0001217466-17-000007.txt : 20170914
0001217466-17-000007.hdr.sgml : 20170914
20170914192846
ACCESSION NUMBER: 0001217466-17-000007
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170612
FILED AS OF DATE: 20170914
DATE AS OF CHANGE: 20170914
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RATNERSALZBERG DEBORAH
CENTRAL INDEX KEY: 0001217466
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37671
FILM NUMBER: 171086614
MAIL ADDRESS:
STREET 1: 301 WATER ST SE SUITE 201
CITY: WASHINGTON
STATE: DC
ZIP: 20003
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Forest City Realty Trust, Inc.
CENTRAL INDEX KEY: 0001647509
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 474113168
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TERMINAL TOWER, 50 PUBLIC SQUARE
STREET 2: SUITE 1100
CITY: CLEVELAND
STATE: OH
ZIP: 44113
BUSINESS PHONE: (216) 621-6060
MAIL ADDRESS:
STREET 1: TERMINAL TOWER, 50 PUBLIC SQUARE
STREET 2: SUITE 1100
CITY: CLEVELAND
STATE: OH
ZIP: 44113
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-06-12
0001647509
Forest City Realty Trust, Inc.
FCEA
0001217466
RATNERSALZBERG DEBORAH
301 WATER ST SE SUITE 201
WASHINGTON
DC
20003
1
1
0
0
Executive Vice President
Class A Common Stock
2017-06-12
5
J
0
1025292
A
1536674
I
See footnote
Class A Common Stock
2017-06-12
5
J
0
235
A
52026
I
See footnote
Class A Common Stock
2017-06-12
5
J
0
322898
A
485791
I
See footnote
Class A Common Stock
2017-06-12
5
J
0
131000
0
A
563256
I
See footnote
Class A Common Stock
2017-06-12
5
J
0
194928
A
198604
I
See footnote
Class A Common Stock
2017-06-12
5
J
0
76493
A
83845
I
See footnote
Class A Common Stock
2017-06-12
5
J
0
675290
A
682642
I
See footnote
Class A Common Stock
3315
D
Class A Common Stock
2876
D
Class A Common Stock
5252
D
Class A Common Stock
6918
D
Class A Common Stock
2017-06-12
5
J
0
1179
A
1179
D
Class A Common Stock
2017-06-12
5
J
0
6602
A
6602
I
See footnote
Class B Common - Convertible
0
2017-06-12
5
J
0
782666
D
1988-08-08
1988-08-08
Common Stock
782666
0
I
See footnote
Class B Common - Convertible
0
2017-06-12
5
J
0
180
D
1988-08-08
1988-08-08
Common Stock
180
0
I
See footnote
Class B Common - Convertible
0
2017-06-12
5
J
0
100000
D
1988-08-08
1988-08-08
Common Stock
100000
0
I
See footnote
Class B Common - Convertible
0
2017-06-12
5
J
0
148800
D
1988-08-08
1988-08-08
Common Stock
148800
0
I
See footnote
Class B Common - Convertible
0
2017-06-12
5
J
0
58392
D
1988-08-08
1988-08-08
Common Stock
58392
0
I
See footnote
Class B Common - Convertible
0
2017-06-12
5
J
0
515489
D
1988-08-08
1988-08-08
Common Stock
515489
0
I
See footnote
Class B Common - Convertible
0
2017-06-12
5
J
0
900
D
1988-08-08
1988-08-08
Common Stock
900
0
D
Class B Common - Convertible
0
2017-06-12
5
J
0
5040
D
1988-08-08
1988-08-08
Common Stock
5040
0
I
See footnote
Class B Common - Convertible
0
2017-06-12
5
J
0
246488
D
1988-08-08
1988-08-08
Common Stock
246488
0
I
See footnote
2008 Stock Option Grant (right to buy)
36.38
2010-06-18
2018-06-18
Class A Common
9599
9599
D
2009 Stock Option Grant (right to buy)
7.80
2011-04-21
2019-04-21
Class A Common
4800
4800
D
2010 Stock Option Grant (right to buy)
15.89
2012-04-14
2020-04-14
Class A Common
8002
8002
D
2011 Stock Option Grant (right to buy)
17.72
2013-04-13
2021-04-13
Class A Common
9146
9146
D
2014 Performance Shares
0
2017-12-31
1988-08-08
Class A Common
6629
6629
D
2015 Performance Shares
0
2017-12-31
1988-08-08
Class A Common
5752
5752
D
2016 Performance Shares
0
2018-12-31
1988-08-08
Class A Common
7002
7002
D
2017 Performance Shares
0
2019-12-31
1988-08-08
Class A Common
6918
6918
D
2015 Out Performance Shares
0
2017-12-31
1988-08-08
Class A Common
14000
14000
D
U/A Deborah Ratner-Salzberg Trust dated 2/09/1987. 782,666 shares of Class B Common Stock were reclassified and exchanged into 1,025,292 shares of Class A Common Stock. Post-reclassification, trust holds 1,536,674 shares of Class A Common stock as follows: 364,600 shares are held as a direct limited partner of RMS, Ltd.; and the remaining shares are held directly by the trust.
Michael Salzberg (spouse) shares held directly in street accounts. 180 shares of Class B Common Stock were reclassified and exchanged into 235 shares of Class A Common Stock. Post-reclassification, Miachel holds 56,026 shares of Class A Common Stock directly.
