schemaVersion:

N-CEN: Filer Information

Submission Contact Information

Name
 
Phone
 
E-Mail Address
 

Notification Information

Notify via Filing Website only?Checkbox not checked

N-CEN:Series/Class (Contract) Information

Series ID Record:1
Series ID
S000002968 
Series ID Record:2
Series ID
S000037860 
Series ID Record:3
Series ID
S000030249 
Series ID Record:4
Series ID
S000002970 
Series ID Record:5
Series ID
S000039927 
Series ID Record:6
Series ID
S000002946 
Series ID Record:7
Series ID
S000022843 
Series ID Record:8
Series ID
S000002948 
Series ID Record:9
Series ID
S000022994 
Series ID Record:10
Series ID
S000002969 
Series ID Record:11
Series ID
S000002945 
Series ID Record:12
Series ID
S000002967 
Series ID Record:13
Series ID
S000039803 
Series ID Record:14
Series ID
S000002965 
Series ID Record:15
Series ID
S000029581 
Series ID Record:16
Series ID
S000002916 
Series ID Record:17
Series ID
S000044081 
Series ID Record:18
Series ID
S000032548 
Series ID Record:19
Series ID
S000002966 

N-CEN:Part A: General Information

Item A.1. Reporting period covered.

a. Report for period ending:
2024-02-29 
b. Does this report cover a period of less than 12 months?Radio button not checked Yes Radio button checked No

N-CEN:Part B: Information About the Registrant


Item B.1. Background information.

a. Full name of Registrant
JPMorgan Trust I 
b. Investment Company Act file number ( e.g., 811-)
811-21295 
c. CIK
0001217286 
d. LEI
549300DM5WZMCZZ70R78 

Item B.2. Address and telephone number of Registrant.

a. Street 1
277 Park Avenue 
Street 2
 
b. City
New York 
c. State, if applicable
NEW YORK  
d. Foreign country, if applicable
UNITED STATES OF AMERICA  
e. Zip code and zip code extension, or foreign postal code
10172 
f. Telephone number (including country code if foreign)
800-480-4111 
g. Public Website, if any
www.jpmorganfunds.com 

Item B.3. Location of books and records.

Instruction. Provide the requested information for each person maintaining physical possession of each account, book, or other document required to be maintained by section 31(a) of the Act (15 U.S.C. 80a-30(a)) and the rules under that section.
Location books Record: 1
a. Name of person (e.g., a custodian of records)
JPMorgan Distribution Services, Inc. 
b. Street 1
1111 Polaris Parkway 
Street 2
 
c. City
Columbus 
d. State, if applicable
OHIO  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
43240 
g. Telephone number (including country code if foreign)
201-595-1958 
h. Briefly describe the books and records kept at this location:
Records relating to its functions as principal underwriter and shareholder servicing agent 
Location books Record: 2
a. Name of person (e.g., a custodian of records)
JPMorgan Chase Bank, N.A. 
b. Street 1
4 Chase Metrotech Center 
Street 2
 
c. City
Brooklyn 
d. State, if applicable
NEW YORK  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
11245 
g. Telephone number (including country code if foreign)
718-242-0609 
h. Briefly describe the books and records kept at this location:
Records relating to its functions as custodian 
Location books Record: 3
a. Name of person (e.g., a custodian of records)
J.P. Morgan Investment Management Inc. 
b. Street 1
383 Madison Avenue 
Street 2
 
c. City
New York 
d. State, if applicable
NEW YORK  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
10179 
g. Telephone number (including country code if foreign)
800-343-1113 
h. Briefly describe the books and records kept at this location:
Records relating to its functions as investment adviser and administrator 
Location books Record: 4
a. Name of person (e.g., a custodian of records)
JPMorgan Chase Bank, N.A. 
b. Street 1
383 Madison Avenue 
Street 2
 
c. City
New York 
d. State, if applicable
NEW YORK  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
10179 
g. Telephone number (including country code if foreign)
212-270-6000 
h. Briefly describe the books and records kept at this location:
Records relating to its functions as sub-administrator and fund accounting agent 
Location books Record: 5
a. Name of person (e.g., a custodian of records)
DST Asset Manager Solutions, Inc. 
b. Street 1
2000 Old Colony Drive 
Street 2
 
c. City
Quincy 
d. State, if applicable
MASSACHUSETTS  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Zip code and zip code extension, or foreign postal code
02169 
g. Telephone number (including country code if foreign)
617-483-5000 
h. Briefly describe the books and records kept at this location:
Records relating to its functions as transfer agent 

Item B.4. Initial of final filings.

Instruction. Respond "yes" to Item B.4.b only if the Registrant has filed an application to deregister or will file an application to deregister before its next required filing on this form.
a. Is this the first filing on this form by the Registrant? Radio button not checked Yes Radio button checked No
b. Is this the last filing on this form by the Registrant? Radio button not checked Yes Radio button checked No

Item B.5. Family of investment companies.

Instruction. "Family of investment companies" means, except for insurance company separate accounts, any two or more registered investment companies that (i) share the same investment adviser or principal underwriter; and (ii) hold themselves out to investors as related companies for purposes of investment and investor services.In responding to this item, all Registrants in the family of investment companies should report the name of the family of investment companies identically.
Insurance company separate accounts that may not hold themselves out to investors as related companies (products) for purposes of investment and investor services should consider themselves part of the same family if the operational or accounting or control systems under which these entities function are substantially similar.
a. Is the Registrant part of a family of investment companies? Radio button checked Yes Radio button not checked No
i. Full name of family of investment companies
JPMorgan Funds 

Item B.6. Organization.

Instruction. For Item B.6.a.i., the Registrant should include all Series that have been established by the Registrant and have shares outstanding (other than shares issued in connection with an initial investment to satisfy section 14(a) of the Act).
Indicate the classification of the Registrant by checking the applicable item below.
Checkbox checked  a. Open-end management investment company registered under the Act on Form N-1A 
Checkbox not checked  b. Closed-end management investment company registered under the Act on Form N-2  
Checkbox not checked  c. Separate account offering variable annuity contracts which is registered under the Act as a management investment company on Form N-3 
Checkbox not checked  d. Separate account offering variable annuity contracts which is registered under the Act as a unit investment trust on Form N-4 
Checkbox not checked  e. Small business investment company registered under the Act on Form N-5 
Checkbox not checked  f. Separate account offering variable insurance contracts which is registered under the Act as a unit investment trust on Form N-6 
Checkbox not checked  g. Unit investment trust registered under the Act on Form N-8B-2 
i. Total number of Series of the Registrant
65 
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
Terminated Organization Record: 1
i. Name of the Series
JPMorgan High Yield Municipal Fund 
ii. Series identification number
S000018749 
iii. Date of termination (month/year)
07/2023 

Item B.7. Securities Act registration.

Is the Registrant the issuer of a class of securities registered under the Securities Act of 1933 ("Securities Act")? Radio button checked Yes Radio button not checked No

Item B.8. Directors.

Provide the information requested below about each person serving as director of the Registrant (management investment companies only):
Director Record: 1
a. Full Name
Robert F. Deutsch 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button checked Yes Radio button not checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08437 
File Number Record: 2
File Number Record:
811-08189 
File Number Record: 3
File Number Record:
811-05526 
File Number Record: 4
File Number Record:
811-04236 
File Number Record: 5
File Number Record:
811-21638 
File Number Record: 6
File Number Record:
811-22903 
File Number Record: 7
File Number Record:
811-23117 
Director Record: 2
a. Full Name
Nina O. Shenker 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button checked Yes Radio button not checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-22903 
File Number Record: 2
File Number Record:
811-04236 
File Number Record: 3
File Number Record:
811-08189 
File Number Record: 4
File Number Record:
811-23117 
File Number Record: 5
File Number Record:
811-05526 
File Number Record: 6
File Number Record:
811-08437 
File Number Record: 7
File Number Record:
811-21638 
Director Record: 3
a. Full Name
Stephen P. Fisher 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-23117 
File Number Record: 2
File Number Record:
811-08189 
File Number Record: 3
File Number Record:
811-05526 
File Number Record: 4
File Number Record:
811-22903 
File Number Record: 5
File Number Record:
811-04236 
File Number Record: 6
File Number Record:
811-08437 
File Number Record: 7
File Number Record:
811-21638 
Director Record: 4
a. Full Name
Kathleen M. Gallagher 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-08189 
File Number Record: 2
File Number Record:
811-22903 
File Number Record: 3
File Number Record:
811-21638 
File Number Record: 4
File Number Record:
811-23117 
File Number Record: 5
File Number Record:
811-04236 
File Number Record: 6
File Number Record:
811-08437 
File Number Record: 7
File Number Record:
811-05526 
Director Record: 5
a. Full Name
Frankie D. Hughes 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-22903 
File Number Record: 2
File Number Record:
811-21638 
File Number Record: 3
File Number Record:
811-08437 
File Number Record: 4
File Number Record:
811-23117 
File Number Record: 5
File Number Record:
811-05526 
File Number Record: 6
File Number Record:
811-04236 
File Number Record: 7
File Number Record:
811-08189 
Director Record: 6
a. Full Name
Thomas P. Lemke 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-23117 
File Number Record: 2
File Number Record:
811-08189 
File Number Record: 3
File Number Record:
811-21638 
File Number Record: 4
File Number Record:
811-22903 
File Number Record: 5
File Number Record:
811-05526 
File Number Record: 6
File Number Record:
811-04236 
File Number Record: 7
File Number Record:
811-08437 
Director Record: 7
a. Full Name
Robert J. Grassi 
b. CRD number, if any
006093150 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-04236 
File Number Record: 2
File Number Record:
811-23117 
File Number Record: 3
File Number Record:
811-08437 
File Number Record: 4
File Number Record:
811-08189 
File Number Record: 5
File Number Record:
811-21638 
File Number Record: 6
File Number Record:
811-22903 
File Number Record: 7
File Number Record:
811-05526 
Director Record: 8
a. Full Name
Gary L. French 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-05526 
File Number Record: 2
File Number Record:
811-22903 
File Number Record: 3
File Number Record:
811-08189 
File Number Record: 4
File Number Record:
811-08437 
File Number Record: 5
File Number Record:
811-21638 
File Number Record: 6
File Number Record:
811-04236 
File Number Record: 7
File Number Record:
811-23117 
Director Record: 9
a. Full Name
Marilyn McCoy 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-21638 
File Number Record: 2
File Number Record:
811-05526 
File Number Record: 3
File Number Record:
811-22903 
File Number Record: 4
File Number Record:
811-08437 
File Number Record: 5
File Number Record:
811-08189 
File Number Record: 6
File Number Record:
811-04236 
File Number Record: 7
File Number Record:
811-23117 
Director Record: 10
a. Full Name
John F. Finn 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-05526 
File Number Record: 2
File Number Record:
811-23117 
File Number Record: 3
File Number Record:
811-08189 
File Number Record: 4
File Number Record:
811-04236 
File Number Record: 5
File Number Record:
811-22903 
File Number Record: 6
File Number Record:
811-08437 
File Number Record: 7
File Number Record:
811-21638 
Director Record: 11
a. Full Name
Marian U. Pardo 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-21638 
File Number Record: 2
File Number Record:
811-22903 
File Number Record: 3
File Number Record:
811-05526 
File Number Record: 4
File Number Record:
811-08189 
File Number Record: 5
File Number Record:
811-08437 
File Number Record: 6
File Number Record:
811-23117 
File Number Record: 7
File Number Record:
811-04236 
Director Record: 12
a. Full Name
Mary E. Martinez 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-22903 
File Number Record: 2
File Number Record:
811-08189 
File Number Record: 3
File Number Record:
811-04236 
File Number Record: 4
File Number Record:
811-05526 
File Number Record: 5
File Number Record:
811-08437 
File Number Record: 6
File Number Record:
811-23117 
File Number Record: 7
File Number Record:
811-21638 
Director Record: 13
a. Full Name
Dr. Robert A. Oden, Jr. 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-22903 
File Number Record: 2
File Number Record:
811-08437 
File Number Record: 3
File Number Record:
811-21638 
File Number Record: 4
File Number Record:
811-04236 
File Number Record: 5
File Number Record:
811-05526 
File Number Record: 6
File Number Record:
811-08189 
File Number Record: 7
File Number Record:
811-23117 
Director Record: 14
a. Full Name
Lawrence R. Maffia 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-23117 
File Number Record: 2
File Number Record:
811-08189 
File Number Record: 3
File Number Record:
811-08437 
File Number Record: 4
File Number Record:
811-04236 
File Number Record: 5
File Number Record:
811-21638 
File Number Record: 6
File Number Record:
811-05526 
File Number Record: 7
File Number Record:
811-22903 
Director Record: 15
a. Full Name
Emily A. Youssouf 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-23117 
File Number Record: 2
File Number Record:
811-08189 
File Number Record: 3
File Number Record:
811-05526 
File Number Record: 4
File Number Record:
811-22903 
File Number Record: 5
File Number Record:
811-21638 
File Number Record: 6
File Number Record:
811-08437 
File Number Record: 7
File Number Record:
811-04236 
Director Record: 16
a. Full Name
Raymond Kanner 
b. CRD number, if any
N/A 
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-22903 
File Number Record: 2
File Number Record:
811-08189 
File Number Record: 3
File Number Record:
811-04236 
File Number Record: 4
File Number Record:
811-08437 
File Number Record: 5
File Number Record:
811-21638 
File Number Record: 6
File Number Record:
811-05526 
File Number Record: 7
File Number Record:
811-23117 

Item B.9. Chief compliance officer.

Provide the information requested below about each person serving as chief compliance officer of the Registrant for purposes of rule 38a-1 (17 CFR 270.38a- 1):
Chief compliance officer Record: 1
a. Full Name
Stephen M. Ungerman 
b. CRD Number, if any
002315698 
c. Street Address 1
277 Park Avenue 
Street Address 2
 
d. City
New York 
e. State, if applicable
NEW YORK  
f. Foreign country, if applicable
UNITED STATES OF AMERICA  
g. Zip code and zip code extension, or foreign postal code
10172 
h. Telephone number (including country code if foreign)
XXXXXX 
i. Has the chief compliance officer changed since the last filing? Radio button not checked Yes Radio button checked No
If the chief compliance officer is compensated or employed by any person other than the Registrant, or an affiliated person of the Registrant, for providing chief compliance officer services, provide:
CCO employer Record: 1
i. Name of the person
N/A 
ii. Person's IRS Employer Identification Number
N/A 

Item B.10. Matters for security holder vote.

Instruction. Registrants registered on Forms N-3, N-4 or N-6, should respond "yes" to this Item only if security holder votes were solicited on contract-level matters.
Were any matters submitted by the Registrant for its security holders' vote during the reporting period? Radio button not checked Yes Radio button checked No

Item B.11. Legal proceeding.

Instruction. For purposes of this Item, the following proceedings should be described: (1) any bankruptcy, receivership or similar proceeding with respect to the Registrant or any of its significant subsidiaries; (2) any proceeding to which any director, officer or other affiliated person of the Registrant is a party adverse to the Registrant or any of its subsidiaries; and (3) any proceeding involving the revocation or suspension of the right of the Registrant to sell securities.
a. Have there been any material legal proceedings, other than routine litigation incidental to the business, to which the Registrant or any of its subsidiaries was a party or of which any of their property was the subject during the reporting period? Radio button not checked Yes Radio button checked No
b. Has any proceeding previously reported been terminated? Radio button not checked Yes Radio button checked No

Item B.12. Fidelity bond and insurance (management investment companies only).

a. Were any claims with respect to the Registrant filed under a fidelity bond (including, but not limited to, the fidelity insuring agreement of the bond) during the reporting period? Radio button not checked Yes Radio button checked No

Item B.13. Directors and officers/errors and omissions insurance (management investment companies only).

a. Are the Registrant's officers or directors covered in their capacities as officers or directors under any directors and officers/errors and omissions insurance policy owned by the Registrant or anyone else? Radio button checked Yes Radio button not checked No
i. If yes, were any claims filed under the policy during the reporting period with respect to the Registrant? Radio button not checked Yes Radio button checked No

Item B.14. Provision of financial support.

Instruction. For purposes of this Item, a provision of financial support includes any (1) capital contribution, (2) purchase of a security from a Money Market Fund in reliance on rule 17a-9 under the Act (17 CFR 270.17a-9), (3) purchase of any defaulted or devalued security at fair value reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio, (4) execution of letter of credit or letter of indemnity, (5) capital support agreement (whether or not the Registrant ultimately received support), (6) performance guarantee, or (7) other similar action reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio. Provision of financial support does not include any (1) routine waiver of fees or reimbursement of Registrant's expenses, (2) routine inter-fund lending, (3) routine inter-fund purchases of Registrant's shares, or (4) action that would qualify as financial support as defined above, that the board of directors has otherwise determined not to be reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio.
Did an affiliated person, promoter, or principal underwriter of the Registrant, or an affiliated person of such a person, provide any form of financial support to the Registrant during the reporting period? Radio button not checked Yes Radio button checked No

Item B.15. Exemptive orders.

a. During the reporting period, did the Registrant rely on any orders from the Commission granting an exemption from one or more provisions of the Act, Securities Act or Exchange Act? Radio button checked Yes Radio button not checked No
Release number Record: 1
i. If yes, provide below the release number for each order
IC-26466 
Release number Record: 2
i. If yes, provide below the release number for each order
IC-25608 
Release number Record: 3
i. If yes, provide below the release number for each order
IC-25654 
Release number Record: 4
i. If yes, provide below the release number for each order
IC-34180 

Item B.16. Principal underwriters.

a. Provide the information requested below about each principal underwriter:
Principal underwriter Record: 1
i. Full name
JPMorgan Distribution Services, Inc. 
ii. SEC file number (e.g., 8-)
8-52700 
iii. CRD number
000104234 
iv. LEI, if any
N/A 
v. State, if applicable
OHIO  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Is the principal underwriter an affiliated person of the Registrant, or its investment adviser(s) or depositor? Radio button checked Yes Radio button not checked No
b. Have any principal underwriters been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item B.17. Independent public accountant.

Provide the following information about eachthe independent public accountant:
Public accountant Record: 1
a. Full Name
PricewaterhouseCoopers LLP 
b. PCAOB Number
238 
c. LEI, if any
5493002GVO7EO8RNNS37 
d. State, if applicable
NEW YORK  
e. Foreign country, if applicable
UNITED STATES OF AMERICA  
f. Has the independent public accountant changed since the last filing?Radio button not checked Yes Radio button checked No

Item B.18. Report on internal control (management investment companies only).

Instruction. Small business investment companies are not required to respond to this item.
For the reporting period, did an independent public accountant's report on internal control note any material weaknesses? Radio button not checked Yes Radio button checked No

Item B.19. Audit opinion.

For the reporting period, did an independent public accountant issue an opinion other than an unqualified opinion with respect to its audit of the Registrant's financial statements? Radio button not checked Yes Radio button checked No

Item B.20. Change in valuation methods.

Instruction. Responses to this item need not include changes to valuation techniques used for individual securities (e.g., changing from market approach to income approach for a private equity security). In responding to Item B.20.c., provide the applicable "asset type" category specified in Item C.4.a. of Form N-PORT. In responding to Item B.20.d., provide a brief description of the type of investments involved. If the change in valuation methods applies only to certain sub-asset types included in the response to Item B.20.c., please provide the sub-asset types in the response to Item B.20.d. The responses to Item B.20.c. and Item B.20.d. should be identical only if the change in valuation methods applies to all assets within that category.
Have there been material changes in the method of valuation (e.g., change from use of bid price to mid price for fixed income securities or change in trigger threshold for use of fair value factors on international equity securities) of the Registrant's assets during the reporting period? Radio button not checked Yes Radio button checked No

Item B.21. Change in accounting principles and practices.

