0001144204-19-026229.txt : 20190515 0001144204-19-026229.hdr.sgml : 20190515 20190515090537 ACCESSION NUMBER: 0001144204-19-026229 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190515 DATE AS OF CHANGE: 20190515 EFFECTIVENESS DATE: 20190515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Radcliffe Capital Management, L.P. CENTRAL INDEX KEY: 0001218275 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10367 FILM NUMBER: 19825334 BUSINESS ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 BUSINESS PHONE: 6106175900 MAIL ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 FORMER COMPANY: FORMER CONFORMED NAME: RG CAPITAL MANAGEMENT LP DATE OF NAME CHANGE: 20030211 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001218275 XXXXXXXX 03-31-2019 03-31-2019 false Radcliffe Capital Management, L.P.

50 Monument Road, Suite 300 Bala Cynwyd PA 19004

13F HOLDINGS REPORT 028-10367 N Loretta Best 610-617-5900 /s/ Loretta Best Bala Cynwyd PA 05-15-2019 0 29 611800 INFORMATION TABLE 2 infotable.xml Allegro Merger Corp. COMMON 01749N103 99 10000 SH SOLE 10000 0 0 Ares Capital Corporation CONVRT BOND 04010LAT0 25995 26040000 PRN SOLE 17360000 0 8680000 Ares Capital Corporation CONVRT BOND 04010LAW3 52080 52500000 PRN SOLE 31170000 0 21330000 BlackRock Capital Investment Corp CONVRT BOND 092533AC2 21338 21495000 PRN SOLE 13755000 0 7740000 Cemex S.A. CONVRT BOND 151290BR3 6473 6500000 PRN SOLE 5490000 0 1010000 Cemex S.A. CONVRT BOND 151290BT9 5975 6000000 PRN SOLE 5510000 0 490000 ELECTRONICS FOR IMAGING, INC CONVRT BOND 286082AC6 14029 14211000 PRN SOLE 12491000 0 1720000 Forum Merger II Corp COMMON 34986F103 109 11000 SH SOLE 11000 0 0 Graf Industrial Corp COMMON 384278107 98 10000 SH SOLE 10000 0 0 Goldman Sachs BDC Inc. CONVRT BOND 38147UAB3 25371 25618000 PRN SOLE 14108000 0 11510000 Hercules Capital, Inc. CONVRT BOND 427096AF9 20317 20717000 PRN SOLE 14707000 0 6010000 Hunter Maritime Acquisition Corp. COMMON Y37828111 9500 100000 SH Call SOLE 100000 0 0 Iconix Brand Group, Inc. CONVRT BOND 451055AG2 372 1500000 PRN SOLE 1500000 0 0 NAVISTAR INTERNATIONAL CONVRT BOND 63934EAS7 31112 31082000 PRN SOLE 26862000 0 4220000 New Mountain Finance Corporation CONVRT BOND 647551AB6 50745 50620000 PRN SOLE 36610000 0 14010000 New Mountain Finance Corporation CONVRT BOND 647551AC4 31029 31000000 PRN SOLE 20000000 0 11000000 Nuance Communications, Inc. CONVRT BOND 67020YAK6 8981 9624000 PRN SOLE 9624000 0 0 PROSPECT CAPITAL CORP CONVRT BOND 74348TAQ5 50 50000 PRN SOLE 50000 0 0 PROSPECT CAPITAL CORP CONVRT BOND 74348TAR3 57879 58641000 PRN SOLE 40751000 0 17890000 PROSPECT CAPITAL CORP CONVRT BOND 74348TAT9 29535 30000000 PRN SOLE 16500000 0 13500000 Sentinel Energy Services Inc. COMMON 81728P105 100 10000 SH SOLE 10000 0 0 BlackRock TCP Capital Corp CONVRT BOND 87238QAB9 36888 36470000 PRN SOLE 24940000 0 11530000 BlackRock TCP Capital Corp CONVRT BOND 87238QAD5 21528 21750000 PRN SOLE 12090000 0 9660000 Trident Acquisitions Corp. COMMON 89615T106 102 10000 SH SOLE 10000 0 0 Trinity Merger Corp. COMMON 89653L106 103 10100 SH SOLE 10100 0 0 TPG Specialty Lending, Inc. CONVRT BOND 87265KAB8 32701 32556000 PRN SOLE 21696000 0 10860000 TPG Specialty Lending, Inc. CONVRT BOND 87265KAD4 26273 25750000 PRN SOLE 15250000 0 10500000 Twitter, Inc. CONVRT BOND 90184LAB8 97352 98915000 PRN SOLE 80275000 0 18640000 Twitter, Inc. CONVRT BOND 90184LAD4 5666 6021000 PRN SOLE 6021000 0 0