 0 LEAR CORP COM NEW 521865204 235 1910 SH SOLE 1910 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 572 106980 SH SOLE 106980 0 0 LKQ CORP COM 501889208 326 11000 SH DFND 1 11000 0 0 MAG SILVER CORP COM 55903Q104 28 4000 SH DFND 1 4000 0 0 MAG SILVER CORP COM 55903Q104 134 19000 SH SOLE 19000 0 0 MAGELLAN HEALTH INC COM NEW 559079207 209 3389 SH SOLE 3389 0 0 MARTIN MARIETTA MATLS INC COM 573284106 227 1662 SH DFND 1 1662 0 0 MARTIN MARIETTA MATLS INC COM 573284106 60 438 SH SOLE 438 0 0 MASIMO CORP COM 574795100 554 13346 SH SOLE 13346 0 0 MAST THERAPEUTICS INC COM 576314108 245 581886 SH SOLE 581886 0 0 MCCLATCHY CO CL A 579489105 58 48000 SH SOLE 48000 0 0 MCGRAW HILL FINL INC COM 580645109 99 1000 SH DFND 1 1000 0 0 MCGRAW HILL FINL INC COM 580645109 1687 17118 SH SOLE 17118 0 0 MEDNAX INC COM 58502B106 691 9640 SH SOLE 9640 0 0 MERCANTILE BANK CORP COM 587376104 222 9061 SH SOLE 9061 0 0 MERCER INTL INC COM 588056101 101 11159 SH DFND 1 11159 0 0 MERCER INTL INC COM 588056101 262 28912 SH SOLE 28912 0 0 MERCK & CO INC NEW COM 58933Y105 220 4159 SH SOLE 4159 0 0 METHANEX CORP COM 59151K108 215 6520 SH DFND 1 6520 0 0 METHANEX CORP COM 59151K108 972 29453 SH SOLE 29453 0 0 MFA FINL INC COM 55272X102 180 27317 SH DFND 1 27317 0 0 MFA FINL INC COM 55272X102 29 4373 SH SOLE 4373 0 0 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 260 47220 SH SOLE 47220 0 0 MGIC INVT CORP WIS COM 552848103 109 12335 SH SOLE 12335 0 0 MICROSOFT CORP COM 594918104 984 17728 SH SOLE 17728 0 0 MITEK SYS INC COM NEW 606710200 96 23393 SH SOLE 23393 0 0 MOHAWK INDS INC COM 608190104 515 2717 SH SOLE 2717 0 0 MONDELEZ INTL INC CL A 609207105 841 18764 SH SOLE 18764 0 0 MORGAN STANLEY EMER MKTS DEB COM 61744H105 162 18950 SH SOLE 18950 0 0 MSA SAFETY INC COM 553498106 159 3661 SH DFND 1 3661 0 0 MSA SAFETY INC COM 553498106 403 9269 SH SOLE 9269 0 0 NAVIOS MARITIME ACQUIS CORP SHS Y62159101 189 62839 SH SOLE 62839 0 0 NCI BUILDING SYS INC COM NEW 628852204 248 19945 SH DFND 1 19945 0 0 NCI BUILDING SYS INC COM NEW 628852204 354 28505 SH SOLE 28505 0 0 NETFLIX INC COM 64110L106 904 7900 SH Put SOLE 7900 0 0 NETGEAR INC COM 64111Q104 206 4911 SH SOLE 4911 0 0 NEUBERGER BERMAN RE ES SEC F COM 64190A103 300 59850 SH SOLE 59850 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 705 12457 SH SOLE 12457 0 0 NEUSTAR INC CL A 64126X201 209 8722 SH SOLE 8722 0 0 NEW YORK & CO INC COM 649295102 94 41186 SH SOLE 41186 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 228 14000 SH DFND 1 14000 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 678 41572 SH SOLE 41572 0 0 NEWPORT CORP COM 651824104 436 27475 SH DFND 1 27475 0 0 NEWPORT CORP COM 651824104 445 28015 SH SOLE 28015 0 0 NOBLE CORP PLC SHS USD G65431101 278 26322 SH SOLE 26322 0 0 NOBLE ENERGY INC COM 655044105 2917 88571 SH SOLE 88571 0 0 NORTH AMERN ENERGY PARTNERS