0000919574-14-006255.txt : 20141113 0000919574-14-006255.hdr.sgml : 20141113 20141113160934 ACCESSION NUMBER: 0000919574-14-006255 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141113 DATE AS OF CHANGE: 20141113 EFFECTIVENESS DATE: 20141113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRT CAPITAL PARTNERS LLC CENTRAL INDEX KEY: 0001218583 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10361 FILM NUMBER: 141218517 BUSINESS ADDRESS: STREET 1: ONE LIBERTY SQUARE STREET 2: 11TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172261740 MAIL ADDRESS: STREET 1: ONE LIBERTY SQUARE STREET 2: 11TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001218583 XXXXXXXX 09-30-2014 09-30-2014 false GRT CAPITAL PARTNERS LLC

One Liberty Square 11th Floor Boston MA 02109

13F HOLDINGS REPORT 028-10361 N /s/ Timothy A. Krochuk 617-226-1700 /s/ Timothy A. Krochuk Boston MA 11-13-2014 2 785 780285 1 0001542728 028-14914 GRT Value Fund, a series of Advisors Inner Circle Fund II 2 0001502631 028-15243 Orinda Asset Management LLC INFORMATION TABLE 2 infotable.xml ABAXIS INC COM 002567105 113 2236 SH SOLE 2236 0 0 ABAXIS INC COM 002567105 169 3329 SH DFND 2 3329 0 0 ACCURAY INC COM 004397105 170 23451 SH SOLE 23451 0 0 ACELRX PHARMACEUTICALS INC COM 00444T100 1179 214784 SH SOLE 214784 0 0 ACHILLION PHARMACEUTICALS IN COM 00448Q201 188 18834 SH SOLE 18834 0 0 ACTUANT CORP CL A NEW 00508X203 530 17350 SH DFND 1 17350 0 0 ACTUANT CORP CL A NEW 00508X203 805 26363 SH SOLE 26363 0 0 ADDVANTAGE TECHNOLOGIES GP I COM NEW 006743306 33 14216 SH SOLE 14216 0 0 ADVANCED ENERGY INDS COM 007973100 819 43596 SH DFND 1 43596 0 0 ADVANCED ENERGY INDS COM 007973100 83 4404 SH SOLE 4404 0 0 ADVANCED MICRO DEVICES INC COM 007903107 51 15000 SH Put SOLE 15000 0 0 ADVANCED PHOTONIX INC CL A 00754E107 70 126500 SH SOLE 126500 0 0 ADVANTAGE OIL & GAS LTD COM 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CORP MINN COM 758932107 148 9252 SH DFND 1 9252 0 0 REGIS CORP MINN COM 758932107 12 748 SH SOLE 748 0 0 REINSURANCE GROUP AMER INC COM NEW 759351604 102 1273 SH SOLE 1273 0 0 REINSURANCE GROUP AMER INC COM NEW 759351604 182 2274 SH DFND 2 2274 0 0 RESOLUTE ENERGY CORP COM 76116A108 8555 1364431 SH SOLE 1364431 0 0 REX ENERGY CORPORATION COM 761565100 5204 410720 SH SOLE 410720 0 0 RF MICRODEVICES INC COM 749941100 114 9898 SH SOLE 9898 0 0 RF MICRODEVICES INC COM 749941100 150 13000 SH Put SOLE 13000 0 0 RF MICRODEVICES INC COM 749941100 170 14707 SH DFND 2 14707 0 0 RIO TINTO PLC SPONSORED ADR 767204100 689 14000 SH SOLE 14000 0 0 ROCKWELL COLLINS INC COM 774341101 362 4615 SH DFND 1 4615 0 0 ROCKWELL COLLINS INC COM 774341101 850 10827 SH SOLE 10827 0 0 ROCKWELL MED INC COM 774374102 455 49784 SH SOLE 49784 0 0 ROSETTA GENOMICS LTD SHS NEW NIS 0.6 M82183126 151 43000 SH SOLE 43000 0 0 ROYCE MICRO-CAP TR INC COM 780915104 206 17540 SH SOLE 17540 0 0 ROYCE VALUE TR INC COM 780910105 535 36890 SH SOLE 36890 0 0 RSP PERMIAN INC COM 74978Q105 