0001144204-17-058674.txt : 20171114
0001144204-17-058674.hdr.sgml : 20171114
20171114093456
ACCESSION NUMBER: 0001144204-17-058674
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171114
DATE AS OF CHANGE: 20171114
EFFECTIVENESS DATE: 20171114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Radcliffe Capital Management, L.P.
CENTRAL INDEX KEY: 0001218275
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10367
FILM NUMBER: 171198782
BUSINESS ADDRESS:
STREET 1: 50 MONUMENT ROAD, SUITE 300
CITY: BALA CYNWYD
STATE: PA
ZIP: 19004
BUSINESS PHONE: 6106175900
MAIL ADDRESS:
STREET 1: 50 MONUMENT ROAD, SUITE 300
CITY: BALA CYNWYD
STATE: PA
ZIP: 19004
FORMER COMPANY:
FORMER CONFORMED NAME: RG CAPITAL MANAGEMENT LP
DATE OF NAME CHANGE: 20030211
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001218275
XXXXXXXX
09-30-2017
09-30-2017
false
Radcliffe Capital Management, L.P.
50 Monument Road, Suite 300
Bala Cynwyd
PA
19004
13F HOLDINGS REPORT
028-10367
N
Loretta Best
Chief Compliance Officer
610-617-5900
/s/ Loretta Best
Bala Cynwyd
PA
11-14-2017
0
26
696991
INFORMATION TABLE
2
infotable.xml
Ares Capital Corporation
CONVRT BOND
04010LAJ2
16610
16466000
PRN
SOLE
14526000
0
1940000
Ares Capital Corporation
CONVRT BOND
04010LAM5
30721
29940000
PRN
SOLE
19940000
0
10000000
BlackRock Capital Investment Corp
CONVRT BOND
092533AC2
20992
20000000
PRN
SOLE
12260000
0
7740000
Brookdale Senior Living Inc.
CONVRT BOND
112463AA2
70961
71193000
PRN
SOLE
62413000
0
8780000
Chart Industries, Inc.
CONVRT BOND
16115QAC4
45728
45795000
PRN
SOLE
39395000
0
6400000
Fifth Street Finance Corporation
COMMON
31678A103
139
25400
SH
SOLE
25400
0
0
Firsthand Technology Value Fund, Inc.
COMMON
33766Y100
367
45844
SH
SOLE
45844
0
0
Iconix Brand Group, Inc.
COMMON
451055107
123
21700
SH
SOLE
21700
0
0
Medallion Financial Corp
COMMON
583928106
99
45430
SH
SOLE
45430
0
0
NAVISTAR INTERNATIONAL
CONVRT BOND
63934EAQ1
21024
20144000
PRN
SOLE
17804000
0
2340000
New Mountain Finance Corporation
CONVRT BOND
647551AB6
48005
46234000
PRN
SOLE
31534000
0
14700000
Nuance Communications, Inc.
CONVRT BOND
67020YAF7
2961
2955000
PRN
SOLE
2945000
0
10000
PDL BioPharma, Inc
CONVRT BOND
69329YAF1
19738
19703000
PRN
SOLE
16283000
0
3420000
PROSPECT CAPITAL CORP
CONVRT BOND
74348TAK8
4966
4949000
PRN
SOLE
4129000
0
820000
PROSPECT CAPITAL CORP
CONVRT BOND
74348TAM4
74670
72753000
PRN
SOLE
48327000
0
24426000
PROSPECT CAPITAL CORP
CONVRT BOND
74348TAQ5
31539
31238000
PRN
SOLE
17458000
0
13780000
PROSPECT CAPITAL CORP
CONVRT BOND
74348TAR3
34946
35000000
PRN
SOLE
22500000
0
12500000
Ryland Group Inc
CONVRT BOND
783764AS2
1923
2000000
PRN
SOLE
2000000
0
0
TCP Capital Corp
CONVRT BOND
87238QAB9
31389
29800000
PRN
SOLE
18270000
0
11530000
TCP Capital Corp
CONVRT BOND
87238QAD5
21512
20750000
PRN
SOLE
11090000
0
9660000
TICC Capital Corporation
CONVRT BOND
87244TAB5
45150
44880000
PRN
SOLE
32622000
0
12258000
TiVo Corporation
CONVRT BOND
779376AD4
1211
1204000
PRN
SOLE
1204000
0
0
TPG Specialty Lending, Inc.
CONVRT BOND
87265KAB8
19441
18710000
PRN
SOLE
10500000
0
8210000
Twitter, Inc.
CONVRT BOND
90184LAB8
111059
117184000
PRN
SOLE
98664000
0
18520000
Twitter, Inc.
CONVRT BOND
90184LAD4
10863
11809000
PRN
SOLE
11809000
0
0
Web.com Group Inc
CONVRT BOND
94733AAA2
30854
30943000
PRN
SOLE
25953000
0
4990000