0001104659-24-023198.txt : 20240214 0001104659-24-023198.hdr.sgml : 20240214 20240214111254 ACCESSION NUMBER: 0001104659-24-023198 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240214 DATE AS OF CHANGE: 20240214 EFFECTIVENESS DATE: 20240214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Radcliffe Capital Management, L.P. CENTRAL INDEX KEY: 0001218275 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10367 FILM NUMBER: 24634223 BUSINESS ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 BUSINESS PHONE: 6106175900 MAIL ADDRESS: STREET 1: 50 MONUMENT ROAD, SUITE 300 CITY: BALA CYNWYD STATE: PA ZIP: 19004 FORMER COMPANY: FORMER CONFORMED NAME: RG CAPITAL MANAGEMENT LP DATE OF NAME CHANGE: 20030211 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001218275 XXXXXXXX 12-31-2023 12-31-2023 false Radcliffe Capital Management, L.P.

50 Monument Road, Suite 300 Bala Cynwyd PA 19004

13F HOLDINGS REPORT 028-10367 000136028 801-65461 N Steven Katznelson 610-617-5900 /s/Steven Katznelson Bala Cynwyd PA 02-14-2024 0 198 746603544 INFORMATION TABLE 2 infotable.xml A SPAC I Acquisition Corp Warrant G0542S130 633 36151 SH SOLE 36151 0 0 AEON Biopharma Inc Warrant 00791X118 12222 139840 SH SOLE 139840 0 0 Aimfinity Investment Corp I Warrant G0135E126 1845 55079 SH SOLE 55079 0 0 Aimfinity Investment Corp I Unit G0135E142 2396955 218900 SH SOLE 218900 0 0 AKAMAI TECHNOLOGIES INC Conv 00971TAL5 5567500 5000000 PRN SOLE 5000000 0 0 Alchemy Investments Acquisition Corp 1 Warrant G0232F133 5550 30000 SH SOLE 30000 0 0 Alchemy Investments Acquisition Corp 1 Common Stock G0232F109 3492986 334898 SH SOLE 334898 0 0 Alliance Entertainment Holding Corp Warrant 01861F110 1857 218519 SH SOLE 218519 0 0 Alpha Partners Technology Merger Corp Common Stock G63290111 3228886 301765 SH SOLE 301765 0 0 Alpha Star Acquisition Corp Right G0230C132 1288 16788 SH SOLE 16788 0 0 Alpha Star Acquisition Corp Warrant G0230C116 875 100000 SH SOLE 100000 0 0 Alpha Star Acquisition Corp Common Stock G0230C108 1320538 117800 SH SOLE 117800 0 0 Alteryx Inc Conv 02156BAF0 32653425 33620000 PRN SOLE 33620000 0 0 Alteryx Inc Conv 02156BAD5 43650948 44972000 PRN SOLE 43142000 0 1830000 Andretti Acquisition Corp Common Stock G26735103 7701156 708478 SH SOLE 708478 0 0 AP Acquisition Corp Common Stock G04058106 2792061 250859 SH SOLE 250859 0 0 Appreciate Holdings Inc Warrant 03832J114 0 115086 SH SOLE 115086 0 0 APx Acquisition Corp I Common Stock G0440J109 3173073 284071 SH SOLE 284071 0 0 Ares Acquisition Corp II Warrant G33033120 45940 287213 SH SOLE 287213 0 0 Ares Acquisition Corp II Common Stock G33033104 12522780 1199500 SH SOLE 1199500 0 0 Arisz Acquisition Corp Common Stock 040450108 1091000 100000 SH SOLE 100000 0 0 Armada Acquisition Corp I Common Stock 04208V103 2150640 199688 SH SOLE 199688 0 0 Armada Acquisition Corp I