Managing member

0000919574-14-001287.txt : 20140214 0000919574-14-001287.hdr.sgml : 20140214 20140214095523 ACCESSION NUMBER: 0000919574-14-001287 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 EFFECTIVENESS DATE: 20140214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRT CAPITAL PARTNERS LLC CENTRAL INDEX KEY: 0001218583 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10361 FILM NUMBER: 14611683 BUSINESS ADDRESS: STREET 1: ONE LIBERTY SQUARE STREET 2: 11TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172261740 MAIL ADDRESS: STREET 1: ONE LIBERTY SQUARE STREET 2: 11TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001218583 XXXXXXXX 12-31-2013 12-31-2013 false GRT CAPITAL PARTNERS LLC

One Liberty Square 11th Floor Boston MA 02109

13F HOLDINGS REPORT 028-10361 N /s/ Timothy A. Krochuk Managing member 617-226-1700 /s/ Timothy A. Krochuk Boston MA 02-14-2014 2 776 789555 1 0001542728 028-14914 GRT Value Fund, a series of Advisors Inner Circle Fund II 2 0001502631 028-15243 Orinda Asset Management LLC INFORMATION TABLE 2 infotable.xml ACELRX PHARMACEUTICALS INC COM 00444T100 1543 136469 SH SOLE 136469 0 0 ACTUANT CORP CL A NEW 00508X203 636 17350 SH DFND 1 17350 0 0 ACTUANT CORP CL A NEW 00508X203 966 26363 SH SOLE 26363 0 0 ADDVANTAGE TECHNOLOGIES GP I COM NEW 006743306 210 77916 SH SOLE 77916 0 0 ADVANCED ENERGY INDS COM 007973100 1084 47405 SH DFND 1 47405 0 0 ADVANCED ENERGY INDS COM 007973100 196 8595 SH SOLE 8595 0 0 ADVANCED PHOTONIX INC CL A 00754E107 72 104500 SH SOLE 104500 0 0 ADVENT CLAY CONV SEC INC FD COM 007639107 143 19630 SH SOLE 19630 0 0 ADVENT CLAYMORE ENH GRW & IN COM 00765E104 144 14200 SH SOLE 14200 0 0 ADVENT SOFTWARE INC COM 007974108 113 3230 SH SOLE 3230 0 0 ADVENT SOFTWARE INC COM 007974108 177 5074 SH DFND 2 5074 0 0 AERCAP HOLDINGS NV SHS N00985106 233 6066 SH SOLE 6066 0 0 AERCAP 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COM 448451104 179 46398 SH SOLE 46398 0 0 IAMGOLD CORP COM 450913108 216 64723 SH SOLE 64723 0 0 IEC ELECTRS CORP NEW COM 44949L105 281 66000 SH SOLE 66000 0 0 II VI INC COM 902104108 630 35822 SH DFND 1 35822 0 0 II VI INC COM 902104108 73 4178 SH SOLE 4178 0 0 ILLUMINA INC COM 452327109 125 1129 SH SOLE 1129 0 0 ILLUMINA INC COM 452327109 194 1750 SH DFND 2 1750 0 0 IMMUCELL CORP COM PAR $0.10 452525306 130 30467 SH SOLE 30467 0 0 IMPAX LABORATORIES INC COM 45256B101 275 10931 SH SOLE 10931 0 0 INFUSYSTEM HLDGS INC COM 45685K102 267 124762 SH SOLE 124762 0 0 INNODATA INC COM NEW 457642205 149 60801 SH SOLE 60801 0 0 INSIGNIA SYS INC COM 45765Y105 165 60287 SH SOLE 60287 0 0 INTEGRATED DEVICE TECHNOLOGY COM 458118106 450 44242 SH DFND 1 44242 0 0 INTEGRATED DEVICE TECHNOLOGY COM 458118106 48 4758 SH SOLE 4758 0 0 INTEGRATED