1059 41443 SH SOLE 41443 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 1362 74043 SH DFND 1 74043 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 949 51575 SH SOLE 51575 0 0 SAFEWAY INC COM NEW 786514208 939 27376 SH DFND 1 27376 0 0 SAFEWAY INC COM NEW 786514208 107 3124 SH SOLE 3124 0 0 SALESFORCE COM INC COM 79466L302 2037 35400 SH Put SOLE 35400 0 0 SANCHEZ ENERGY CORP COM 79970Y105 15718 598534 SH SOLE 598534 0 0 SANMINA CORPORATION COM 801056102 109 5229 SH SOLE 5229 0 0 SANMINA CORPORATION COM 801056102 158 7592 SH DFND 2 7592 0 0 SANOFI SPONSORED ADR 80105N105 268 4750 SH SOLE 4750 0 0 SARATOGA RES INC TEX COM 803521103 31 26293 SH SOLE 26293 0 0 SCHLUMBERGER LTD COM 806857108 1093 10745 SH SOLE 10745 0 0 SCHMITT INDS INC ORE COM NEW 806870200 385 120318 SH SOLE 120318 0 0 SCHNITZER STL INDS CL A 806882106 664 27620 SH DFND 1 27620 0 0 SCHNITZER STL INDS CL A 806882106 346 14380 SH SOLE 14380 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 1638 28603 SH DFND 1 28603 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 1883 32883 SH SOLE 32883 0 0 SELECT COMFORT CORP COM 81616X103 746 35639 SH DFND 1 35639 0 0 SELECT COMFORT CORP COM 81616X103 70 3361 SH SOLE 3361 0 0 SERVICENOW INC COM 81762P102 206 3500 SH Put SOLE 3500 0 0 SERVOTRONICS INC COM 817732100 286 37129 SH SOLE 37129 0 0 SIGA TECHNOLOGIES INC COM 826917106 28 19700 SH SOLE 19700 0 0 SIGMA DESIGNS INC COM 826565103 330 76648 SH SOLE 76648 0 0 SILGAN HOLDINGS INC COM 827048109 814 17317 SH DFND 1 17317 0 0 SILGAN HOLDINGS INC COM 827048109 959 20395 SH SOLE 20395 0 0 SILVER STD RES INC COM 82823L106 58 9552 SH SOLE 9552 0 0 SILVER STD RES INC COM 82823L106 84 13797 SH DFND 2 13797 0 0 SILVER WHEATON CORP COM 828336107 646 32391 SH DFND 1 32391 0 0 SILVER WHEATON CORP COM 828336107 393 19705 SH SOLE 19705 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 1489 57078 SH DFND 1 57078 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 874 33488 SH SOLE 33488 0 0 SKULLCANDY INC COM 83083J104 155 19890 SH SOLE 19890 0 0 SKULLCANDY INC COM 83083J104 255 32671 SH DFND 2 32671 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 198 3417 SH SOLE 3417 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 288 4957 SH DFND 2 4957 0 0 SM ENERGY CO COM 78454L100 105 1351 SH SOLE 1351 0 0 SM ENERGY CO COM 78454L100 173 2220 SH DFND 2 2220 0 0 SMTC CORP COM NEW 832682207 370 200184 SH SOLE 200184 0 0 SOLARCITY CORP COM 83416T100 560 9400 SH Put SOLE 9400 0 0 SONIC AUTOMOTIVE INC CL A 83545G102 668 27240 SH DFND 1 27240 0 0 SONIC AUTOMOTIVE INC CL A 83545G102 387 15781 SH SOLE 15781 0 0 SOUTHWEST AIRLS CO COM 844741108 155 4578 SH SOLE 4578 0 0 SOUTHWEST AIRLS CO COM 844741108 183 5424 SH DFND 2 5424 0 0 SPARK NETWORKS INC COM 84651P100 189 40822 SH DFND 1 40822 0 0 SPARK NETWORKS INC COM 84651P100 29 6178 SH SOLE 6178 0 0 SPARTAN MTRS INC COM 846819100 246 52700 SH SOLE 52700 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1261 6400 SH