Warrant 04208V111 8255 458611 SH SOLE 458611 0 0 ARYA Sciences Acquisition Corp. IV Common Stock G31659108 2412857 221363 SH SOLE 221363 0 0 Atlantic Coastal Acquisition Corp Common Stock 048453104 3991678 376929 SH SOLE 376929 0 0 Battery Future Acquisition Corp Common Stock G0888J108 940195 86296 SH SOLE 86296 0 0 Bellevue Life Sciences Acquisition Corp Warrant 079174116 2526 142694 SH SOLE 142694 0 0 Bitcoin Depot Inc Common Stock 09174P105 476115 147404 SH SOLE 147404 0 0 Bitcoin Depot Inc Warrant 09174P113 145000 1000000 SH SOLE 1000000 0 0 Bite Acquisition Corp Warrant 09175K113 4024 146343 SH SOLE 146343 0 0 Blue Ocean Acquisition Corp Warrant G1330L121 2459 151321 SH SOLE 151321 0 0 Blue Ocean Acquisition Corp Common Stock G1330L105 2811435 260922 SH SOLE 260922 0 0 Blue World Acquisition Corp. Warrant G1263E136 2071 55225 SH SOLE 55225 0 0 Blue World Acquisition Corp. Common Stock G1263E102 1893087 171553 SH SOLE 171553 0 0 BlueRiver Acquisition Corp Common Stock G1261Q107 1230068 115391 SH SOLE 115391 0 0 Bowen Acquisition Corp Common Stock G12729110 1032000 100000 SH SOLE 100000 0 0 Capital Works Emerging Markets Acquisition Corp Common Stock G1889L100 4319746 397218 SH SOLE 397218 0 0 CARTESIAN GROWTH CORP II Common Stock G19305112 7093976 647556 SH SOLE 647556 0 0 Cartica Acquisition Corp Common Stock G1995D109 5440909 498480 SH SOLE 498480 0 0 Chain Bridge I Common Stock G2061X102 4340000 400000 SH SOLE 400000 0 0 Chenghe Acquisition Co Common Stock G2086M107 3593920 326720 SH SOLE 326720 0 0 Churchill Capital Corp VII Common Stock 17144M102 9362441 891661 SH SOLE 891661 0 0 ClimateRock Common Stock G2311X100 2269456 205753 SH SOLE 205753 0 0 Compass Digital Acquisition Corp Common Stock G2476C107 2521718 236781 SH SOLE 236781 0 0 Concord Acquisition Corp II Common Stock 20607U108 7628397 734913 SH SOLE 734913 0 0 Concord Acquisition Corp III Warrant 20607V114 13064 145161 SH SOLE 145161 0 0 Concord Acquisition Corp III Common Stock 20607V106 1797354 170204 SH SOLE 170204 0 0 Consilium Acquisition Corp I Ltd Right G2365L127 1232 22200 SH SOLE 22200 0 0 Consilium Acquisition Corp I Ltd Common Stock G2365L101 3326154 304872 SH SOLE 304872 0 0 Corner Growth Acquisition Corp 2 Common Stock G2426E104 2263453 199599 SH SOLE 199599 0 0 Crixus BH3 Acquisition Co Common Stock 22677T102 371633 35529 SH SOLE 35529 0 0 Crixus BH3 Acquisition Co Warrant 22677T110 19649 267519 SH SOLE 267519 0 0 Crown PropTech Acquisitions Common Stock G25741102 4260000 400000 SH SOLE 400000 0 0 DHC Acquisition Corp Warrant G2758T117 3151 179555 SH SOLE 179555 0 0 Direct Selling Acquisition Corp Common Stock 25460L103 2093736 192264 SH SOLE 192264 0 0 Distoken Acquisition Corp Common Stock G27740110 1424788 134414 SH SOLE 134414 0 0 Distoken Acquisition Corp Warrant G27740102 2956 149683 SH SOLE 149683 0 0 DocuSign