SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
GENTILCORE JAMES

(Last) (First) (Middle)
C/O PQ GROUP HOLDINGS INC.
300 LINDENWOOD DRIVE

(Street)
MALVERN PA 19355

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/29/2017
3. Issuer Name and Ticker or Trading Symbol
PQ Group Holdings Inc. [ PQG ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 269,895 I By family trust(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Option (Right to Buy) 06/30/2017 06/30/2026 Common Stock 35,824 $8.05 D
Option (Right to Buy) 06/30/2017 01/15/2027 Common Stock 3,582 $8.98 D
Option (Right to Buy) 06/30/2018 06/30/2026 Common Stock 35,825 $8.05 D
Option (Right to Buy) 06/30/2018 01/15/2027 Common Stock 3,582 $8.98 D
Option (Right to Buy) 06/30/2019 06/30/2026 Common Stock 35,825 $8.05 D
Option (Right to Buy) 06/30/2019 01/15/2027 Common Stock 3,583 $8.98 D
Option (Right to Buy) (2) 06/30/2026 Common Stock 107,475 $8.05 D
Option (Right to Buy) (2) 01/15/2027 Common Stock 10,747 $8.98 D
Explanation of Responses:
1. Represents shares of common stock held by a family trust. Mr. Gentilcore disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that Mr. Gentilcore is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
2. This option vests upon the achievement of certain performance conditions related to the market price of the issuer's common stock.
Remarks:
Chief Executive Officer, President and Director Exhibit 24.1 - Power of Attorney
/s/ Joseph S. Koscinski, attorney-in-fact 09/29/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.