ELECTRICAL SVC COM 45811E301 140 25903 SH SOLE 25903 0 0 INTEGRATED SILICON SOLUTION COM 45812P107 791 65458 SH DFND 1 65458 0 0 INTEGRATED SILICON SOLUTION COM 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0 0 M D C HLDGS INC COM 552676108 220 6835 SH SOLE 6835 0 0 MAG SILVER CORP COM 55903Q104 1306 253108 SH DFND 1 253108 0 0 MAG SILVER CORP COM 55903Q104 492 95392 SH SOLE 95392 0 0 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 1316 67506 SH DFND 1 67506 0 0 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 926 47494 SH SOLE 47494 0 0 MAGNUM HUNTER RES CORP DEL COM 55973B102 7 1000 SH SOLE 1000 0 0 MAGNUM HUNTER RES CORP DEL COM 55973B102 28326 3874922 SH SOLE 3874922 0 0 MAM SOFTWARE GROUP INC COM NEW 55277Q201 123 24650 SH SOLE 24650 0 0 MANPOWERGROUP INC COM 56418H100 117 1366 SH SOLE 1366 0 0 MANPOWERGROUP INC COM 56418H100 181 2110 SH DFND 2 2110 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 105 7293 SH SOLE 7293 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 164 11415 SH DFND 2 11415 0 0 MAST THERAPEUTICS INC COM 576314108 246 532776 SH SOLE 532776 0 0 MATERION CORP COM 576690101 850 27554 SH DFND 1 27554 0 0 MATERION CORP COM 576690101 75 2446 SH SOLE 2446 0 0 MCGRAW HILL FINL INC COM 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MICROS SYS INC COM 594901100 358 6232 SH SOLE 6232 0 0 MICROSOFT CORP COM 594918104 2878 76928 SH SOLE 76928 0 0 MIDWAY GOLD CORP COM 598153104 15 18000 SH SOLE 18000 0 0 MINE SAFETY APPLIANCES CO COM 602720104 398 7771 SH DFND 1 7771 0 0 MINE SAFETY APPLIANCES CO COM 602720104 903 17639 SH SOLE 17639 0 0 MOHAWK INDS INC COM 608190104 121 810 SH DFND 1 810 0 0 MOHAWK INDS INC COM 608190104 483 3243 SH SOLE 3243 0 0 MOLYCORP INC DEL PFD CONV SER A 608753208 541 43584 SH DFND 1 43584 0 0 MOLYCORP INC DEL PFD CONV SER A 608753208 10 817 SH SOLE 817 0 0 MONDELEZ INTL INC CL A 609207105 1255 35557 SH SOLE 35557 0 0 MONTGOMERY STR INCOME SECS I COM 614115103 241 15530 SH SOLE 15530 0 0 MORGAN STANLEY EM MKTS DM DE COM 617477104 242 18590 SH SOLE 18590 0 0 MORGAN STANLEY EMER MKTS DEB COM 61744H105 168 17570 SH SOLE 17570 0 0 MUTUALFIRST FINL INC COM 62845B104 134 7808 SH SOLE 7808 0 0 MUTUALFIRST FINL INC COM 62845B104 174 10185 SH DFND 2 10185 0 0 NATIONAL AMERN UNIV HLDGS IN COM 63245Q105 295 84400 SH SOLE 84400 0 0 NATUS MEDICAL INC DEL COM 639050103 1487 66102 SH DFND 1 66102 0 0 NATUS MEDICAL INC DEL COM 639050103 425 18889 SH SOLE 18889 0 0 NATUS MEDICAL INC DEL COM 639050103 174 7732 SH DFND 2 7732 0 0 NATUZZI S P A ADR 63905A101 112 43387 SH SOLE 43387 0 0 NAVIOS MARITIME ACQUIS CORP SHS Y62159101 66 15000 SH SOLE 15000 0 0 NCI INC CL A 62886K104 274 41440 SH SOLE 41440 0 0 NEENAH PAPER INC COM 640079109 1293 30238 SH DFND 1 30238 0 0 NEENAH