Have there been any changes in accounting principles or practices, or any change in the method of applying any such accounting principles or practices, which will materially affect the financial statements filed or to be filed for the current year with the Commission and which has not been previously reported? Radio button not checked Yes Radio button checked No

Item B.22. Net asset value error corrections (open-end management investment companies only).

a. During the reporting period, were any payments made to shareholders or shareholder accounts reprocessed as a result of an error in calculating the Registrant's net asset value (or net asset value per share)? Radio button not checked Yes Radio button checked No

Item B.23. Rule 19a-1 notice (management investment companies only).

During the reporting period, did the Registrant pay any dividend or make any distribution in the nature of a dividend payment, required to be accompanied by a written statement pursuant to section 19(a) of the Act (15 U.S.C. 80a-19(a)) and rule 19a-1 thereunder (17 CFR 270.19a-1)? Radio button checked Yes Radio button not checked No
Payment dividend series info Record: 1
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
i. Series name
JPMorgan California Municipal Money Market Fund 
ii. Series identification number
S000002966 
Payment dividend series info Record: 2
a. If yes, and to the extent the response relates only to certain series of the Registrant, indicate the series involved:
i. Series name
JPMorgan Tax Free Money Market Fund 
ii. Series identification number
S000002970 

N-CEN:Part C: Additional Questions for Management Investment Companies

General Instruction.

Management investment companies that offer multiple series must complete Part C as to each series separately, even if some information is the same for two or more series. To begin this section or add an additional series(s), click on the bar labeled "Add a New Series" below.
Management Investment Record: 1

Item C.1. Background information.

a. Full Name of the Fund

JPMorgan New York Municipal Money Market Fund 

b. Series identication number, if any

S000002968 

c. LEI

549300DCBIJBKCP9E167 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

6 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

1 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Premier Shares 
ii. Class identification number, if any

C000165406 

iii. Ticker symbol, if any

JNPXX 

Shares Outstanding Record: 2
i. Full name of Class
Morgan Shares 
ii. Class identification number, if any

C000008128 

iii. Ticker symbol, if any

VNYXX 

Shares Outstanding Record: 3
i. Full name of Class
Reserve Shares 
ii. Class identification number, if any

C000008129 

iii. Ticker symbol, if any

JNYXX 

Shares Outstanding Record: 4
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000210340 

iii. Ticker symbol, if any

JGNXX 

Shares Outstanding Record: 5
i. Full name of Class
Agency Shares 
ii. Class identification number, if any

C000210341 

iii. Ticker symbol, if any

JONXX 

Shares Outstanding Record: 6
i. Full name of Class
Service Shares 
ii. Class identification number, if any

C000073383 

iii. Ticker symbol, if any

JNVXX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

0.00000000 

g. Provide the net income from securities lending activities

0.00000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox not checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox not checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
J.P. Morgan Investment Management Inc. 
ii. SEC file number ( e.g., 801- )

801-21011 

iii.CRD number
000107038 
iv. LEI, if any

549300W78QHV4XMM6K69 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

84-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
JPMorgan Distribution Services, Inc. 
ii. LEI, if any, or provide and describe other identifying number

000104234 

Description of other identifying number

CRD 

iii. State, if applicable
OHIO  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any, or other identifying number

7H6GLXDRUGQFU57RNE97 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
Administrators Record: 2
i. Full name
J.P. Morgan Investment Management Inc. 
ii. LEI, if any, or other identifying number

549300W78QHV4XMM6K69 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
a. Full name
b. SEC file number

c. CRD number
d. LEI, if any

e. State, if applicable
f. Foreign country, if applicable
g. Total commissions paid to the affiliated broker-dealer for the reporting period:


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.00000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

758,695,650.00000000 

Principal Transactions Record: 2
i. Full name of dealer
Barclays Capital, Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

970,680,000.00000000 

Principal Transactions Record: 3
i. Full name of dealer
Wells Fargo Securities, LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

198,270,000.00000000 

Principal Transactions Record: 4
i. Full name of dealer
Goldman Sachs & Co. LLC 
ii. SEC file number

8-00129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,595,340,000.00000000 

Principal Transactions Record: 5
i. Full name of dealer
Jefferies LLC 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

193,888,908.66999999 

Principal Transactions Record: 6
i. Full name of dealer
TD SECURITIES (USA) LLC 
ii. SEC file number

8-36747 

iii. CRD number
000018476 
iv. LEI, if any

SUVUFHICNZMP2WKHG940 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

850,032,062.50000000 

Principal Transactions Record: 7
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,780,157,637.59999990 

Principal Transactions Record: 8
i. Full name of dealer
Piper Sandler & Co. 
ii. SEC file number

8-15204 

iii. CRD number
000000665 
iv. LEI, if any

549300GRQCWQ3XGH0H10 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

264,030,176.69999999 

Principal Transactions Record: 9
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

444,618,547.69999999 

Principal Transactions Record: 10
i. Full name of dealer
AON Securities LLC 
ii. SEC file number

8-14953 

iii. CRD number
000004138 
iv. LEI, if any

549300JF73MZNI4CMN58 

v. State, if applicable
ILLINOIS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

351,042,663.30000001 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

9,337,387,516.01000020 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

 

b. Provide the money market fund's daily average net assets during the reporting period

2,159,557,269.44000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button not checked Committed Radio button checked Uncommitted
ii. What size is the line of credit?

100,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
J.P. Morgan Exchange-Traded Fund Trust  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 2
Name of fund
J.P. Morgan Fleming Mutual Fund Group, Inc. 
SEC File number( e.g., 811- )
811-08189 
Shared Credit Users Record: 3
Name of fund
JPMorgan Trust I 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 4
Name of fund
J.P. Morgan Mutual Fund Investment Trust 
SEC File number( e.g., 811- )
811-05526 
Shared Credit Users Record: 5
Name of fund
JPMorgan Trust IV 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 6
Name of fund
JPMorgan Institutional Trust 
SEC File number( e.g., 811- )
811-21638 
Shared Credit Users Record: 7
Name of fund
JPMorgan Trust II 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 8
Name of fund
Undiscovered Managers Funds 
SEC File number( e.g., 811- )
811-08437 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Management Investment Record: 2

Item C.1. Background information.

a. Full Name of the Fund

JPMorgan Global Bond Opportunities Fund 

b. Series identication number, if any

S000037860 

c. LEI

MT8SIXIIHJKTY35SMK73 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

4 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000116842 

iii. Ticker symbol, if any

GBOCX 

Shares Outstanding Record: 2
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000116844 

iii. Ticker symbol, if any

GBONX 

Shares Outstanding Record: 3
i. Full name of Class
Class I Shares 
ii. Class identification number, if any

C000116843 

iii. Ticker symbol, if any

GBOSX 

Shares Outstanding Record: 4
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000116841 

iii. Ticker symbol, if any

GBOAX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Citibank N.A. 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
J.P. Morgan Investment Management Inc. 
ii. LEI, if any:

549300W78QHV4XMM6K69 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

0.00000000 

g. Provide the net income from securities lending activities

0.00000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
J.P. Morgan Investment Management Inc. 
ii. SEC file number ( e.g., 801- )

801-21011 

iii.CRD number
000107038 
iv. LEI, if any

549300W78QHV4XMM6K69 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

84-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
Pricing Services Record: 2
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
LSEG 
ii. LEI, if any, or provide and describe other identifying number

2138007FV67QQ13CGJ43 

Description of other identifying number

 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

2138005LTLTVZ4WMEX25 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Cititrust Colombia S.A. 
ii. LEI, if any

549300242J3IJCOSGI49 

iii. State, if applicable
 
iv. Foreign country, if applicable
COLOMBIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Skandinaviska Enskilda Banken AB 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
PT Bank HSBC Indonesia 
ii. LEI, if any

213800HW5IDIRLWH1203 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDONESIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Standard Chartered Bank (Thai) Public Company Limited 
ii. LEI, if any

549300O1LQYCQ7G1IM57 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
Standard Chartered Bank Korea Limited 
ii. LEI, if any

NUXTG47HHHM1K2L0SG39 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
HSBC Bank Malaysia Berhad 
ii. LEI, if any

P3RPN9OJFCXUPJWB1Q09 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
SLOVAKIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
Citibank, N.A. 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
EGYPT  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
Skandinaviska Enskilda Banken AB 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
Stanbic IBTC Bank Plc 
ii. LEI, if any

029200098C3K8BI2D551 

iii. State, if applicable
 
iv. Foreign country, if applicable
NIGERIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
BofA Securities, Inc. 
ii. LEI, if any

549300HN4UKV1E2R3U73 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Skandinaviska Enskilda Banken AB 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
BNP Paribas 
ii. LEI, if any

R0MUWSFPU8MPRO8K5P83 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
J.P. Morgan S.A. DTVM 
ii. LEI, if any

5493001LS7J56NZZ3G07 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
Bank Leumi le-Israel B.M. 
ii. LEI, if any

7JDSZWRGUQY2DSTWCR57 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
BNP Paribas 
ii. LEI, if any

R0MUWSFPU8MPRO8K5P83 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 37
i. Full name
J.P. Morgan Bank International (Limited Liability Company)** 
ii. LEI, if any

549300B831LSRSI6RA15 

iii. State, if applicable
 
iv. Foreign country, if applicable
RUSSIAN FEDERATION  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 38
i. Full name
BNP Paribas 
ii. LEI, if any

R0MUWSFPU8MPRO8K5P83 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 39
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 40
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 41
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 42
i. Full name
Citibank A.S. 
ii. LEI, if any

CWZ8NZDH5SKY12Q4US31 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 43
i. Full name
Bank Handlowy w. Warszawie S.A. 
ii. LEI, if any

XLEZHWWOI4HFQDGL4793 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
JPMorgan Distribution Services, Inc. 
ii. LEI, if any, or provide and describe other identifying number

000104234 

Description of other identifying number

CRD 

iii. State, if applicable
OHIO  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
J.P. Morgan Investment Management Inc. 
ii. LEI, if any, or other identifying number

549300W78QHV4XMM6K69 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any, or other identifying number

7H6GLXDRUGQFU57RNE97 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
a. Full name
b. SEC file number

c. CRD number
d. LEI, if any

e. State, if applicable
f. Foreign country, if applicable
g. Total commissions paid to the affiliated broker-dealer for the reporting period:


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
RBC Capital Markets, LLC 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

6,643.26000000 

Brokers Record: 2
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

9,261.90000000 

Brokers Record: 3
i. Full name of broker
Goldman Sachs & Co. LLC 
ii. SEC file number

8-00129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

26,049.61000000 

Brokers Record: 4
i. Full name of broker
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

55,601.53000000 

Brokers Record: 5
i. Full name of broker
Deutsche Bank Securities Inc. 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

9,201.74000000 

Brokers Record: 6
i. Full name of broker
Merrill Lynch, Pierce, Fenner & Smith Inc. 
ii. SEC file number

8-07221 

iii. CRD number
000007691 
iv. LEI, if any

8NAV47T0Y26Q87Y0QP81 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

12,511.80000000 

Brokers Record: 7
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

95,581.85000000 

Brokers Record: 8
i. Full name of broker
Barclays Capital, Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

11,732.26000000 

Brokers Record: 9
i. Full name of broker
BNP Paribas Securities Corp. 
ii. SEC file number

8-32682 

iii. CRD number
000015794 
iv. LEI, if any

RCNB6OTYUAMMP879YW96 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,678.14999999 

Brokers Record: 10
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

243,600.56000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

474,865.05000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
RBC Capital Markets, LLC 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

142,015,316.00000000 

Principal Transactions Record: 2
i. Full name of dealer
BNP Paribas Securities Corp. 
ii. SEC file number

8-32682 

iii. CRD number
000015794 
iv. LEI, if any

RCNB6OTYUAMMP879YW96 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

554,612,257.23000002 

Principal Transactions Record: 3
i. Full name of dealer
Barclays Capital, Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,332,167,666.98000000 

Principal Transactions Record: 4
i. Full name of dealer
ING Financial Markets LLC 
ii. SEC file number

8-43978 

iii. CRD number
000028872 
iv. LEI, if any

KBVRJ5K57JZ3E2AVWX40 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

108,033,951.73999999 

Principal Transactions Record: 5
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,229,343,735.24000000 

Principal Transactions Record: 6
i. Full name of dealer
Deutsche Bank Securities Inc. 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

118,536,208.81000000 

Principal Transactions Record: 7
i. Full name of dealer
Goldman Sachs & Co. LLC 
ii. SEC file number

8-00129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,536,831,225.75000000 

Principal Transactions Record: 8
i. Full name of dealer
Wells Fargo Securities, LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,926,625,452.85000000 

Principal Transactions Record: 9
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

545,731,429.22000003 

Principal Transactions Record: 10
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,176,626,049.93000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

9,478,910,622.01000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

3,237,572,391.57000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,500,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
The Bank of New York Mellon 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
J.P. Morgan Fleming Mutual Fund Group, Inc. 
SEC File number( e.g., 811- )
811-08189 
Shared Credit Users Record: 2
Name of fund
JPMorgan Inflation Managed Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 3
Name of fund
JPMorgan SmartRetirement Blend 2045 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 4
Name of fund
JPMorgan Equity Index Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 5
Name of fund
JPMorgan Diversified Return U.S. Small Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 6
Name of fund
JPMorgan Investor Growth & Income Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 7
Name of fund
JPMorgan International Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 8
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 3-10 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 9
Name of fund
JPMorgan Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 10
Name of fund
JPMorgan U.S. Quality Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 11
Name of fund
JPMorgan Core Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 12
Name of fund
JPMorgan SmartRetirement 2025 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 13
Name of fund
JPMorgan BetaBuilders Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 14
Name of fund
JPMorgan SmartRetirement Blend 2055 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 15
Name of fund
JPMorgan Carbon Transition U.S. Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 16
Name of fund
JPMorgan BetaBuilders International Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 17
Name of fund
JPMorgan Small Cap Value Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 18
Name of fund
JPMorgan New York Tax Free Bond Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 19
Name of fund
JPMORGAN BETABUILDERS 1-5 YEAR U.S. AGGREGATE BOND ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 20
Name of fund
JPMorgan Short-Intermediate Municipal Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 21
Name of fund
JPMorgan Government Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 22
Name of fund
JPMorgan Total Return Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 23
Name of fund
JPMorgan High Yield Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 24
Name of fund
JPMorgan Realty Income ETF  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 25
Name of fund
JPMorgan Preferred and Income Securities Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 26
Name of fund
JPMorgan SmartRetirement Blend 2025 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 27
Name of fund
JPMorgan Climate Change Solutions ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 28
Name of fund
JPMorgan SmartRetirement Blend 2050 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 29
Name of fund
JPMorgan Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 30
Name of fund
JPMorgan Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 31
Name of fund
JPMorgan Equity Premium Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 32
Name of fund
JPMorgan Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 33
Name of fund
JPMorgan SmartRetirement Blend 2065 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 34
Name of fund
JPMorgan International Focus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 35
Name of fund
JPMorgan BetaBuilders U.S. Small Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 36
Name of fund
JPMorgan Managed Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 37
Name of fund
JPMorgan U.S. GARP Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 38
Name of fund
JPMorgan Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 39
Name of fund
JPMorgan SmartRetirement Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 40
Name of fund
JPMorgan Active Small Cap Value ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 41
Name of fund
JPMorgan Diversified Return Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 42
Name of fund
JPMorgan Mid Cap Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 43
Name of fund
JPMorgan Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 44
Name of fund
JPMorgan Short Duration Core Plus ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 45
Name of fund
JPMorgan SmartRetirement 2065 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 46
Name of fund
JPMorgan International Hedged Equity Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 47
Name of fund
JPMorgan U.S. Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 48
Name of fund
JPMorgan SmartRetirement 2035 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 49
Name of fund
JPMorgan SmartRetirement Blend 2060 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 50
Name of fund
JPMorgan Small Cap Sustainable Leaders Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 51
Name of fund
JPMorgan Short Duration Core Plus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 52
Name of fund
JPMorgan Investor Balanced Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 53
Name of fund
JPMorgan BetaBuilders Developed Asia Pacific ex-Japan ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 54
Name of fund
JPMorgan Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 55
Name of fund
JPMorgan SmartRetirement 2030 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 56
Name of fund
JPMorgan Corporate Bond Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 57
Name of fund
JPMorgan Floating Rate Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 58
Name of fund
JPMorgan U.S. Momentum Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 59
Name of fund
JPMorgan USD Emerging Markets Sovereign Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 60
Name of fund
J.P. Morgan Mutual Fund Investment Trust 
SEC File number( e.g., 811- )
811-05526 
Shared Credit Users Record: 61
Name of fund
JPMorgan Access Balanced Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 62
Name of fund
JPMorgan SmartRetirement 2060 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 63
Name of fund
JPMorgan Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 64
Name of fund
JPMorgan U.S. Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 65
Name of fund
JPMorgan SmartRetirement 2055 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 66
Name of fund
JPMorgan Ultra-Short Municipal Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 67
Name of fund
JPMorgan U.S. Large Cap Core Plus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 68
Name of fund
JPMorgan Active China ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 69
Name of fund
JPMorgan Investor Conservative Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 70
Name of fund
JPMorgan U.S. Applied Data Science Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 71
Name of fund
JPMorgan Limited Duration Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 72
Name of fund
JPMorgan SmartRetirement Blend 2035 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 73
Name of fund
JPMorgan U.S. Value Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 74
Name of fund
JPMorgan California Tax Free Bond Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 75
Name of fund
JPMorgan BetaBuilders U.S. Aggregate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 76
Name of fund
JPMorgan Income Builder Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 77
Name of fund
JPMorgan BetaBuilders U.S. Mid Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 78
Name of fund
JPMorgan Hedged Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 79
Name of fund
JPMorgan U.S. Small Company Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 80
Name of fund
JPMorgan ActiveBuilders Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 81
Name of fund
JPMorgan Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 82
Name of fund
JPMorgan Investor Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 83
Name of fund
JPMorgan Active Value ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 84
Name of fund
JPMorgan SmartRetirement 2045 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 85
Name of fund
JPMorgan Mortgage-Backed Securities Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 86
Name of fund
JPMorgan Sustainable Infrastructure ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 87
Name of fund
JPMorgan Equity Premium Income Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 88
Name of fund
JPMorgan Emerging Markets Research Enhanced Equity Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 89
Name of fund
JPMorgan SmartRetirement Blend Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 90
Name of fund
JPMorgan SmartRetirement Blend 2030 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 91
Name of fund
JPMorgan BetaBuilders Japan ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 92
Name of fund
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 93
Name of fund
JPMorgan Tax Free Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 94
Name of fund
Undiscovered Managers Funds 
SEC File number( e.g., 811- )
811-08437 
Shared Credit Users Record: 95
Name of fund
JPMorgan Diversified Return U.S. Mid Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 96
Name of fund
JPMorgan BetaBuilders MSCI US REIT ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 97
Name of fund
JPMorgan Diversified Return International Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 98
Name of fund
JPMorgan SmartRetirement Blend 2020 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 99
Name of fund
JPMorgan SmartRetirement 2040 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 100
Name of fund
JPMorgan Active Growth ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 101
Name of fund
JPMorgan Strategic Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 102
Name of fund
JPMorgan Europe Dynamic Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 103
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 20+ Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 104
Name of fund
JPMorgan Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 105
Name of fund
JPMorgan Diversified Return U.S. Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 106
Name of fund
JPMorgan Unconstrained Debt Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 107
Name of fund
JPMorgan Large Cap Value Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 108
Name of fund
JPMorgan Nasdaq Equity Premium Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 109
Name of fund
JPMorgan BetaBuilders U.S. TIPS 0-5 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 110
Name of fund
JPMorgan SMID Cap Equity Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 111
Name of fund
JPMorgan Access Growth Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 112
Name of fund
JPMorgan Ultra-Short Municipal Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 113
Name of fund
JPMorgan Core Plus Bond ETF  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 114
Name of fund
JPMORGAN BETABUILDERS U.S. EQUITY ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 115
Name of fund
JPMorgan BetaBuilders USD Investment Grade Corporate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 116
Name of fund
JPMorgan Diversified Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 117
Name of fund
JPMorgan Research Market Neutral Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 118
Name of fund
JPMorgan Equity Focus ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 119
Name of fund
JPMorgan Ultra-Short Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 120
Name of fund
JPMorgan Hedged Equity 2 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 121
Name of fund
JPMorgan Small Cap Blend Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 122
Name of fund
JPMorgan BetaBuilders Europe ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 123
Name of fund
JPMorgan International Bond Opportunities ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 124
Name of fund
JPMorgan BetaBuilders Canada ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 125
Name of fund
JPMorgan Global Allocation Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 126
Name of fund
JPMorgan International Growth ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 127
Name of fund
JPMorgan Equity Income Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 128
Name of fund
JPMorgan Tax Aware Real Return Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 129
Name of fund
JPMorgan U.S. Research Enhanced Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 130
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 1-3 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 131
Name of fund
JPMorgan Institutional Trust 
SEC File number( e.g., 811- )
811-21638 
Shared Credit Users Record: 132
Name of fund
JPMorgan International Research Enhanced Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 133
Name of fund
JPMorgan Value Advantage Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 134
Name of fund
JPMorgan National Municipal Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 135
Name of fund
JPMorgan Sustainable Municipal Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 136
Name of fund
JPMorgan Municipal ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 137
Name of fund
JPMorgan SmartRetirement 2050 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 138
Name of fund
JPMorgan SmartRetirement 2020 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 139
Name of fund
JPMorgan Market Expansion Enhanced Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 140
Name of fund
JPMorgan High Yield Municipal ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 141
Name of fund
JPMorgan Hedged Equity 3 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 142
Name of fund
JPMorgan SmartRetirement Blend 2040 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 143
Name of fund
JPMorgan U.S. Sustainable Leaders Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 144
Name of fund
JPMorgan Developed International Value Fund 
SEC File number( e.g., 811- )
811-21295 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No

Line of Credit details Record: 2 i. Is the line of credit a committed or uncommitted line of credit? Radio button not checked Committed Radio button checked Uncommitted ii. What size is the line of credit?

