0000919574-14-003374.txt : 20140515 0000919574-14-003374.hdr.sgml : 20140515 20140515143350 ACCESSION NUMBER: 0000919574-14-003374 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140515 DATE AS OF CHANGE: 20140515 EFFECTIVENESS DATE: 20140515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRT CAPITAL PARTNERS LLC CENTRAL INDEX KEY: 0001218583 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10361 FILM NUMBER: 14846164 BUSINESS ADDRESS: STREET 1: ONE LIBERTY SQUARE STREET 2: 11TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172261740 MAIL ADDRESS: STREET 1: ONE LIBERTY SQUARE STREET 2: 11TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001218583 XXXXXXXX 03-31-2014 03-31-2014 false GRT CAPITAL PARTNERS LLC

One Liberty Square 11th Floor Boston MA 02109

13F HOLDINGS REPORT 028-10361 N /s/ Timothy A. Krochuk 617-226-1700 /s/ Timothy A. Krochuk Boston MA 05-15-2014 2 805 866431 1 0001542728 028-14914 GRT Value Fund, a series of Advisors Inner Circle Fund II 2 0001502631 028-15243 Orinda Asset Management LLC INFORMATION TABLE 2 infotable.xml 3-D SYS CORP DEL COM NEW 88554D205 461 7800 SH Put SOLE 7800 0 0 ABRAXAS PETE CORP COM 003830106 106 26724 SH SOLE 26724 0 0 ABRAXAS PETE CORP COM 003830106 163 41162 SH DFND 2 41162 0 0 ACADIA HEALTHCARE COMPANY IN COM 00404A109 293 6500 SH Put SOLE 6500 0 0 ACCESS NATL CORP COM 004337101 102 6268 SH SOLE 6268 0 0 ACCESS NATL CORP COM 004337101 158 9739 SH DFND 2 9739 0 0 ACELRX PHARMACEUTICALS INC COM 00444T100 1639 136469 SH SOLE 136469 0 0 ACTUANT CORP CL A NEW 00508X203 593 17350 SH DFND 1 17350 0 0 ACTUANT CORP CL A NEW 00508X203 900 26363 SH SOLE 26363 0 0 ADVANCED ENERGY INDS COM 007973100 1068 43596 SH DFND 1 43596 0 0 ADVANCED ENERGY INDS COM 007973100 108 4404 SH SOLE 4404 0 0 ADVANCED PHOTONIX INC CL A 00754E107 72 114500 SH SOLE 114500 0 0 ADVANTAGE OIL & GAS LTD COM 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27376 SH DFND 1 27376 0 0 SAFEWAY INC COM NEW 786514208 115 3124 SH SOLE 3124 0 0 SALESFORCE COM INC COM 79466L302 1736 30400 SH Put SOLE 30400 0 0 SANCHEZ ENERGY CORP COM 79970Y105 15475 522270 SH SOLE 522270 0 0 SANOFI SPONSORED ADR 80105N105 209 4000 SH SOLE 4000 0 0 SARATOGA RES INC TEX COM 803521103 134 99000 SH SOLE 99000 0 0 SCHLUMBERGER LTD COM 806857108 1137 11665 SH SOLE 11665 0 0 SCHMITT INDS INC ORE COM NEW 806870200 297 100833 SH SOLE 100833 0 0 SCHNITZER STL INDS CL A 806882106 1095 37943 SH DFND 1 37943 0 0 SCHNITZER STL INDS CL A 806882106 748 25915 SH SOLE 25915 0 0 SCHULMAN A INC COM 808194104 113 3118 SH SOLE 3118 0 0 SCHULMAN A INC COM 808194104 175 4817 SH DFND 2 4817 0 0 SCORPIO TANKERS INC SHS Y7542C106 919 92154 SH SOLE 92154 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 1632 29066 SH DFND 1 29066 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 1962 34931 SH SOLE 34931 0 0 SELECT COMFORT CORP COM 81616X103 812 44885 SH DFND 1 44885 0 0 SELECT COMFORT CORP COM 81616X103 279 15415 SH SOLE 15415 0 0 SEMGROUP CORP CL A 81663A105 411 6258 SH DFND 1 6258 0 0 SERVOTRONICS INC COM 817732100 285 36803 SH SOLE 36803 0 0 SHIRE PLC SPONSORED ADR 82481R106 117 786 SH SOLE 786 0 0 SHIRE PLC SPONSORED ADR 82481R106 181 1219 SH DFND 2 1219 0 0 SIGMA DESIGNS INC COM 826565103 138 29000 SH SOLE 29000 0 0 