PAPER INC COM 640079109 161 3762 SH SOLE 3762 0 0 NELNET INC CL A 64031N108 108 2565 SH SOLE 2565 0 0 NELNET INC CL A 64031N108 166 3948 SH DFND 2 3948 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 258 27671 SH SOLE 27671 0 0 NEVSUN RES LTD COM 64156L101 50 15000 SH SOLE 15000 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 590 35000 SH DFND 1 35000 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 875 51931 SH SOLE 51931 0 0 NEWMONT MINING CORP COM 651639106 366 15900 SH SOLE 15900 0 0 NEWPORT CORP COM 651824104 1380 76369 SH DFND 1 76369 0 0 NEWPORT CORP COM 651824104 156 8631 SH SOLE 8631 0 0 NN INC COM 629337106 118 5826 SH SOLE 5826 0 0 NN INC COM 629337106 183 9049 SH DFND 2 9049 0 0 NOBLE CORP PLC SHS USD G65431101 704 18800 SH DFND 1 18800 0 0 NOBLE CORP PLC SHS USD G65431101 681 18187 SH SOLE 18187 0 0 NOBLE ENERGY INC COM 655044105 4018 59000 SH SOLE 59000 0 0 NORTECH SYS INC COM 656553104 224 40794 SH SOLE 40794 0 0 NORTH AMERN ENERGY PARTNERS COM 656844107 273 47000 SH SOLE 47000 0 0 NORTHERN OIL & GAS INC NEV COM 665531109 125 8294 SH SOLE 8294 0 0 NORTHERN OIL & GAS INC NEV COM 665531109 147 9748 SH DFND 2 9748 0 0 NORTHROP GRUMMAN CORP COM 666807102 147 1284 SH SOLE 1284 0 0 NORTHROP GRUMMAN CORP COM 666807102 233 2029 SH DFND 2 2029 0 0 NOVARTIS A G SPONSORED ADR 66987V109 241 3000 SH SOLE 3000 0 0 NPS PHARMACEUTICALS INC COM 62936P103 1158 38131 SH SOLE 38131 0 0 NTELOS HLDGS CORP COM NEW 67020Q305 113 5564 SH SOLE 5564 0 0 NTELOS HLDGS CORP COM NEW 67020Q305 174 8601 SH DFND 2 8601 0 0 NUVASIVE INC COM 670704105 458 14180 SH SOLE 14180 0 0 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 656 67442 SH DFND 1 67442 0 0 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 44 4558 SH SOLE 4558 0 0 NUVEEN DIVER CURRENCY OPPOR COM 67090N109 223 22160 SH SOLE 22160 0 0 NUVEEN EQUITY PREM ADV FD COM 6706ET107 252 19900 SH SOLE 19900 0 0 NUVEEN EQUITY PREM INCOME FD COM 6706ER101 132 10490 SH SOLE 10490 0 0 NUVEEN GBL VL OPPORTUNITIES COM 6706EH103 278 21120 SH SOLE 21120 0 0 NYMOX PHARMACEUTICAL CORP COM 67076P102 149 24585 SH SOLE 24585 0 0 NYMOX PHARMACEUTICAL CORP COM 67076P102 232 38157 SH DFND 2 38157 0 0 OCEAN BIO CHEM INC COM 674631106 143 57628 SH SOLE 57628 0 0 OCI RES LP COM UNIT LTD 67081B106 1209 59000 SH DFND 1 59000 0 0 OIL STS INTL INC COM 678026105 777 7637 SH DFND 1 7637 0 0 OIL STS INTL INC COM 678026105 88 863 SH SOLE 863 0 0 OLIN CORP COM PAR $1 680665205 403 13960 SH DFND 1 13960 0 0 OLIN CORP COM PAR $1 680665205 681 23616 SH SOLE 23616 0 0 OMNOVA SOLUTIONS INC COM 682129101 965 105921 SH DFND 1 105921 0 0 OMNOVA SOLUTIONS INC COM 682129101 110 12079 SH SOLE 12079 0 0 ON SEMICONDUCTOR CORP COM 682189105 516 62650 SH DFND 1 62650 0 0 ON SEMICONDUCTOR CORP