0001140361-16-064095.txt : 20160509 0001140361-16-064095.hdr.sgml : 20160509 20160509171446 ACCESSION NUMBER: 0001140361-16-064095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160301 FILED AS OF DATE: 20160509 DATE AS OF CHANGE: 20160509 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FBR & Co. CENTRAL INDEX KEY: 0001371446 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1300 NORTH 17TH STREET STREET 2: SUITE 1400 CITY: ARLINGTON STATE: VA ZIP: 22209 BUSINESS PHONE: 703-312-9500 MAIL ADDRESS: STREET 1: 1300 NORTH 17TH STREET STREET 2: SUITE 1400 CITY: ARLINGTON STATE: VA ZIP: 22209 FORMER COMPANY: FORMER CONFORMED NAME: FBR CAPITAL MARKETS CORP DATE OF NAME CHANGE: 20060803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HENDRIX RICHARD J CENTRAL INDEX KEY: 0001218306 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33518 FILM NUMBER: 161632695 4 1 doc1.xml FORM 4 X0306 4 2016-03-01 0 0001371446 FBR & Co. FBRC 0001218306 HENDRIX RICHARD J 1300 NORTH 17TH STREET SUITE 1400 ARLINGTON VA 22209 1 1 0 0 President and CEO Common Stock 2016-03-01 4 L 0 11 17.834 A 259055 D Common Stock 2016-05-05 4 A 0 43280 0 A 302728 D Common Stock 2016-05-05 4 F 0 17961 18.620 D 284767 D Shares acquired under brokerage dividend reinvestment plan. Represents shares of the Issuer's common stock in settlement of previously awarded performance share units under the Issuer's 2013 Performance Share Unit Program. Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the delivery of common stock underlying the settlement of previously awarded performance share units under the Issuer's 2013 Performance Share Unit Program. This includes a non-discretionary reallocation of 393 RSUs made on April 1, 2016 pursuant to the Issuer's 2016 Retention and Incentive Plan under the 2006 Long Term Incentive Plan. Gavin A. Beske, Attorney-in-Fact 2016-05-09