SILGAN HOLDINGS INC COM 827048109 858 17317 SH DFND 1 17317 0 0 SILGAN HOLDINGS INC COM 827048109 1268 25602 SH SOLE 25602 0 0 SILVER STD RES INC COM 82823L106 95 9552 SH SOLE 9552 0 0 SILVER STD RES INC COM 82823L106 146 14716 SH DFND 2 14716 0 0 SILVER WHEATON CORP COM 828336107 735 32391 SH DFND 1 32391 0 0 SILVER WHEATON CORP COM 828336107 421 18545 SH SOLE 18545 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 1293 47713 SH DFND 1 47713 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 792 29250 SH SOLE 29250 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 128 3417 SH SOLE 3417 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 198 5287 SH DFND 2 5287 0 0 SMART TECHNOLOGIES INC CL A SUB VTG S 83172R108 108 22498 SH SOLE 22498 0 0 SMART TECHNOLOGIES INC CL A SUB VTG S 83172R108 167 34885 SH DFND 2 34885 0 0 SMITH & WESSON HLDG CORP COM 831756101 112 7674 SH SOLE 7674 0 0 SMITH & WESSON HLDG CORP COM 831756101 177 12091 SH DFND 2 12091 0 0 SMTC CORP COM NEW 832682207 255 127994 SH SOLE 127994 0 0 SOLARCITY CORP COM 83416T100 438 7000 SH Put SOLE 7000 0 0 SONIC AUTOMOTIVE INC CL A 83545G102 612 27240 SH DFND 1 27240 0 0 SONIC AUTOMOTIVE INC CL A 83545G102 355 15781 SH SOLE 15781 0 0 SONUS NETWORKS INC COM 835916107 104 30826 SH SOLE 30826 0 0 SONUS NETWORKS INC COM 835916107 159 47103 SH DFND 2 47103 0 0 SPANISH BROADCASTING SYS INC CL A NEW 846425833 74 12614 SH SOLE 12614 0 0 SPARK NETWORKS INC COM 84651P100 390 74512 SH DFND 1 74512 0 0 SPARK NETWORKS INC COM 84651P100 42 8088 SH SOLE 8088 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1004 5369 SH SOLE 5369 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 4769 25500 SH Put SOLE 25500 0 0 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 384 6468 SH SOLE 6468 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 257 3488 SH SOLE 3488 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 1009 35799 SH DFND 1 35799 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 118 4201 SH SOLE 4201 0 0 SPS COMM INC COM 78463M107 305 4970 SH DFND 1 4970 0 0 SPS COMM INC COM 78463M107 33 530 SH SOLE 530 0 0 STARZ COM SER A 85571Q102 102 3173 SH SOLE 3173 0 0 STARZ COM SER A 85571Q102 159 4917 SH DFND 2 4917 0 0 STRYKER CORP COM 863667101 204 2499 SH SOLE 2499 0 0 SUMMIT FINANCIAL GROUP INC COM 86606G101 88 8571 SH SOLE 8571 0 0 SUMMIT FINANCIAL GROUP INC COM 86606G101 135 13131 SH DFND 2 13131 0 0 SUNCOR ENERGY INC NEW COM 867224107 105 3000 SH Call SOLE 3000 0 0 SUNCOR ENERGY INC NEW COM 867224107 350 10000 SH SOLE 10000 0 0 SUNLINK HEALTH SYSTEMS INC COM 86737U102 434 278400 SH SOLE 278400 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 322 10480 SH SOLE 10480 0 0 SUPERNUS PHARMACEUTICALS INC COM 868459108 195 21772 SH SOLE 21772 0 0 SUTRON CORP COM 869380105 437 80457 SH SOLE 80457 0 0 SWIFT ENERGY CO COM 870738101 108 10000 SH Call SOLE 10000 0 0 SWIFT ENERGY CO COM 870738101 129 12000 SH SOLE 12000 0 0 SYNACOR INC COM 871561106 104 42200 SH SOLE 42200 0 0 SYNALLOY CP DEL COM 871565107 282 19614 SH DFND 1 19614 0 0 SYNALLOY CP DEL COM 871565107 33 2285 SH SOLE 2285 0 0 SYNERGETICS USA INC COM 87160G107 398 130458 SH SOLE 130458 0 0 SYPRIS SOLUTIONS INC COM 871655106 237 85405 SH SOLE 85405 0 0 TABLEAU SOFTWARE INC CL A 