COM 682189105 56 6850 SH SOLE 6850 0 0 ONCOGENEX PHARMACEUTICALS IN COM 68230A106 249 29890 SH SOLE 29890 0 0 OPEXA THERAPEUTICS INC COM NEW 68372T202 137 75500 SH SOLE 75500 0 0 OPKO HEALTH INC COM 68375N103 2379 281900 SH SOLE 281900 0 0 OPTICAL CABLE CORP COM NEW 683827208 187 50950 SH SOLE 50950 0 0 ORACLE CORP COM 68389X105 340 8896 SH SOLE 8896 0 0 ORASURE TECHNOLOGIES INC COM 68554V108 301 47909 SH SOLE 47909 0 0 ORBIT INTL CORP COM NEW 685559304 80 23605 SH SOLE 23605 0 0 ORBOTECH LTD ORD M75253100 115 8494 SH SOLE 8494 0 0 ORBOTECH LTD ORD M75253100 178 13132 SH DFND 2 13132 0 0 ORCHIDS PAPER PRODS CO DEL COM 68572N104 112 3425 SH SOLE 3425 0 0 ORCHIDS PAPER PRODS CO DEL COM 68572N104 174 5296 SH DFND 2 5296 0 0 ORIENT PAPER INC COM NEW 68619F205 109 41000 SH SOLE 41000 0 0 ORION ENERGY SYSTEMS INC COM 686275108 118 17379 SH SOLE 17379 0 0 ORION ENERGY SYSTEMS INC COM 686275108 185 27163 SH DFND 2 27163 0 0 OTELCO INC CL A NEW 688823301 121 21547 SH SOLE 21547 0 0 OWENS ILL INC COM NEW 690768403 653 18255 SH SOLE 18255 0 0 P C CONNECTION COM 69318J100 130 5220 SH SOLE 5220 0 0 P C CONNECTION COM 69318J100 201 8084 SH DFND 2 8084 0 0 PACKAGING CORP AMER COM 695156109 112 1773 SH SOLE 1773 0 0 PACKAGING CORP AMER COM 695156109 164 2588 SH DFND 2 2588 0 0 PARKE BANCORP INC COM 700885106 55 6207 SH SOLE 6207 0 0 PARKE BANCORP INC COM 700885106 84 9425 SH DFND 2 9425 0 0 PDC ENERGY INC COM 69327R101 1726 32431 SH SOLE 32431 0 0 PDI INC COM 69329V100 460 95686 SH SOLE 95686 0 0 PDL BIOPHARMA INC COM 69329Y104 96 11411 SH SOLE 11411 0 0 PDL BIOPHARMA INC COM 69329Y104 150 17724 SH DFND 2 17724 0 0 PEABODY ENERGY CORP COM 704549104 11131 569962 SH SOLE 569962 0 0 PENN VA CORP COM 707882106 8987 953041 SH SOLE 953041 0 0 PEP BOYS MANNY MOE & JACK COM 713278109 228 18783 SH 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CORPORATION COM 761565100 8656 439158 SH SOLE 439158 0 0 RICHARDSON ELECTRS LTD COM 763165107 276 24320 SH DFND 1 24320 0 0 RICHARDSON ELECTRS LTD COM 763165107 8 680 SH SOLE 680 0 0 RIO TINTO PLC SPONSORED ADR 767204100 1580 28000 SH SOLE 28000 0 0 RMG NETWORKS HLDG CORP COM 74966K102 81 16650 SH SOLE 16650 0 0 ROCKWELL COLLINS INC COM 774341101 341 4615 SH DFND 1 4615 0 0 ROCKWELL COLLINS INC COM 774341101 904 12224 SH SOLE 12224 0 0 ROCKWELL MED INC COM 774374102 531 50882 SH SOLE 50882 0 0 ROYCE MICRO-CAP TR INC COM 780915104 176 13920 SH SOLE 13920 0 0 ROYCE VALUE TR INC COM 780910105 575 35890 SH SOLE 35890 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 1488 74043 SH DFND 1 74043 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 1126 56061 SH SOLE 56061 0 0 SAFEWAY INC COM NEW 786514208 892 27376 SH DFND 1 27376 0 0 SAFEWAY INC COM NEW 786514208 102 3124 SH SOLE 3124 0 0 SALESFORCE