100,000,000.00000000 

iii. With which institution(s) is the line of credit? Line Institutions Record: 1Name of institution
JPMorgan Chase Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared 1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
JPMorgan Trust I 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 2
Name of fund
J.P. Morgan Fleming Mutual Fund Group, Inc. 
SEC File number( e.g., 811- )
811-08189 
Shared Credit Users Record: 3
Name of fund
JPMorgan Trust IV 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 4
Name of fund
JPMorgan Institutional Trust 
SEC File number( e.g., 811- )
811-21638 
Shared Credit Users Record: 5
Name of fund
J.P. Morgan Mutual Fund Investment Trust 
SEC File number( e.g., 811- )
811-05526 
Shared Credit Users Record: 6
Name of fund
J.P. Morgan Exchange-Traded Fund Trust  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 7
Name of fund
JPMorgan Trust II 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 8
Name of fund
Undiscovered Managers Funds 
SEC File number( e.g., 811- )
811-08437 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 3

Item C.1. Background information.

a. Full Name of the Fund

JPMorgan Unconstrained Debt Fund 

b. Series identication number, if any

S000030249 

c. LEI

L741Z0PP68YKBPJH3F03 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

6 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000093101 

iii. Ticker symbol, if any

JSIAX 

Shares Outstanding Record: 2
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000093102 

iii. Ticker symbol, if any

JINCX 

Shares Outstanding Record: 3
i. Full name of Class
Class R2 Shares 
ii. Class identification number, if any

C000093104 

iii. Ticker symbol, if any

JISZX 

Shares Outstanding Record: 4
i. Full name of Class
Class R5 Shares 
ii. Class identification number, if any

C000093105 

iii. Ticker symbol, if any

JSIRX 

Shares Outstanding Record: 5
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000106117 

iii. Ticker symbol, if any

JSIMX 

Shares Outstanding Record: 6
i. Full name of Class
Class I Shares 
ii. Class identification number, if any

C000093103 

iii. Ticker symbol, if any

JSISX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Citibank N.A. 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
J.P. Morgan Investment Management Inc. 
ii. LEI, if any:

549300W78QHV4XMM6K69 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

0.00000000 

g. Provide the net income from securities lending activities

0.00000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
J.P. Morgan Investment Management Inc. 
ii. SEC file number ( e.g., 801- )

801-21011 

iii.CRD number
000107038 
iv. LEI, if any

549300W78QHV4XMM6K69 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

84-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
LSEG 
ii. LEI, if any, or provide and describe other identifying number

2138007FV67QQ13CGJ43 

Description of other identifying number

 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
Pricing Services Record: 4
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

2138005LTLTVZ4WMEX25 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Skandinaviska Enskilda Banken AB 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Cititrust Colombia S.A. 
ii. LEI, if any

549300242J3IJCOSGI49 

iii. State, if applicable
 
iv. Foreign country, if applicable
COLOMBIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
BNP Paribas 
ii. LEI, if any

R0MUWSFPU8MPRO8K5P83 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
PT Bank HSBC Indonesia 
ii. LEI, if any

213800HW5IDIRLWH1203 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDONESIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
UBS Securities LLC 
ii. LEI, if any

T6FIZBDPKLYJKFCRVK44 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Standard Chartered Bank (Thai) Public Company Limited 
ii. LEI, if any

549300O1LQYCQ7G1IM57 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
Skandinaviska Enskilda Banken AB 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
Bank Handlowy w. Warszawie S.A. 
ii. LEI, if any

XLEZHWWOI4HFQDGL4793 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
Citibank A.S. 
ii. LEI, if any

CWZ8NZDH5SKY12Q4US31 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
SLOVAKIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
Skandinaviska Enskilda Banken AB 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
Bank Leumi le-Israel B.M. 
ii. LEI, if any

7JDSZWRGUQY2DSTWCR57 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
Citibank, N.A. 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
EGYPT  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
J.P. Morgan Bank International (Limited Liability Company)** 
ii. LEI, if any

549300B831LSRSI6RA15 

iii. State, if applicable
 
iv. Foreign country, if applicable
RUSSIAN FEDERATION  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
HSBC Bank Malaysia Berhad 
ii. LEI, if any

P3RPN9OJFCXUPJWB1Q09 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
BNP Paribas 
ii. LEI, if any

R0MUWSFPU8MPRO8K5P83 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
Citigroup Global Markets Inc. 
ii. LEI, if any

MBNUM2BPBDO7JBLYG310 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
J.P. Morgan S.A. DTVM 
ii. LEI, if any

5493001LS7J56NZZ3G07 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
BNP Paribas 
ii. LEI, if any

R0MUWSFPU8MPRO8K5P83 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
Standard Chartered Bank Korea Limited 
ii. LEI, if any

NUXTG47HHHM1K2L0SG39 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 37
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 38
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 39
i. Full name
BofA Securities, Inc. 
ii. LEI, if any

549300HN4UKV1E2R3U73 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 40
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 41
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 42
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
JPMorgan Distribution Services, Inc. 
ii. LEI, if any, or provide and describe other identifying number

000104234 

Description of other identifying number

CRD 

iii. State, if applicable
OHIO  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any, or other identifying number

7H6GLXDRUGQFU57RNE97 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
Administrators Record: 2
i. Full name
J.P. Morgan Investment Management Inc. 
ii. LEI, if any, or other identifying number

549300W78QHV4XMM6K69 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
a. Full name
b. SEC file number

c. CRD number
d. LEI, if any

e. State, if applicable
f. Foreign country, if applicable
g. Total commissions paid to the affiliated broker-dealer for the reporting period:


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Barclays Capital, Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,060.74000000 

Brokers Record: 2
i. Full name of broker
Merrill Lynch, Pierce, Fenner & Smith Inc. 
ii. SEC file number

8-07221 

iii. CRD number
000007691 
iv. LEI, if any

8NAV47T0Y26Q87Y0QP81 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

3,109.33000000 

Brokers Record: 3
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,678.15000000 

Brokers Record: 4
i. Full name of broker
RBC Capital Markets, LLC 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

736.18000000 

Brokers Record: 5
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

23,880.95999999 

Brokers Record: 6
i. Full name of broker
Deutsche Bank Securities Inc. 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

929.03000000 

Brokers Record: 7
i. Full name of broker
Goldman Sachs & Co. LLC 
ii. SEC file number

8-00129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,232.33000000 

Brokers Record: 8
i. Full name of broker
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

16,183.11000000 

Brokers Record: 9
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

47,471.70000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

102,281.53000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

589,924,464.80999994 

Principal Transactions Record: 2
i. Full name of dealer
Deutsche Bank Securities Inc. 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

40,666,523.03000000 

Principal Transactions Record: 3
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

226,758,911.59000000 

Principal Transactions Record: 4
i. Full name of dealer
Barclays Capital, Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

499,240,303.79000000 

Principal Transactions Record: 5
i. Full name of dealer
Wells Fargo Securities, LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

929,901,330.09000000 

Principal Transactions Record: 6
i. Full name of dealer
BMO Nesbitt Burns Securities Ltd. 
ii. SEC file number

8-50538 

iii. CRD number
000044057 
iv. LEI, if any

M3LKFDNSJGJ7TMLH6Z15 

v. State, if applicable
 
vi. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

38,703,912.67000000 

Principal Transactions Record: 7
i. Full name of dealer
Goldman Sachs & Co. LLC 
ii. SEC file number

8-00129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

720,484,041.69000000 

Principal Transactions Record: 8
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

577,164,604.31000000 

Principal Transactions Record: 9
i. Full name of dealer
BNP Paribas Securities Corp. 
ii. SEC file number

8-32682 

iii. CRD number
000015794 
iv. LEI, if any

RCNB6OTYUAMMP879YW96 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

241,396,824.75999999 

Principal Transactions Record: 10
i. Full name of dealer
Jefferies LLC 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

27,124,512.03000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

4,129,849,849.44000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

1,077,317,560.84000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button not checked Committed Radio button checked Uncommitted
ii. What size is the line of credit?

100,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
JPMorgan Institutional Trust 
SEC File number( e.g., 811- )
811-21638 
Shared Credit Users Record: 2
Name of fund
JPMorgan Trust II 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 3
Name of fund
Undiscovered Managers Funds 
SEC File number( e.g., 811- )
811-08437 
Shared Credit Users Record: 4
Name of fund
J.P. Morgan Mutual Fund Investment Trust 
SEC File number( e.g., 811- )
811-05526 
Shared Credit Users Record: 5
Name of fund
J.P. Morgan Exchange-Traded Fund Trust  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 6
Name of fund
JPMorgan Trust I 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 7
Name of fund
J.P. Morgan Fleming Mutual Fund Group, Inc. 
SEC File number( e.g., 811- )
811-08189 
Shared Credit Users Record: 8
Name of fund
JPMorgan Trust IV 
SEC File number( e.g., 811- )
811-23117 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No

Line of Credit details Record: 2 i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted ii. What size is the line of credit?

1,500,000,000.00000000 

iii. With which institution(s) is the line of credit? Line Institutions Record: 1Name of institution
The Bank of New York Mellon 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared 1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
JPMorgan U.S. Sustainable Leaders Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 2
Name of fund
JPMorgan Emerging Markets Research Enhanced Equity Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 3
Name of fund
JPMorgan International Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 4
Name of fund
JPMorgan Mortgage-Backed Securities Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 5
Name of fund
JPMorgan SmartRetirement Blend Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 6
Name of fund
JPMorgan Floating Rate Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 7
Name of fund
JPMorgan Nasdaq Equity Premium Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 8
Name of fund
JPMorgan Short Duration Core Plus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 9
Name of fund
JPMorgan SmartRetirement Blend 2020 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 10
Name of fund
JPMorgan BetaBuilders MSCI US REIT ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 11
Name of fund
JPMorgan Tax Free Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 12
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 20+ Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 13
Name of fund
J.P. Morgan Fleming Mutual Fund Group, Inc. 
SEC File number( e.g., 811- )
811-08189 
Shared Credit Users Record: 14
Name of fund
J.P. Morgan Mutual Fund Investment Trust 
SEC File number( e.g., 811- )
811-05526 
Shared Credit Users Record: 15
Name of fund
JPMorgan Investor Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 16
Name of fund
JPMorgan Short-Intermediate Municipal Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 17
Name of fund
JPMorgan SmartRetirement Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 18
Name of fund
JPMorgan Small Cap Value Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 19
Name of fund
JPMorgan Municipal ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 20
Name of fund
JPMorgan Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 21
Name of fund
JPMorgan Limited Duration Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 22
Name of fund
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 23
Name of fund
JPMorgan Equity Income Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 24
Name of fund
JPMorgan Small Cap Blend Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 25
Name of fund
JPMorgan Hedged Equity 2 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 26
Name of fund
JPMorgan U.S. GARP Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 27
Name of fund
JPMorgan Short Duration Core Plus ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 28
Name of fund
JPMorgan SmartRetirement 2025 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 29
Name of fund
JPMorgan Access Balanced Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 30
Name of fund
JPMorgan International Research Enhanced Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 31
Name of fund
JPMorgan SmartRetirement Blend 2045 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 32
Name of fund
JPMorgan Climate Change Solutions ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 33
Name of fund
JPMorgan Investor Balanced Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 34
Name of fund
JPMorgan Research Market Neutral Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 35
Name of fund
JPMorgan Large Cap Value Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 36
Name of fund
JPMorgan BetaBuilders U.S. Small Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 37
Name of fund
JPMorgan Developed International Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 38
Name of fund
JPMorgan Europe Dynamic Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 39
Name of fund
JPMorgan Strategic Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 40
Name of fund
JPMorgan SmartRetirement 2020 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 41
Name of fund
JPMorgan Government Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 42
Name of fund
JPMorgan SmartRetirement Blend 2055 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 43
Name of fund
JPMorgan Tax Aware Real Return Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 44
Name of fund
JPMorgan Value Advantage Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 45
Name of fund
JPMorgan Hedged Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 46
Name of fund
JPMorgan U.S. Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 47
Name of fund
JPMorgan SmartRetirement 2035 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 48
Name of fund
JPMorgan Active Value ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 49
Name of fund
JPMorgan U.S. Applied Data Science Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 50
Name of fund
JPMorgan SMID Cap Equity Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 51
Name of fund
JPMorgan Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 52
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 1-3 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 53
Name of fund
JPMorgan Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 54
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 3-10 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 55
Name of fund
JPMorgan Core Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 56
Name of fund
JPMorgan Equity Index Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 57
Name of fund
JPMorgan SmartRetirement Blend 2065 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 58
Name of fund
JPMorgan Diversified Return U.S. Small Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 59
Name of fund
JPMorgan High Yield Municipal ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 60
Name of fund
JPMorgan U.S. Momentum Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 61
Name of fund
JPMorgan SmartRetirement Blend 2025 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 62
Name of fund
JPMorgan High Yield Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 63
Name of fund
JPMorgan Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 64
Name of fund
JPMorgan U.S. Value Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 65
Name of fund
JPMorgan BetaBuilders U.S. TIPS 0-5 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 66
Name of fund
JPMorgan USD Emerging Markets Sovereign Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 67
Name of fund
JPMorgan SmartRetirement 2065 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 68
Name of fund
JPMorgan SmartRetirement Blend 2050 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 69
Name of fund
JPMorgan Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 70
Name of fund
JPMorgan Access Growth Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 71
Name of fund
JPMorgan Ultra-Short Municipal Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 72
Name of fund
JPMorgan BetaBuilders USD Investment Grade Corporate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 73
Name of fund
JPMorgan Diversified Return Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 74
Name of fund
JPMorgan Sustainable Infrastructure ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 75
Name of fund
JPMorgan California Tax Free Bond Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 76
Name of fund
JPMorgan International Bond Opportunities ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 77
Name of fund
JPMorgan International Growth ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 78
Name of fund
JPMorgan Diversified Return U.S. Mid Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 79
Name of fund
JPMorgan ActiveBuilders Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 80
Name of fund
JPMORGAN BETABUILDERS U.S. EQUITY ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 81
Name of fund
JPMorgan Institutional Trust 
SEC File number( e.g., 811- )
811-21638 
Shared Credit Users Record: 82
Name of fund
JPMorgan Total Return Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 83
Name of fund
JPMorgan International Hedged Equity Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 84
Name of fund
JPMorgan Inflation Managed Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 85
Name of fund
JPMorgan Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 86
Name of fund
JPMorgan Active Growth ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 87
Name of fund
JPMorgan Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 88
Name of fund
JPMorgan National Municipal Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 89
Name of fund
JPMorgan International Focus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 90
Name of fund
JPMorgan BetaBuilders Canada ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 91
Name of fund
JPMorgan Market Expansion Enhanced Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 92
Name of fund
JPMorgan SmartRetirement Blend 2035 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 93
Name of fund
JPMorgan SmartRetirement 2050 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 94
Name of fund
JPMorgan Ultra-Short Municipal Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 95
Name of fund
JPMorgan Equity Focus ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 96
Name of fund
JPMorgan U.S. Large Cap Core Plus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 97
Name of fund
JPMorgan U.S. Research Enhanced Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 98
Name of fund
JPMorgan Sustainable Municipal Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 99
Name of fund
JPMorgan SmartRetirement 2030 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 100
Name of fund
JPMorgan U.S. Small Company Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 101
Name of fund
JPMorgan Ultra-Short Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 102
Name of fund
JPMorgan BetaBuilders Japan ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 103
Name of fund
JPMorgan Mid Cap Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 104
Name of fund
JPMorgan SmartRetirement 2045 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 105
Name of fund
JPMorgan Small Cap Sustainable Leaders Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 106
Name of fund
JPMorgan SmartRetirement Blend 2040 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 107
Name of fund
JPMorgan Investor Conservative Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 108
Name of fund
JPMorgan Investor Growth & Income Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 109
Name of fund
JPMorgan Active Small Cap Value ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 110
Name of fund
JPMorgan Corporate Bond Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 111
Name of fund
JPMorgan Equity Premium Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 112
Name of fund
Undiscovered Managers Funds 
SEC File number( e.g., 811- )
811-08437 
Shared Credit Users Record: 113
Name of fund
JPMorgan BetaBuilders Europe ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 114
Name of fund
JPMorgan Preferred and Income Securities Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 115
Name of fund
JPMorgan SmartRetirement Blend 2030 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 116
Name of fund
JPMorgan Global Bond Opportunities Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 117
Name of fund
JPMorgan BetaBuilders Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 118
Name of fund
JPMorgan Realty Income ETF  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 119
Name of fund
JPMorgan BetaBuilders U.S. Mid Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 120
Name of fund
JPMorgan Diversified Return U.S. Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 121
Name of fund
JPMorgan U.S. Quality Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 122
Name of fund
JPMorgan Diversified Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 123
Name of fund
JPMorgan Managed Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 124
Name of fund
JPMorgan Active China ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 125
Name of fund
JPMorgan Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 126
Name of fund
JPMorgan SmartRetirement Blend 2060 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 127
Name of fund
JPMorgan Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 128
Name of fund
JPMorgan Equity Premium Income Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 129
Name of fund
JPMorgan Carbon Transition U.S. Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 130
Name of fund
JPMorgan Income Builder Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 131
Name of fund
JPMorgan Core Plus Bond ETF  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 132
Name of fund
JPMorgan BetaBuilders Developed Asia Pacific ex-Japan ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 133
Name of fund
JPMorgan Global Allocation Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 134
Name of fund
JPMorgan Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 135
Name of fund
JPMorgan BetaBuilders U.S. Aggregate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 136
Name of fund
JPMorgan BetaBuilders International Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 137
Name of fund
JPMorgan New York Tax Free Bond Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 138
Name of fund
JPMorgan Hedged Equity 3 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 139
Name of fund
JPMorgan SmartRetirement 2040 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 140
Name of fund
JPMorgan U.S. Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 141
Name of fund
JPMorgan SmartRetirement 2060 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 142
Name of fund
JPMorgan Diversified Return International Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 143
Name of fund
JPMORGAN BETABUILDERS 1-5 YEAR U.S. AGGREGATE BOND ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 144
Name of fund
JPMorgan SmartRetirement 2055 Fund 
SEC File number( e.g., 811- )
811-21295 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 4