COM 656844107 176 101754 SH SOLE 101754 0 0 NRG YIELD INC CL C 62942X405 316 21380 SH SOLE 21380 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 428 21538 SH SOLE 21538 0 0 NUVASIVE INC COM 670704105 276 5097 SH SOLE 5097 0 0 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 273 34836 SH DFND 1 34836 0 0 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 25 3164 SH SOLE 3164 0 0 NVIDIA CORP COM 67066G104 256 7779 SH SOLE 7779 0 0 OCEAN BIO CHEM INC COM 674631106 323 150879 SH SOLE 150879 0 0 OLD SECOND BANCORP INC ILL COM 680277100 240 30554 SH SOLE 30554 0 0 ON SEMICONDUCTOR CORP COM 682189105 364 37172 SH DFND 1 37172 0 0 ON SEMICONDUCTOR CORP COM 682189105 28 2828 SH SOLE 2828 0 0 ORASURE TECHNOLOGIES INC COM 68554V108 119 18490 SH SOLE 18490 0 0 OTELCO INC CL A NEW 688823301 380 54005 SH SOLE 54005 0 0 OUTERWALL INC COM 690070107 200 5475 SH SOLE 5475 0 0 OWENS ILL INC COM NEW 690768403 321 18455 SH SOLE 18455 0 0 OXIGENE INC COM PAR$.001 691828404 97 127450 SH SOLE 127450 0 0 PATTERN ENERGY GROUP INC CL A 70338P100 988 47236 SH SOLE 47236 0 0 PDC ENERGY INC COM 69327R101 1249 23404 SH SOLE 23404 0 0 PEABODY ENERGY CORP COM NEW 704549203 174 22697 SH SOLE 22697 0 0 PENN VA CORP COM 707882106 626 2084843 SH SOLE 2084843 0 0 PENNYMAC FINL SVCS INC CL A 70932B101 197 12809 SH SOLE 12809 0 0 PEPSICO INC COM 713448108 1443 14439 SH SOLE 14439 0 0 PERION NETWORK LTD SHS M78673106 108 29848 SH SOLE 29848 0 0 PFIZER INC COM 717081103 202 6261 SH SOLE 6261 0 0 PHILLIPS 66 COM 718546104 248 3030 SH SOLE 3030 0 0 PHOTRONICS INC COM 719405102 245 19677 SH SOLE 19677 0 0 PIONEER NAT RES CO COM 723787107 20150 160708 SH SOLE 160708 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 224 2000 SH Put SOLE 2000 0 0 PRECISION CASTPARTS CORP COM 740189105 630 2717 SH SOLE 2717 0 0 PROCTER & GAMBLE CO COM 742718109 523 6592 SH SOLE 6592 0 0 PRO-DEX INC COLO COM NEW 74265M205 42 17196 SH SOLE 17196 0 0 PROSHARES TR II SHT VIX ST TRM 74347W627 1150 22790 SH SOLE 22790 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 504 8000 SH Put SOLE 8000 0 0 PROSHARES TR PSHS ULTRA QQQ 74347R206 784 10000 SH Put SOLE 10000 0 0 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 63 13920 SH SOLE 13920 0 0 QLOGIC CORP COM 747277101 206 16876 SH SOLE 16876 0 0 QUALITY SYS INC COM 747582104 359 22262 SH SOLE 22262 0 0 RADISYS CORP COM 750459109 158 57200 SH SOLE 57200 0 0 RANGE RES CORP COM 75281A109 7238 294112 SH SOLE 294112 0 0 RAYONIER ADVANCED MATLS INC COM 75508B104 204 20800 SH SOLE 20800 0 0 REGIS CORP MINN COM 758932107 185 13051 SH SOLE 13051 0 0 RENTECH NITROGEN PARTNERS L COM UNIT 760113100 354 33404 SH SOLE 33404 0 0 RESOLUTE ENERGY CORP COM 76116A108 928 1066814 SH SOLE 1066814 0 0 RIGEL PHARMACEUTICALS INC COM NEW 766559603 139 45720 SH SOLE 45720 0 0 ROGERS CORP COM 775133101 140 2712 SH DFND 1 2712 0 0 ROGERS