COM INC COM 79466L302 1049 19000 SH SOLE 19000 0 0 SANCHEZ ENERGY CORP COM 79970Y105 12351 503910 SH SOLE 503910 0 0 SANDISK CORP COM 80004C101 125 1774 SH SOLE 1774 0 0 SANDISK CORP COM 80004C101 194 2747 SH DFND 2 2747 0 0 SANOFI SPONSORED ADR 80105N105 215 4000 SH SOLE 4000 0 0 SCHLUMBERGER LTD COM 806857108 868 9635 SH SOLE 9635 0 0 SCHMITT INDS INC ORE COM NEW 806870200 222 86833 SH SOLE 86833 0 0 SCHNITZER STL INDS CL A 806882106 1324 40531 SH DFND 1 40531 0 0 SCHNITZER STL INDS CL A 806882106 888 27166 SH SOLE 27166 0 0 SCHULMAN A INC COM 808194104 110 3118 SH SOLE 3118 0 0 SCHULMAN A INC COM 808194104 170 4817 SH DFND 2 4817 0 0 SCORPIO TANKERS INC SHS Y7542C106 1664 141156 SH SOLE 141156 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 1766 31440 SH DFND 1 31440 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 2199 39157 SH SOLE 39157 0 0 SEATTLE GENETICS INC COM 812578102 1077 27000 SH SOLE 27000 0 0 SELECT COMFORT CORP COM 81616X103 947 44885 SH DFND 1 44885 0 0 SELECT COMFORT CORP COM 81616X103 346 16415 SH SOLE 16415 0 0 SEMGROUP CORP CL A 81663A105 468 7171 SH DFND 1 7171 0 0 SEMGROUP CORP CL A 81663A105 54 829 SH SOLE 829 0 0 SERVOTRONICS INC COM 817732100 209 25803 SH SOLE 25803 0 0 SEVERN BANCORP ANNAPOLIS MD COM 81811M100 158 33385 SH SOLE 33385 0 0 SHIRE PLC SPONSORED ADR 82481R106 111 786 SH SOLE 786 0 0 SHIRE PLC SPONSORED ADR 82481R106 172 1219 SH DFND 2 1219 0 0 SHORE BANCSHARES INC COM 825107105 141 15339 SH SOLE 15339 0 0 SHORE BANCSHARES INC COM 825107105 219 23733 SH DFND 2 23733 0 0 SIGMA DESIGNS INC COM 826565103 194 41000 SH SOLE 41000 0 0 SIGMATRON INTL INC COM 82661L101 166 18707 SH SOLE 18707 0 0 SILGAN HOLDINGS INC COM 827048109 885 18431 SH DFND 1 18431 0 0 SILGAN HOLDINGS INC COM 827048109 1333 27768 SH SOLE 27768 0 0 SILVER WHEATON CORP COM 828336107 654 32391 SH DFND 1 32391 0 0 SILVER WHEATON CORP COM 828336107 323 15992 SH SOLE 15992 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 1080 30213 SH DFND 1 30213 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 1045 29250 SH SOLE 29250 0 0 SMITH A O COM 831865209 137 2540 SH SOLE 2540 0 0 SMITH A O COM 831865209 214 3960 SH DFND 2 3960 0 0 SMTC CORP COM NEW 832682207 375 159594 SH SOLE 159594 0 0 SONIC AUTOMOTIVE INC CL A 83545G102 667 27240 SH DFND 1 27240 0 0 SONIC AUTOMOTIVE INC CL A 83545G102 386 15781 SH SOLE 15781 0 0 SONIC CORP COM 835451105 116 5733 SH SOLE 5733 0 0 SONIC CORP COM 835451105 182 9004 SH DFND 2 9004 0 0 SPANISH BROADCASTING SYS INC CL A NEW 846425833 42 12614 SH SOLE 12614 0 0 SPARK NETWORKS INC COM 84651P100 360 58446 SH DFND 1 58446 0 0 SPARK NETWORKS INC COM 84651P100 40 6554 SH SOLE 6554 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 503 2726 SH SOLE 2726 