Item C.1. Background information.

a. Full Name of the Fund

JPMorgan Tax Free Money Market Fund 

b. Series identication number, if any

S000002970 

c. LEI

549300IO2U42H5SP0G92 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

5 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Morgan Shares 
ii. Class identification number, if any

C000008140 

iii. Ticker symbol, if any

VTMXX 

Shares Outstanding Record: 2
i. Full name of Class
Premier Shares 
ii. Class identification number, if any

C000008141 

iii. Ticker symbol, if any

VXPXX 

Shares Outstanding Record: 3
i. Full name of Class
Institutional Class Shares 
ii. Class identification number, if any

C000008139 

iii. Ticker symbol, if any

JTFXX 

Shares Outstanding Record: 4
i. Full name of Class
Agency Shares 
ii. Class identification number, if any

C000008143 

iii. Ticker symbol, if any

VTIXX 

Shares Outstanding Record: 5
i. Full name of Class
Reserve Shares 
ii. Class identification number, if any

C000008142 

iii. Ticker symbol, if any

RTJXX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

0.00000000 

g. Provide the net income from securities lending activities

0.00000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox not checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox not checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
J.P. Morgan Investment Management Inc. 
ii. SEC file number ( e.g., 801- )

801-21011 

iii.CRD number
000107038 
iv. LEI, if any

549300W78QHV4XMM6K69 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

84-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
JPMorgan Distribution Services, Inc. 
ii. LEI, if any, or provide and describe other identifying number

000104234 

Description of other identifying number

CRD 

iii. State, if applicable
OHIO  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any, or other identifying number

7H6GLXDRUGQFU57RNE97 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
Administrators Record: 2
i. Full name
J.P. Morgan Investment Management Inc. 
ii. LEI, if any, or other identifying number

549300W78QHV4XMM6K69 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
a. Full name
b. SEC file number

c. CRD number
d. LEI, if any

e. State, if applicable
f. Foreign country, if applicable
g. Total commissions paid to the affiliated broker-dealer for the reporting period:


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.00000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
TD SECURITIES (USA) LLC 
ii. SEC file number

8-36747 

iii. CRD number
000018476 
iv. LEI, if any

SUVUFHICNZMP2WKHG940 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

4,433,744,296.89999960 

Principal Transactions Record: 2
i. Full name of dealer
Barclays Capital, Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

6,215,121,250.00000000 

Principal Transactions Record: 3
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

4,476,095,384.43000030 

Principal Transactions Record: 4
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

3,063,415,871.38000010 

Principal Transactions Record: 5
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

11,245,735,695.74000000 

Principal Transactions Record: 6
i. Full name of dealer
Goldman Sachs & Co. LLC 
ii. SEC file number

8-00129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

5,622,347,999.98999980 

Principal Transactions Record: 7
i. Full name of dealer
AON Securities LLC 
ii. SEC file number

8-14953 

iii. CRD number
000004138 
iv. LEI, if any

549300JF73MZNI4CMN58 

v. State, if applicable
ILLINOIS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,976,510,000.00000000 

Principal Transactions Record: 8
i. Full name of dealer
Wells Fargo Securities, LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

5,797,675,430.64999960 

Principal Transactions Record: 9
i. Full name of dealer
RBC Capital Markets, LLC 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

3,097,635,000.01000020 

Principal Transactions Record: 10
i. Full name of dealer
Bank of New York Mellon Corp. 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

WFLLPEPC7FZXENRZV188 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

10,389,000,000.00000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

63,164,016,821.83000200 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

 

b. Provide the money market fund's daily average net assets during the reporting period

10,641,283,508.76000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button not checked Committed Radio button checked Uncommitted
ii. What size is the line of credit?

100,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
JPMorgan Institutional Trust 
SEC File number( e.g., 811- )
811-21638 
Shared Credit Users Record: 2
Name of fund
J.P. Morgan Mutual Fund Investment Trust 
SEC File number( e.g., 811- )
811-05526 
Shared Credit Users Record: 3
Name of fund
JPMorgan Trust II 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 4
Name of fund
J.P. Morgan Fleming Mutual Fund Group, Inc. 
SEC File number( e.g., 811- )
811-08189 
Shared Credit Users Record: 5
Name of fund
J.P. Morgan Exchange-Traded Fund Trust  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 6
Name of fund
Undiscovered Managers Funds 
SEC File number( e.g., 811- )
811-08437 
Shared Credit Users Record: 7
Name of fund
JPMorgan Trust IV 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 8
Name of fund
JPMorgan Trust I 
SEC File number( e.g., 811- )
811-21295 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Management Investment Record: 5

Item C.1. Background information.

a. Full Name of the Fund

JPMorgan Short Duration Core Plus Fund 

b. Series identication number, if any

S000039927 

c. LEI

549300Q5U8SV79G4IM14 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

4 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000123825 

iii. Ticker symbol, if any

JSDHX 

Shares Outstanding Record: 2
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000123826 

iii. Ticker symbol, if any

JSDCX 

Shares Outstanding Record: 3
i. Full name of Class
Class I Shares 
ii. Class identification number, if any

C000123827 

iii. Ticker symbol, if any

JSDSX 

Shares Outstanding Record: 4
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000123828 

iii. Ticker symbol, if any

JSDRX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Citibank N.A. 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
J.P. Morgan Investment Management Inc. 
ii. LEI, if any:

549300W78QHV4XMM6K69 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

0.00000000 

g. Provide the net income from securities lending activities

0.00000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
J.P. Morgan Investment Management Inc. 
ii. SEC file number ( e.g., 801- )

801-21011 

iii.CRD number
000107038 
iv. LEI, if any

549300W78QHV4XMM6K69 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

84-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
LSEG 
ii. LEI, if any, or provide and describe other identifying number

2138007FV67QQ13CGJ43 

Description of other identifying number

 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

2138005LTLTVZ4WMEX25 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
HSBC Bank Malaysia Berhad 
ii. LEI, if any

P3RPN9OJFCXUPJWB1Q09 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
HSBC Bank Bermuda Limited 
ii. LEI, if any

0W1U67PTV5WY3WYWKD79 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Stanbic IBTC Bank Plc 
ii. LEI, if any

029200098C3K8BI2D551 

iii. State, if applicable
 
iv. Foreign country, if applicable
NIGERIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Skandinaviska Enskilda Banken AB 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
BNP Paribas 
ii. LEI, if any

R0MUWSFPU8MPRO8K5P83 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
HSBC Bank Argentina S.A. 
ii. LEI, if any

549300K52NF2S4SQDO82 

iii. State, if applicable
 
iv. Foreign country, if applicable
ARGENTINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
BNP Paribas 
ii. LEI, if any

R0MUWSFPU8MPRO8K5P83 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
Skandinaviska Enskilda Banken AB 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
Citigroup Global Markets Inc. 
ii. LEI, if any

MBNUM2BPBDO7JBLYG310 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
Standard Chartered Bank Zambia Plc 
ii. LEI, if any

549300247QDZHDI30A83 

iii. State, if applicable
 
iv. Foreign country, if applicable
ZAMBIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
Skandinaviska Enskilda Banken AB 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
BNP Paribas 
ii. LEI, if any

R0MUWSFPU8MPRO8K5P83 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Banco Santander Chile 
ii. LEI, if any

3YJP8HORPAEXJ80D6368 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHILE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
Clearstream 
ii. LEI, if any

549300OL514RA0SXJJ44 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
Banco Itau Uruguay S.A. 
ii. LEI, if any

549300HU8OQS1VTVXN55 

iii. State, if applicable
 
iv. Foreign country, if applicable
URUGUAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
Citibank del Peru S.A. 
ii. LEI, if any

MYTK5NHHP1G8TVFGT193 

iii. State, if applicable
 
iv. Foreign country, if applicable
PERU  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
Cititrust Colombia S.A. 
ii. LEI, if any

549300242J3IJCOSGI49 

iii. State, if applicable
 
iv. Foreign country, if applicable
COLOMBIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
Standard Chartered Bank Korea Limited 
ii. LEI, if any

NUXTG47HHHM1K2L0SG39 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
HSBC Bank Middle East Limited 
ii. LEI, if any

549300F99IL9YJDWH369 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED ARAB EMIRATES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 37
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 38
i. Full name
Bank Handlowy w. Warszawie S.A. 
ii. LEI, if any

XLEZHWWOI4HFQDGL4793 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 39
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 40
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
JPMorgan Distribution Services, Inc. 
ii. LEI, if any, or provide and describe other identifying number

000104234 

Description of other identifying number

CRD 

iii. State, if applicable
OHIO  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any, or other identifying number

7H6GLXDRUGQFU57RNE97 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
Administrators Record: 2
i. Full name
J.P. Morgan Investment Management Inc. 
ii. LEI, if any, or other identifying number

549300W78QHV4XMM6K69 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
a. Full name
b. SEC file number

c. CRD number
d. LEI, if any

e. State, if applicable
f. Foreign country, if applicable
g. Total commissions paid to the affiliated broker-dealer for the reporting period:


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Barclays Capital, Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

86,548.10000000 

Brokers Record: 2
i. Full name of broker
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,477.60000000 

Brokers Record: 3
i. Full name of broker
Deutsche Bank Securities Inc. 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

11,899.35000000 

Brokers Record: 4
i. Full name of broker
Goldman Sachs & Co. LLC 
ii. SEC file number

8-00129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

11,614.98000000 

Brokers Record: 5
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,806.58000000 

Brokers Record: 6
i. Full name of broker
RBC Capital Markets, LLC 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

24.53000000 

Brokers Record: 7
i. Full name of broker
Jefferies LLC 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

14.58000000 

Brokers Record: 8
i. Full name of broker
BNP Paribas Securities Corp. 
ii. SEC file number

8-32682 

iii. CRD number
000015794 
iv. LEI, if any

RCNB6OTYUAMMP879YW96 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

10.35000000 

Brokers Record: 9
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

91,422.80000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

205,818.87000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Goldman Sachs & Co. LLC 
ii. SEC file number

8-00129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

635,589,811.64999998 

Principal Transactions Record: 2
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

290,394,738.38000000 

Principal Transactions Record: 3
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

361,397,434.48000000 

Principal Transactions Record: 4
i. Full name of dealer
Deutsche Bank Securities Inc. 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

201,287,600.87000000 

Principal Transactions Record: 5
i. Full name of dealer
BNP Paribas Securities Corp. 
ii. SEC file number

8-32682 

iii. CRD number
000015794 
iv. LEI, if any

RCNB6OTYUAMMP879YW96 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

322,616,325.01999998 

Principal Transactions Record: 6
i. Full name of dealer
RBC Capital Markets, LLC 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

212,639,088.81999999 

Principal Transactions Record: 7
i. Full name of dealer
Barclays Capital, Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

302,668,648.10000000 

Principal Transactions Record: 8
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

323,249,922.81000000 

Principal Transactions Record: 9
i. Full name of dealer
Wells Fargo Securities, LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

235,210,410.06000000 

Principal Transactions Record: 10
i. Full name of dealer
Nomura Securities International, Inc. 
ii. SEC file number

8-15255 

iii. CRD number
000004297 
iv. LEI, if any

OXTKY6Q8X53C9ILVV871 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

101,162,097.23000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

3,552,306,942.21000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

3,989,207,865.38000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,500,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
The Bank of New York Mellon 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
JPMorgan California Tax Free Bond Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 2
Name of fund
JPMorgan Inflation Managed Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 3
Name of fund
JPMorgan Investor Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 4
Name of fund
JPMorgan Government Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 5
Name of fund
JPMorgan Corporate Bond Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 6
Name of fund
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 7
Name of fund
JPMorgan Investor Balanced Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 8
Name of fund
JPMorgan USD Emerging Markets Sovereign Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 9
Name of fund
JPMorgan U.S. Large Cap Core Plus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 10
Name of fund
JPMorgan Equity Premium Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 11
Name of fund
JPMorgan International Hedged Equity Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 12
Name of fund
JPMorgan Carbon Transition U.S. Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 13
Name of fund
JPMorgan Mid Cap Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 14
Name of fund
JPMorgan SmartRetirement Blend 2050 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 15
Name of fund
JPMORGAN BETABUILDERS U.S. EQUITY ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 16
Name of fund
JPMorgan U.S. Applied Data Science Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 17
Name of fund
JPMorgan High Yield Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 18
Name of fund
JPMorgan SmartRetirement Blend 2045 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 19
Name of fund
JPMorgan Climate Change Solutions ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 20
Name of fund
JPMorgan Equity Index Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 21
Name of fund
JPMorgan International Focus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 22
Name of fund
JPMorgan BetaBuilders MSCI US REIT ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 23
Name of fund
JPMorgan Realty Income ETF  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 24
Name of fund
JPMorgan Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 25
Name of fund
JPMorgan Diversified Return Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 26
Name of fund
JPMorgan Diversified Return U.S. Mid Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 27
Name of fund
JPMorgan Core Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 28
Name of fund
JPMorgan Tax Aware Real Return Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 29
Name of fund
JPMorgan Emerging Markets Research Enhanced Equity Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 30
Name of fund
JPMorgan Investor Growth & Income Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 31
Name of fund
JPMorgan BetaBuilders Europe ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 32
Name of fund
JPMorgan Equity Premium Income Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 33
Name of fund
JPMorgan SmartRetirement 2030 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 34
Name of fund
JPMorgan Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 35
Name of fund
JPMorgan Short-Intermediate Municipal Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 36
Name of fund
JPMorgan BetaBuilders International Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 37
Name of fund
JPMorgan New York Tax Free Bond Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 38
Name of fund
JPMorgan BetaBuilders USD Investment Grade Corporate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 39
Name of fund
JPMorgan Ultra-Short Municipal Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 40
Name of fund
JPMorgan SmartRetirement 2065 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 41
Name of fund
JPMorgan U.S. GARP Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 42
Name of fund
JPMorgan Limited Duration Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 43
Name of fund
JPMorgan SmartRetirement 2040 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 44
Name of fund
JPMorgan Developed International Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 45
Name of fund
JPMorgan BetaBuilders U.S. Aggregate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 46
Name of fund
JPMorgan U.S. Sustainable Leaders Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 47
Name of fund
JPMorgan Small Cap Blend Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 48
Name of fund
JPMorgan Europe Dynamic Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 49
Name of fund
JPMorgan Research Market Neutral Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 50
Name of fund
JPMorgan Tax Free Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 51
Name of fund
JPMorgan Active Small Cap Value ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 52
Name of fund
JPMorgan BetaBuilders Canada ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 53
Name of fund
JPMorgan Hedged Equity 2 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 54
Name of fund
JPMorgan Total Return Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 55
Name of fund
JPMorgan Sustainable Municipal Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 56
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 1-3 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 57
Name of fund
JPMorgan Small Cap Value Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 58
Name of fund
JPMorgan SmartRetirement Blend Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 59
Name of fund
JPMorgan BetaBuilders U.S. TIPS 0-5 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 60
Name of fund
JPMorgan Active Value ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 61
Name of fund
JPMorgan Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 62
Name of fund
JPMorgan SmartRetirement Blend 2020 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 63
Name of fund
JPMorgan SmartRetirement Blend 2040 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 64
Name of fund
JPMorgan Institutional Trust 
SEC File number( e.g., 811- )
811-21638 
Shared Credit Users Record: 65
Name of fund
JPMorgan SmartRetirement 2020 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 66
Name of fund
JPMorgan Equity Income Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 67
Name of fund
JPMorgan Nasdaq Equity Premium Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 68
Name of fund
JPMorgan International Bond Opportunities ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 69
Name of fund
JPMorgan Diversified Return U.S. Small Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 70
Name of fund
JPMorgan Active China ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 71
Name of fund
JPMorgan SmartRetirement 2045 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 72
Name of fund
JPMorgan Market Expansion Enhanced Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 73
Name of fund
JPMorgan BetaBuilders U.S. Small Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 74
Name of fund
JPMorgan International Research Enhanced Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 75
Name of fund
JPMorgan SmartRetirement Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 76
Name of fund
JPMorgan Access Balanced Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 77
Name of fund
JPMorgan Small Cap Sustainable Leaders Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 78
Name of fund
JPMorgan Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 79
Name of fund
JPMorgan SmartRetirement 2035 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 80
Name of fund
JPMorgan Municipal ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 81
Name of fund
JPMorgan SmartRetirement 2055 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 82
Name of fund
JPMorgan ActiveBuilders Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 83
Name of fund
JPMorgan U.S. Research Enhanced Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 84
Name of fund
JPMorgan Investor Conservative Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 85
Name of fund
JPMorgan Unconstrained Debt Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 86
Name of fund
JPMorgan U.S. Momentum Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 87
Name of fund
JPMorgan Short Duration Core Plus ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 88
Name of fund
JPMorgan U.S. Value Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 89
Name of fund
JPMorgan High Yield Municipal ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 90
Name of fund
JPMorgan Global Allocation Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 91
Name of fund
JPMorgan Income Builder Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 92
Name of fund
JPMorgan SmartRetirement 2050 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 93
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 20+ Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 94
Name of fund
JPMorgan Diversified Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 95
Name of fund
JPMorgan Diversified Return U.S. Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 96
Name of fund
JPMorgan Preferred and Income Securities Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 97
Name of fund
JPMorgan SmartRetirement Blend 2065 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 98
Name of fund
JPMorgan Sustainable Infrastructure ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 99
Name of fund
JPMorgan Hedged Equity 3 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 100
Name of fund
Undiscovered Managers Funds 
SEC File number( e.g., 811- )
811-08437 
Shared Credit Users Record: 101
Name of fund
JPMorgan Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 102
Name of fund
JPMorgan SmartRetirement Blend 2030 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 103
Name of fund
JPMorgan Managed Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 104
Name of fund
JPMorgan SmartRetirement 2060 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 105
Name of fund
JPMorgan SmartRetirement Blend 2055 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 106
Name of fund
JPMorgan Equity Focus ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 107
Name of fund
JPMorgan Mortgage-Backed Securities Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 108
Name of fund
JPMorgan U.S. Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 109
Name of fund
JPMorgan BetaBuilders Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 110
Name of fund
JPMorgan Large Cap Value Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 111
Name of fund
JPMorgan Hedged Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 112
Name of fund
JPMorgan SmartRetirement Blend 2025 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 113
Name of fund
JPMorgan Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 114
Name of fund
JPMorgan Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 115
Name of fund
JPMorgan U.S. Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 116
Name of fund
JPMorgan BetaBuilders Developed Asia Pacific ex-Japan ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 117
Name of fund
JPMorgan Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 118
Name of fund
JPMorgan SMID Cap Equity Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 119
Name of fund
JPMorgan Active Growth ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 120
Name of fund
JPMorgan SmartRetirement Blend 2060 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 121
Name of fund
J.P. Morgan Fleming Mutual Fund Group, Inc. 
SEC File number( e.g., 811- )
811-08189 
Shared Credit Users Record: 122
Name of fund
JPMorgan U.S. Small Company Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 123
Name of fund
JPMorgan Access Growth Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 124
Name of fund
JPMorgan Ultra-Short Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 125
Name of fund
JPMorgan National Municipal Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 126
Name of fund
JPMorgan U.S. Quality Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 127
Name of fund
JPMorgan Value Advantage Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 128
Name of fund
JPMorgan SmartRetirement 2025 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 129
Name of fund
JPMorgan Strategic Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 130
Name of fund
JPMORGAN BETABUILDERS 1-5 YEAR U.S. AGGREGATE BOND ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 131
Name of fund
JPMorgan Floating Rate Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 132
Name of fund
JPMorgan Diversified Return International Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 133
Name of fund
J.P. Morgan Mutual Fund Investment Trust 
SEC File number( e.g., 811- )
811-05526 
Shared Credit Users Record: 134
Name of fund
JPMorgan Ultra-Short Municipal Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 135
Name of fund
JPMorgan BetaBuilders Japan ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 136
Name of fund
JPMorgan Core Plus Bond ETF  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 137
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 3-10 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 138
Name of fund
JPMorgan Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 139
Name of fund
JPMorgan International Growth ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 140
Name of fund
JPMorgan International Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 141
Name of fund
JPMorgan Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 142
Name of fund
JPMorgan SmartRetirement Blend 2035 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 143
Name of fund
JPMorgan Global Bond Opportunities Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 144
Name of fund
JPMorgan BetaBuilders U.S. Mid Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No

Line of Credit details Record: 2 i. Is the line of credit a committed or uncommitted line of credit? Radio button not checked Committed Radio button checked Uncommitted ii. What size is the line of credit?