CORP COM 775133101 66 1288 SH SOLE 1288 0 0 ROYCE MICRO-CAP TR INC COM 780915104 130 17970 SH SOLE 17970 0 0 ROYCE VALUE TR INC COM 780910105 460 39100 SH SOLE 39100 0 0 RSP PERMIAN INC COM 74978Q105 3374 138329 SH SOLE 138329 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 599 41311 SH DFND 1 41311 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 707 48709 SH SOLE 48709 0 0 SALESFORCE COM INC COM 79466L302 541 6900 SH Put SOLE 6900 0 0 SANCHEZ ENERGY CORP COM 79970Y105 6209 1440620 SH SOLE 1440620 0 0 SCHMITT INDS INC ORE COM NEW 806870200 325 121554 SH SOLE 121554 0 0 SCHWEITZER-MAUDUIT INTL INC COM 808541106 575 13685 SH SOLE 13685 0 0 SEACHANGE INTL INC COM 811699107 67 10000 SH Call SOLE 10000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 292 7966 SH DFND 1 7966 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 452 12337 SH SOLE 12337 0 0 SERVOTRONICS INC COM 817732100 311 38419 SH SOLE 38419 0 0 SHIP FINANCE INTERNATIONAL L SHS G81075106 558 33654 SH SOLE 33654 0 0 SILGAN HOLDINGS INC COM 827048109 393 7320 SH SOLE 7320 0 0 SILVER WHEATON CORP COM 828336107 199 16000 SH SOLE 16000 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 437 13420 SH DFND 1 13420 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 945 29033 SH SOLE 29033 0 0 SKYWEST INC COM 830879102 228 12011 SH SOLE 12011 0 0 SMTC CORP COM NEW 832682207 401 258496 SH SOLE 258496 0 0 SONIC AUTOMOTIVE INC CL A 83545G102 366 16060 SH DFND 1 16060 0 0 SONIC AUTOMOTIVE INC CL A 83545G102 63 2760 SH SOLE 2760 0 0 SONIC CORP COM 835451105 237 7339 SH SOLE 7339 0 0 SOUTHWEST AIRLS CO COM 844741108 205 4763 SH SOLE 4763 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 928 4550 SH SOLE 4550 0 0 SPECTRA ENERGY PARTNERS LP COM 84756N109 405 8493 SH SOLE 8493 0 0 SPECTRUM PHARMACEUTICALS INC COM 84763A108 108 17847 SH SOLE 17847 0 0 SPLUNK INC COM 848637104 441 7500 SH Put SOLE 7500 0 0 SPX CORP COM 784635104 131 14000 SH Call SOLE 14000 0 0 ST JUDE MED INC COM 790849103 320 5180 SH SOLE 5180 0 0 STANLEY FURNITURE CO INC COM NEW 854305208 170 61036 SH SOLE 61036 0 0 STRYKER CORP COM 863667101 267 2869 SH SOLE 2869 0 0 SUMMER INFANT INC COM 865646103 130 58300 SH SOLE 58300 0 0 SUNLINK HEALTH SYSTEMS INC COM 86737U102 232 252673 SH SOLE 252673 0 0 SUNTRUST BKS INC COM 867914103 220 5126 SH SOLE 5126 0 0 SUPPORT COM INC COM 86858W101 44 43671 SH SOLE 43671 0 0 TABLEAU SOFTWARE INC CL A 87336U105 377 4000 SH Put SOLE 4000 0 0 TANDEM DIABETES CARE INC COM 875372104 252 21303 SH SOLE 21303 0 0 TAT TECHNOLOGIES LTD ORD NEW M8740S227 216 29229 SH SOLE 29229 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 301 8682 SH DFND 1 8682 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 80 2318 SH SOLE 2318 0 0 TECHNICAL COMMUNICATIONS COR COM 878409101 65 21616 SH SOLE 21616 0 0 TEL INSTR ELECTRS CORP COM NEW 879165207 377 77800 SH