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3694 20000 SH SOLE 20000 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 380 1557 SH SOLE 1557 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 371 5102 SH SOLE 5102 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 705 8000 SH SOLE 8000 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 847 24847 SH DFND 1 24847 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 230 6754 SH SOLE 6754 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 179 5258 SH DFND 2 5258 0 0 SPIRIT AIRLS INC COM 848577102 109 2405 SH SOLE 2405 0 0 SPIRIT AIRLS INC COM 848577102 169 3725 SH DFND 2 3725 0 0 SPS COMM INC COM 78463M107 354 5426 SH DFND 1 5426 0 0 SPS COMM INC COM 78463M107 37 574 SH SOLE 574 0 0 STRAYER ED INC COM 863236105 620 18000 SH SOLE 18000 0 0 STRAYER ED INC COM 863236105 224 6500 SH SOLE 6500 0 0 SUCAMPO PHARMACEUTICALS INC CL A 864909106 118 12536 SH SOLE 12536 0 0 SUCAMPO PHARMACEUTICALS INC CL A 864909106 182 19342 SH DFND 2 19342 0 0 SUMMIT FINANCIAL GROUP INC COM 86606G101 85 8571 SH SOLE 8571 0 0 SUMMIT FINANCIAL GROUP INC COM 86606G101 130 13131 SH DFND 2 13131 0 0 SUNCOR ENERGY INC NEW COM 867224107 175 5000 SH SOLE 5000 0 0 SUNCOR ENERGY INC NEW COM 867224107 351 10000 SH SOLE 10000 0 0 SUNLINK HEALTH SYSTEMS INC COM 86737U102 234 266400 SH SOLE 266400 0 0 SUTRON CORP COM 869380105 328 63804 SH SOLE 63804 0 0 SWIFT ENERGY CO COM 870738101 162 12000 SH SOLE 12000 0 0 SYNACOR INC COM 871561106 138 56500 SH SOLE 56500 0 0 SYNALLOY CP DEL COM 871565107 403 26213 SH DFND 1 26213 0 0 SYNALLOY CP DEL COM 871565107 45 2924 SH SOLE 2924 0 0 SYNERGETICS USA INC COM 87160G107 169 46730 SH SOLE 46730 0 0 SYNUTRA INTL INC COM 87164C102 164 18468 SH SOLE 18468 0 0 SYNUTRA INTL INC COM 87164C102 168 18912 SH DFND 2 18912 0 0 SYPRIS SOLUTIONS INC COM 871655106 274 89405 SH SOLE 89405 0 0 TAHOE RES INC COM 873868103 406 24375 SH DFND 1 24375 0 0 TAHOE RES INC COM 873868103 44 2625 SH SOLE 2625 0 0 TAMINCO CORP COM 87509U106 644 31864 SH DFND 1 31864 0 0 TAMINCO CORP COM 87509U106 351 17388 SH SOLE 17388 0 0 TANDY LEATHER FACTORY INC COM 87538X105 262 26882 SH SOLE 26882 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 967 31568 SH DFND 1 31568 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 105 3432 SH SOLE 3432 0 0 TEKMIRA PHARMACEUTICALS CORP COM NEW 87911B209 139 17418 SH SOLE 17418 0 0 TELECOMMUNICATION SYS INC CL A 87929J103 159 68528 SH SOLE 68528 0 0 TENGASCO INC COM NEW 88033R205 85 219000 SH SOLE 219000 0 0 TENNANT CO COM 880345103 204 3005 SH DFND 1 3005 0 0 TENNANT CO COM 880345103 20 295 SH SOLE 295 0 0 TESLA MTRS INC COM 88160R101 827 5500 SH SOLE 5500 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 3031 27224 SH SOLE 27224 0 0 THOMPSON