100,000,000.00000000 

iii. With which institution(s) is the line of credit? Line Institutions Record: 1Name of institution
JPMorgan Chase Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared 1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
J.P. Morgan Fleming Mutual Fund Group, Inc. 
SEC File number( e.g., 811- )
811-08189 
Shared Credit Users Record: 2
Name of fund
JPMorgan Institutional Trust 
SEC File number( e.g., 811- )
811-21638 
Shared Credit Users Record: 3
Name of fund
JPMorgan Trust I 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 4
Name of fund
J.P. Morgan Exchange-Traded Fund Trust  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 5
Name of fund
JPMorgan Trust II 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 6
Name of fund
Undiscovered Managers Funds 
SEC File number( e.g., 811- )
811-08437 
Shared Credit Users Record: 7
Name of fund
J.P. Morgan Mutual Fund Investment Trust 
SEC File number( e.g., 811- )
811-05526 
Shared Credit Users Record: 8
Name of fund
JPMorgan Trust IV 
SEC File number( e.g., 811- )
811-23117 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 6

Item C.1. Background information.

a. Full Name of the Fund

JPMorgan National Municipal Income Fund 

b. Series identication number, if any

S000002946 

c. LEI

SV3P1Y04RQXW5FQJPM75 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

4 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000195047 

iii. Ticker symbol, if any

JITZX 

Shares Outstanding Record: 2
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000008064 

iii. Ticker symbol, if any

JITAX 

Shares Outstanding Record: 3
i. Full name of Class
Class I Shares 
ii. Class identification number, if any

C000008063 

iii. Ticker symbol, if any

JITIX 

Shares Outstanding Record: 4
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000008066 

iii. Ticker symbol, if any

JITCX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Citibank N.A. 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
J.P. Morgan Investment Management Inc. 
ii. LEI, if any:

549300W78QHV4XMM6K69 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

0.00000000 

g. Provide the net income from securities lending activities

0.00000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
J.P. Morgan Investment Management Inc. 
ii. SEC file number ( e.g., 801- )

801-21011 

iii.CRD number
000107038 
iv. LEI, if any

549300W78QHV4XMM6K69 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

84-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
LSEG 
ii. LEI, if any, or provide and describe other identifying number

2138007FV67QQ13CGJ43 

Description of other identifying number

 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
BofA Securities, Inc. 
ii. LEI, if any

549300HN4UKV1E2R3U73 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
JPMorgan Distribution Services, Inc. 
ii. LEI, if any, or provide and describe other identifying number

000104234 

Description of other identifying number

CRD 

iii. State, if applicable
OHIO  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
J.P. Morgan Investment Management Inc. 
ii. LEI, if any, or other identifying number

549300W78QHV4XMM6K69 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any, or other identifying number

7H6GLXDRUGQFU57RNE97 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
a. Full name
b. SEC file number

c. CRD number
d. LEI, if any

e. State, if applicable
f. Foreign country, if applicable
g. Total commissions paid to the affiliated broker-dealer for the reporting period:


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Barclays Capital, Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

9,716.25000000 

Brokers Record: 2
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

7,907.35000000 

Brokers Record: 3
i. Full name of broker
Deutsche Bank Securities Inc. 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

816.00000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

18,439.60000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Goldman Sachs & Co. LLC 
ii. SEC file number

8-00129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

90,678,882.79999999 

Principal Transactions Record: 2
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

130,351,693.59999999 

Principal Transactions Record: 3
i. Full name of dealer
Barclays Capital, Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

113,057,843.75000000 

Principal Transactions Record: 4
i. Full name of dealer
Siebert Williams Shank & Co., LLC 
ii. SEC file number

8-49877 

iii. CRD number
000042568 
iv. LEI, if any

254900VTARX8RAY9QK77 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

182,357,623.40000001 

Principal Transactions Record: 5
i. Full name of dealer
RBC Capital Markets, LLC 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

223,211,625.15000001 

Principal Transactions Record: 6
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

160,359,052.84999999 

Principal Transactions Record: 7
i. Full name of dealer
Fifth Third Securities, Inc. 
ii. SEC file number

8-02428 

iii. CRD number
000000628 
iv. LEI, if any

5493003IMO3TYX51WE43 

v. State, if applicable
OHIO  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

96,558,033.150000 

Principal Transactions Record: 8
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

246,040,139.00000000 

Principal Transactions Record: 9
i. Full name of dealer
Wells Fargo Securities, LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

137,348,669.40000001 

Principal Transactions Record: 10
i. Full name of dealer
Muriel Siebert & Co., Inc. 
ii. SEC file number

8-14900 

iii. CRD number
000005376 
iv. LEI, if any

254900ILZFIE2ULRPV24 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

94,891,082.09999999 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

2,486,906,368.40000010 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

3,154,337,737.65000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button not checked Committed Radio button checked Uncommitted
ii. What size is the line of credit?

100,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
JPMorgan Trust I 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 2
Name of fund
JPMorgan Institutional Trust 
SEC File number( e.g., 811- )
811-21638 
Shared Credit Users Record: 3
Name of fund
J.P. Morgan Fleming Mutual Fund Group, Inc. 
SEC File number( e.g., 811- )
811-08189 
Shared Credit Users Record: 4
Name of fund
Undiscovered Managers Funds 
SEC File number( e.g., 811- )
811-08437 
Shared Credit Users Record: 5
Name of fund
JPMorgan Trust IV 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 6
Name of fund
J.P. Morgan Mutual Fund Investment Trust 
SEC File number( e.g., 811- )
811-05526 
Shared Credit Users Record: 7
Name of fund
J.P. Morgan Exchange-Traded Fund Trust  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 8
Name of fund
JPMorgan Trust II 
SEC File number( e.g., 811- )
811-04236 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No

Line of Credit details Record: 2 i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted ii. What size is the line of credit?

1,500,000,000.00000000 

iii. With which institution(s) is the line of credit? Line Institutions Record: 1Name of institution
The Bank of New York Mellon 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared 1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
JPMorgan Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 2
Name of fund
JPMorgan International Bond Opportunities ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 3
Name of fund
JPMorgan Diversified Return U.S. Mid Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 4
Name of fund
JPMORGAN BETABUILDERS U.S. EQUITY ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 5
Name of fund
JPMorgan Climate Change Solutions ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 6
Name of fund
JPMorgan SmartRetirement Blend 2055 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 7
Name of fund
JPMorgan BetaBuilders USD Investment Grade Corporate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 8
Name of fund
JPMorgan Ultra-Short Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 9
Name of fund
JPMorgan BetaBuilders Japan ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 10
Name of fund
JPMorgan Investor Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 11
Name of fund
JPMorgan SmartRetirement Blend 2050 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 12
Name of fund
JPMorgan Sustainable Infrastructure ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 13
Name of fund
JPMorgan Core Plus Bond ETF  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 14
Name of fund
JPMorgan USD Emerging Markets Sovereign Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 15
Name of fund
JPMorgan Diversified Return U.S. Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 16
Name of fund
JPMorgan ActiveBuilders Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 17
Name of fund
JPMorgan Research Market Neutral Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 18
Name of fund
JPMorgan Equity Index Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 19
Name of fund
JPMorgan Europe Dynamic Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 20
Name of fund
JPMorgan Diversified Return International Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 21
Name of fund
JPMorgan High Yield Municipal ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 22
Name of fund
JPMorgan Mortgage-Backed Securities Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 23
Name of fund
JPMorgan SmartRetirement 2025 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 24
Name of fund
JPMorgan Small Cap Blend Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 25
Name of fund
JPMorgan SmartRetirement 2040 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 26
Name of fund
JPMorgan SmartRetirement 2030 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 27
Name of fund
JPMorgan SmartRetirement Blend 2045 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 28
Name of fund
JPMorgan BetaBuilders Canada ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 29
Name of fund
JPMORGAN BETABUILDERS 1-5 YEAR U.S. AGGREGATE BOND ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 30
Name of fund
JPMorgan Ultra-Short Municipal Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 31
Name of fund
JPMorgan Unconstrained Debt Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 32
Name of fund
JPMorgan Global Allocation Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 33
Name of fund
JPMorgan Total Return Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 34
Name of fund
JPMorgan Access Balanced Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 35
Name of fund
Undiscovered Managers Funds 
SEC File number( e.g., 811- )
811-08437 
Shared Credit Users Record: 36
Name of fund
JPMorgan Strategic Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 37
Name of fund
JPMorgan Managed Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 38
Name of fund
JPMorgan California Tax Free Bond Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 39
Name of fund
JPMorgan Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 40
Name of fund
JPMorgan SmartRetirement 2035 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 41
Name of fund
JPMorgan BetaBuilders U.S. Aggregate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 42
Name of fund
JPMorgan Emerging Markets Research Enhanced Equity Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 43
Name of fund
JPMorgan U.S. Quality Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 44
Name of fund
JPMorgan International Focus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 45
Name of fund
JPMorgan Core Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 46
Name of fund
JPMorgan Market Expansion Enhanced Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 47
Name of fund
JPMorgan SmartRetirement Blend 2035 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 48
Name of fund
JPMorgan Investor Conservative Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 49
Name of fund
JPMorgan SmartRetirement Blend 2020 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 50
Name of fund
JPMorgan Small Cap Sustainable Leaders Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 51
Name of fund
JPMorgan New York Tax Free Bond Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 52
Name of fund
JPMorgan U.S. Value Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 53
Name of fund
JPMorgan International Research Enhanced Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 54
Name of fund
JPMorgan Active Small Cap Value ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 55
Name of fund
JPMorgan U.S. Sustainable Leaders Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 56
Name of fund
JPMorgan Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 57
Name of fund
JPMorgan Hedged Equity 3 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 58
Name of fund
JPMorgan Hedged Equity 2 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 59
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 20+ Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 60
Name of fund
JPMorgan Sustainable Municipal Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 61
Name of fund
JPMorgan Realty Income ETF  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 62
Name of fund
JPMorgan Institutional Trust 
SEC File number( e.g., 811- )
811-21638 
Shared Credit Users Record: 63
Name of fund
JPMorgan Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 64
Name of fund
JPMorgan Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 65
Name of fund
JPMorgan Diversified Return U.S. Small Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 66
Name of fund
JPMorgan Developed International Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 67
Name of fund
JPMorgan Equity Premium Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 68
Name of fund
JPMorgan Active China ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 69
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 1-3 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 70
Name of fund
JPMorgan BetaBuilders U.S. TIPS 0-5 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 71
Name of fund
JPMorgan SmartRetirement Blend 2040 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 72
Name of fund
JPMorgan Diversified Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 73
Name of fund
JPMorgan SmartRetirement Blend Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 74
Name of fund
JPMorgan Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 75
Name of fund
JPMorgan BetaBuilders MSCI US REIT ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 76
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 3-10 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 77
Name of fund
JPMorgan Ultra-Short Municipal Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 78
Name of fund
JPMorgan Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 79
Name of fund
JPMorgan Preferred and Income Securities Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 80
Name of fund
JPMorgan U.S. GARP Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 81
Name of fund
JPMorgan Inflation Managed Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 82
Name of fund
JPMorgan Active Value ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 83
Name of fund
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 84
Name of fund
JPMorgan Nasdaq Equity Premium Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 85
Name of fund
JPMorgan U.S. Research Enhanced Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 86
Name of fund
JPMorgan U.S. Momentum Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 87
Name of fund
JPMorgan Hedged Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 88
Name of fund
JPMorgan Investor Balanced Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 89
Name of fund
JPMorgan SmartRetirement 2065 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 90
Name of fund
JPMorgan High Yield Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 91
Name of fund
JPMorgan U.S. Large Cap Core Plus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 92
Name of fund
JPMorgan SmartRetirement 2020 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 93
Name of fund
JPMorgan Diversified Return Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 94
Name of fund
JPMorgan Large Cap Value Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 95
Name of fund
JPMorgan Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 96
Name of fund
JPMorgan Municipal ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 97
Name of fund
JPMorgan SmartRetirement Blend 2065 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 98
Name of fund
JPMorgan BetaBuilders International Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 99
Name of fund
JPMorgan International Growth ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 100
Name of fund
JPMorgan Government Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 101
Name of fund
JPMorgan Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 102
Name of fund
JPMorgan Equity Premium Income Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 103
Name of fund
JPMorgan Equity Income Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 104
Name of fund
JPMorgan U.S. Applied Data Science Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 105
Name of fund
JPMorgan SMID Cap Equity Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 106
Name of fund
JPMorgan Carbon Transition U.S. Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 107
Name of fund
JPMorgan U.S. Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 108
Name of fund
JPMorgan SmartRetirement Blend 2060 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 109
Name of fund
JPMorgan Income Builder Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 110
Name of fund
JPMorgan Short Duration Core Plus ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 111
Name of fund
JPMorgan Short Duration Core Plus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 112
Name of fund
JPMorgan Floating Rate Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 113
Name of fund
JPMorgan BetaBuilders Developed Asia Pacific ex-Japan ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 114
Name of fund
JPMorgan Short-Intermediate Municipal Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 115
Name of fund
JPMorgan Mid Cap Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 116
Name of fund
J.P. Morgan Fleming Mutual Fund Group, Inc. 
SEC File number( e.g., 811- )
811-08189 
Shared Credit Users Record: 117
Name of fund
JPMorgan SmartRetirement Blend 2025 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 118
Name of fund
JPMorgan BetaBuilders U.S. Mid Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 119
Name of fund
JPMorgan International Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 120
Name of fund
JPMorgan Access Growth Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 121
Name of fund
JPMorgan SmartRetirement 2055 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 122
Name of fund
JPMorgan BetaBuilders Europe ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 123
Name of fund
JPMorgan Small Cap Value Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 124
Name of fund
JPMorgan BetaBuilders Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 125
Name of fund
JPMorgan SmartRetirement 2045 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 126
Name of fund
JPMorgan SmartRetirement 2050 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 127
Name of fund
JPMorgan Corporate Bond Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 128
Name of fund
JPMorgan Active Growth ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 129
Name of fund
JPMorgan Equity Focus ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 130
Name of fund
JPMorgan SmartRetirement Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 131
Name of fund
JPMorgan International Hedged Equity Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 132
Name of fund
JPMorgan U.S. Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 133
Name of fund
JPMorgan Value Advantage Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 134
Name of fund
JPMorgan SmartRetirement Blend 2030 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 135
Name of fund
JPMorgan Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 136
Name of fund
JPMorgan Tax Free Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 137
Name of fund
JPMorgan U.S. Small Company Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 138
Name of fund
JPMorgan SmartRetirement 2060 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 139
Name of fund
J.P. Morgan Mutual Fund Investment Trust 
SEC File number( e.g., 811- )
811-05526 
Shared Credit Users Record: 140
Name of fund
JPMorgan BetaBuilders U.S. Small Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 141
Name of fund
JPMorgan Global Bond Opportunities Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 142
Name of fund
JPMorgan Tax Aware Real Return Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 143
Name of fund
JPMorgan Limited Duration Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 144
Name of fund
JPMorgan Investor Growth & Income Fund 
SEC File number( e.g., 811- )
811-04236 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 7

Item C.1. Background information.

a. Full Name of the Fund

JPMorgan Total Return Fund 

b. Series identication number, if any

S000022843 

c. LEI

JNRX6CZTC9XNF0A0PZ50 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

6 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000138091 

iii. Ticker symbol, if any

JMTIX 

Shares Outstanding Record: 2
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000066241 

iii. Ticker symbol, if any

JMTCX 

Shares Outstanding Record: 3
i. Full name of Class
Class I Shares 
ii. Class identification number, if any

C000066239 

iii. Ticker symbol, if any

JMTSX 

Shares Outstanding Record: 4
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000066240 

iii. Ticker symbol, if any

JMTAX 

Shares Outstanding Record: 5
i. Full name of Class
Class R2 Shares 
ii. Class identification number, if any

C000138090 

iii. Ticker symbol, if any

JMTTX 

Shares Outstanding Record: 6
i. Full name of Class
Class R5 Shares 
ii. Class identification number, if any

C000066242 

iii. Ticker symbol, if any

JMTRX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Citibank N.A. 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
J.P. Morgan Investment Management Inc. 
ii. LEI, if any:

549300W78QHV4XMM6K69 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

0.00000000 

g. Provide the net income from securities lending activities

0.00000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
J.P. Morgan Investment Management Inc. 
ii. SEC file number ( e.g., 801- )

801-21011 

iii.CRD number
000107038 
iv. LEI, if any

549300W78QHV4XMM6K69 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

84-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
Pricing Services Record: 2
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

2138005LTLTVZ4WMEX25 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
LSEG 
ii. LEI, if any, or provide and describe other identifying number

2138007FV67QQ13CGJ43 

Description of other identifying number

 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Skandinaviska Enskilda Banken AB 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Bank Handlowy w. Warszawie S.A. 
ii. LEI, if any

XLEZHWWOI4HFQDGL4793 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Bank Leumi le-Israel B.M. 
ii. LEI, if any

7JDSZWRGUQY2DSTWCR57 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
BNP Paribas 
ii. LEI, if any

R0MUWSFPU8MPRO8K5P83 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Citibank A.S. 
ii. LEI, if any

CWZ8NZDH5SKY12Q4US31 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
HSBC Bank Malaysia Berhad 
ii. LEI, if any

P3RPN9OJFCXUPJWB1Q09 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
BNP Paribas 
ii. LEI, if any

R0MUWSFPU8MPRO8K5P83 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
Skandinaviska Enskilda Banken AB 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Skandinaviska Enskilda Banken AB 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
JPMorgan Distribution Services, Inc. 
ii. LEI, if any, or provide and describe other identifying number

000104234 

Description of other identifying number

CRD 

iii. State, if applicable
OHIO  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
J.P. Morgan Investment Management Inc. 
ii. LEI, if any, or other identifying number

549300W78QHV4XMM6K69 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any, or other identifying number

7H6GLXDRUGQFU57RNE97 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
a. Full name
b. SEC file number

c. CRD number
d. LEI, if any

e. State, if applicable
f. Foreign country, if applicable
g. Total commissions paid to the affiliated broker-dealer for the reporting period:


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,188.14999999 

Brokers Record: 2
i. Full name of broker
HSBC Securities (USA) Inc. 
ii. SEC file number

8-41562 

iii. CRD number
000019585 
iv. LEI, if any

CYYGQCGNHMHPSMRL3R97 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,596.95 

Brokers Record: 3
i. Full name of broker
Deutsche Bank Securities Inc. 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

8.40000000 

Brokers Record: 4
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,937.15000000 

Brokers Record: 5
i. Full name of broker
Goldman Sachs & Co. LLC 
ii. SEC file number

8-00129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,480.20000000 

Brokers Record: 6
i. Full name of broker
Barclays Capital, Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

8.00000000 

Brokers Record: 7
i. Full name of broker
Nomura Securities International, Inc. 
ii. SEC file number

8-15255 

iii. CRD number
000004297 
iv. LEI, if any

OXTKY6Q8X53C9ILVV871 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

3,142.50000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

13,361.35000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,205,279.86000000 

Principal Transactions Record: 2
i. Full name of dealer
BMO Nesbitt Burns Securities Ltd. 
ii. SEC file number

8-50538 

iii. CRD number
000044057 
iv. LEI, if any

M3LKFDNSJGJ7TMLH6Z15 

v. State, if applicable
 
vi. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,989,098.60000000 

Principal Transactions Record: 3
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

382,622,633.23000002 

Principal Transactions Record: 4
i. Full name of dealer
INTL FCStone Financial Inc. 
ii. SEC file number

8-51269 

iii. CRD number
000045993 
iv. LEI, if any

549300LNKU6K5TJCRG93 

v. State, if applicable
FLORIDA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,004,707.54000000 

Principal Transactions Record: 5
i. Full name of dealer
Wells Fargo Securities, LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

17,650,022.94000000 

Principal Transactions Record: 6
i. Full name of dealer
Deutsche Bank Securities Inc. 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

8,118,916.62999999 

Principal Transactions Record: 7
i. Full name of dealer
Goldman Sachs & Co. LLC 
ii. SEC file number

8-00129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

687,023,411.01999998 

Principal Transactions Record: 8
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

16,286,438.69999999 

Principal Transactions Record: 9
i. Full name of dealer
Mizuho Securities USA LLC 
ii. SEC file number

8-37710 

iii. CRD number
000019647 
iv. LEI, if any

7TK5RJIZDFROZCA6XF66 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

392,287,817.01999998 

Principal Transactions Record: 10
i. Full name of dealer
Barclays Capital, Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

748,496,377.42999995 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

2,258,442,061.48000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

193,520,486.05000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button not checked Committed Radio button checked Uncommitted
ii. What size is the line of credit?

