0001217466-18-000006.txt : 20180322
0001217466-18-000006.hdr.sgml : 20180322
20180322182141
ACCESSION NUMBER: 0001217466-18-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180320
FILED AS OF DATE: 20180322
DATE AS OF CHANGE: 20180322
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RATNERSALZBERG DEBORAH
CENTRAL INDEX KEY: 0001217466
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37671
FILM NUMBER: 18707904
MAIL ADDRESS:
STREET 1: 301 WATER ST SE SUITE 201
CITY: WASHINGTON
STATE: DC
ZIP: 20003
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Forest City Realty Trust, Inc.
CENTRAL INDEX KEY: 0001647509
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 474113168
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TERMINAL TOWER, 50 PUBLIC SQUARE
STREET 2: SUITE 1100
CITY: CLEVELAND
STATE: OH
ZIP: 44113
BUSINESS PHONE: (216) 621-6060
MAIL ADDRESS:
STREET 1: TERMINAL TOWER, 50 PUBLIC SQUARE
STREET 2: SUITE 1100
CITY: CLEVELAND
STATE: OH
ZIP: 44113
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-03-20
0001647509
Forest City Realty Trust, Inc.
FCEA
0001217466
RATNERSALZBERG DEBORAH
301 WATER ST SE SUITE 201
WASHINGTON
DC
20003
1
1
0
0
Executive Vice President
Class A Common Stock
1418698
I
See footnote
Class A Common Stock
55791
I
See footnote
Class A Common Stock
354120
I
See footnote
Class A Common Stock
563258
I
See footnote
Class A Common Stock
198604
I
See footnote
Class A Common Stock
83846
I
See footnote
Class A Common Stock
682643
I
See footnote
Class A Common Stock
3315
D
Class A Common Stock
2876
D
Class A Common Stock
5252
D
Class A Common Stock
6918
D
Class A Common Stock
2018-03-20
4
A
0
7373
0
A
7373
D
Class A Common Stock
1179
D
Class A Common Stock
6602
I
See footnote
2008 Stock Option Grant (right to buy)
36.38
2010-06-18
2018-06-18
Class A Common
9599
9599
D
2009 Stock Option Grant (right to buy)
7.80
2011-04-21
2019-04-21
Class A Common
4800
4800
D
2010 Stock Option Grant (right to buy)
15.89
2012-04-14
2020-04-14
Class A Common
8002
8002
D
2011 Stock Option Grant (right to buy)
17.72
2013-04-13
2021-04-13
Class A Common
9146
9146
D
2016 Performance Shares
0
2018-12-31
1988-08-08
Class A Common
7002
7002
D
2017 Performance Shares
0
2019-12-31
1988-08-08
Class A Common
6918
6918
D
2018 Performance Shares
0
2018-03-20
4
A
0
7373
0
A
2020-12-31
1988-08-08
Class A Common
7373
7373
D
U/A Deborah Ratner-Salzberg Trust dated 2/09/1987. The Trust holds 1,418,698 shares of Class A Common Stock as follows: 364,600 shares held as a direct limited partner of RMS, Ltd.; and 1,054,098 directly.
Michael Salzberg (spouse) shares held directly in street accounts.
Albert B. Ratner 1989 Grandchildren's Trust. The Trust holds 354,120 shares of Class A Common Stock as follows:120,211 shares directly fbo Anna Salzberg (daughter); and 233,909 shares directly fbo Eric Salzberg (son). Deborah Ratner Salzberg disclaims any beneficial interest.
Albert Ratner Remainder Interest Trust. Trust holds 563,258 shares of Class A Common Stock as follows: 281,629 shares directly for the benefit of Anna Salzberg (daughter); 125,000 as a limited partnership interest within RMS, Ltd. For the benefit of Anna; 281,629 shares directly for the benefit of Eric (son); and 125,000 as a limited partnership interest within RMS, Ltd. for the benefit of Eric. Deborah Ratner-Salzberg disclaims any beneficial interest.
Albert B. Ratner 1986 Grandchildren's Trust - for the benefit of Anna Salzberg (daughter). Trust holds 198,604 shares of Class A Common Stock directly.
Albert B. Ratner 1987 Family Trust - for the benefit of Eric Salzberg (son). Trust holds 83,846 shares of Class A Common Stock directly.
Albert B. Ratner 1999 Revocable Trust (Deborah Ratner serves as an advisor). Trust holds 682,643 shares of Class A Common Stock as follows: 150,000 shares as a limited partnership interest in RMS, Ltd. for the benefit of Anna Salzberg (daughter); 194,625 shares directly for the benefit of Anna; 150,000 shares as a limited partnership interest in RMS, Ltd. for the benefit of Eric Salzberg (son); 188,018 shares directly for the benefit of Eric. Deborah Ratner-Salzberg disclaims any beneficial interest.
2014 Restricted Stock Grant - 0% vest on 3/28/2015; 25% vest on 3/28/2016; 25% vest on 3/28/2017; and 50% vest on 3/28/2018.
2015 Restricted Stock Grant - 25% vest on 3/26/2016; 25% vest on 3/26/2017; and 50% vest on 3/26/2018.
2016 Restricted Stock Grant - 25% vest on 3/23/2017; 25% vest on 3/23/2018; and 50% vest on 3/23/2019.
2017 Restricted Stock Grant - 25% vest on 3/24/2018; 25% vest on 3/24/2019; and 50% vest on 3/24/2020.
2018 Restricted Stock Grant - 25% vest on 3/24/2019; 25% vest on 3/24/2020; and 50% vest on 3/24/2021.
General Partnership interest in RMS, Ltd., an Ohio limited partnership.
Anna Salzberg (daughter), shares are held in street account at Stifel Nicolaus & Co., Inc. Anna holds 6,602 shares of Class A Common Stock directly. Deborah Ratner-Salzberg disclaims any beneficial interest.
2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012. 2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013. 2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014. 2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
Performance Shares Award - granted 3/23/2016 - performance period is from January 1, 2016 to December 31, 2018. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.94 per share. There is no fixed expiration date.
Performance Shares Award - granted 3/24/2017 - performance period is from January 1, 2017 to December 31, 2019. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $21.83 per share. There is no fixed expiration date.
Performance Shares Award - granted 3/20/2018 - performance period is from January 1, 2018 to December 31, 2020. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.89 per share. There is no fixed expiration date.
J. Matthew Shady, Attorney-In-Fact for Deborah Ratner-Salzberg
2018-03-22
EX-24
2
attach_1.txt
POWER OF ATTORNEY
SEC FORMS 4 & 5
POWER OF ATTORNEY
The undersigned, designated by the Board of Directors as
a Section 16 Company Insider, hereby constitutes and appoints
Ketan K. Patel, J. Matthew Shady and Maria Tosheva-Nikolova,
with full power of substitution and resubstitution, as
attorney of the undersigned, their name, place and stead,
to sign and file under the Securities Exchange Act of 1934,
Section 16 Reporting Forms, any and all amendments and apply
for EDGAR Access Codes as required thereto, to be filed with
the Securities and Exchange Commission pertaining to such filing,
with full power and authority to do and perform any
and all acts and things whatsoever required and necessary to
be done in the premises, hereby ratifying and approving the
act of said attorney and any such substitute.
EFFECTIVE as of May 31, 2017.
By: \s\ Deborah Ratner Salzberg
Deborah Ratner Salzberg