CREEK METALS CO INC COM 884768102 44 20000 SH SOLE 20000 0 0 TIDEWATER INC COM 886423102 213 3598 SH DFND 1 3598 0 0 TIDEWATER INC COM 886423102 24 402 SH SOLE 402 0 0 TITAN INTL INC ILL COM 88830M102 285 15859 SH DFND 1 15859 0 0 TITAN INTL INC ILL COM 88830M102 44 2441 SH SOLE 2441 0 0 TITAN MACHY INC COM 88830R101 1335 74915 SH DFND 1 74915 0 0 TITAN MACHY INC COM 88830R101 268 15049 SH SOLE 15049 0 0 TOWER INTL INC COM 891826109 319 14903 SH DFND 1 14903 0 0 TOWER INTL INC COM 891826109 254 11866 SH SOLE 11866 0 0 TOWERSTREAM CORP COM 892000100 40 13533 SH DFND 1 13533 0 0 TOWERSTREAM CORP COM 892000100 4 1467 SH SOLE 1467 0 0 TRANSCAT INC COM 893529107 157 19649 SH SOLE 19649 0 0 TRANSITION THERAPEUTICS INC COM NEW 893716209 100 17561 SH SOLE 17561 0 0 TRANSPORTADORA DE GAS SUR SPON ADR B 893870204 92 42500 SH SOLE 42500 0 0 TRAVELERS COMPANIES INC COM 89417E109 2191 24204 SH SOLE 24204 0 0 TRIANGLE PETE CORP COM NEW 89600B201 17 2000 SH SOLE 2000 0 0 TRIANGLE PETE CORP COM NEW 89600B201 4651 559037 SH SOLE 559037 0 0 TRINITY BIOTECH PLC SPON ADR NEW 896438306 1712 68113 SH DFND 1 68113 0 0 TRINITY BIOTECH PLC SPON ADR NEW 896438306 1854 73762 SH SOLE 73762 0 0 TRINITY INDS INC COM 896522109 148 2710 SH SOLE 2710 0 0 TRINITY INDS INC COM 896522109 280 5137 SH DFND 2 5137 0 0 TRIO TECH INTL COM NEW 896712205 62 18532 SH SOLE 18532 0 0 TRIUMPH GROUP INC NEW COM 896818101 1025 13477 SH DFND 1 13477 0 0 TRIUMPH GROUP INC NEW COM 896818101 268 3523 SH SOLE 3523 0 0 TRONOX LTD SHS CL A Q9235V101 1765 76502 SH DFND 1 76502 0 0 TRONOX LTD SHS CL A Q9235V101 1857 80498 SH SOLE 80498 0 0 TSR INC COM NEW 872885207 62 18510 SH SOLE 18510 0 0 TUFCO TECHNOLOGIES INC COM 899040109 138 22754 SH SOLE 22754 0 0 TWIN DISC INC COM 901476101 1173 45307 SH DFND 1 45307 0 0 TWIN DISC INC COM 901476101 121 4684 SH SOLE 4684 0 0 U S ENERGY CORP WYO COM 911805109 90 24000 SH SOLE 24000 0 0 U.S. AUTO PARTS NETWORK INC COM 90343C100 317 127704 SH SOLE 127704 0 0 UBIQUITI NETWORKS INC COM 90347A100 126 2742 SH SOLE 2742 0 0 UBIQUITI NETWORKS INC COM 90347A100 196 4259 SH DFND 2 4259 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 1920 191392 SH DFND 1 191392 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 1240 123608 SH SOLE 123608 0 0 ULTRALIFE CORP COM 903899102 53 15000 SH SOLE 15000 0 0 UNDER ARMOUR INC CL A 904311107 349 4000 SH SOLE 4000 0 0 UNISYS CORP COM NEW 909214306 117 3479 SH SOLE 3479 0 0 UNISYS CORP COM NEW 909214306 107 3200 SH SOLE 3200 0 0 UNISYS CORP COM NEW 909214306 180 5364 SH DFND 2 5364 0 0 UNITED CMNTY BKS BLAIRSVLE G COM 90984P303 103 5830 SH SOLE 5830 0 0 UNITED CMNTY BKS BLAIRSVLE G COM 90984P303 161 9081 SH DFND 2 9081 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1022 13568 SH SOLE 13568 0 