Inc. Conv 256163AD8 62797613 62955000 PRN SOLE 55325000 0 7630000 DP Cap Acquisition Corp I Warrant G2R05B126 2696 179717 SH SOLE 179717 0 0 DP Cap Acquisition Corp I Common Stock G2R05B100 4354911 399900 SH SOLE 399900 0 0 Dropbox Inc Conv 26210CAD6 5031250 5000000 PRN SOLE 5000000 0 0 Embrace Change Acquisition Corp Warrant G3034H125 3080 200000 SH SOLE 200000 0 0 Embrace Change Acquisition Corp Common Stock G3034H109 3285821 300075 SH SOLE 300075 0 0 Enphys Acquisition Corp Common Stock G3167L109 8961968 839922 SH SOLE 839922 0 0 Enphys Acquisition Corp Warrant G3167L117 40784 858615 SH SOLE 858615 0 0 ESGEN Acquisition Corp Common Stock G3R95N103 575741 50928 SH SOLE 50928 0 0 ESH Acquisition Corp Common Stock 296424104 409400 40000 SH SOLE 40000 0 0 Etsy Inc Conv 29786AAL0 3423665 4025000 PRN SOLE 4025000 0 0 EVe Mobility Acquisition Corp Common Stock G3218G109 4789261 442835 SH SOLE 442835 0 0 Everest Consolidator Acquisition Corp Common Stock 29978K102 2125970 194330 SH SOLE 194330 0 0 Evergreen Corp Common Stock G3312W109 2866390 256615 SH SOLE 256615 0 0 Finnovate Acquisition Corp Common Stock G3R34K103 2995296 270700 SH SOLE 270700 0 0 Fiverr International Ltd Conv 33835LAA3 6660750 7500000 PRN SOLE 7160000 0 340000 Fortune Rise Acquisition Corp Common Stock 34969G102 1023111 93222 SH SOLE 93222 0 0 FTAC Emerald Acquisition Corp Common Stock 29103K100 6794832 643450 SH SOLE 643450 0 0 Futuretech II Aquisition Corp. Common Stock 36119D103 1215093 111887 SH SOLE 111887 0 0 Generation Asia I Acquisition Ltd Warrant G38258128 4208 150000 SH SOLE 150000 0 0 Generation Asia I Acquisition Ltd Common Stock G38258102 4216901 387761 SH SOLE 387761 0 0 Global Blockchain Acquisition Corp Warrant 37961B120 6289 449241 SH SOLE 449241 0 0 Global Blockchain Acquisition Corp Right 37961B112 36965 486387 SH SOLE 486387 0 0 Global Star Acquisition Inc Warrant 37962G110 1028 158165 SH SOLE 158165 0 0 Global Star Acquisition Inc Common Stock 37962G102 2382889 224589 SH SOLE 224589 0 0 Global Systems Dynamics Warrant 37653T116 223 43328 SH SOLE 43328 0 0 Globalink Investment Inc Warrant 37892F125 564 84869 SH SOLE 84869 0 0 Goal Acquisitions Corp. Warrant 38021H115 2125 425077 SH SOLE 425077 0 0 Golden Star Acquisition Corp Common Stock G4023C101 1482037 142230 SH SOLE 142230 0 0 Goldenstone Acquisition Ltd Common Stock 38136Y102 1545933 143341 SH SOLE 143341 0 0 Goldenstone Acquisition Ltd Right 38136Y128 1096 179663 SH SOLE 179663 0 0 Goldenstone Acquisition Ltd Warrant 38136Y110 4399 195500 SH SOLE 195500 0 0 Haymaker Acquisition Corp 4 Common Stock G4375F108 2825728 275010 SH SOLE 275010 0 0 HCM ACQUISITION CORP Warrant G4365A127 4210 200000 SH SOLE 200000 0 0 Hennessy Capital Investment Corp VI Common Stock 42600H108 8364410 800422 SH SOLE 800422 0 0 Herbalife Ltd Conv 42703MAD5 33397958 33855000 PRN SOLE 31670000 