0001217464-18-000006.txt : 20180621
0001217464-18-000006.hdr.sgml : 20180621
20180621175312
ACCESSION NUMBER: 0001217464-18-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180620
FILED AS OF DATE: 20180621
DATE AS OF CHANGE: 20180621
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RATNER JAMES A
CENTRAL INDEX KEY: 0001217464
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37671
FILM NUMBER: 18912687
MAIL ADDRESS:
STREET 1: 50 PUBLIC SQUARE SUITE 1100
CITY: CLEVELAND
STATE: OH
ZIP: 44113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Forest City Realty Trust, Inc.
CENTRAL INDEX KEY: 0001647509
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 474113168
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: KEY TOWER, 127 PUBLIC SQUARE
STREET 2: SUITE 3100
CITY: CLEVELAND
STATE: OH
ZIP: 44114
BUSINESS PHONE: (216) 621-6060
MAIL ADDRESS:
STREET 1: KEY TOWER, 127 PUBLIC SQUARE
STREET 2: SUITE 3100
CITY: CLEVELAND
STATE: OH
ZIP: 44114
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-06-20
0001647509
Forest City Realty Trust, Inc.
FCEA
0001217464
RATNER JAMES A
127 PUBLIC SQUARE, SUITE 3100
CLEVELAND
OH
44114
1
0
0
0
Class A Common Stock
1277061
I
See footnote
Class A Common Stock
95694
I
See footnote
Class A Common Stock
67355
I
See footnote
Class A Common Stock
34090
I
See footnote
Class A Common Stock
76525
I
See footnote
Class A Common Stock
5969
D
Class A Common Stock
2018-06-20
4
A
0
5432
0
A
5432
D
Class A Common Stock
7850
I
See footnote
Class A Common Stock
340908
I
See footnote
Class A Common Stock
340908
I
See footnote
Class A Common Stock
50371
I
See footnote
2009 Stock Option Grant (right to buy)
7.80
2011-04-21
2019-04-21
Class A Common
21797
21797
D
2010 Stock Option Grant (right to buy)
15.89
2012-04-14
2020-04-14
Class A Common
36635
36635
D
2011 Stock Option Grant (right to buy)
17.72
2013-04-13
2021-04-13
Class A Common
24103
24103
D
2012 Stock Option Grant (right to buy)
14.74
2014-04-11
2022-04-11
Class A Common
32477
32477
D
2013 Stock Option Grant (right to buy)
17.60
2015-04-08
2023-04-08
Class A Common
30384
30384
D
2014 Stock Option Grant (right to buy)
18.73
2016-03-28
2024-03-28
Class A Common
28745
28745
D
2016 Performance Shares
0
2018-12-31
1988-08-08
Class A Common
17908
17908
D
James Ratner Revocable Trust dated 12/04/1981. The Trust holds 1,277,061 shares of Class A Common Stock as follows: 593,300 shares held as a direct limited partner of RMS, Ltd.; and 683, 761 shares directly. 2,985 shares from the 2016 Restricted Stock Grant vested on 3/23/2018 and were transferred to this account. 11,452 shares from the 2017 Restricted Stock Grant vested on 3/24/2018 and were transferred to this account. 6,770 shares from the 2015 Restricted Stock Grant vested on 3/26/2018 and were transferred to this account.
Held by spouse at street account with Stifel Nicolaus & Co., Inc.
Austin G. Ratner (son) 1992 Trust (James A. Ratner is trust advisor). The Trust holds 67,355 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.
Max Ratner 1986 Family Trust for the Benefit of Daniel Ratner (son) (James Ratner is trustee). Trust holds 34,090 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.
Max Ratner 1988 Grandchildren's Trust for the Benefit of Daniel Ratner (adult child of James Ratner) - James Ratner is trustee. James Ratner disclaims any beneficial interest.
2016 Restricted Stock Grant - 25% vested on 3/23/2017; 25% vested on 3/23/2018; and 50% vest on 3/23/2019.
2018 Restricted Stock Grant pursuant to Forest City Realty Trust, Inc. 1994 Stock Plan - 100% vest on 6/20/2019.
Max Ratner 1986 Family Trust for the benefit of Austin Ratner (son) (James Ratner is Trustee). Trust holds 7,850 shares of Class A Common Stock directly. James Ratner disclaims any beneficial interest.
Max Ratner Family 1999 Irrevocable Trust for the benefit of Austin Ratner (son) (James Ratner is Trustee). Trust holds 340,908 shares of Class A Common Stock as follows: 300,000 as a direct, limited partner of RMS, Ltd.; and 40,908 directly.
Max Ratner Family 1999 Irrevocable Trust for the benefit of Daniel Ratner (son) (James Ratner is Trustee). Trust holds 340,908 shares of Class A Common Stock as follows: 300,000 as a direct, limited partner of RMS, Ltd.; and 40,908 directly.
Daniel G. Ratner (son) 1993 Trust (James A. Ratner is trust advisor). Trust holds 50,371 shares of Class A Common Stock directly.
2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
2012 Stock Option Grant - 25% exercisable 4/11/2014; 25% exercisable 4/11/2015; and 50% exercisable 4/11/2016.
2013 Stock Option Grant - 25% exercisable 4/08/2015; 25% exercisable 4/08/2016; and 50% exercisable 4/08/2017.
2014 Stock Option Grant - 0% exercisable 3/28/2015; 25% exercisable 3/28/2016; 25% exercisable 3/28/2017; and 50% exercisable 3/28/2018.
Performance Shares Award - granted 3/23/2016 - performance period is from January 1, 2016 to December 31, 2018. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.94 per share. There is no fixed expiration date.
J. Matthew Shady, Attorney-In-Fact For James A. Ratner
2018-06-21
EX-24
2
poa-jratner.txt
POWER OF ATTORNEY
SEC FORMS 4 & 5
POWER OF ATTORNEY
The undersigned, designated by the Board of Directors as
a Section 16 Company Insider, hereby constitutes and appoints
Ketan K. Patel, J. Matthew Shady and Maria Tosheva-Nikolova,
with full power of substitution and resubstitution, as
attorney of the undersigned, their name, place and stead,
to sign and file under the Securities Exchange Act of 1934,
Section 16 Reporting Forms, any and all amendments and apply
for EDGAR Access Codes as required thereto, to be filed with
the Securities and Exchange Commission pertaining to such filing,
with full power and authority to do and perform any
and all acts and things whatsoever required and necessary to
be done in the premises, hereby ratifying and approving the
act of said attorney and any such substitute.
EFFECTIVE as of May 31, 2017.
By: \s\ James A. Ratner
James A. Ratner