-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NitIj3zzFoS93XD5iw7RjqwZzXgLy/g7w3er0wlo/tjqPnBogIaOX6zgFn5+8S6s YYYyhC4mvOTjxEuHUNQpFA== 0000931763-00-001423.txt : 20000522 0000931763-00-001423.hdr.sgml : 20000522 ACCESSION NUMBER: 0000931763-00-001423 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000519 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SAMES CORP CENTRAL INDEX KEY: 0000012180 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 360808480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-30644 FILM NUMBER: 639858 BUSINESS ADDRESS: STREET 1: 9201 W BELMONT AVE CITY: FRANKLIN PARK STATE: IL ZIP: 60131 BUSINESS PHONE: 8477375970 MAIL ADDRESS: STREET 1: 9201 WEST BELMONT AVENUE CITY: FRANKLIN PARK STATE: IL ZIP: 60131 FORMER COMPANY: FORMER CONFORMED NAME: BINKS SAMES CORP DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: BINKS MANUFACTURING CO DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GREENBAUM THOMAS E CENTRAL INDEX KEY: 0001114895 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 4727 MAPLE BROCK DRIVE CITY: MARIETTA STATE: GA ZIP: 30067 BUSINESS PHONE: 4042312492 MAIL ADDRESS: STREET 1: 4727 MAPLE BROCK DRIVE CITY: MAREITTA STATE: GA ZIP: 30067 SC 13D 1 SCHEDULE 13D =============================================================================== ----------------------------- OMB APPROVAL OMB Number: 3235-0145 Expires: October 31, 2002 Estimated average burden hours per form ....... 14.90 ----------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. ____)* Sames Corporation ________________________________________________________________________________ (Name of Issuer) Common Stock, $1.00 par value ________________________________________________________________________________ (Title of Class of Securities) 090527102 _______________________________________________________________ (CUSIP Number) Thomas E. Greenbaum, 4727 Maple Brook Drive, Marietta, Georgia, 30067 Telephone: (404) 231-2492 ________________________________________________________________________________ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) May 15, 2000 _______________________________________________________________ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of (S)(S)240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [_]. Note: Schedules filed in paper format shall include a signed original and five copes of the schedule, including all exhibits. See(S)240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). -1- =============================================================================== SCHEDULE 13D CUSIP NO. 090527102 Page 2 of 5 Pages ---------- - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only). Thomas E. Greenbaum - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS (See Instructions) 4 PF - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] 5 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 United States - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 169,563 NUMBER OF SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 -0- OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 169,563 REPORTING PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 -0- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 169,563 - ------------------------------------------------------------------------------ CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES 12 [X] (See Instructions) - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 5.8% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (See Instructions) 14 IN - ------------------------------------------------------------------------------ -2- SCHEDULE 13D CUSIP NO. 090527102 Page 3 of 5 Pages ---------- Item 1. Security and Issuer. ------------------- This statement relates to shares of the Common Stock, par value $1.00 per share (the "Common Stock"), of Sames Corporation, a Delaware corporation, (the "Company"). The Company's principal executive offices are located at 9201 West Belmont Avenue, Franklin Park, Illinois 60131. Item 2. Identity and Background. ----------------------- Thomas E. Greenbaum currently resides at 4727 Maple Brook Drive, Marietta, Georgia 30067. Mr. Greenbaum is a Senior Vice President of Merrill Lynch Pierce Fenner & Smith Inc., a securities broker-dealer, located at The Pinnacle, 3455 Peachtree Road, NE, Suite 1000, Atlanta, Georgia 30326. Mr. Greenbaum is a citizen of the United States. During the last five years, Mr. Greenbaum has neither been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), nor has he been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction the result of which was or is to subject Mr. Greenbaum to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, Federal or State securities laws or finding any violation with respect to such law. Item 3. Source and Amount of Funds or Other Consideration. ------------------------------------------------- Mr. Greenbaum has purchased all of the shares of Common Stock of the Corporation using his personal funds. Item 4. Purpose of Transaction. ---------------------- Mr. Greenbaum has purchased the shares of Common Stock of the Corporation for personal investment purposes or on behalf of his minor children. Item 5. Interest in Securities of the Company. ------------------------------------- Under the Commission's rules and regulations, Mr. Greenbaum, as of the date of this filing, may be deemed to be the beneficial owner of a total of 172,414 shares of the Common Stock, representing approximately 5.88% of the issued and outstanding shares of the Common Stock. Mr. Greenbaum holds 152,318 shares of Common Stock, in his sole name and has sole voting and dispositive powers. Mr. Greenbaum also holds shares of Common Stock as custodian on behalf of his minor children, Malinda D. Greenbaum (8,940 shares) and Caroline M. Greenbaum (8,305 shares). Mr. Greenbaum disclaims beneficial ownership in such shares. Mr. Greenbaum's wife, Mrs. Carol -3- SCHEDULE 13D CUSIP NO. 090527102 Page 4 of 5 Pages ---------- Greenbaum, holds 2,851 shares of Common Stock in her own name, over which he has no voting or dispositive powers and disclaims beneficial ownership. Other than the purchases described below, Mr. Greenbaum has not engaged in any transactions relating to the Common Stock during the 60 day period preceding the date of filing of this statement.
Date of Purchase No. of Shares Purchased Price Paid Per Share Where and How Transaction Effected - ----------------------------------------------------------------------------------------------------------------- March 31, 2000 2,000 14.50 bot @ Merrill Lynch - ----------------------------------------------------------------------------------------------------------------- April 26, 2000 2,000 14.11 bot @ Merrill Lynch - ----------------------------------------------------------------------------------------------------------------- May 4, 2000 2,000 13.73 bot @ Merrill Lynch - ----------------------------------------------------------------------------------------------------------------- May 10, 2000 1,000 13.61 bot @ Merrill Lynch - -----------------------------------------------------------------------------------------------------------------
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect --------------------------------------------------------------------- to Securities of the Issuer. --------------------------- Except as described herein, Mr. Greenbaum has no contract, arrangement, understanding or relationship with any other person with respect to shares of Common Stock, including, but not limited to, transfer or voting of any of the securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, divisions of profits or loss, or the giving or withholding of proxies. Item 7. Material to be Filed as Exhibits. -------------------------------- None. -4- SCHEDULE 13D CUSIP NO. 090527102 Page 5 of 5 Pages ---------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. May 18, 2000 ------------------------------ Date /s/ Thomas E. Greenbaum ------------------------------ Signature Thomas E. Greenbaum ------------------------------ Name/Title Attention: International misstatements or omissions of fact constitute federal criminal violations (see 18 U.S.C. 1001) -5- -----END PRIVACY-ENHANCED MESSAGE-----