0 2185000 HH&L Acquisition Co Warrant G39714129 7349 367426 SH SOLE 367426 0 0 Horizon Space Acquisition I Corp Warrant G4619M117 2558 124800 SH SOLE 124800 0 0 Horizon Space Acquisition I Corp Common Stock G4619M109 2058561 191851 SH SOLE 191851 0 0 Hudson Acquisition I Corp Right 44364H118 5403 31781 SH SOLE 31781 0 0 InFinT Acquisition Corp Warrant G47862126 0 50000 SH SOLE 50000 0 0 InFinT Acquisition Corp Common Stock G47862100 2300668 204868 SH SOLE 204868 0 0 Inflection Point Acquisition Corp II Warrant G4790U110 26831 255530 SH SOLE 255530 0 0 Inflection Point Acquisition Corp II Common Stock G4790U102 7716779 747026 SH SOLE 747026 0 0 Innoviz Technologies Ltd Common Stock M5R635108 1265000 500000 SH SOLE 500000 0 0 Integrated Rail and Resources Acquisition Corp Common Stock 45827R106 823170 75141 SH SOLE 75141 0 0 Integrated Wellness Acquisition Corp. Common Stock G4828B100 1562834 139290 SH SOLE 139290 0 0 Investcorp Europe Acquisition Corp I Common Stock G4923T105 5803077 526595 SH SOLE 526595 0 0 Investcorp India Acquisition Corp Warrant G49219127 4752 146200 SH SOLE 146200 0 0 Investcorp India Acquisition Corp Common Stock G49219101 5167828 470230 SH SOLE 470230 0 0 Israel Acquisition Corp Warrant G49667119 8040 114775 SH SOLE 114775 0 0 Israel Acquisition Corp Common Stock G49667101 2434812 226705 SH SOLE 226705 0 0 IX Acquisition Corp Warrant G5000D111 21223 757948 SH SOLE 757948 0 0 Jazz Pharmaceuticals plc Conv 472145AD3 6216342 6402000 PRN SOLE 6402000 0 0 Kairous Acquisition Corp ltd Right G52131136 2708 36100 SH SOLE 36100 0 0 Kairous Acquisition Corp ltd Warrant G52131128 715 48800 SH SOLE 48800 0 0 Keen Vision Acquisition Corp Common Stock G52443119 3239485 313145 SH SOLE 313145 0 0 Kernel Group Holdings Inc Warrant G5259L129 2336 105952 SH SOLE 105952 0 0 Kernel Group Holdings Inc Common Stock G5259L103 4116771 383312 SH SOLE 383312 0 0 Keyarch Acquisition Corp Common Stock G5260A104 177810 16358 SH SOLE 16358 0 0 Keyarch Acquisition Corp Right G5260A120 7070 141249 SH SOLE 141249 0 0 L Catterton Asia Acquisition Corp Common Stock G5346G125 3015198 279703 SH SOLE 279703 0 0 LAMF Global Ventures Corp I Common Stock G5338L108 167237 15528 SH SOLE 15528 0 0 LAMF Global Ventures Corp I Warrant G5338L124 4245 184973 SH SOLE 184973 0 0 LatAmGrowth SPAC Common Stock G5380L105 1220041 110561 SH SOLE 110561 0 0 Learn CW Investment Corp Warrant G54157113 2759 157197 SH SOLE 157197 0 0 Learn CW Investment Corp Common Stock G54157105 2702673 250016 SH SOLE 250016 0 0 Liberty Resources Acquisition Corp Warrant 53118A113 715 95288 SH SOLE 95288 0 0 Liberty Resources Acquisition Corp Common Stock 53118A105 1094000 100000 SH SOLE 100000 0 0 Magnite Inc. Conv 55955DAB6 34713101 40767000 PRN SOLE 40733000 0 34000 Magnum Opus Acquisition Ltd Common Stock G5S70A104 3569264 330763 SH SOLE 330763 0 