0001217454-16-000007.txt : 20160325
0001217454-16-000007.hdr.sgml : 20160325
20160325134220
ACCESSION NUMBER: 0001217454-16-000007
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160323
FILED AS OF DATE: 20160325
DATE AS OF CHANGE: 20160325
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Forest City Realty Trust, Inc.
CENTRAL INDEX KEY: 0001647509
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 474113168
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TERMINAL TOWER, 50 PUBLIC SQUARE
STREET 2: SUITE 1100
CITY: CLEVELAND
STATE: OH
ZIP: 44113
BUSINESS PHONE: (216) 621-6060
MAIL ADDRESS:
STREET 1: TERMINAL TOWER, 50 PUBLIC SQUARE
STREET 2: SUITE 1100
CITY: CLEVELAND
STATE: OH
ZIP: 44113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LARUE DAVID J
CENTRAL INDEX KEY: 0001217454
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37671
FILM NUMBER: 161529316
MAIL ADDRESS:
STREET 1: 50 PUBLIC SQUARE SUITE 1160
CITY: CLEVELAND
STATE: OH
ZIP: 44113
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-03-23
0001647509
Forest City Realty Trust, Inc.
FCEA/FCEB
0001217454
LARUE DAVID J
50 PUBLIC SQUARE, SUITE 1100
CLEVELAND
OH
44113
1
1
0
0
CEO & President
Class A Common Stock
14327.233
I
See footnote
Class A Common Stock
33150.747
I
See footnote
Class A Common Stock
32900
D
Class A Common Stock
2016-03-23
4
A
0
33578
0
A
33578
D
Class A Common Stock
4736.109
I
See footnote
Class A Common Stock
4736.109
I
See footnote
Class A Common Stock
4736.109
I
See footnote
Class A Common Stock
25707
D
Class A Common Stock
1813.829
D
Class A Common Stock
6726.282
I
See footnote
Class A Common Stock
3929.963
D
Class A Common Stock
189083
D
Class A Common Stock
31502.245
I
401k Plan
Class B Common - Convertible
0
1988-08-08
1988-08-08
Common Stock
1435.4697
1435.4697
I
401k Plan
2006 Stock Option Grant (right to buy)
46.37
2008-04-04
2016-04-04
Class A Common
25200
25200
D
2007 Stock Option Grant (right to buy)
65.35
2009-03-29
2017-03-29
Class A Common
25200
25200
D
2008 Stock Option Grant (right to buy)
36.38
2010-06-18
2018-06-18
Class A Common
28059
28059
D
2010 Stock Option Grant (right to buy)
15.89
2012-04-14
2020-04-14
Class A Common
26893
26893
D
2011 Stock Option Grant (right to buy)
17.72
2013-04-13
2021-04-13
Class A Common
64277
64277
D
2012 Stock Option Grant (right to buy)
14.74
2014-04-11
2022-04-11
Class A Common
77945
77945
D
2013 Stock Option Grant (right to buy)
17.60
2015-04-08
2023-04-08
Class A Common
65630
65630
D
2014 Stock Option Grant (right to buy)
18.73
2016-03-28
2024-03-28
Class A Common
62090
62090
D
2013 Performance Shares
0
2016-12-31
1988-08-08
Class A Common
38751
38751
D
2014 Performance Shares
0
2017-12-31
1988-08-08
Class A Common
38441
38441
D
2015 Performance Shares
0
2017-12-31
1988-08-08
Class A Common
32900
32900
D
2016 Performance Shares
0
2016-03-23
4
A
0
50367
0
A
2018-12-31
1988-08-08
Class A Common
50367
50367
D
2015 Out Performance Shares
0
2017-12-31
1988-08-08
Class A Common
50000
50000
D
David J. LaRue Trust.
David LaRue Family Trust
2015 Restricted Stock Grant - 25% vest on 3/26/2016; 25% vest on 3/26/2017; and 50% vest on 3/26/2018.
2016 Restricted Stock Grant - 25% vest on 3/23/2017; 25% vest on 3/23/2018; and 50% vest on 3/23/2019.
Shares held by Andre LaRue, son, Cindy LaRue (spouse) is custodian on the account - Indirect
Shares held by Paul LaRue, son, Cindy LaRue (spouse) is custodian on the account - Indirect
Shares held by Tessa LaRue, daughter,
Shares are held in street account.
Shares held by David LaRue - Roth IRA
Shares are held by Cindy LaRue (spouse) in street account.
Shares are held by David LaRue & Cindy LaRue Trust account.
Shares are held by transfer agent in a direct registration account.
FCE's 401k Plan account, shares are held indirect.
2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010.
2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
2012 Stock Option Grant - 25% exercisable 4/11/2014; 25% exercisable 4/11/2015; and 50% exercisable 4/11/2016.
2013 Stock Option Grant - 25% exercisable 4/08/2015; 25% exercisable 4/08/2016; and 50% exercisable 4/08/2017.
2014 Stock Option Grant - 0% exercisable 3/28/2015; 25% exercisable 3/28/2016; 25% exercisable 3/28/2017; and 50% exercisable 3/28/2018.
Performance Shares Award - granted 4/08/2013 - performance period is from February 1, 2013 to December 31, 2016. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $17.60 per share. There is no fixed expiration date.
Performance Shares Award - granted 3/28/2014 - performance period is from January 1, 2014 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $18.73 per share. There is no fixed expiration date.
Performance Shares Award - granted 3/26/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $24.62 per share. There is no fixed expiration date.
Performance Shares Award - granted 3/23/2016 - performance period is from January 1, 2016 to December 31, 2018. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.94 per share. There is no fixed expiration date.
Out Performance Shares Award - granted 3/27/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will vest 50% on December 31, 2017 and 50% on December 31, 2018 and will be available to the grantee provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 300% of the number of Performance Shares granted. Fair market value on date of grant is $25.31 per share. There is no fixed expiration date.
Stocks are convertible from Class B to Class A on a 1-for-1 basis. There is no exercise or fixed expriation date.
Geralyn M. Presti, Attorney-In-Fact for David J. LaRue
2016-03-25
EX-24
2
poa-dlarue.txt
POWER OF ATTORNEY
SEC FORMS 4 & 5
POWER OF ATTORNEY
The undersigned, designated by the Board of Directors as a Section 16
Company Insider, hereby constitutes and appoints Gerayln M. Presti,
J. Matthew Shady and Patricia A. Comai, with full power of substitution
and resubstitution, as attorney of the undersigned, their name, place
and stead, to sign and file under the Securities Exchange Act of 1934,
Section 16 Reporting Forms, any and all amendments and apply for EDGAR
Access Codes as required thereto, to be filed with the Securities and
Exchange Commission pertaining to such filing, with full power and
authority to do and perform any and all acts and things whatsoever
required and necessary to be done in the premises, hereby ratifying
and approving the act of said attorney and any such substitute.
EFFECTIVE as of February 27, 2013.
By: \s\ David J. LaRue
David J. LaRue