87336U105 228 3000 SH Put SOLE 3000 0 0 TAHOE RES INC COM 873868103 516 24375 SH DFND 1 24375 0 0 TAHOE RES INC COM 873868103 56 2625 SH SOLE 2625 0 0 TAMINCO CORP COM 87509U106 669 31864 SH DFND 1 31864 0 0 TAMINCO CORP COM 87509U106 365 17388 SH SOLE 17388 0 0 TANDEM DIABETES CARE INC COM 875372104 302 13674 SH SOLE 13674 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 1072 31568 SH DFND 1 31568 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 106 3113 SH SOLE 3113 0 0 TEEKAY TANKERS LTD CL A Y8565N102 74 20805 SH SOLE 20805 0 0 TEEKAY TANKERS LTD CL A Y8565N102 115 32444 SH DFND 2 32444 0 0 TELECOMMUNICATION SYS INC CL A 87929J103 117 51028 SH SOLE 51028 0 0 TENGASCO INC COM NEW 88033R205 229 450000 SH SOLE 450000 0 0 TESLA MTRS INC COM 88160R101 292 1400 SH Put SOLE 1400 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 2604 21658 SH SOLE 21658 0 0 THOMPSON CREEK METALS CO INC COM 884768102 44 20000 SH Call SOLE 20000 0 0 TITAN INTL INC ILL COM 88830M102 301 15859 SH DFND 1 15859 0 0 TITAN INTL INC ILL COM 88830M102 46 2441 SH SOLE 2441 0 0 TITAN MACHY INC COM 88830R101 1084 69206 SH DFND 1 69206 0 0 TITAN MACHY INC COM 88830R101 227 14494 SH SOLE 14494 0 0 TOWER INTL INC COM 891826109 406 14903 SH DFND 1 14903 0 0 TOWER INTL INC COM 891826109 146 5352 SH SOLE 5352 0 0 TOWER INTL INC COM 891826109 172 6301 SH DFND 2 6301 0 0 TOWERSTREAM CORP COM 892000100 32 13533 SH DFND 1 13533 0 0 TRANSCAT INC COM 893529107 184 19649 SH SOLE 19649 0 0 TRANSCEPT PHARMACEUTICALS IN COM 89354M106 95 31000 SH SOLE 31000 0 0 TRAVELERS COMPANIES INC COM 89417E109 2060 24204 SH SOLE 24204 0 0 TRC COS INC COM 872625108 103 15482 SH SOLE 15482 0 0 TRIANGLE PETE CORP COM NEW 89600B201 4763 578037 SH SOLE 578037 0 0 TRINITY BIOTECH PLC SPON ADR NEW 896438306 1573 64917 SH DFND 1 64917 0 0 TRINITY BIOTECH PLC SPON ADR NEW 896438306 1649 68053 SH SOLE 68053 0 0 TRINITY INDS INC COM 896522109 195 2710 SH SOLE 2710 0 0 TRINITY INDS INC COM 896522109 370 5137 SH DFND 2 5137 0 0 TRIO TECH INTL COM NEW 896712205 75 23432 SH SOLE 23432 0 0 TRIPADVISOR INC COM 896945201 408 4500 SH Put SOLE 4500 0 0 TRIUMPH GROUP INC NEW COM 896818101 2935 45453 SH DFND 1 45453 0 0 TRIUMPH GROUP INC NEW COM 896818101 1108 17163 SH SOLE 17163 0 0 TRONOX LTD SHS CL A Q9235V101 1818 76502 SH DFND 1 76502 0 0 TRONOX LTD SHS CL A Q9235V101 1839 77350 SH SOLE 77350 0 0 TSAKOS ENERGY NAVIGATION LTD SHS G9108L108 111 14318 SH SOLE 14318 0 0 TSAKOS ENERGY NAVIGATION LTD SHS G9108L108 173 22247 SH DFND 2 22247 0 0 TSR INC COM NEW 872885207 129 38296 SH SOLE 38296 0 0 TURQUOISE HILL RES LTD COM 900435108 33 10000 SH Call SOLE 10000 0 0 TWIN DISC INC COM 901476101 1102 41836 SH DFND 1 41836 0 0 TWIN DISC INC COM 901476101 70 2664 SH SOLE 2664 0 0 U S ENERGY CORP WYO COM 911805109 170 35772 SH SOLE 35772 0 0 U S ENERGY CORP WYO COM 911805109 167 35075 SH DFND 2 35075 0 0 U.S. AUTO PARTS NETWORK INC COM 90343C100 294 96204 SH SOLE 96204 0 0 UBIQUITI NETWORKS INC COM 90347A100 103 2263 SH SOLE 2263 0 0 UBIQUITI NETWORKS INC COM 90347A100 157 3457 SH DFND 2 3457 0 0 ULTIMATE SOFTWARE GROUP INC COM 90385D107 466 3400 SH Put SOLE 3400 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 1753 133315 SH DFND 1 133315 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 