0001217406-17-000004.txt : 20170629 0001217406-17-000004.hdr.sgml : 20170629 20170629183856 ACCESSION NUMBER: 0001217406-17-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170628 FILED AS OF DATE: 20170629 DATE AS OF CHANGE: 20170629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Forest City Realty Trust, Inc. CENTRAL INDEX KEY: 0001647509 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 474113168 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TERMINAL TOWER, 50 PUBLIC SQUARE STREET 2: SUITE 1100 CITY: CLEVELAND STATE: OH ZIP: 44113 BUSINESS PHONE: (216) 621-6060 MAIL ADDRESS: STREET 1: TERMINAL TOWER, 50 PUBLIC SQUARE STREET 2: SUITE 1100 CITY: CLEVELAND STATE: OH ZIP: 44113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSS STAN CENTRAL INDEX KEY: 0001217406 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37671 FILM NUMBER: 17939855 MAIL ADDRESS: STREET 1: 2049 CENTURY PARK EAST SUITE 1800 CITY: LOS ANGELES STATE: CA ZIP: 90067 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-06-28 1 0001647509 Forest City Realty Trust, Inc. FCEA/FCEB 0001217406 ROSS STAN 2029 CENTURY PARK EAST, SUITE 1530 LOS ANGELES CA 90067 0 0 0 1 Former Director Class A Common Stock 2017-03-24 4 A 0 5726 0 A 5726 D Class A Common Stock 2017-06-28 4 M 0 12674 0 A 67533 D 2006 Stock Option Grant (right to buy) 46.37 2008-04-04 2016-04-04 Class A Common 10800 10800 D 2007 Stock Option Grant (right to buy) 65.35 2009-03-29 2017-03-29 Class A Common 10800 10800 D 2008 Stock Option Grant (right to buy) 37.68 2009-04-07 2018-04-07 Class A Common 5319 5319 D 2010 Stock Option Grant (right to buy) 15.89 2011-04-14 2020-04-14 Class A Common 2001 2001 D 2011 Stock Option Grant (right to buy) 17.72 2012-04-13 2021-04-13 Class A Common 2231 2231 D 2012 Stock Option Grant (right to buy) 14.74 2013-04-11 2022-04-11 Class A Common 6625 6625 D 2013 Stock Option Grant (right to buy) 17.60 2014-04-08 2023-04-08 Class A Common 4557 4557 D 2014 Stock Option Grant (right to buy) 18.73 2015-03-28 2024-03-28 Class A Common 4743 4743 D 2015 Stock Option Grant (right to buy) 24.62 2016-03-26 2025-03-26 Class A Common 7060 7060 D 2016 Stock Option Grant (right to buy) 20.94 2017-03-23 2026-03-23 Class A Common 12510 12510 D Phantom Stock Dividend Equivalent Rights 0 2017-06-28 4 M 0 12674 0 D 1988-08-08 1988-08-08 Class A Common 12674.162 0 D 2017 Restricted Stock Grant - 100% vest on 3/24/2018. Shares held direct in street account. 6/28/2017- A total of 12,674 phantom shares were paid in common stock, with cash payment in lieu of fractional shares, at the election of the reporting person, following the reporting person's termination of service as a director. 2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010. 2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011. 2008 Stock Option Grant - 33.33% exercisable 4/07/2009; 33.33% exercisable 4/07/2010; and 33.33% exercisable 4/07/2011. 2010 Stock Option Grant - 33.33% exercisable 4/14/2011; 33.33% exercisable 4/14/2012; and 33.33% exercisable 4/14/2013. 2011 Stock Option Grant - 33.33% exercisable 4/13/2012; 33.33% exercisable 4/13/2013; and 33.33% exercisable 4/13/2014. 2012 Stock Option Grant - 33.33% exercisable 4/11/2013; 33.33% exercisable 4/11/2014; and 33.33% exercisable 4/11/2015. 2013 Stock Option Grant - 33.33% exercisable 4/08/2014; 33.33% exercisable 4/08/2015; and 33.33% exercisable 4/08/2016. 2014 Stock Option Grant - 100% exercisable 3/28/2015. 2015 Stock Option Grant - 100% exercisable 3/26/2016. 2016 Stock Option Grant - 100% exercisable 3/23/2017. Exercisable at retirement, termination, death or disability. No present expiration date. Phantom Stock - 1-for-1 - Following the reporting person's termination of service as a director, the phantom stock rights vested, resulting in shares issued to the reporting person and cash in lieu of fractional shares. The fair market value of the securities at the time of vesting is $24.36. J. Matthew Shady, Attorney-In-Fact for Stan Ross 2017-06-29 EX-24 2 poa-sross.txt POWER OF ATTORNEY SEC FORMS 4 & 5 POWER OF ATTORNEY The undersigned, designated by the Board of Directors as a Section 16 Company Insider, hereby constitutes and appoints Ketan K. Patel, J. Matthew Shady and Maria Tosheva-Nikolova, with full power of substitution and resubstitution, as attorney of the undersigned, their name, place and stead, to sign and file under the Securities Exchange Act of 1934, Section 16 Reporting Forms, any and all amendments and apply for EDGAR Access Codes as required thereto, to be filed with the Securities and Exchange Commission pertaining to such filing, with full power and authority to do and perform any and all acts and things whatsoever required and necessary to be done in the premises, hereby ratifying and approving the act of said attorney and any such substitute. EFFECTIVE as of May 31, 2017. By: \s\ Stan Ross Stan Ross