0 Maquia Capital Acquisition Corporation Warrant 56564V119 1228 68216 SH SOLE 68216 0 0 Marblegate Acquisition Corp Warrant 56608A113 10485 300000 SH SOLE 300000 0 0 Mars Acquisition Corp Common Stock G5870E108 1144904 107705 SH SOLE 107705 0 0 Metal Sky Star Acquisition Corp Warrant G6053N121 1661 270005 SH SOLE 270005 0 0 Metal Sky Star Acquisition Corp Common Stock G6053N105 3031249 276700 SH SOLE 276700 0 0 Moolec Science SA Warrant L64875112 2161 118106 SH SOLE 118106 0 0 Mountain & Co I Acquisition Corp Common Stock G6301J104 5636350 498792 SH SOLE 498792 0 0 Nabors Energy Transition Corp II Common Stock G6363K106 4782148 459601 SH SOLE 459601 0 0 New Mountain Finance Corporation Conv 647551AE0 55325268 54000000 PRN SOLE 54000000 0 0 New Providence Acquisition Corp II Common Stock 64823D102 4947728 463922 SH SOLE 463922 0 0 Newcourt Acquisition Corp Warrant G6448C129 1389 99182 SH SOLE 99182 0 0 Noble Rock Acquisition Corp Warrant G6546R119 1893 125792 SH SOLE 125792 0 0 Nvni Group Ltd Warrant G50716110 11798 323243 SH SOLE 323243 0 0 Okta Inc Conv 679295AD7 1472800 1600000 PRN SOLE 1600000 0 0 Okta Inc Conv 679295AF2 32014060 36215000 PRN SOLE 36215000 0 0 Onyx Acquisition Corp Warrant G6755Q117 785 44848 SH SOLE 44848 0 0 Patria Latin American Opportunity Acquisition Corp Common Stock G69454109 7892588 711044 SH SOLE 711044 0 0 Pegasus Digital Mobility Acquisition Corp Warrant G69768110 2403 33100 SH SOLE 33100 0 0 Pegasus Digital Mobility Acquisition Corp Common Stock G69768102 3028098 274036 SH SOLE 274036 0 0 Phoenix Biotech Acquisition Corp Warrant 71902K113 4108 149380 SH SOLE 149380 0 0 Pono Capital Two Inc Common Stock 73245B107 3219384 299896 SH SOLE 299896 0 0 Portage Fintech Acquisition Corp Common Stock G7185D106 2274954 215024 SH SOLE 215024 0 0 Power & Digital Infrastructure Acquisition II Corp Warrant 73919C118 6402 233209 SH SOLE 233209 0 0 Power & Digital Infrastructure Acquisition II Corp Common Stock 73919C100 8024821 741323 SH SOLE 741323 0 0 PowerUp Acquisition Corp Common Stock G7207P103 1112784 102184 SH SOLE 102184 0 0 Prenetics Global Ltd Warrant G72245114 5314 652066 SH SOLE 652066 0 0 Project Energy Reimagined Acquisition Corp Warrant G72556114 7111 345200 SH SOLE 345200 0 0 Project Energy Reimagined Acquisition Corp Common Stock G72556106 5314226 502765 SH SOLE 502765 0 0 PROSPECT CAPITAL CORP Conv 74348TAT9 12155000 12193000 PRN SOLE 11923000 0 270000 Pyrophyte Acquisition Corp Common Stock G7308P101 7111967 645662 SH SOLE 645662 0 0 Quadro Acquisition One Corp Warrant G52807115 4918 241093 SH SOLE 241093 0 0 RCF Acquisition Corp Common Stock G7330C102 4581273 417238 SH SOLE 417238 0 0 Relativity Acquisition Corp Warrant 75944B114 0 243574 SH SOLE 243574 0 0 RF Acquisition Corp Right 74954L120 1407 136556 SH SOLE 136556 0 0 RF Acquisition Corp Warrant 74954L112 3501 