100,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
JPMorgan Institutional Trust 
SEC File number( e.g., 811- )
811-21638 
Shared Credit Users Record: 2
Name of fund
J.P. Morgan Mutual Fund Investment Trust 
SEC File number( e.g., 811- )
811-05526 
Shared Credit Users Record: 3
Name of fund
Undiscovered Managers Funds 
SEC File number( e.g., 811- )
811-08437 
Shared Credit Users Record: 4
Name of fund
J.P. Morgan Fleming Mutual Fund Group, Inc. 
SEC File number( e.g., 811- )
811-08189 
Shared Credit Users Record: 5
Name of fund
JPMorgan Trust II 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 6
Name of fund
JPMorgan Trust IV 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 7
Name of fund
JPMorgan Trust I 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 8
Name of fund
J.P. Morgan Exchange-Traded Fund Trust  
SEC File number( e.g., 811- )
811-22903 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No

Line of Credit details Record: 2 i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted ii. What size is the line of credit?

1,500,000,000.00000000 

iii. With which institution(s) is the line of credit? Line Institutions Record: 1Name of institution
The Bank of New York Mellon 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared 1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
JPMorgan U.S. Sustainable Leaders Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 2
Name of fund
JPMorgan Small Cap Blend Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 3
Name of fund
JPMorgan Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 4
Name of fund
JPMorgan BetaBuilders Developed Asia Pacific ex-Japan ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 5
Name of fund
JPMorgan Access Balanced Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 6
Name of fund
JPMORGAN BETABUILDERS U.S. EQUITY ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 7
Name of fund
JPMorgan Diversified Return Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 8
Name of fund
JPMorgan National Municipal Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 9
Name of fund
JPMorgan Developed International Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 10
Name of fund
JPMorgan Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 11
Name of fund
JPMorgan Diversified Return U.S. Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 12
Name of fund
JPMorgan Sustainable Municipal Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 13
Name of fund
JPMorgan Equity Premium Income Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 14
Name of fund
JPMorgan Research Market Neutral Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 15
Name of fund
JPMorgan BetaBuilders U.S. TIPS 0-5 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 16
Name of fund
JPMorgan BetaBuilders U.S. Mid Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 17
Name of fund
JPMorgan Diversified Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 18
Name of fund
JPMorgan SmartRetirement 2060 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 19
Name of fund
JPMorgan SmartRetirement 2020 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 20
Name of fund
JPMorgan SmartRetirement 2045 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 21
Name of fund
JPMorgan Climate Change Solutions ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 22
Name of fund
JPMorgan Diversified Return U.S. Mid Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 23
Name of fund
JPMorgan U.S. Value Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 24
Name of fund
JPMorgan SmartRetirement Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 25
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 1-3 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 26
Name of fund
JPMorgan Investor Conservative Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 27
Name of fund
JPMorgan Active Small Cap Value ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 28
Name of fund
JPMorgan U.S. GARP Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 29
Name of fund
JPMorgan SmartRetirement 2065 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 30
Name of fund
JPMorgan Preferred and Income Securities Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 31
Name of fund
JPMorgan SmartRetirement Blend 2060 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 32
Name of fund
JPMorgan International Growth ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 33
Name of fund
JPMorgan Core Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 34
Name of fund
JPMorgan Strategic Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 35
Name of fund
JPMorgan SmartRetirement 2030 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 36
Name of fund
JPMorgan SmartRetirement Blend 2020 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 37
Name of fund
JPMorgan BetaBuilders USD Investment Grade Corporate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 38
Name of fund
JPMorgan Large Cap Value Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 39
Name of fund
JPMorgan Active Growth ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 40
Name of fund
JPMorgan Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 41
Name of fund
JPMorgan SmartRetirement Blend 2035 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 42
Name of fund
JPMorgan Europe Dynamic Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 43
Name of fund
JPMorgan BetaBuilders Japan ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 44
Name of fund
JPMorgan Carbon Transition U.S. Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 45
Name of fund
JPMorgan Diversified Return U.S. Small Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 46
Name of fund
JPMorgan SmartRetirement Blend 2030 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 47
Name of fund
JPMorgan Core Plus Bond ETF  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 48
Name of fund
JPMorgan Investor Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 49
Name of fund
JPMorgan SmartRetirement 2025 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 50
Name of fund
JPMorgan Diversified Return International Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 51
Name of fund
JPMorgan U.S. Small Company Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 52
Name of fund
JPMorgan Floating Rate Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 53
Name of fund
JPMorgan Hedged Equity 2 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 54
Name of fund
JPMorgan Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 55
Name of fund
JPMorgan Value Advantage Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 56
Name of fund
JPMorgan USD Emerging Markets Sovereign Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 57
Name of fund
JPMorgan California Tax Free Bond Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 58
Name of fund
JPMorgan International Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 59
Name of fund
JPMorgan Mortgage-Backed Securities Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 60
Name of fund
JPMorgan International Focus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 61
Name of fund
Undiscovered Managers Funds 
SEC File number( e.g., 811- )
811-08437 
Shared Credit Users Record: 62
Name of fund
J.P. Morgan Mutual Fund Investment Trust 
SEC File number( e.g., 811- )
811-05526 
Shared Credit Users Record: 63
Name of fund
JPMorgan SmartRetirement Blend 2040 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 64
Name of fund
JPMorgan SMID Cap Equity Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 65
Name of fund
JPMorgan Sustainable Infrastructure ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 66
Name of fund
JPMorgan U.S. Large Cap Core Plus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 67
Name of fund
JPMorgan BetaBuilders Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 68
Name of fund
JPMorgan Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 69
Name of fund
JPMorgan Equity Premium Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 70
Name of fund
JPMorgan Nasdaq Equity Premium Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 71
Name of fund
JPMorgan Hedged Equity 3 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 72
Name of fund
JPMorgan New York Tax Free Bond Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 73
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 3-10 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 74
Name of fund
JPMorgan SmartRetirement 2040 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 75
Name of fund
JPMorgan Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 76
Name of fund
JPMorgan U.S. Quality Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 77
Name of fund
JPMorgan Emerging Markets Research Enhanced Equity Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 78
Name of fund
JPMorgan U.S. Momentum Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 79
Name of fund
JPMorgan Inflation Managed Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 80
Name of fund
JPMorgan Investor Growth & Income Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 81
Name of fund
JPMorgan Small Cap Sustainable Leaders Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 82
Name of fund
JPMORGAN BETABUILDERS 1-5 YEAR U.S. AGGREGATE BOND ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 83
Name of fund
JPMorgan BetaBuilders U.S. Small Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 84
Name of fund
JPMorgan Corporate Bond Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 85
Name of fund
JPMorgan SmartRetirement Blend Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 86
Name of fund
JPMorgan Access Growth Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 87
Name of fund
JPMorgan SmartRetirement 2055 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 88
Name of fund
JPMorgan Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 89
Name of fund
JPMorgan Investor Balanced Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 90
Name of fund
JPMorgan Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 91
Name of fund
JPMorgan Municipal ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 92
Name of fund
J.P. Morgan Fleming Mutual Fund Group, Inc. 
SEC File number( e.g., 811- )
811-08189 
Shared Credit Users Record: 93
Name of fund
JPMorgan BetaBuilders International Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 94
Name of fund
JPMorgan Short-Intermediate Municipal Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 95
Name of fund
JPMorgan Mid Cap Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 96
Name of fund
JPMorgan Active China ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 97
Name of fund
JPMorgan BetaBuilders U.S. Aggregate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 98
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 20+ Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 99
Name of fund
JPMorgan Equity Index Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 100
Name of fund
JPMorgan International Hedged Equity Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 101
Name of fund
JPMorgan Ultra-Short Municipal Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 102
Name of fund
JPMorgan Ultra-Short Municipal Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 103
Name of fund
JPMorgan SmartRetirement Blend 2065 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 104
Name of fund
JPMorgan Equity Income Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 105
Name of fund
JPMorgan U.S. Research Enhanced Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 106
Name of fund
JPMorgan ActiveBuilders Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 107
Name of fund
JPMorgan Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 108
Name of fund
JPMorgan U.S. Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 109
Name of fund
JPMorgan Active Value ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 110
Name of fund
JPMorgan Global Bond Opportunities Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 111
Name of fund
JPMorgan Institutional Trust 
SEC File number( e.g., 811- )
811-21638 
Shared Credit Users Record: 112
Name of fund
JPMorgan BetaBuilders Europe ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 113
Name of fund
JPMorgan Small Cap Value Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 114
Name of fund
JPMorgan Global Allocation Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 115
Name of fund
JPMorgan Ultra-Short Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 116
Name of fund
JPMorgan SmartRetirement 2035 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 117
Name of fund
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 118
Name of fund
JPMorgan Income Builder Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 119
Name of fund
JPMorgan U.S. Applied Data Science Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 120
Name of fund
JPMorgan Tax Aware Real Return Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 121
Name of fund
JPMorgan Managed Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 122
Name of fund
JPMorgan Equity Focus ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 123
Name of fund
JPMorgan Short Duration Core Plus ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 124
Name of fund
JPMorgan BetaBuilders Canada ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 125
Name of fund
JPMorgan Realty Income ETF  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 126
Name of fund
JPMorgan Tax Free Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 127
Name of fund
JPMorgan Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 128
Name of fund
JPMorgan SmartRetirement Blend 2045 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 129
Name of fund
JPMorgan Unconstrained Debt Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 130
Name of fund
JPMorgan Government Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 131
Name of fund
JPMorgan International Research Enhanced Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 132
Name of fund
JPMorgan Market Expansion Enhanced Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 133
Name of fund
JPMorgan Limited Duration Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 134
Name of fund
JPMorgan High Yield Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 135
Name of fund
JPMorgan SmartRetirement Blend 2055 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 136
Name of fund
JPMorgan BetaBuilders MSCI US REIT ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 137
Name of fund
JPMorgan International Bond Opportunities ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 138
Name of fund
JPMorgan Short Duration Core Plus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 139
Name of fund
JPMorgan Hedged Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 140
Name of fund
JPMorgan High Yield Municipal ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 141
Name of fund
JPMorgan U.S. Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 142
Name of fund
JPMorgan SmartRetirement Blend 2025 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 143
Name of fund
JPMorgan SmartRetirement Blend 2050 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 144
Name of fund
JPMorgan SmartRetirement 2050 Fund 
SEC File number( e.g., 811- )
811-21295 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 8

Item C.1. Background information.

a. Full Name of the Fund

JPMorgan New York Tax Free Bond Fund 

b. Series identication number, if any

S000002948 

c. LEI

84650YTJCL4Y4SYY2Z84 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

4 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000008075 

iii. Ticker symbol, if any

JCNTX 

Shares Outstanding Record: 2
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000008073 

iii. Ticker symbol, if any

VANTX 

Shares Outstanding Record: 3
i. Full name of Class
Class I Shares 
ii. Class identification number, if any

C000008072 

iii. Ticker symbol, if any

JNYIX 

Shares Outstanding Record: 4
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000205202 

iii. Ticker symbol, if any

VINRX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Citibank N.A. 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
J.P. Morgan Investment Management Inc. 
ii. LEI, if any:

549300W78QHV4XMM6K69 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

0.00000000 

g. Provide the net income from securities lending activities

0.00000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox not checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
J.P. Morgan Investment Management Inc. 
ii. SEC file number ( e.g., 801- )

801-21011 

iii.CRD number
000107038 
iv. LEI, if any

549300W78QHV4XMM6K69 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

84-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
JPMorgan Distribution Services, Inc. 
ii. LEI, if any, or provide and describe other identifying number

000104234 

Description of other identifying number

CRD 

iii. State, if applicable
OHIO  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
J.P. Morgan Investment Management Inc. 
ii. LEI, if any, or other identifying number

549300W78QHV4XMM6K69 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any, or other identifying number

7H6GLXDRUGQFU57RNE97 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
a. Full name
b. SEC file number

c. CRD number
d. LEI, if any

e. State, if applicable
f. Foreign country, if applicable
g. Total commissions paid to the affiliated broker-dealer for the reporting period:


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.00000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Barclays Capital, Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

10,056,882.50000000 

Principal Transactions Record: 2
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

9,801,322.19999999 

Principal Transactions Record: 3
i. Full name of dealer
RBC Capital Markets, LLC 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

11,063,527.80000000 

Principal Transactions Record: 4
i. Full name of dealer
Siebert Williams Shank & Co., LLC 
ii. SEC file number

8-49877 

iii. CRD number
000042568 
iv. LEI, if any

254900VTARX8RAY9QK77 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

56,504,924.95000000 

Principal Transactions Record: 5
i. Full name of dealer
Wells Fargo Securities, LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

11,824,695.50000000 

Principal Transactions Record: 6
i. Full name of dealer
Jefferies LLC 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

27,511,012.89999999 

Principal Transactions Record: 7
i. Full name of dealer
National Financial Services LLC 
ii. SEC file number

8-26740 

iii. CRD number
000013041 
iv. LEI, if any

549300JRHF1MHHWUAW04 

v. State, if applicable
MASSACHUSETTS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

19,244,596.00000000 

Principal Transactions Record: 8
i. Full name of dealer
Raymond James & Associates, Inc. 
ii. SEC file number

8-10999 

iii. CRD number
000000705 
iv. LEI, if any

U4ONQX15J3RO8XCKE979 

v. State, if applicable
FLORIDA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

9,077,800.00000000 

Principal Transactions Record: 9
i. Full name of dealer
Goldman Sachs & Co. LLC 
ii. SEC file number

8-00129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

6,560,310.00000000 

Principal Transactions Record: 10
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

30,596,166.35000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

258,759,842.05000001 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

369,080,792.05000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button not checked Committed Radio button checked Uncommitted
ii. What size is the line of credit?

100,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
JPMorgan Trust IV 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 2
Name of fund
J.P. Morgan Fleming Mutual Fund Group, Inc. 
SEC File number( e.g., 811- )
811-08189 
Shared Credit Users Record: 3
Name of fund
JPMorgan Institutional Trust 
SEC File number( e.g., 811- )
811-21638 
Shared Credit Users Record: 4
Name of fund
Undiscovered Managers Funds 
SEC File number( e.g., 811- )
811-08437 
Shared Credit Users Record: 5
Name of fund
J.P. Morgan Mutual Fund Investment Trust 
SEC File number( e.g., 811- )
811-05526 
Shared Credit Users Record: 6
Name of fund
JPMorgan Trust I 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 7
Name of fund
JPMorgan Trust II 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 8
Name of fund
J.P. Morgan Exchange-Traded Fund Trust  
SEC File number( e.g., 811- )
811-22903 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No

Line of Credit details Record: 2 i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted ii. What size is the line of credit?