943 71685 SH SOLE 71685 0 0 UNDER ARMOUR INC CL A 904311107 573 5000 SH Put SOLE 5000 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1112 13568 SH SOLE 13568 0 0 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 695 26500 SH DFND 1 26500 0 0 USANA HEALTH SCIENCES INC COM 90328M107 102 1360 SH SOLE 1360 0 0 USANA HEALTH SCIENCES INC COM 90328M107 156 2065 SH DFND 2 2065 0 0 VALE S A ADR 91912E105 1026 74200 SH SOLE 74200 0 0 VALERO ENERGY CORP NEW COM 91913Y100 110 2069 SH SOLE 2069 0 0 VALERO ENERGY CORP NEW COM 91913Y100 171 3214 SH DFND 2 3214 0 0 VANGUARD INDEX FDS REIT ETF 922908553 389 5510 SH SOLE 5510 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 747 7660 SH SOLE 7660 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 323 7950 SH SOLE 7950 0 0 VASCO DATA SEC INTL INC COM 92230Y104 109 14500 SH SOLE 14500 0 0 VENAXIS INC COM 92262A107 366 139000 SH SOLE 139000 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 227 3216 SH SOLE 3216 0 0 VICON INDS INC COM 925811101 173 49140 SH SOLE 49140 0 0 VIEWTRAN GROUP INC USD ORD SHS G9363W104 1105 470061 SH DFND 1 470061 0 0 VIEWTRAN GROUP INC USD ORD SHS G9363W104 143 60939 SH SOLE 60939 0 0 VIRTUALSCOPICS INC COM NEW 928269208 184 44323 SH SOLE 44323 0 0 WABASH NATL CORP NOTE 3.375% 5/0 929566AH0 70 50000 PRN DFND 1 50000 0 0 WABASH NATL CORP NOTE 3.375% 5/0 929566AH0 70 50000 PRN SOLE 50000 0 0 WABCO HLDGS INC COM 92927K102 1061 10048 SH DFND 1 10048 0 0 WABCO HLDGS INC COM 92927K102 100 952 SH SOLE 952 0 0 WAL-MART STORES INC COM 931142103 1951 25527 SH SOLE 25527 0 0 WALTER ENERGY INC COM 93317Q105 3360 444490 SH SOLE 444490 0 0 WARREN RES INC COM 93564A100 90 18700 SH SOLE 18700 0 0 WELLPOINT INC COM 94973V107 1051 10553 SH SOLE 10553 0 0 WESTERN DIGITAL CORP COM 958102105 110 1195 SH SOLE 1195 0 0 WESTERN DIGITAL CORP COM 958102105 168 1833 SH DFND 2 1833 0 0 WESTERN UN CO COM 959802109 610 37264 SH DFND 1 37264 0 0 WESTERN UN CO COM 959802109 787 48079 SH SOLE 48079 0 0 WET SEAL INC CL A 961840105 218 165220 SH SOLE 165220 0 0 WEYERHAEUSER CO COM 962166104 205 7000 SH SOLE 7000 0 0 WHITING PETE CORP NEW COM 966387102 18907 272478 SH SOLE 272478 0 0 WILLIAMS CLAYTON ENERGY INC COM 969490101 64136 567526 SH SOLE 567526 0 0 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 593 13430 SH DFND 1 13430 0 0 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 69 1570 SH SOLE 1570 0 0 WORKDAY INC CL A 98138H101 102 1119 SH SOLE 1119 0 0 WORKDAY INC CL A 98138H101 823 9000 SH Put SOLE 9000 0 0 WORKDAY INC CL A 98138H101 156 1711 SH DFND 2 1711 0 0 WPCS INTL INC COM PAR $.0001 92931L302 29 18898 SH SOLE 18898 0 0 WYNN RESORTS LTD COM 983134107 103 465 SH SOLE 465 0 0 WYNN RESORTS LTD COM 983134107 157 706 SH DFND 2 706 0 0 XYLEM INC COM 98419M100 820 22511 SH DFND 1 22511 0 0 XYLEM INC COM 98419M100 163 4489 SH SOLE 4489 0 0 YAMANA GOLD INC COM 98462Y100 44 5000 SH Call SOLE 5000 0 0 YAMANA GOLD INC COM 98462Y100 244 27838 SH SOLE 27838 0 0 ZAGG INC COM 98884U108 92 20000 SH SOLE 20000 0 0 ZIMMER HLDGS INC COM 98956P102 267 2822 SH DFND 1 2822 0 0 ZIMMER HLDGS INC COM 98956P102 604 6385 SH SOLE 6385 0 0 ZIOPHARM ONCOLOGY INC COM 98973P101 87 18970 SH SOLE 18970 0 0 ZIOPHARM ONCOLOGY INC COM 98973P101 135 29414 SH DFND 2 29414 0 0