0001140361-17-014206.txt : 20170331 0001140361-17-014206.hdr.sgml : 20170331 20170331162040 ACCESSION NUMBER: 0001140361-17-014206 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170330 FILED AS OF DATE: 20170331 DATE AS OF CHANGE: 20170331 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FBR & Co. CENTRAL INDEX KEY: 0001371446 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1300 NORTH 17TH STREET STREET 2: SUITE 1400 CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 703-312-9500 MAIL ADDRESS: STREET 1: 1300 NORTH 17TH STREET STREET 2: SUITE 1400 CITY: ARLINGTON STATE: VA ZIP: 22209 FORMER COMPANY: FORMER CONFORMED NAME: FBR CAPITAL MARKETS CORP DATE OF NAME CHANGE: 20060803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HENDRIX RICHARD J CENTRAL INDEX KEY: 0001218306 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33518 FILM NUMBER: 17730645 MAIL ADDRESS: STREET 1: 1300 NORTH 17TH STREET CITY: ARLINGTON STATE: VA ZIP: 22209 4 1 doc1.xml FORM 4 X0306 4 2017-03-30 0 0001371446 FBR & Co. FBRC 0001218306 HENDRIX RICHARD J 1300 NORTH 17TH STREET SUITE 1400 ARLINGTON VA 22209 1 1 0 0 President and CEO Common Stock 2017-03-30 4 M 0 30000 11.80 A 340432 D Common Stock 2017-03-30 4 F 0 22979 18.15 D 317453 D Employee Stock Option (Right to Buy) 11.80 2017-03-30 4 M 0 30000 11.80 A 2010-02-24 2019-02-24 Common Stock 30000 95000 D These options became exercisable in equal one-fourth increments in February 24, 2010, February 24, 2011, February 24, 2012 and February 24, 2013, which were the respective 1st, 2nd, 3rd, and 4th anniversary dates on which the options were granted. Gavin A. Beske, Attorney-in-Fact 2017-03-31