SOLE 6400 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1084 5500 SH Put SOLE 5500 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 1155 13500 SH Put SOLE 13500 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 975 25624 SH DFND 1 25624 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 158 4157 SH SOLE 4157 0 0 SPS COMM INC COM 78463M107 264 4970 SH DFND 1 4970 0 0 SPS COMM INC COM 78463M107 28 530 SH SOLE 530 0 0 STONE ENERGY CORP COM 861642106 1211 38620 SH SOLE 38620 0 0 STONE ENERGY CORP COM 861642106 204 6500 SH Put SOLE 6500 0 0 STRAYER ED INC COM 863236105 104 1729 SH SOLE 1729 0 0 STRAYER ED INC COM 863236105 171 2861 SH DFND 2 2861 0 0 STRYKER CORP COM 863667101 232 2869 SH SOLE 2869 0 0 SUMMIT FINANCIAL GROUP INC COM 86606G101 88 8571 SH SOLE 8571 0 0 SUMMIT FINANCIAL GROUP INC COM 86606G101 126 12311 SH DFND 2 12311 0 0 SUNCOR ENERGY INC NEW COM 867224107 72 2000 SH Call SOLE 2000 0 0 SUNCOR ENERGY INC NEW COM 867224107 271 7500 SH SOLE 7500 0 0 SUNLINK HEALTH SYSTEMS INC COM 86737U102 688 467709 SH SOLE 467709 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 556 16900 SH SOLE 16900 0 0 SUPERNUS PHARMACEUTICALS INC COM 868459108 204 23462 SH SOLE 23462 0 0 SUTRON CORP COM 869380105 426 83807 SH SOLE 83807 0 0 SWIFT ENERGY CO COM 870738101 139 14500 SH SOLE 14500 0 0 SYMMETRY MED INC COM 871546206 150 14877 SH SOLE 14877 0 0 SYMMETRY MED INC COM 871546206 191 18973 SH DFND 2 18973 0 0 SYNACOR INC COM 871561106 22 11350 SH SOLE 11350 0 0 SYNERGETICS USA INC COM 87160G107 605 177326 SH SOLE 177326 0 0 SYPRIS SOLUTIONS INC COM 871655106 117 35575 SH SOLE 35575 0 0 TABLEAU SOFTWARE INC CL A 87336U105 254 3500 SH Put SOLE 3500 0 0 TAHOE RES INC COM 873868103 495 24375 SH DFND 1 24375 0 0 TAHOE RES INC COM 873868103 53 2625 SH SOLE 2625 0 0 TAMINCO CORP COM 87509U106 663 25386 SH DFND 1 25386 0 0 TAMINCO CORP COM 87509U106 440 16866 SH SOLE 16866 0 0 TANDEM DIABETES CARE INC COM 875372104 469 34955 SH SOLE 34955 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 971 29085 SH DFND 1 29085 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 97 2915 SH SOLE 2915 0 0 TECHNICAL COMMUNICATIONS COR COM 878409101 86 20232 SH SOLE 20232 0 0 TELECOMMUNICATION SYS INC CL A 87929J103 92 33128 SH SOLE 33128 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 108 1813 SH SOLE 1813 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 176 2969 SH DFND 2 2969 0 0 TENGASCO INC COM NEW 88033R205 259 550679 SH SOLE 550679 0 0 TESLA MTRS INC COM 88160R101 485 2000 SH Put SOLE 2000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 104 1936 SH SOLE 1936 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 186 3459 SH DFND 2 3459 0 0 TGC INDS INC COM NEW 872417308 149 38578 SH SOLE 38578 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1341 11021 SH SOLE 11021 0 0 THOMPSON CREEK METALS CO INC COM 884768102 44 20000 SH Call SOLE 20000 0 0 TITAN INTL INC ILL COM 88830M102 187 15859 SH DFND 1 15859 0 0 