CUSIP No.
05502L105
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1
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Names of Reporting Persons
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Pelican Partners
LLC
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2
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Check the appropriate box if a member of a
Group (see instructions)
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(a)
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[ ]
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(b)
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[ ]
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3
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Sec Use Only
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4
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Citizenship or Place of
Organization
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Delaware
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Number of
Shares Beneficially Owned by Each Reporting Person With: |
5
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Sole Voting Power
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1,525,509
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6
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Shared Voting Power
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0
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7
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Sole Dispositive Power
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1,525,509
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8
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Shared Dispositive Power
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0
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9
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Aggregate Amount Beneficially Owned by Each
Reporting Person
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1,525,509
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10
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Check box if the aggregate amount in row (9)
excludes certain shares (See Instructions)
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[ ]
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11
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Percent of class represented by amount in row
(9)
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9.0
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12
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Type of Reporting Person (See
Instructions)
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OO
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CUSIP No.
05502L105
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1
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Names of Reporting Persons
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Matthew Balk
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2
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Check the appropriate box if a member of a
Group (see instructions)
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(a)
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[ ]
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(b)
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[ ]
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3
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Sec Use Only
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4
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Citizenship or Place of
Organization
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United States
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Number of
Shares Beneficially Owned by Each Reporting Person With: |
5
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Sole Voting Power
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1,525,509
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6
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Shared Voting Power
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0
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7
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Sole Dispositive Power
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1,525,509
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8
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Shared Dispositive Power
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0
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9
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Aggregate Amount Beneficially Owned by Each
Reporting Person
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||
|
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1,525,509
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|
10
|
Check box if the aggregate amount in row (9)
excludes certain shares (See Instructions)
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[ ]
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11
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Percent of class represented by amount in row
(9)
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9.0
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12
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Type of Reporting Person (See
Instructions)
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IN
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(a)
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Name of Issuer:
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AZURRX BIOPHARMA,
INC.
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(b)
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Address of Issuer’s Principal Executive
Offices:
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760 Parkside Avenue,
Suite 304, Brooklyn, New York 11226
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(a)
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Name of Person Filing:
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This statement is
filed by Pelican Partners LLC, a Delaware limited liability
company, and Matthew Balk, the Managing Member of Pelican Partners
LLC. The foregoing persons are hereinafter sometimes collectively
referred to as the “Reporting Persons.”
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(b)
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Address of Principal Business Office or, if
None, Residence:
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The address of the
business office of each of the Reporting Persons is P.O. Box 2422,
Westport, CT 06880.
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(c)
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Citizenship:
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Pelican Partners LLC
is a limited liability company organized under the laws of the
State of Delaware. Mr. Balk is a United States
citizen.
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(d)
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Title and Class of
Securities:
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Common stock, par
value $0.0001 per share
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(e)
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CUSIP No.:
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05502L105
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(a)
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[_]
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Broker or dealer
registered under Section 15 of the Act;
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(b)
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[_]
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Bank as defined in
Section 3(a)(6) of the Act;
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(c)
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[_]
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Insurance company as
defined in Section 3(a)(19) of the Act;
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(d)
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[_]
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Investment company
registered under Section 8 of the Investment Company Act of
1940;
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(e)
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[_]
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An investment adviser
in accordance with Rule 13d-1(b)(1)(ii)(E);
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(f)
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[_]
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An employee benefit
plan or endowment fund in accordance with Rule
13d-1(b)(1)(ii)(F);
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(g)
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[_]
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A parent holding
company or control person in accordance with Rule
13d-1(b)(1)(ii)(G);
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(h)
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[_]
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A savings
associations as defined in Section 3(b) of the Federal Deposit
Insurance Act (12 U.S.C. 1813);
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(i)
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[_]
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A church plan that is
excluded from the definition of an investment company under section
3(c)(14) of the Investment Company Act of 1940;
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(j)
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[_]
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A non-U.S.
institution in accordance with Rule
240.13d-1(b)(1)(ii)(J);
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(k)
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[_]
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Group, in accordance
with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S.
institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please
specify the type of institution:
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(a)
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Amount Beneficially Owned:
1,525,509
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(b)
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Percent of Class: 9.0
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(c)
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Number of shares as to which such person
has:
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(i)
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Sole power to vote or to direct the
vote: 1,525,509
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(ii)
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Shared power to vote or to direct the
vote: 0
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(iii)
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Sole power to dispose or to direct the
disposition of: 1,525,509
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(iv)
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Shared power to dispose or to direct the
disposition of: 0
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Dated: January 29,
2019
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/s/
Matthew Balk
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Matthew Balk, individually
and as Managing Member of Pelican Partners LLC
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