1,500,000,000.00000000 

iii. With which institution(s) is the line of credit? Line Institutions Record: 1Name of institution
The Bank of New York Mellon 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared 1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
JPMorgan ActiveBuilders Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 2
Name of fund
JPMorgan Global Bond Opportunities Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 3
Name of fund
JPMorgan Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 4
Name of fund
JPMorgan SmartRetirement 2040 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 5
Name of fund
JPMorgan SmartRetirement Blend 2055 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 6
Name of fund
JPMorgan Government Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 7
Name of fund
JPMorgan International Growth ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 8
Name of fund
JPMorgan Mid Cap Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 9
Name of fund
JPMorgan Unconstrained Debt Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 10
Name of fund
JPMorgan Realty Income ETF  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 11
Name of fund
JPMorgan International Hedged Equity Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 12
Name of fund
JPMorgan U.S. Small Company Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 13
Name of fund
JPMorgan Core Plus Bond ETF  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 14
Name of fund
J.P. Morgan Mutual Fund Investment Trust 
SEC File number( e.g., 811- )
811-05526 
Shared Credit Users Record: 15
Name of fund
JPMorgan Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 16
Name of fund
JPMorgan BetaBuilders U.S. Small Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 17
Name of fund
JPMorgan Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 18
Name of fund
JPMorgan Access Balanced Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 19
Name of fund
JPMorgan Core Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 20
Name of fund
JPMorgan Equity Index Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 21
Name of fund
JPMORGAN BETABUILDERS 1-5 YEAR U.S. AGGREGATE BOND ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 22
Name of fund
JPMorgan Investor Balanced Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 23
Name of fund
JPMorgan Equity Premium Income Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 24
Name of fund
JPMorgan U.S. Quality Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 25
Name of fund
JPMorgan Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 26
Name of fund
JPMorgan U.S. Applied Data Science Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 27
Name of fund
JPMorgan BetaBuilders Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 28
Name of fund
JPMorgan Short Duration Core Plus ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 29
Name of fund
JPMorgan SmartRetirement Blend 2045 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 30
Name of fund
JPMorgan Small Cap Blend Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 31
Name of fund
JPMorgan Diversified Return International Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 32
Name of fund
JPMorgan U.S. Large Cap Core Plus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 33
Name of fund
JPMorgan Research Market Neutral Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 34
Name of fund
Undiscovered Managers Funds 
SEC File number( e.g., 811- )
811-08437 
Shared Credit Users Record: 35
Name of fund
JPMorgan Strategic Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 36
Name of fund
JPMorgan Equity Premium Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 37
Name of fund
JPMorgan Equity Income Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 38
Name of fund
JPMorgan Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 39
Name of fund
JPMorgan Tax Free Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 40
Name of fund
JPMorgan Value Advantage Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 41
Name of fund
JPMorgan SmartRetirement Blend Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 42
Name of fund
JPMorgan SmartRetirement Blend 2050 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 43
Name of fund
JPMorgan Active Growth ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 44
Name of fund
JPMorgan SmartRetirement Blend 2030 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 45
Name of fund
JPMorgan Short-Intermediate Municipal Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 46
Name of fund
JPMorgan Sustainable Infrastructure ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 47
Name of fund
JPMorgan SmartRetirement Blend 2020 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 48
Name of fund
JPMorgan BetaBuilders International Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 49
Name of fund
JPMorgan Floating Rate Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 50
Name of fund
JPMorgan Diversified Return U.S. Mid Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 51
Name of fund
JPMorgan SmartRetirement Blend 2065 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 52
Name of fund
JPMorgan U.S. Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 53
Name of fund
JPMorgan Carbon Transition U.S. Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 54
Name of fund
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 55
Name of fund
JPMorgan High Yield Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 56
Name of fund
JPMorgan SmartRetirement Blend 2040 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 57
Name of fund
JPMorgan Hedged Equity 2 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 58
Name of fund
JPMorgan Nasdaq Equity Premium Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 59
Name of fund
JPMorgan Investor Growth & Income Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 60
Name of fund
JPMorgan International Bond Opportunities ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 61
Name of fund
JPMorgan Tax Aware Real Return Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 62
Name of fund
JPMorgan Investor Conservative Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 63
Name of fund
JPMorgan Sustainable Municipal Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 64
Name of fund
JPMorgan Diversified Return U.S. Small Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 65
Name of fund
JPMorgan Small Cap Value Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 66
Name of fund
JPMorgan Emerging Markets Research Enhanced Equity Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 67
Name of fund
JPMorgan SmartRetirement 2020 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 68
Name of fund
JPMorgan Diversified Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 69
Name of fund
JPMorgan Europe Dynamic Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 70
Name of fund
JPMorgan Hedged Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 71
Name of fund
JPMorgan U.S. Research Enhanced Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 72
Name of fund
JPMorgan Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 73
Name of fund
JPMorgan SmartRetirement Blend 2035 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 74
Name of fund
JPMorgan Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 75
Name of fund
JPMorgan Access Growth Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 76
Name of fund
JPMorgan Ultra-Short Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 77
Name of fund
JPMorgan Municipal ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 78
Name of fund
JPMorgan SmartRetirement 2025 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 79
Name of fund
JPMorgan Developed International Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 80
Name of fund
JPMorgan International Focus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 81
Name of fund
JPMorgan BetaBuilders U.S. Mid Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 82
Name of fund
JPMorgan Limited Duration Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 83
Name of fund
JPMorgan Large Cap Value Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 84
Name of fund
JPMorgan SmartRetirement Blend 2025 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 85
Name of fund
JPMorgan Active Value ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 86
Name of fund
JPMorgan BetaBuilders U.S. Aggregate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 87
Name of fund
JPMorgan SmartRetirement 2035 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 88
Name of fund
J.P. Morgan Fleming Mutual Fund Group, Inc. 
SEC File number( e.g., 811- )
811-08189 
Shared Credit Users Record: 89
Name of fund
JPMorgan USD Emerging Markets Sovereign Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 90
Name of fund
JPMorgan U.S. Value Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 91
Name of fund
JPMorgan BetaBuilders USD Investment Grade Corporate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 92
Name of fund
JPMorgan National Municipal Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 93
Name of fund
JPMorgan Institutional Trust 
SEC File number( e.g., 811- )
811-21638 
Shared Credit Users Record: 94
Name of fund
JPMorgan Market Expansion Enhanced Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 95
Name of fund
JPMorgan SmartRetirement Blend 2060 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 96
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 20+ Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 97
Name of fund
JPMorgan SmartRetirement 2045 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 98
Name of fund
JPMorgan California Tax Free Bond Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 99
Name of fund
JPMorgan U.S. GARP Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 100
Name of fund
JPMorgan SmartRetirement 2065 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 101
Name of fund
JPMorgan SMID Cap Equity Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 102
Name of fund
JPMorgan Total Return Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 103
Name of fund
JPMorgan SmartRetirement 2060 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 104
Name of fund
JPMorgan Managed Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 105
Name of fund
JPMorgan Ultra-Short Municipal Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 106
Name of fund
JPMorgan Inflation Managed Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 107
Name of fund
JPMorgan Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 108
Name of fund
JPMorgan Income Builder Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 109
Name of fund
JPMorgan Equity Focus ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 110
Name of fund
JPMORGAN BETABUILDERS U.S. EQUITY ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 111
Name of fund
JPMorgan Short Duration Core Plus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 112
Name of fund
JPMorgan Corporate Bond Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 113
Name of fund
JPMorgan BetaBuilders Japan ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 114
Name of fund
JPMorgan SmartRetirement 2050 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 115
Name of fund
JPMorgan SmartRetirement 2030 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 116
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 1-3 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 117
Name of fund
JPMorgan Active Small Cap Value ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 118
Name of fund
JPMorgan Climate Change Solutions ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 119
Name of fund
JPMorgan BetaBuilders U.S. TIPS 0-5 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 120
Name of fund
JPMorgan BetaBuilders Developed Asia Pacific ex-Japan ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 121
Name of fund
JPMorgan Hedged Equity 3 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 122
Name of fund
JPMorgan U.S. Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 123
Name of fund
JPMorgan Active China ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 124
Name of fund
JPMorgan SmartRetirement Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 125
Name of fund
JPMorgan BetaBuilders Canada ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 126
Name of fund
JPMorgan U.S. Momentum Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 127
Name of fund
JPMorgan Small Cap Sustainable Leaders Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 128
Name of fund
JPMorgan Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 129
Name of fund
JPMorgan Diversified Return Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 130
Name of fund
JPMorgan International Research Enhanced Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 131
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 3-10 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 132
Name of fund
JPMorgan U.S. Sustainable Leaders Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 133
Name of fund
JPMorgan Investor Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 134
Name of fund
JPMorgan BetaBuilders MSCI US REIT ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 135
Name of fund
JPMorgan Ultra-Short Municipal Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 136
Name of fund
JPMorgan Mortgage-Backed Securities Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 137
Name of fund
JPMorgan Preferred and Income Securities Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 138
Name of fund
JPMorgan Global Allocation Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 139
Name of fund
JPMorgan High Yield Municipal ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 140
Name of fund
JPMorgan Diversified Return U.S. Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 141
Name of fund
JPMorgan BetaBuilders Europe ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 142
Name of fund
JPMorgan Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 143
Name of fund
JPMorgan SmartRetirement 2055 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 144
Name of fund
JPMorgan International Equity Fund 
SEC File number( e.g., 811- )
811-21295 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 9

Item C.1. Background information.

a. Full Name of the Fund

JPMorgan Strategic Income Opportunities Fund 

b. Series identication number, if any

S000022994 

c. LEI

7D65K6RFGRT1E0TUOV35 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

5 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class I Shares 
ii. Class identification number, if any

C000066701 

iii. Ticker symbol, if any

JSOSX 

Shares Outstanding Record: 2
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000195119 

iii. Ticker symbol, if any

JSOZX 

Shares Outstanding Record: 3
i. Full name of Class
Class R5 Shares 
ii. Class identification number, if any

C000066704 

iii. Ticker symbol, if any

JSORX 

Shares Outstanding Record: 4
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000066702 

iii. Ticker symbol, if any

JSOAX 

Shares Outstanding Record: 5
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000066703 

iii. Ticker symbol, if any

JSOCX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Citibank N.A. 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
J.P. Morgan Investment Management Inc. 
ii. LEI, if any:

549300W78QHV4XMM6K69 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

0.00000000 

g. Provide the net income from securities lending activities

0.00000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
J.P. Morgan Investment Management Inc. 
ii. SEC file number ( e.g., 801- )

801-21011 

iii.CRD number
000107038 
iv. LEI, if any

549300W78QHV4XMM6K69 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

84-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
Pricing Services Record: 3
i. Full name
LSEG 
ii. LEI, if any, or provide and describe other identifying number

2138007FV67QQ13CGJ43 

Description of other identifying number

 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

2138005LTLTVZ4WMEX25 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Skandinaviska Enskilda Banken AB 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Bank Handlowy w. Warszawie S.A. 
ii. LEI, if any

XLEZHWWOI4HFQDGL4793 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
BNP Paribas 
ii. LEI, if any

R0MUWSFPU8MPRO8K5P83 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Bank Leumi le-Israel B.M. 
ii. LEI, if any

7JDSZWRGUQY2DSTWCR57 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
Citigroup Global Markets Inc. 
ii. LEI, if any

MBNUM2BPBDO7JBLYG310 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
BNP Paribas 
ii. LEI, if any

R0MUWSFPU8MPRO8K5P83 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
Citibank A.S. 
ii. LEI, if any

CWZ8NZDH5SKY12Q4US31 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
Skandinaviska Enskilda Banken AB 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
Skandinaviska Enskilda Banken AB 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
JPMorgan Distribution Services, Inc. 
ii. LEI, if any, or provide and describe other identifying number

000104234 

Description of other identifying number

CRD 

iii. State, if applicable
OHIO  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
J.P. Morgan Investment Management Inc. 
ii. LEI, if any, or other identifying number

549300W78QHV4XMM6K69 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any, or other identifying number

7H6GLXDRUGQFU57RNE97 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
a. Full name
b. SEC file number

c. CRD number
d. LEI, if any

e. State, if applicable
f. Foreign country, if applicable
g. Total commissions paid to the affiliated broker-dealer for the reporting period:


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
HSBC Securities (USA) Inc. 
ii. SEC file number

8-41562 

iii. CRD number
000019585 
iv. LEI, if any

CYYGQCGNHMHPSMRL3R97 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

146,568.85 

Brokers Record: 2
i. Full name of broker
Nomura Securities International, Inc. 
ii. SEC file number

8-15255 

iii. CRD number
000004297 
iv. LEI, if any

OXTKY6Q8X53C9ILVV871 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

305,732.00000000 

Brokers Record: 3
i. Full name of broker
Deutsche Bank Securities Inc. 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

241.50000000 

Brokers Record: 4
i. Full name of broker
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

70.59000000 

Brokers Record: 5
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,148.44999999 

Brokers Record: 6
i. Full name of broker
Barclays Capital, Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

164.00000000 

Brokers Record: 7
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

384,229.17000000 

Brokers Record: 8
i. Full name of broker
Goldman Sachs & Co. LLC 
ii. SEC file number

8-00129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

148,081.54999999 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

987,236.11000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

260,273,517.22000000 

Principal Transactions Record: 2
i. Full name of dealer
Barclays Capital, Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

19,038,943,276.66000000 

Principal Transactions Record: 3
i. Full name of dealer
Cantor Fitzgerald & Co. 
ii. SEC file number

8-00201 

iii. CRD number
000000134 
iv. LEI, if any

5493004J7H4GCPG6OB62 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

318,124,707.01999998 

Principal Transactions Record: 4
i. Full name of dealer
TD SECURITIES (USA) LLC 
ii. SEC file number

8-36747 

iii. CRD number
000018476 
iv. LEI, if any

SUVUFHICNZMP2WKHG940 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

179,982,150.74000001 

Principal Transactions Record: 5
i. Full name of dealer
Goldman Sachs & Co. LLC 
ii. SEC file number

8-00129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

7,964,166,867.73000000 

Principal Transactions Record: 6
i. Full name of dealer
Mizuho Securities USA LLC 
ii. SEC file number

8-37710 

iii. CRD number
000019647 
iv. LEI, if any

7TK5RJIZDFROZCA6XF66 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

25,134,012,022.59000000 

Principal Transactions Record: 7
i. Full name of dealer
RBC Capital Markets, LLC 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

373,193,809.57000000 

Principal Transactions Record: 8
i. Full name of dealer
Wells Fargo Securities, LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

3,702,392,069.08000000 

Principal Transactions Record: 9
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

21,025,803,130.16000000 

Principal Transactions Record: 10
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

4,033,001,546.97000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

83,014,998,740.34000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

9,021,877,979.88000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,500,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
The Bank of New York Mellon 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
JPMorgan Equity Focus ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 2
Name of fund
JPMorgan Access Balanced Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 3
Name of fund
JPMorgan BetaBuilders U.S. Mid Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 4
Name of fund
JPMorgan SMID Cap Equity Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 5
Name of fund
JPMorgan Europe Dynamic Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 6
Name of fund
JPMorgan Corporate Bond Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 7
Name of fund
JPMorgan BetaBuilders Japan ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 8
Name of fund
JPMorgan Hedged Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 9
Name of fund
JPMorgan High Yield Municipal ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 10
Name of fund
JPMorgan Carbon Transition U.S. Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 11
Name of fund
JPMorgan Investor Conservative Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 12
Name of fund
JPMorgan Active Value ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 13
Name of fund
JPMorgan SmartRetirement 2030 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 14
Name of fund
J.P. Morgan Fleming Mutual Fund Group, Inc. 
SEC File number( e.g., 811- )
811-08189 
Shared Credit Users Record: 15
Name of fund
JPMorgan Emerging Markets Research Enhanced Equity Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 16
Name of fund
JPMorgan Developed International Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 17
Name of fund
JPMorgan SmartRetirement Blend 2050 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 18
Name of fund
JPMorgan SmartRetirement 2025 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 19
Name of fund
JPMorgan Diversified Return Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 20
Name of fund
JPMorgan Diversified Return International Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 21
Name of fund
JPMorgan USD Emerging Markets Sovereign Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 22
Name of fund
JPMorgan Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 23
Name of fund
JPMorgan Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 24
Name of fund
JPMorgan U.S. Momentum Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 25
Name of fund
JPMorgan Equity Index Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 26
Name of fund
JPMorgan Global Bond Opportunities Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 27
Name of fund
JPMorgan Diversified Return U.S. Small Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 28
Name of fund
JPMorgan BetaBuilders Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 29
Name of fund
JPMorgan Institutional Trust 
SEC File number( e.g., 811- )
811-21638 
Shared Credit Users Record: 30
Name of fund
JPMorgan Market Expansion Enhanced Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 31
Name of fund
JPMorgan Diversified Return U.S. Mid Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 32
Name of fund
JPMorgan Unconstrained Debt Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 33
Name of fund
JPMorgan Mid Cap Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 34
Name of fund
JPMorgan Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 35
Name of fund
JPMorgan Equity Premium Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 36
Name of fund
JPMorgan Investor Balanced Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 37
Name of fund
JPMorgan U.S. Research Enhanced Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 38
Name of fund
JPMorgan SmartRetirement Blend 2030 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 39
Name of fund
JPMorgan BetaBuilders Developed Asia Pacific ex-Japan ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 40
Name of fund
JPMorgan SmartRetirement 2045 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 41
Name of fund
JPMorgan Income Builder Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 42
Name of fund
JPMorgan International Research Enhanced Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 43
Name of fund
JPMorgan Equity Premium Income Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 44
Name of fund
JPMorgan Ultra-Short Municipal Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 45
Name of fund
JPMorgan Value Advantage Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 46
Name of fund
JPMorgan Short Duration Core Plus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 47
Name of fund
JPMorgan Active Growth ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 48
Name of fund
JPMorgan SmartRetirement 2065 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 49
Name of fund
J.P. Morgan Mutual Fund Investment Trust 
SEC File number( e.g., 811- )
811-05526 
Shared Credit Users Record: 50
Name of fund
JPMorgan Managed Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 51
Name of fund
JPMorgan International Focus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 52
Name of fund
JPMorgan Nasdaq Equity Premium Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 53
Name of fund
JPMorgan Limited Duration Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 54
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 3-10 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 55
Name of fund
JPMorgan Tax Free Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 56
Name of fund
JPMorgan SmartRetirement Blend 2060 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 57
Name of fund
JPMorgan Short-Intermediate Municipal Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 58
Name of fund
JPMorgan Investor Growth & Income Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 59
Name of fund
JPMORGAN BETABUILDERS U.S. EQUITY ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 60
Name of fund
JPMorgan International Hedged Equity Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 61
Name of fund
JPMorgan Diversified Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 62
Name of fund
JPMorgan SmartRetirement 2020 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 63
Name of fund
JPMorgan Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 64
Name of fund
JPMorgan SmartRetirement Blend Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 65
Name of fund
JPMorgan SmartRetirement 2050 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 66
Name of fund
JPMorgan Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 67
Name of fund
JPMorgan Municipal ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 68
Name of fund
JPMorgan Hedged Equity 2 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 69
Name of fund
JPMorgan SmartRetirement 2060 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 70
Name of fund
JPMorgan BetaBuilders International Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 71
Name of fund
JPMorgan U.S. GARP Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 72
Name of fund
JPMorgan SmartRetirement Blend 2040 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 73
Name of fund
JPMorgan Short Duration Core Plus ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 74
Name of fund
JPMorgan U.S. Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 75
Name of fund
JPMorgan Government Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 76
Name of fund
JPMorgan Global Allocation Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 77
Name of fund
JPMorgan Active Small Cap Value ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 78
Name of fund
JPMorgan BetaBuilders Canada ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 79
Name of fund
JPMorgan BetaBuilders MSCI US REIT ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 80
Name of fund
JPMorgan Small Cap Sustainable Leaders Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 81
Name of fund
JPMorgan Preferred and Income Securities Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 82
Name of fund
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 83
Name of fund
JPMorgan Sustainable Infrastructure ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 84
Name of fund
JPMorgan Investor Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 85
Name of fund
JPMorgan U.S. Applied Data Science Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 86
Name of fund
JPMorgan Small Cap Blend Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 87
Name of fund
JPMorgan Ultra-Short Municipal Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 88
Name of fund
JPMorgan Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 89
Name of fund
JPMorgan BetaBuilders U.S. TIPS 0-5 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 90
Name of fund
JPMorgan U.S. Value Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 91
Name of fund
JPMorgan Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 92
Name of fund
JPMorgan Access Growth Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 93
Name of fund
JPMorgan Core Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 94
Name of fund
JPMorgan Diversified Return U.S. Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 95
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 20+ Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 96
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 1-3 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 97
Name of fund
JPMorgan International Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 98
Name of fund
JPMorgan SmartRetirement Blend 2020 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 99
Name of fund
JPMorgan SmartRetirement Blend 2065 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 100
Name of fund
JPMorgan International Growth ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 101
Name of fund
JPMorgan Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 102
Name of fund
JPMorgan U.S. Large Cap Core Plus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 103
Name of fund
JPMorgan Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 104
Name of fund
JPMorgan SmartRetirement 2035 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 105
Name of fund
JPMorgan Sustainable Municipal Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 106
Name of fund
JPMorgan Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 107
Name of fund
JPMorgan SmartRetirement Blend 2045 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 108
Name of fund
JPMorgan SmartRetirement Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 109
Name of fund
JPMorgan Total Return Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 110
Name of fund
JPMorgan BetaBuilders U.S. Aggregate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 111
Name of fund
JPMorgan SmartRetirement Blend 2025 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 112
Name of fund
JPMorgan BetaBuilders U.S. Small Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 113
Name of fund
JPMorgan U.S. Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 114
Name of fund
JPMorgan BetaBuilders Europe ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 115
Name of fund
JPMorgan U.S. Quality Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 116
Name of fund
JPMorgan New York Tax Free Bond Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 117
Name of fund
JPMORGAN BETABUILDERS 1-5 YEAR U.S. AGGREGATE BOND ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 118
Name of fund
JPMorgan Mortgage-Backed Securities Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 119
Name of fund
JPMorgan SmartRetirement Blend 2035 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 120
Name of fund
JPMorgan Active China ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 121
Name of fund
JPMorgan ActiveBuilders Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 122
Name of fund
JPMorgan National Municipal Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 123
Name of fund
JPMorgan Climate Change Solutions ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 124
Name of fund
JPMorgan Tax Aware Real Return Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 125
Name of fund
JPMorgan Large Cap Value Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 126
Name of fund
JPMorgan Ultra-Short Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 127
Name of fund
JPMorgan U.S. Small Company Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 128
Name of fund
JPMorgan Inflation Managed Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 129
Name of fund
JPMorgan SmartRetirement Blend 2055 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 130
Name of fund
JPMorgan High Yield Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 131
Name of fund
JPMorgan BetaBuilders USD Investment Grade Corporate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 132
Name of fund
JPMorgan International Bond Opportunities ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 133
Name of fund
JPMorgan Core Plus Bond ETF  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 134
Name of fund
JPMorgan Hedged Equity 3 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 135
Name of fund
JPMorgan SmartRetirement 2040 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 136
Name of fund
JPMorgan Small Cap Value Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 137
Name of fund
JPMorgan SmartRetirement 2055 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 138
Name of fund
JPMorgan California Tax Free Bond Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 139
Name of fund
Undiscovered Managers Funds 
SEC File number( e.g., 811- )
811-08437 
Shared Credit Users Record: 140
Name of fund
JPMorgan Research Market Neutral Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 141
Name of fund
JPMorgan Equity Income Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 142
Name of fund
JPMorgan U.S. Sustainable Leaders Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 143
Name of fund
JPMorgan Floating Rate Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 144
Name of fund
JPMorgan Realty Income ETF  
SEC File number( e.g., 811- )
811-22903 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No

Line of Credit details Record: 2 i. Is the line of credit a committed or uncommitted line of credit? Radio button not checked Committed Radio button checked Uncommitted ii. What size is the line of credit?