Albert B. Ratner 1989 Grandchildren's Trust. 246,488 shares of Class B Common Stock were reclassified and exchanged into 322,898 shares of Class A Common Stock. Post-reclassification, trust holds 485,791 shares of Class A Common stock as follows: 299,745 shares are held directly for the benefit of Eric (son) and 186,046 shares are held directly for the benefit of Anna (daughter). Deborah Ratner-Salzberg disclaims any beneficial interest.
Albert Ratner Remainder Interest Trust. 100,000 shares of Class B Common stock were reclassified and exchanged into 131,000 shares of Class A Common Stock. Post-reclassification, trust holds 563,256 shares of Class A Common Stock as follows: 281,628 shares directly for the benefit of Anna Salzberg (daughter); 125,000 as a limited partnership interest within RMS, Ltd. For the benefit of Anna; 281,628 shares directly for the benefit of Eric (son); and 125,000 as a limited partnership interest within RMS, Ltd. for the benefit of Eric. Deborah Ratner-Salzberg disclaims any beneficial interest.
Albert B. Ratner 1986 Grandchildren's Trust - for the benefit of Anna Salzberg (daughter). 148,800 shares of Class B Common Stock were reclassified and exchanged into 194,928 shares of Class A Common Stock. Post-reclassification, trust holds 198,604 shares of Class A Common Stock directly.
Albert B. Ratner 1987 Family Trust - for the benefit of Eric Salzberg (son). 58,392 shares of Class B Common Stock were reclassified and exchanged into 76,493 shares of Class A Common Stock. Post-reclassification trust holds 83,845 shares of Class A Common Stock directly.
Albert B. Ratner 1999 Revocable Trust (Deborah Ratner serves as an advisor). 515,489 Class B shares were reclassified and exchanged into 675,290 shares of Class A Common Stock. Post reclassification trust holds, 682,642 shares of Class A Common Stock as follows: 150,000 shares as a limited partnership interest in RMS, Ltd. for the benefit of Anna Salzberg (daughter); 194,625 shares directly for the benefit of Anna; 150,000 shares as a limited partnership interest in RMS, Ltd. for the benefit of Eric Salzberg (son); 188,017 shares directly for the benefit of Eric. Deborah Ratner-Salzberg disclaims any beneficial interest.
2014 Restricted Stock Grant - 0% vest on 3/28/2015; 25% vest on 3/28/2016; 25% vest on 3/28/2017; and 50% vest on 3/28/2018.
2015 Restricted Stock Grant - 25% vest on 3/26/2016; 25% vest on 3/26/2017; and 50% vest on 3/26/2018.
2016 Restricted Stock Grant - 25% vest on 3/23/2017; 25% vest on 3/23/2018; and 50% vest on 3/23/2019.
2017 Restricted Stock Grant - 25% vest on 3/24/2018; 25% vest on 3/24/2019; and 50% vest on 3/24/2020.
General Partnership interest in RMS, Ltd., an Ohio limited partnership. 900 shares of Class B Common Stock were reclassified and exchanged into 1,179 shares of Class A Common Stock which are now held directly.
Anna Salzberg (daughter), shares are held in street account at Stifel Nicolaus & Co., Inc. 5,040 shares of Class B Common Stock were reclassified and exchanged into 6,602 shares of Class A Common Stock. Post-reclassification, Anna holds 6,602 shares of Class A Common Stock directly. Deborah Ratner-Salzberg disclaims any beneficial interest.
2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012. 2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013. 2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014. 2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
Performance Shares Award - granted 3/28/2014 - performance period is from January 1, 2014 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $18.73 per share. There is no fixed expiration date.
Performance Shares Award - granted 3/26/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $24.62 per share. There is no fixed expiration date.
Performance Shares Award - granted 3/23/2016 - performance period is from January 1, 2016 to December 31, 2018. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.94 per share. There is no fixed expiration date.
Performance Shares Award - granted 3/24/2017 - performance period is from January 1, 2017 to December 31, 2019. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $21.83 per share. There is no fixed expiration date.
Out Performance Shares Award - granted 3/27/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 300% of the number of Performance Shares granted. Fair market value on date of grant is $25.31 per share. There is no fixed expiration date.
Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B common stock was reclassified and exchanged into 1.31 shares of Class A common stock. Acquisition and dispositions in the reclassification also exempt under Rule 16b-3(d) and (e), respectively. There was no fixed exercise date or expiration date for the Class B Common Stock prior to the reclassification.
J. Matthew Shady, Attorney-In-Fact for Deborah Ratner-Salzberg
2017-09-14
EX-24
2
attach_1.txt
POWER OF ATTORNEY
SEC FORMS 4 & 5
POWER OF ATTORNEY
The undersigned, designated by the Board of Directors as
a Section 16 Company Insider, hereby constitutes and appoints
Ketan K. Patel, J. Matthew Shady and Maria Tosheva-Nikolova,
with full power of substitution and resubstitution, as
attorney of the undersigned, their name, place and stead,
to sign and file under the Securities Exchange Act of 1934,
Section 16 Reporting Forms, any and all amendments and apply
for EDGAR Access Codes as required thereto, to be filed with
the Securities and Exchange Commission pertaining to such filing,
with full power and authority to do and perform any
and all acts and things whatsoever required and necessary to
be done in the premises, hereby ratifying and approving the
act of said attorney and any such substitute.
EFFECTIVE as of May 31, 2017.
By: \s\ Deborah Ratner Salzberg
Deborah Ratner Salzberg