0001217437-16-000005.txt : 20161108 0001217437-16-000005.hdr.sgml : 20161108 20161108174101 ACCESSION NUMBER: 0001217437-16-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160421 FILED AS OF DATE: 20161108 DATE AS OF CHANGE: 20161108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TWO RIVERS WATER & FARMING Co CENTRAL INDEX KEY: 0001302946 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 134228144 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 S COLORADO BLVD. STREET 2: STE 1-3100 CITY: DENVER STATE: CO ZIP: 80222 BUSINESS PHONE: 303-222-1000 MAIL ADDRESS: STREET 1: 2000 S COLORADO BLVD. STREET 2: STE 1-3100 CITY: DENVER STATE: CO ZIP: 80222 FORMER COMPANY: FORMER CONFORMED NAME: TWO RIVERS WATER Co DATE OF NAME CHANGE: 20100203 FORMER COMPANY: FORMER CONFORMED NAME: Navidec Financial Services, Inc. DATE OF NAME CHANGE: 20040913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCKOWEN JOHN R CENTRAL INDEX KEY: 0001217437 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51139 FILM NUMBER: 161982222 MAIL ADDRESS: STREET 1: 456 MADISON STREET CITY: DENVER STATE: CO ZIP: 80206 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-04-21 0 0001302946 TWO RIVERS WATER & FARMING Co TURV 0001217437 MCKOWEN JOHN R 456 MADISON STREET DENVER CO 80206 0 0 1 0 Common Stock 2016-04-21 4 P 0 4300 0.42 A 4455920 D Common Stock 2016-04-21 4 P 0 700 0.42 A 4456620 D Common Stock 2016-07-22 4 P 0 15000 0.16 A 4471620 D Common Stock 2016-07-28 4 P 0 5000 0.2 A 4476620 D Common Stock 2016-08-01 4 P 0 10000 0.2 A 4486620 D Common Stock 2016-08-01 4 P 0 5220 0.2 A 4491840 D Common Stock 2016-08-01 4 P 0 4780 0.2 A 4496620 D Common Stock 2016-09-12 4 S 0 737 0.5 D 4495883 D Common Stock 2016-09-12 4 S 0 9800 0.5 D 4486083 D Common Stock 2016-09-12 4 S 0 200 0.5 D 4485883 D Common Stock 2016-09-13 4 S 0 24263 0.5 D 4461620 D Common Stock 2016-09-13 4 S 0 5000 0.5 D 4456620 D Common Stock 2016-09-13 4 S 0 2500 0.5 D 4454120 D Common Stock 2016-09-13 4 S 0 2500 0.5 D 4451620 D Common Stock 2016-10-26 4 S 0 9250 0.7 D 4442370 D The Reporting Person paid to the Issuer all profits received due to the transactions that took place between April 21, 2016 and October 26, 2016, pursuant to Section 16. The profits were paid directly to the Issuer on September 27, 2016 and November 8, 2016. John McKowen 2016-11-08