-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A6ojtCCSV1TCaDECa4n7Pcs0BJSI9Qat55BccuQdyAXEzPjt0aaz/EYIRTiXsB20 Dc/s0Co8+Ufy0y8de22VRA== 0000910680-07-000463.txt : 20070518 0000910680-07-000463.hdr.sgml : 20070518 20070518205620 ACCESSION NUMBER: 0000910680-07-000463 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070516 FILED AS OF DATE: 20070518 DATE AS OF CHANGE: 20070518 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Biodel Inc CENTRAL INDEX KEY: 0001322505 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 6 CHRISTOPHER COLUMBUS AVE CITY: DANBURY STATE: CT ZIP: 06810 BUSINESS PHONE: 203-798-3603 MAIL ADDRESS: STREET 1: 6 CHRISTOPHER COLUMBUS AVE CITY: DANBURY STATE: CT ZIP: 06810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEISMAN SCOTT CENTRAL INDEX KEY: 0001218154 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33451 FILM NUMBER: 07866208 BUSINESS ADDRESS: STREET 1: 20 NEWBURY STREET CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 6174250200 4 1 f4051607sweisman_ex.xml SCOTT WEISMAN X0202 4 2007-05-16 0 0001322505 Biodel Inc BIOD 0001218154 WEISMAN SCOTT C/O BIODEL INC. 6 CHRISTOPHER COLUMBUS AVENUE DANBURY CT 06810 1 0 0 0 Common Stock 2007-05-16 4 C 0 58156 0 A 443136 D Series B Convertible Preferred Stock 2007-05-16 4 C 0 58156 0 D Common Stock 58156 0 D Director Stock Option (right to buy) 1.41 2012-12-22 Common Stock 17713 17713 D Director Stock Option (right to buy) 5.65 2013-11-30 Common Stock 7085 7085 D Employee Stock Option (right to buy) 5.65 2013-12-14 Common Stock 24798 24798 D Director Stock Option (right to buy) 12.63 2014-11-30 Common Stock 7085 7085 D Director Stock Option (right to buy) 15.00 2007-05-10 2017-05-09 Common Stock 25000 25000 D Warrant to Purchase Common Stock 1.41 2012-07-13 Common Stock 118815 118815 D This amount does not include 107,873 shares held by The 1999 Weisman Family Trust, of which the undersigned and his spouse are trustees. The filing of this statement shall not be deemed an admission that the undersigned or his spouse is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of such shares. The Series B convertible preferred stock had no expiration date. It was immediately exercisable and was converted into Common Stock of the Issuer on a one for one basis upon the close of the Issuer's initial public offering. This option is exercisable in two equal installments. The first installment became exercisable on December 23, 2005 and the next installment became exercisable on December 23, 2006. This option is exercisable in two equal installments. The first installment became exercisable on December 1, 2006 and the next installment becomes exercisable on December 1, 2007. This option is exercisable in four equal installments. The first installment became exercisable on December 15, 2006 and the next three installments become exercisable on December 15, 2007, 2008 and 2009. This option is exercisable in two equal installments. The first installment became exercisable on December 1, 2007 and the next installment becomes exercisable on December 1, 2008. The warrant to purchase 23,763 shares of Series A Convertible Preferred Stock was converted on a five for one basis into a warrant to purchase Common Stock of the Issuer upon the closing of the Issuer's initial public offering. The warrant is currently exercisable. /s/ Scott Weisman 2007-05-18 -----END PRIVACY-ENHANCED MESSAGE-----