TITAN INTL INC ILL COM 88830M102 29 2441 SH SOLE 2441 0 0 TITAN MACHY INC COM 88830R101 497 38227 SH DFND 1 38227 0 0 TITAN MACHY INC COM 88830R101 30 2276 SH SOLE 2276 0 0 TOR MINERALS INTL INC COM NEW 890878309 218 26149 SH SOLE 26149 0 0 TOWER INTL INC COM 891826109 375 14903 SH DFND 1 14903 0 0 TOWER INTL INC COM 891826109 54 2130 SH SOLE 2130 0 0 TOWERSTREAM CORP COM 892000100 20 13533 SH DFND 1 13533 0 0 TOWN SPORTS INTL HLDGS INC COM 89214A102 129 19300 SH SOLE 19300 0 0 TRANSCAT INC COM 893529107 125 13649 SH SOLE 13649 0 0 TRANSCEPT PHARMACEUTICALS IN COM 89354M106 262 129420 SH SOLE 129420 0 0 TRAVELERS COMPANIES INC COM 89417E109 1974 21016 SH SOLE 21016 0 0 TRC COS INC COM 872625108 190 29094 SH SOLE 29094 0 0 TRIANGLE PETE CORP COM NEW 89600B201 6424 583487 SH SOLE 583487 0 0 TRIMAS CORP COM NEW 896215209 248 10181 SH DFND 1 10181 0 0 TRIMAS CORP COM NEW 896215209 20 819 SH SOLE 819 0 0 TRINITY BIOTECH PLC SPON ADR NEW 896438306 1186 64917 SH DFND 1 64917 0 0 TRINITY BIOTECH PLC SPON ADR NEW 896438306 1249 68343 SH SOLE 68343 0 0 TRIO TECH INTL COM NEW 896712205 95 24532 SH SOLE 24532 0 0 TRIPADVISOR INC COM 896945201 411 4500 SH Put SOLE 4500 0 0 TRIUMPH GROUP INC NEW COM 896818101 2973 45705 SH DFND 1 45705 0 0 TRIUMPH GROUP INC NEW COM 896818101 1104 16973 SH SOLE 16973 0 0 TRONOX LTD SHS CL A Q9235V101 1638 62877 SH DFND 1 62877 0 0 TRONOX LTD SHS CL A Q9235V101 1123 43123 SH SOLE 43123 0 0 TSR INC COM NEW 872885207 117 36796 SH SOLE 36796 0 0 TURQUOISE HILL RES LTD COM 900435108 56 15000 SH Call SOLE 15000 0 0 TURQUOISE HILL RES LTD COM 900435108 43 11570 SH SOLE 11570 0 0 TWIN DISC INC COM 901476101 629 23331 SH DFND 1 23331 0 0 TWIN DISC INC COM 901476101 31 1165 SH SOLE 1165 0 0 U S SILICA HLDGS INC COM 90346E103 344 5500 SH Put SOLE 5500 0 0 U.S. AUTO PARTS NETWORK INC COM 90343C100 72 25442 SH SOLE 25442 0 0 ULTIMATE SOFTWARE GROUP INC COM 90385D107 340 2400 SH Put SOLE 2400 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 1193 133315 SH DFND 1 133315 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 642 71685 SH SOLE 71685 0 0 ULTRALIFE CORP COM 903899102 59 18300 SH SOLE 18300 0 0 UNDER ARMOUR INC CL A 904311107 684 9900 SH Put SOLE 9900 0 0 UNITED RENTALS INC COM 911363109 126 1137 SH SOLE 1137 0 0 UNITED RENTALS INC COM 911363109 183 1651 SH DFND 2 1651 0 0 UNITED STATES STL CORP NEW COM 912909108 137 3504 SH SOLE 3504 0 0 UNITED STATES STL CORP NEW COM 912909108 174 4443 SH DFND 2 4443 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 155 1205 SH SOLE 1205 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 199 1544 SH DFND 2 1544 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1079 12509 SH SOLE 12509 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 102 975 SH SOLE 975 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 167 1596 SH DFND 2 1596 0 0 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 644 26500 SH DFND 1 26500 0 0 VALE S A ADR 91912E105 817 74200 SH