0001423774-19-000049.txt : 20190618
0001423774-19-000049.hdr.sgml : 20190618
20190618202111
ACCESSION NUMBER: 0001423774-19-000049
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190615
FILED AS OF DATE: 20190618
DATE AS OF CHANGE: 20190618
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLDMAN KENNETH A
CENTRAL INDEX KEY: 0001218470
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38451
FILM NUMBER: 19904873
MAIL ADDRESS:
STREET 1: C/O YAHOO! INC.
STREET 2: 701 FIRST AVENUE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZUORA INC
CENTRAL INDEX KEY: 0001423774
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 205530976
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 3050 SOUTH DELAWARE STREET
STREET 2: SUITE 301
CITY: SAN MATEO
STATE: CA
ZIP: 94403
BUSINESS PHONE: 800-425-1281
MAIL ADDRESS:
STREET 1: 3050 SOUTH DELAWARE STREET
STREET 2: SUITE 301
CITY: SAN MATEO
STATE: CA
ZIP: 94403
4
1
wf-form4_156090365471686.xml
FORM 4
X0306
4
2019-06-15
0
0001423774
ZUORA INC
ZUO
0001218470
GOLDMAN KENNETH A
C/O ZUORA, INC.
3050 SOUTH DELAWARE STREET, SUITE 301
SAN MATEO
CA
94403
1
0
0
0
Class A Common Stock
2019-06-15
4
M
0
4331
0
A
4331
D
Class A Common Stock
2019-06-18
4
A
0
9578
0
A
13909
D
Class A Common Stock
2117
I
By Goldman-Valeriote Family Trust u/a/d 11/15/95
Restricted Stock Units (RSU)(Class A)
2019-06-15
4
M
0
4331
0
D
2028-06-15
Class A Common Stock
4331.0
0
D
Shares of the Issuer's Class A Common Stock were issued to the Reporting Person upon vesting of Restricted Stock Units ("RSU") on June 15, 2019.
Reflects RSUs automatically granted at the Issuer's Annual Meeting of Stockholders on June 18, 2019. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs will fully vest and convert into shares of the Issuer's Class A Common Stock on the earlier of (a) the date of the Issuer's 2020 Annual Meeting of Stockholders and (b) the date that is one year following the RSU grant date, in each case, so long as the Reporting Person continues to provide services to the Issuer through such date. The vesting of the RSUs shall accelerate in full upon the consummation of a Corporate Transaction, as defined in the Issuer's 2018 Equity Incentive Plan.
Reporting Person is a trustee of the Trust and may be deemed to have voting and dispositive power with regard to the shares held by the Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of his proportionate pecuniary interest therein.
Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration.
The RSUs vested fully on June 15, 2019, the date that is one year following the RSU grant date.
/s/ Jennifer Pileggi as attorney-in-fact for Kenneth A. Goldman
2019-06-18