0001423774-19-000049.txt : 20190618 0001423774-19-000049.hdr.sgml : 20190618 20190618202111 ACCESSION NUMBER: 0001423774-19-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190615 FILED AS OF DATE: 20190618 DATE AS OF CHANGE: 20190618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDMAN KENNETH A CENTRAL INDEX KEY: 0001218470 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38451 FILM NUMBER: 19904873 MAIL ADDRESS: STREET 1: C/O YAHOO! INC. STREET 2: 701 FIRST AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZUORA INC CENTRAL INDEX KEY: 0001423774 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 205530976 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 3050 SOUTH DELAWARE STREET STREET 2: SUITE 301 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: 800-425-1281 MAIL ADDRESS: STREET 1: 3050 SOUTH DELAWARE STREET STREET 2: SUITE 301 CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 wf-form4_156090365471686.xml FORM 4 X0306 4 2019-06-15 0 0001423774 ZUORA INC ZUO 0001218470 GOLDMAN KENNETH A C/O ZUORA, INC. 3050 SOUTH DELAWARE STREET, SUITE 301 SAN MATEO CA 94403 1 0 0 0 Class A Common Stock 2019-06-15 4 M 0 4331 0 A 4331 D Class A Common Stock 2019-06-18 4 A 0 9578 0 A 13909 D Class A Common Stock 2117 I By Goldman-Valeriote Family Trust u/a/d 11/15/95 Restricted Stock Units (RSU)(Class A) 2019-06-15 4 M 0 4331 0 D 2028-06-15 Class A Common Stock 4331.0 0 D Shares of the Issuer's Class A Common Stock were issued to the Reporting Person upon vesting of Restricted Stock Units ("RSU") on June 15, 2019. Reflects RSUs automatically granted at the Issuer's Annual Meeting of Stockholders on June 18, 2019. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs will fully vest and convert into shares of the Issuer's Class A Common Stock on the earlier of (a) the date of the Issuer's 2020 Annual Meeting of Stockholders and (b) the date that is one year following the RSU grant date, in each case, so long as the Reporting Person continues to provide services to the Issuer through such date. The vesting of the RSUs shall accelerate in full upon the consummation of a Corporate Transaction, as defined in the Issuer's 2018 Equity Incentive Plan. Reporting Person is a trustee of the Trust and may be deemed to have voting and dispositive power with regard to the shares held by the Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Trust except to the extent of his proportionate pecuniary interest therein. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. The RSUs vested fully on June 15, 2019, the date that is one year following the RSU grant date. /s/ Jennifer Pileggi as attorney-in-fact for Kenneth A. Goldman 2019-06-18