SOLE 74200 0 0 VANGUARD INDEX FDS REIT ETF 922908553 396 5510 SH SOLE 5510 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 776 7660 SH SOLE 7660 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 355 8520 SH SOLE 8520 0 0 VASCO DATA SEC INTL INC COM 92230Y104 177 9405 SH SOLE 9405 0 0 VASCO DATA SEC INTL INC COM 92230Y104 263 13991 SH DFND 2 13991 0 0 VENAXIS INC COM 92262A107 205 123200 SH SOLE 123200 0 0 VERISIGN INC COM 92343E102 103 1868 SH SOLE 1868 0 0 VERISIGN INC COM 92343E102 168 3053 SH DFND 2 3053 0 0 VERSAR INC COM 925297103 96 29800 SH SOLE 29800 0 0 VERSARTIS INC COM 92529L102 192 10100 SH SOLE 10100 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 386 3436 SH SOLE 3436 0 0 VIEWTRAN GROUP INC USD ORD SHS G9363W104 851 470061 SH DFND 1 470061 0 0 VIEWTRAN GROUP INC USD ORD SHS G9363W104 81 44939 SH SOLE 44939 0 0 VIRTUALSCOPICS INC COM NEW 928269208 254 56055 SH SOLE 56055 0 0 VISTAPRINT N V SHS N93540107 110 2004 SH SOLE 2004 0 0 VISTAPRINT N V SHS N93540107 180 3294 SH DFND 2 3294 0 0 VOYA FINL INC COM 929089100 106 2713 SH SOLE 2713 0 0 VOYA FINL INC COM 929089100 174 4441 SH DFND 2 4441 0 0 WABASH NATL CORP NOTE 3.375% 5/0 929566AH0 66 50000 PRN DFND 1 50000 0 0 WABASH NATL CORP NOTE 3.375% 5/0 929566AH0 66 50000 PRN SOLE 50000 0 0 WABCO HLDGS INC COM 92927K102 914 10048 SH DFND 1 10048 0 0 WABCO HLDGS INC COM 92927K102 87 952 SH SOLE 952 0 0 WAL-MART STORES INC COM 931142103 1810 23673 SH SOLE 23673 0 0 WALTER ENERGY INC COM 93317Q105 1078 460750 SH SOLE 460750 0 0 WELLPOINT INC COM 94973V107 1177 9836 SH SOLE 9836 0 0 WELLS GARDNER ELECTRS CORP COM 949765101 12 11000 SH SOLE 11000 0 0 WESTERN UN CO COM 959802109 598 37264 SH DFND 1 37264 0 0 WESTERN UN CO COM 959802109 589 36736 SH SOLE 36736 0 0 WET SEAL INC CL A 961840105 66 126041 SH SOLE 126041 0 0 WEYERHAEUSER CO COM 962166104 228 7150 SH SOLE 7150 0 0 WHITING PETE CORP NEW COM 966387102 21583 278316 SH SOLE 278316 0 0 WHITING PETE CORP NEW COM 966387102 164 2114 SH DFND 2 2114 0 0 WILLIAMS CLAYTON ENERGY INC COM 969490101 402 4164 SH DFND 1 4164 0 0 WILLIAMS CLAYTON ENERGY INC COM 969490101 56208 582772 SH SOLE 582772 0 0 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 838 20243 SH DFND 1 20243 0 0 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 73 1757 SH SOLE 1757 0 0 WORKDAY INC CL A 98138H101 503 6100 SH Put SOLE 6100 0 0 WORLD WRESTLING ENTMT INC CL A 98156Q108 319 23138 SH DFND 1 23138 0 0 WORLD WRESTLING ENTMT INC CL A 98156Q108 26 1862 SH SOLE 1862 0 0 XUEDA ED GROUP SPONSORED ADR 98418W109 299 102720 SH DFND 1 102720 0 0 XUEDA ED GROUP SPONSORED ADR 98418W109 24 8280 SH SOLE 8280 0 0 XYLEM INC COM 98419M100 799 22511 SH DFND 1 22511 0 0 XYLEM INC COM 98419M100 172 4859 SH SOLE 4859 0 0 YAMANA GOLD INC COM 98462Y100 30 5000 SH Call SOLE 5000 0 0 YAMANA GOLD INC COM 98462Y100 167 27838 SH SOLE 27838 0 0 ZIMMER HLDGS INC COM 98956P102 284 2822 SH DFND 1 2822 0 0 ZIMMER HLDGS INC COM 98956P102 647 6439 SH SOLE 6439 0 0