0 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 710 26500 SH DFND 1 26500 0 0 VALE S A ADR 91912E105 1132 74200 SH SOLE 74200 0 0 VANGUARD INDEX FDS REIT ETF 922908553 356 5510 SH SOLE 5510 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 735 7660 SH SOLE 7660 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 450 10950 SH SOLE 10950 0 0 VENAXIS INC COM 92262A107 285 133000 SH SOLE 133000 0 0 VERMILLION INC COM NEW 92407M206 38 15910 SH SOLE 15910 0 0 VICON INDS INC COM 925811101 209 67865 SH SOLE 67865 0 0 VIEWTRAN GROUP INC USD ORD SHS G9363W104 989 424659 SH DFND 1 424659 0 0 VIEWTRAN GROUP INC USD ORD SHS G9363W104 117 50055 SH SOLE 50055 0 0 VIRTUALSCOPICS INC COM NEW 928269208 75 21800 SH SOLE 21800 0 0 WABASH NATL CORP NOTE 3.375% 5/0 929566AH0 66 50000 SH DFND 1 50000 0 0 WABASH NATL CORP NOTE 3.375% 5/0 929566AH0 66 50000 SH SOLE 50000 0 0 WABCO HLDGS INC COM 92927K102 1024 10960 SH DFND 1 10960 0 0 WABCO HLDGS INC COM 92927K102 97 1040 SH SOLE 1040 0 0 WAL-MART STORES INC COM 931142103 2087 26527 SH SOLE 26527 0 0 WALTER ENERGY INC COM 93317Q105 6595 396550 SH SOLE 396550 0 0 WARREN RES INC COM 93564A100 182 58000 SH SOLE 58000 0 0 WEBMD HEALTH CORP COM 94770V102 117 2952 SH SOLE 2952 0 0 WEBMD HEALTH CORP COM 94770V102 180 4564 SH DFND 2 4564 0 0 WELLPOINT INC COM 94973V107 975 10553 SH SOLE 10553 0 0 WESTERN UN CO COM 959802109 643 37264 SH DFND 1 37264 0 0 WESTERN UN CO COM 959802109 864 50079 SH SOLE 50079 0 0 WET SEAL INC CL A 961840105 244 89320 SH SOLE 89320 0 0 WEYERHAEUSER CO COM 962166104 221 7000 SH SOLE 7000 0 0 WHITING PETE CORP NEW COM 966387102 16621 268638 SH SOLE 268638 0 0 WILLDAN GROUP INC COM 96924N100 99 18696 SH SOLE 18696 0 0 WILLIAMS CLAYTON ENERGY INC COM 969490101 45611 556576 SH SOLE 556576 0 0 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 602 13430 SH DFND 1 13430 0 0 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 70 1570 SH SOLE 1570 0 0 WILSHIRE BANCORP INC COM 97186T108 110 10044 SH SOLE 10044 0 0 WILSHIRE BANCORP INC COM 97186T108 171 15643 SH DFND 2 15643 0 0 WPCS INTL INC COM PAR $.0001 92931L302 97 42398 SH SOLE 42398 0 0 XO GROUP INC COM 983772104 123 8245 SH SOLE 8245 0 0 XO GROUP INC COM 983772104 190 12759 SH DFND 2 12759 0 0 XUEDA ED GROUP SPONSORED ADR 98418W109 1 134 SH DFND 1 134 0 0 XUEDA ED GROUP SPONSORED ADR 98418W109 220 35866 SH SOLE 35866 0 0 XYLEM INC COM 98419M100 779 22511 SH DFND 1 22511 0 0 XYLEM INC COM 98419M100 155 4489 SH SOLE 4489 0 0 YAMANA GOLD INC COM 98462Y100 43 5000 SH SOLE 5000 0 0 YAMANA GOLD INC COM 98462Y100 240 27838 SH SOLE 27838 0 0 ZIMMER HLDGS INC COM 98956P102 263 2822 SH DFND 1 2822 0 0 ZIMMER HLDGS INC COM 98956P102 595 6385 SH SOLE 6385 0 0 ZOGENIX INC COM 98978L105 902 262151 SH SOLE 262151 0 0