0001217454-17-000003.txt : 20170328 0001217454-17-000003.hdr.sgml : 20170328 20170328180006 ACCESSION NUMBER: 0001217454-17-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170324 FILED AS OF DATE: 20170328 DATE AS OF CHANGE: 20170328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Forest City Realty Trust, Inc. CENTRAL INDEX KEY: 0001647509 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 474113168 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TERMINAL TOWER, 50 PUBLIC SQUARE STREET 2: SUITE 1100 CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: (216) 621-6060 MAIL ADDRESS: STREET 1: TERMINAL TOWER, 50 PUBLIC SQUARE STREET 2: SUITE 1100 CITY: CLEVELAND STATE: OH ZIP: 44113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LARUE DAVID J CENTRAL INDEX KEY: 0001217454 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37671 FILM NUMBER: 17720121 MAIL ADDRESS: STREET 1: 50 PUBLIC SQUARE SUITE 1100 CITY: CLEVELAND STATE: OH ZIP: 44113 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-03-24 0001647509 Forest City Realty Trust, Inc. FCEA/FCEB 0001217454 LARUE DAVID J 50 PUBLIC SQUARE, SUITE 1100 CLEVELAND OH 44113 1 1 0 0 CEO & President Class A Common Stock 14445.985 I See footnote Class A Common Stock 33425.519 I See footnote Class A Common Stock 16450 D Class A Common Stock 25184 D Class A Common Stock 2017-03-24 4 A 0 32209 0 A 32209 D Class A Common Stock 4775.365 I See footnote Class A Common Stock 4775.365 I See footnote Class A Common Stock 4775.365 I See footnote Class A Common Stock 16660 D Class A Common Stock 1828.863 D Class A Common Stock 6782.034 I See footnote Class A Common Stock 3962.537 D Class A Common Stock 211102 D Class A Common Stock 31994.651 I 401k Plan Class B Common - Convertible 0 1988-08-08 1988-08-08 Common Stock 1435.4697 1435.4697 I 401k Plan 2008 Stock Option Grant (right to buy) 36.38 2010-06-18 2018-06-18 Class A Common 28059 28059 D 2010 Stock Option Grant (right to buy) 15.89 2012-04-14 2020-04-14 Class A Common 26893 26893 D 2011 Stock Option Grant (right to buy) 17.72 2013-04-13 2021-04-13 Class A Common 64277 64277 D 2012 Stock Option Grant (right to buy) 14.74 2014-04-11 2022-04-11 Class A Common 77945 77945 D 2013 Stock Option Grant (right to buy) 17.60 2015-04-08 2023-04-08 Class A Common 65630 65630 D 2014 Stock Option Grant (right to buy) 18.73 2016-03-28 2024-03-28 Class A Common 62090 62090 D 2014 Performance Shares 0 2017-12-31 1988-08-08 Class A Common 38441 38441 D 2015 Performance Shares 0 2017-12-31 1988-08-08 Class A Common 32900 32900 D 2016 Performance Shares 0 2018-12-31 1988-08-08 Class A Common 50367 50367 D 2017 Performance Shares 0 2017-03-24 4 A 0 48313 0 A 2019-12-31 1988-08-08 Class A Common 48313 48313 D 2015 Out Performance Shares 0 2017-12-31 1988-08-08 Class A Common 50000 50000 D David J. LaRue Trust. David LaRue Family Trust 2015 Restricted Stock Grant - 25% vest on 3/26/2016; 25% vest on 3/26/2017; and 50% vest on 3/26/2018. 2016 Restricted Stock Grant - 25% vest on 3/23/2017; 25% vest on 3/23/2018; and 50% vest on 3/23/2019. 2017 Restricted Stock Grant - 25% vest on 3/24/2018; 25% vest on 3/24/2019; and 50% vest on 3/24/2020. Shares held by Andre LaRue, son, Cindy LaRue (spouse) is custodian on the account - Indirect Shares held by Paul LaRue, son, Cindy LaRue (spouse) is custodian on the account - Indirect Shares held by Tessa LaRue, daughter, Shares are held in street account. Shares held by David LaRue - Roth IRA Shares are held by Cindy LaRue (spouse) in street account. Shares are held by David LaRue & Cindy LaRue Trust account. Shares are held by transfer agent in a direct registration account. FCE's 401k Plan account, shares are held indirect. 2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012. 2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014. 2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015. 2012 Stock Option Grant - 25% exercisable 4/11/2014; 25% exercisable 4/11/2015; and 50% exercisable 4/11/2016. 2013 Stock Option Grant - 25% exercisable 4/08/2015; 25% exercisable 4/08/2016; and 50% exercisable 4/08/2017. 2014 Stock Option Grant - 0% exercisable 3/28/2015; 25% exercisable 3/28/2016; 25% exercisable 3/28/2017; and 50% exercisable 3/28/2018. Performance Shares Award - granted 3/28/2014 - performance period is from January 1, 2014 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $18.73 per share. There is no fixed expiration date. Performance Shares Award - granted 3/26/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $24.62 per share. There is no fixed expiration date. Performance Shares Award - granted 3/23/2016 - performance period is from January 1, 2016 to December 31, 2018. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.94 per share. There is no fixed expiration date. Performance Shares Award - granted 3/24/2017 - performance period is from January 1, 2017 to December 31, 2019. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $21.83 per share. There is no fixed expiration date. Out Performance Shares Award - granted 3/27/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will vest 50% on December 31, 2017 and 50% on December 31, 2018 and will be available to the grantee provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 300% of the number of Performance Shares granted. Fair market value on date of grant is $25.31 per share. There is no fixed expiration date. Stocks are convertible from Class B to Class A on a 1-for-1 basis. There is no exercise or fixed expriation date. Accounts with automatic dividend reinvestment have been updated to reflect current balances. J. Matthew Shady, Attorney-In-Fact for David J. LaRue 2017-03-28 EX-24 2 poa-dlarue.txt POWER OF ATTORNEY SEC FORMS 4 & 5 POWER OF ATTORNEY The undersigned, designated by the Board of Directors as a Section 16 Company Insider, hereby constitutes and appoints Gerayln M. Presti, J. Matthew Shady and Patricia A. Comai, with full power of substitution and resubstitution, as attorney of the undersigned, their name, place and stead, to sign and file under the Securities Exchange Act of 1934, Section 16 Reporting Forms, any and all amendments and apply for EDGAR Access Codes as required thereto, to be filed with the Securities and Exchange Commission pertaining to such filing, with full power and authority to do and perform any and all acts and things whatsoever required and necessary to be done in the premises, hereby ratifying and approving the act of said attorney and any such substitute. EFFECTIVE as of February 27, 2013. By: \s\ David J. LaRue David J. LaRue