0001217454-18-000006.txt : 20180327
0001217454-18-000006.hdr.sgml : 20180327
20180327161032
ACCESSION NUMBER: 0001217454-18-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180323
FILED AS OF DATE: 20180327
DATE AS OF CHANGE: 20180327
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LARUE DAVID J
CENTRAL INDEX KEY: 0001217454
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37671
FILM NUMBER: 18715527
MAIL ADDRESS:
STREET 1: 50 PUBLIC SQUARE SUITE 1100
CITY: CLEVELAND
STATE: OH
ZIP: 44113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Forest City Realty Trust, Inc.
CENTRAL INDEX KEY: 0001647509
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 474113168
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TERMINAL TOWER, 50 PUBLIC SQUARE
STREET 2: SUITE 1100
CITY: CLEVELAND
STATE: OH
ZIP: 44113
BUSINESS PHONE: (216) 621-6060
MAIL ADDRESS:
STREET 1: TERMINAL TOWER, 50 PUBLIC SQUARE
STREET 2: SUITE 1100
CITY: CLEVELAND
STATE: OH
ZIP: 44113
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-03-23
0001647509
Forest City Realty Trust, Inc.
FCEA
0001217454
LARUE DAVID J
127 PUBLIC SQUARE, SUITE 3100
CLEVELAND
OH
44114
1
1
0
0
CEO & President
Class A Common Stock
14849.166
I
See footnote
Class A Common Stock
33564.722
I
See footnote
Class A Common Stock
2018-03-26
4
F
0
7461
19.96
D
0
D
Class A Common Stock
2018-03-23
4
F
0
3808
19.90
D
16789
D
Class A Common Stock
2018-03-24
4
F
0
3652
19.90
D
24157
D
Class A Common Stock
34780
D
Class A Common Stock
4867.37
I
See footnote
Class A Common Stock
4867.37
I
See footnote
Class A Common Stock
4867.37
I
See footnote
Class A Common Stock
16660
D
Class A Common Stock
1879.906
D
Class A Common Stock
6971.318
I
See footnote
Class A Common Stock
4073.13
D
Class A Common Stock
237796
D
Class A Common Stock
34670.519
I
401k Plan
2008 Stock Option Grant (right to buy)
36.38
2010-06-18
2018-06-18
Class A Common
28059
28059
D
2010 Stock Option Grant (right to buy)
15.89
2012-04-14
2020-04-14
Class A Common
900
25993
D
2010 Stock Option Grant (right to buy)
15.89
2012-04-14
2020-04-14
Class A Common
9355
16638
D
2011 Stock Option Grant (right to buy)
17.72
2013-04-13
2021-04-13
Class A Common
64277
64277
D
2012 Stock Option Grant (right to buy)
14.74
2014-04-11
2022-04-11
Class A Common
77945
77945
D
2013 Stock Option Grant (right to buy)
17.60
2015-04-08
2023-04-08
Class A Common
65630
65630
D
2014 Stock Option Grant (right to buy)
18.73
2016-03-28
2024-03-28
Class A Common
62090
62090
D
2016 Performance Shares
0
2018-12-31
1988-08-08
Class A Common
50367
50367
D
2017 Performance Shares
0
2019-12-31
1988-08-08
Class A Common
48313
48313
D
2018 Performance Shares
0
2020-12-31
1988-08-08
Class A Common
52170
52170
D
David J. LaRue Trust.
David LaRue Family Trust
2015 Restricted Stock Grant - 25% vest on 3/26/2016; 25% vest on 3/26/2017; and 50% vest on 3/26/2018.
2016 Restricted Stock Grant - 25% vest on 3/23/2017; 25% vest on 3/23/2018; and 50% vest on 3/23/2019.
2017 Restricted Stock Grant - 25% vest on 3/24/2018; 25% vest on 3/24/2019; and 50% vest on 3/24/2020.
2018 Restricted Stock Grant - 25% vest on 3/24/2019; 25% vest on 3/24/2020; and 50% vest on 3/24/2021.
Shares held by Andre LaRue, son, Cindy LaRue (spouse) is custodian on the account - Indirect
Shares held by Paul LaRue, son, Cindy LaRue (spouse) is custodian on the account - Indirect
Shares held by Tessa LaRue, daughter,
Shares are held in street account.
Shares held by David LaRue - Roth IRA
Shares are held by Cindy LaRue (spouse) in street account.
Shares are held by David LaRue & Cindy LaRue Trust account.
Shares are held by transfer agent in a direct registration account. 8,395 shares vested on 3/23/2018, of which 3,808 shares were returned to the Company to cover taxes and the balance of the shares were transferred to this account. 8,052 shares vested on 3/24/2018, of which 3,652 shares were returned to the Company to cover taxes and the balance of the shares were transferred to this account. 16,450 shares vested on 3/26/2018, of which 7,461 shares were returned to the Company to cover taxes and the balance of the shares were transferred to this account.
FCE's 401k Plan account, shares are held indirect. Updated to reflect current holdings.
2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
2012 Stock Option Grant - 25% exercisable 4/11/2014; 25% exercisable 4/11/2015; and 50% exercisable 4/11/2016.
2013 Stock Option Grant - 25% exercisable 4/08/2015; 25% exercisable 4/08/2016; and 50% exercisable 4/08/2017.
2014 Stock Option Grant - 25% exercisable 3/28/2016; 25% exercisable 3/28/2017; and 50% exercisable 3/28/2018.
Performance Shares Award - granted 3/23/2016 - performance period is from January 1, 2016 to December 31, 2018. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.94 per share. There is no fixed expiration date.
Performance Shares Award - granted 3/24/2017 - performance period is from January 1, 2017 to December 31, 2019. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $21.83 per share. There is no fixed expiration date.
Performance Shares Award - granted 3/20/2018 - performance period is from January 1, 2018 to December 31, 2020. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.89 per share. There is no fixed expiration date.
Accounts with automatic dividend reinvestment have been updated to reflect current balances.
J. Matthew Shady, Attorney-In-Fact for David J. LaRue
2018-03-27
EX-24
2
poa-dlarue.txt
POWER OF ATTORNEY
SEC FORMS 4 & 5
POWER OF ATTORNEY
The undersigned, designated by the Board of Directors as
a Section 16 Company Insider, hereby constitutes and appoints
Ketan K. Patel, J. Matthew Shady and Maria Tosheva-Nikolova,
with full power of substitution and resubstitution, as
attorney of the undersigned, their name, place and stead,
to sign and file under the Securities Exchange Act of 1934,
Section 16 Reporting Forms, any and all amendments and apply
for EDGAR Access Codes as required thereto, to be filed with
the Securities and Exchange Commission pertaining to such filing,
with full power and authority to do and perform any
and all acts and things whatsoever required and necessary to
be done in the premises, hereby ratifying and approving the
act of said attorney and any such substitute.
EFFECTIVE as of May 31, 2017.
By: \s\ David J. LaRue
David J. LaRue