225128 SH SOLE 225128 0 0 Rigel Resource Acquisition Corp Warrant G7573M114 40780 326238 SH SOLE 326238 0 0 Rigel Resource Acquisition Corp Common Stock G7573M106 8098158 738883 SH SOLE 738883 0 0 Rose Hill Acquisition Corp Warrant G7637J123 0 124999 SH SOLE 124999 0 0 Ross Acquisition Corp II Common Stock G7641C106 4717733 433217 SH SOLE 433217 0 0 Screaming Eagle Acquisition Corp Common Stock G79407105 9790065 923591 SH SOLE 923591 0 0 SDCL EDGE Acquisition Corp Common Stock G79471101 689165 63930 SH SOLE 63930 0 0 Semper Paratus Acquisition Corp Warrant G8028L131 1620 46287 SH SOLE 46287 0 0 ShoulderUp Technology Acquisition Corp Warrant 82537G112 0 252050 SH SOLE 252050 0 0 Southport Acquisition Corp Warrant 84465L113 6090 202999 SH SOLE 202999 0 0 Southport Acquisition Corp Common Stock 84465L105 5060037 475791 SH SOLE 475791 0 0 Spark I Acquisition Corp Warrant G8316B118 7344 61200 SH SOLE 61200 0 0 Spark I Acquisition Corp Common Stock G8316B100 1241136 122400 SH SOLE 122400 0 0 Spotify Technology S.A. Conv 84921RAB6 23382480 26571000 PRN SOLE 26571000 0 0 Spring Valley Acquisition Corp II Common Stock G83752108 5990945 554204 SH SOLE 554204 0 0 Swiftmerge Acquisition Corp Common Stock G63836103 723870 66932 SH SOLE 66932 0 0 Target Global Acquisition I Corp. Common Stock G8675N109 358484 32398 SH SOLE 32398 0 0 Technology & Telecommunication Acquisition Corp Warrant G87119114 1469 97900 SH SOLE 97900 0 0 Teladoc Health Inc Conv 87918AAF2 12328500 15000000 PRN SOLE 15000000 0 0 TenX Keane Acquisition Common Stock G8708L104 2480328 226721 SH SOLE 226721 0 0 TLGY Acquisition Corp Common Stock G8656T109 2775717 249952 SH SOLE 249952 0 0 TMT Acquisition Corp Common Stock G89229119 1128747 107041 SH SOLE 107041 0 0 TortoiseEcofin Acquisition Corporation III Common Stock G8956E109 6549354 616700 SH SOLE 616700 0 0 Trajectory Alpha Acquisition Corp Common Stock 89301B104 2102637 196784 SH SOLE 196784 0 0 Trajectory Alpha Acquisition Corp Warrant 89301B112 21265 590682 SH SOLE 590682 0 0 Tristar Acquisition I Corp. Warrant G9074V114 7958 303159 SH SOLE 303159 0 0 Tristar Acquisition I Corp. Common Stock G9074V106 3776130 350128 SH SOLE 350128 0 0 Valuence Merger Corp I Warrant G9R16L118 3995 100000 SH SOLE 100000 0 0 Valuence Merger Corp I Common Stock G9R16L100 5595000 500000 SH SOLE 500000 0 0 Varonis Systems Inc Conv 922280AB8 3817500 2500000 PRN SOLE 2500000 0 0 Viveon Health Acquisition Corp Right 92853V122 3211 61156 SH SOLE 61156 0 0 Viveon Health Acquisition Corp Warrant 92853V114 0 1000000 SH SOLE 1000000 0 0 WESTERN DIGITAL CORP Conv 958102AP0 16564476 16631000 PRN SOLE 15731000 0 900000 XPAC Acquisition Corp Common Stock G9831X106 2405496 225023 SH SOLE 225023 0 0 ZeroFox Holdings Inc Warrant 98955G111 1327 89961 SH SOLE 89961 0 0 Zscaler Inc Conv 98980GAB8 3788750 2500000 PRN SOLE 2500000 0 0