SOLE 77800 0 0 TENGASCO INC COM NEW 88033R205 34 285947 SH SOLE 285947 0 0 TESLA MTRS INC COM 88160R101 2784 11600 SH Put SOLE 11600 0 0 TESORO CORP COM 881609101 584 5540 SH SOLE 5540 0 0 TESSERA TECHNOLOGIES INC COM 88164L100 325 10846 SH SOLE 10846 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 105 1596 SH SOLE 1596 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 8139 124000 SH Put SOLE 124000 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1311 9244 SH SOLE 9244 0 0 TILLYS INC CL A 886885102 99 15000 SH Call SOLE 15000 0 0 TITAN MACHY INC COM 88830R101 308 28225 SH SOLE 28225 0 0 TOR MINERALS INTL INC COM NEW 890878309 130 28772 SH SOLE 28772 0 0 TOWER INTL INC COM 891826109 553 19365 SH SOLE 19365 0 0 TRANS WORLD ENTMT CORP COM 89336Q100 171 47745 SH SOLE 47745 0 0 TRAVELERS COMPANIES INC COM 89417E109 1486 13167 SH SOLE 13167 0 0 TRAVELZOO INC COM NEW 89421Q205 205 24521 SH SOLE 24521 0 0 TRIANGLE PETE CORP COM NEW 89600B201 445 578088 SH SOLE 578088 0 0 TRINITY BIOTECH PLC SPON ADR NEW 896438306 563 47891 SH DFND 1 47891 0 0 TRINITY BIOTECH PLC SPON ADR NEW 896438306 690 58691 SH SOLE 58691 0 0 TRIPADVISOR INC COM 896945201 384 4500 SH Put SOLE 4500 0 0 TSR INC COM NEW 872885207 162 37520 SH SOLE 37520 0 0 TWIN DISC INC COM 901476101 195 18500 SH Call SOLE 18500 0 0 U.S. AUTO PARTS NETWORK INC COM 90343C100 126 42850 SH SOLE 42850 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 156 30466 SH DFND 1 30466 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 46 9034 SH SOLE 9034 0 0 UNITED CMNTY FINL CORP OHIO COM 909839102 201 34103 SH SOLE 34103 0 0 UNITED CONTL HLDGS INC COM 910047109 434 7578 SH SOLE 7578 0 0 UNITED RENTALS INC COM 911363109 334 4602 SH SOLE 4602 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 603 3852 SH SOLE 3852 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1341 11396 SH SOLE 11396 0 0 UNIVERSAL INS HLDGS INC COM 91359V107 505 21794 SH SOLE 21794 0 0 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 195 17000 SH DFND 1 17000 0 0 VALERO ENERGY CORP NEW COM 91913Y100 616 8711 SH SOLE 8711 0 0 VANGUARD INDEX FDS REIT ETF 922908553 439 5510 SH SOLE 5510 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 799 7660 SH SOLE 7660 0 0 VENAXIS INC COM 92262A107 24 79400 SH SOLE 79400 0 0 VERSAR INC COM 925297103 107 34729 SH SOLE 34729 0 0 VIRCO MFG CO COM 927651109 121 36405 SH SOLE 36405 0 0 VIRTUALSCOPICS INC COM NEW 928269208 83 26678 SH SOLE 26678 0 0 WABASH NATL CORP NOTE 3.375% 5/0 929566AH0 59 50000 PRN DFND 1 50000 0 0 WABASH NATL CORP NOTE 3.375% 5/0 929566AH0 59 50000 PRN SOLE 50000 0 0 WAL-MART STORES INC COM 931142103 544 8870 SH SOLE 8870 0 0 WASHINGTON FED INC COM 938824109 210 8823 SH SOLE 8823 0 0 WEIGHT WATCHERS INTL INC NEW COM 948626106 260 11425 SH SOLE 11425 0 0 WESTERN ASSET EMRG MKT DEBT COM 95766A101 138 10060 SH SOLE 10060 0 0