100,000,000.00000000 

iii. With which institution(s) is the line of credit? Line Institutions Record: 1Name of institution
JPMorgan Chase Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared 1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
JPMorgan Institutional Trust 
SEC File number( e.g., 811- )
811-21638 
Shared Credit Users Record: 2
Name of fund
J.P. Morgan Fleming Mutual Fund Group, Inc. 
SEC File number( e.g., 811- )
811-08189 
Shared Credit Users Record: 3
Name of fund
JPMorgan Trust I 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 4
Name of fund
J.P. Morgan Exchange-Traded Fund Trust  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 5
Name of fund
JPMorgan Trust II 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 6
Name of fund
J.P. Morgan Mutual Fund Investment Trust 
SEC File number( e.g., 811- )
811-05526 
Shared Credit Users Record: 7
Name of fund
JPMorgan Trust IV 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 8
Name of fund
Undiscovered Managers Funds 
SEC File number( e.g., 811- )
811-08437 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 10

Item C.1. Background information.

a. Full Name of the Fund

JPMorgan Prime Money Market Fund 

b. Series identication number, if any

S000002969 

c. LEI

549300YD7H8SEEU7VG41 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

9 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Academy Shares 
ii. Class identification number, if any

C000212345 

iii. Ticker symbol, if any

JPAXX 

Shares Outstanding Record: 2
i. Full name of Class
IM Shares 
ii. Class identification number, if any

C000115390 

iii. Ticker symbol, if any

JIMXX 

Shares Outstanding Record: 3
i. Full name of Class
Capital Shares 
ii. Class identification number, if any

C000008134 

iii. Ticker symbol, if any

CJPXX 

Shares Outstanding Record: 4
i. Full name of Class
Institutional Class Shares 
ii. Class identification number, if any

C000008130 

iii. Ticker symbol, if any

JINXX 

Shares Outstanding Record: 5
i. Full name of Class
Empower Share Class 
ii. Class identification number, if any

C000225257 

iii. Ticker symbol, if any

EJPXX 

Shares Outstanding Record: 6
i. Full name of Class
Agency Shares 
ii. Class identification number, if any

C000008138 

iii. Ticker symbol, if any

VMIXX 

Shares Outstanding Record: 7
i. Full name of Class
Premier Shares 
ii. Class identification number, if any

C000008136 

iii. Ticker symbol, if any

VPMXX 

Shares Outstanding Record: 8
i. Full name of Class
Reserve Shares 
ii. Class identification number, if any

C000008137 

iii. Ticker symbol, if any

JRVXX 

Shares Outstanding Record: 9
i. Full name of Class
Morgan Shares 
ii. Class identification number, if any

C000008135 

iii. Ticker symbol, if any

VMVXX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

0.00000000 

g. Provide the net income from securities lending activities

0.00000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox not checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox not checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
J.P. Morgan Investment Management Inc. 
ii. SEC file number ( e.g., 801- )

801-21011 

iii.CRD number
000107038 
iv. LEI, if any

549300W78QHV4XMM6K69 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

84-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
JPMorgan Distribution Services, Inc. 
ii. LEI, if any, or provide and describe other identifying number

000104234 

Description of other identifying number

CRD 

iii. State, if applicable
OHIO  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
J.P. Morgan Investment Management Inc. 
ii. LEI, if any, or other identifying number

549300W78QHV4XMM6K69 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any, or other identifying number

7H6GLXDRUGQFU57RNE97 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
a. Full name
b. SEC file number

c. CRD number
d. LEI, if any

e. State, if applicable
f. Foreign country, if applicable
g. Total commissions paid to the affiliated broker-dealer for the reporting period:


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.00000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
SG Americas Securities, LLC 
ii. SEC file number

8-66125 

iii. CRD number
000128351 
iv. LEI, if any

549300F35UE0BOM1WJ55 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

174,085,465,051.75000000 

Principal Transactions Record: 2
i. Full name of dealer
Mizuho Securities USA LLC 
ii. SEC file number

8-37710 

iii. CRD number
000019647 
iv. LEI, if any

7TK5RJIZDFROZCA6XF66 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

577,730,788,000.00000000 

Principal Transactions Record: 3
i. Full name of dealer
Tullett Prebon Financial Services LLC 
ii. SEC file number

8-43487 

iii. CRD number
000028196 
iv. LEI, if any

5493002MIGPVI71S2611 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,690,722,247,884.51000000 

Principal Transactions Record: 4
i. Full name of dealer
ICAP Corporates LLC 
ii. SEC file number

8-12726 

iii. CRD number
000002762 
iv. LEI, if any

78E0W5ARMBFSS8K1Y274 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

528,605,275,000.00000000 

Principal Transactions Record: 5
i. Full name of dealer
Fixed Income Clearing Corporation 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

549300H47WTHXPU08X20 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

292,450,000,000.00000000 

Principal Transactions Record: 6
i. Full name of dealer
Bank of New York Mellon Corp. 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

WFLLPEPC7FZXENRZV188 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

820,346,000,000.00000000 

Principal Transactions Record: 7
i. Full name of dealer
Deutsche Bank Securities Inc. 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

263,088,509,635.26001000 

Principal Transactions Record: 8
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

170,560,989,893.00000000 

Principal Transactions Record: 9
i. Full name of dealer
Barclays Capital, Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

201,681,873,575.66000000 

Principal Transactions Record: 10
i. Full name of dealer
Erste Group Bank AG 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

PQOH26KWDF7CG10L6792 

v. State, if applicable
 
vi. Foreign country, if applicable
AUSTRIA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

330,874,024,000.00000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

6,255,989,611,902.44000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

 

b. Provide the money market fund's daily average net assets during the reporting period

76,442,331,168.64000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button not checked Committed Radio button checked Uncommitted
ii. What size is the line of credit?

100,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
JPMorgan Institutional Trust 
SEC File number( e.g., 811- )
811-21638 
Shared Credit Users Record: 2
Name of fund
JPMorgan Trust I 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 3
Name of fund
JPMorgan Trust IV 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 4
Name of fund
J.P. Morgan Mutual Fund Investment Trust 
SEC File number( e.g., 811- )
811-05526 
Shared Credit Users Record: 5
Name of fund
J.P. Morgan Fleming Mutual Fund Group, Inc. 
SEC File number( e.g., 811- )
811-08189 
Shared Credit Users Record: 6
Name of fund
J.P. Morgan Exchange-Traded Fund Trust  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 7
Name of fund
JPMorgan Trust II 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 8
Name of fund
Undiscovered Managers Funds 
SEC File number( e.g., 811- )
811-08437 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Management Investment Record: 11

Item C.1. Background information.

a. Full Name of the Fund

JPMorgan California Tax Free Bond Fund 

b. Series identication number, if any

S000002945 

c. LEI

3HCMEJOPTTAMGNRV1B05 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

4 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000008060 

iii. Ticker symbol, if any

JCBAX 

Shares Outstanding Record: 2
i. Full name of Class
Class I Shares 
ii. Class identification number, if any

C000008059 

iii. Ticker symbol, if any

JPICX 

Shares Outstanding Record: 3
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000008061 

iii. Ticker symbol, if any

JCBCX 

Shares Outstanding Record: 4
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000205201 

iii. Ticker symbol, if any

JCBSX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Citibank N.A. 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
J.P. Morgan Investment Management Inc. 
ii. LEI, if any:

549300W78QHV4XMM6K69 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

0.00000000 

g. Provide the net income from securities lending activities

0.00000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
J.P. Morgan Investment Management Inc. 
ii. SEC file number ( e.g., 801- )

801-21011 

iii.CRD number
000107038 
iv. LEI, if any

549300W78QHV4XMM6K69 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

84-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
JPMorgan Distribution Services, Inc. 
ii. LEI, if any, or provide and describe other identifying number

000104234 

Description of other identifying number

CRD 

iii. State, if applicable
OHIO  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
J.P. Morgan Investment Management Inc. 
ii. LEI, if any, or other identifying number

549300W78QHV4XMM6K69 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any, or other identifying number

7H6GLXDRUGQFU57RNE97 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
a. Full name
b. SEC file number

c. CRD number
d. LEI, if any

e. State, if applicable
f. Foreign country, if applicable
g. Total commissions paid to the affiliated broker-dealer for the reporting period:


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.00000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

40,865,834.29999999 

Principal Transactions Record: 2
i. Full name of dealer
TD SECURITIES (USA) LLC 
ii. SEC file number

8-36747 

iii. CRD number
000018476 
iv. LEI, if any

SUVUFHICNZMP2WKHG940 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

14,314,904.40000000 

Principal Transactions Record: 3
i. Full name of dealer
Barclays Capital, Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

20,083,933.10000000 

Principal Transactions Record: 4
i. Full name of dealer
RBC Capital Markets, LLC 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

25,268,576.19999999 

Principal Transactions Record: 5
i. Full name of dealer
Wells Fargo Securities, LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

12,712,382.69999999 

Principal Transactions Record: 6
i. Full name of dealer
Mesirow Financial, Inc. 
ii. SEC file number

8-28816 

iii. CRD number
000002764 
iv. LEI, if any

549300BIV46SUHPOFE54 

v. State, if applicable
ILLINOIS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

5,649,146.84999999 

Principal Transactions Record: 7
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

14,340,049.00000000 

Principal Transactions Record: 8
i. Full name of dealer
Wedbush Securities Inc. 
ii. SEC file number

8-12987 

iii. CRD number
000000877 
iv. LEI, if any

549300CSX55MXZ47EI78 

v. State, if applicable
CALIFORNIA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

6,819,305.90000000 

Principal Transactions Record: 9
i. Full name of dealer
Jefferies LLC 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

9,117,868.00000000 

Principal Transactions Record: 10
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

11,468,551.80000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

214,324,495.59999999 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

290,638,811.61000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button not checked Committed Radio button checked Uncommitted
ii. What size is the line of credit?

100,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
J.P. Morgan Exchange-Traded Fund Trust  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 2
Name of fund
JPMorgan Trust IV 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 3
Name of fund
Undiscovered Managers Funds 
SEC File number( e.g., 811- )
811-08437 
Shared Credit Users Record: 4
Name of fund
JPMorgan Institutional Trust 
SEC File number( e.g., 811- )
811-21638 
Shared Credit Users Record: 5
Name of fund
JPMorgan Trust I 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 6
Name of fund
J.P. Morgan Mutual Fund Investment Trust 
SEC File number( e.g., 811- )
811-05526 
Shared Credit Users Record: 7
Name of fund
JPMorgan Trust II 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 8
Name of fund
J.P. Morgan Fleming Mutual Fund Group, Inc. 
SEC File number( e.g., 811- )
811-08189 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No

Line of Credit details Record: 2 i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted ii. What size is the line of credit?

1,500,000,000.00000000 

iii. With which institution(s) is the line of credit? Line Institutions Record: 1Name of institution
The Bank of New York Mellon 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared 1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
JPMorgan Short Duration Core Plus ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 2
Name of fund
JPMorgan SmartRetirement Blend 2040 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 3
Name of fund
JPMorgan SmartRetirement Blend 2045 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 4
Name of fund
JPMorgan U.S. Applied Data Science Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 5
Name of fund
JPMorgan U.S. Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 6
Name of fund
JPMorgan Preferred and Income Securities Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 7
Name of fund
JPMorgan Mid Cap Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 8
Name of fund
JPMorgan SmartRetirement Blend 2060 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 9
Name of fund
JPMorgan Investor Growth & Income Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 10
Name of fund
JPMorgan Mortgage-Backed Securities Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 11
Name of fund
JPMorgan Active Value ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 12
Name of fund
JPMorgan Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 13
Name of fund
JPMorgan International Hedged Equity Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 14
Name of fund
JPMorgan Equity Premium Income Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 15
Name of fund
JPMorgan Diversified Return U.S. Small Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 16
Name of fund
JPMorgan Climate Change Solutions ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 17
Name of fund
JPMorgan Access Growth Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 18
Name of fund
JPMorgan Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 19
Name of fund
JPMorgan Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 20
Name of fund
JPMorgan International Research Enhanced Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 21
Name of fund
JPMorgan BetaBuilders MSCI US REIT ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 22
Name of fund
JPMorgan International Bond Opportunities ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 23
Name of fund
JPMORGAN BETABUILDERS U.S. EQUITY ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 24
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 1-3 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 25
Name of fund
JPMorgan U.S. Value Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 26
Name of fund
JPMorgan Diversified Return U.S. Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 27
Name of fund
JPMorgan U.S. Large Cap Core Plus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 28
Name of fund
JPMorgan BetaBuilders Developed Asia Pacific ex-Japan ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 29
Name of fund
JPMorgan Core Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 30
Name of fund
JPMorgan Total Return Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 31
Name of fund
JPMorgan U.S. Small Company Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 32
Name of fund
JPMorgan U.S. Research Enhanced Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 33
Name of fund
JPMorgan Active China ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 34
Name of fund
JPMorgan Diversified Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 35
Name of fund
JPMorgan Ultra-Short Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 36
Name of fund
JPMorgan High Yield Municipal ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 37
Name of fund
JPMorgan SmartRetirement 2045 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 38
Name of fund
JPMorgan Active Small Cap Value ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 39
Name of fund
JPMORGAN BETABUILDERS 1-5 YEAR U.S. AGGREGATE BOND ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 40
Name of fund
JPMorgan SMID Cap Equity Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 41
Name of fund
JPMorgan Sustainable Infrastructure ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 42
Name of fund
JPMorgan BetaBuilders USD Investment Grade Corporate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 43
Name of fund
JPMorgan Europe Dynamic Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 44
Name of fund
JPMorgan Limited Duration Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 45
Name of fund
JPMorgan Research Market Neutral Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 46
Name of fund
JPMorgan Small Cap Value Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 47
Name of fund
JPMorgan Diversified Return U.S. Mid Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 48
Name of fund
JPMorgan Government Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 49
Name of fund
JPMorgan Diversified Return Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 50
Name of fund
JPMorgan Realty Income ETF  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 51
Name of fund
JPMorgan Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 52
Name of fund
JPMorgan Small Cap Blend Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 53
Name of fund
J.P. Morgan Fleming Mutual Fund Group, Inc. 
SEC File number( e.g., 811- )
811-08189 
Shared Credit Users Record: 54
Name of fund
JPMorgan SmartRetirement Blend Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 55
Name of fund
JPMorgan SmartRetirement 2035 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 56
Name of fund
JPMorgan ActiveBuilders Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 57
Name of fund
JPMorgan SmartRetirement Blend 2025 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 58
Name of fund
JPMorgan Market Expansion Enhanced Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 59
Name of fund
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 60
Name of fund
JPMorgan U.S. Momentum Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 61
Name of fund
JPMorgan Sustainable Municipal Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 62
Name of fund
JPMorgan Investor Balanced Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 63
Name of fund
JPMorgan SmartRetirement 2040 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 64
Name of fund
JPMorgan Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 65
Name of fund
JPMorgan SmartRetirement Blend 2020 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 66
Name of fund
JPMorgan Corporate Bond Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 67
Name of fund
JPMorgan BetaBuilders U.S. Small Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 68
Name of fund
JPMorgan BetaBuilders U.S. TIPS 0-5 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 69
Name of fund
JPMorgan National Municipal Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 70
Name of fund
JPMorgan Equity Index Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 71
Name of fund
JPMorgan High Yield Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 72
Name of fund
JPMorgan SmartRetirement Blend 2065 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 73
Name of fund
JPMorgan SmartRetirement Blend 2035 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 74
Name of fund
JPMorgan Ultra-Short Municipal Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 75
Name of fund
JPMorgan SmartRetirement 2020 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 76
Name of fund
JPMorgan Large Cap Value Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 77
Name of fund
JPMorgan Managed Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 78
Name of fund
JPMorgan Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 79
Name of fund
JPMorgan SmartRetirement 2050 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 80
Name of fund
JPMorgan Strategic Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 81
Name of fund
JPMorgan SmartRetirement Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 82
Name of fund
JPMorgan International Growth ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 83
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 20+ Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 84
Name of fund
JPMorgan BetaBuilders U.S. Mid Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 85
Name of fund
JPMorgan Short-Intermediate Municipal Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 86
Name of fund
JPMorgan Hedged Equity 3 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 87
Name of fund
JPMorgan Developed International Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 88
Name of fund
JPMorgan New York Tax Free Bond Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 89
Name of fund
JPMorgan Short Duration Core Plus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 90
Name of fund
JPMorgan BetaBuilders U.S. Aggregate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 91
Name of fund
JPMorgan Active Growth ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 92
Name of fund
JPMorgan Income Builder Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 93
Name of fund
JPMorgan Ultra-Short Municipal Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 94
Name of fund
JPMorgan Global Allocation Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 95
Name of fund
JPMorgan Unconstrained Debt Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 96
Name of fund
JPMorgan Tax Aware Real Return Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 97
Name of fund
JPMorgan Municipal ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 98
Name of fund
JPMorgan Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 99
Name of fund
JPMorgan Carbon Transition U.S. Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 100
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 3-10 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 101
Name of fund
JPMorgan U.S. Quality Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 102
Name of fund
JPMorgan BetaBuilders International Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 103
Name of fund
JPMorgan Equity Income Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 104
Name of fund
JPMorgan BetaBuilders Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 105
Name of fund
JPMorgan SmartRetirement 2060 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 106
Name of fund
JPMorgan SmartRetirement 2065 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 107
Name of fund
JPMorgan SmartRetirement 2055 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 108
Name of fund
JPMorgan Diversified Return International Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 109
Name of fund
J.P. Morgan Mutual Fund Investment Trust 
SEC File number( e.g., 811- )
811-05526 
Shared Credit Users Record: 110
Name of fund
JPMorgan Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 111
Name of fund
JPMorgan Core Plus Bond ETF  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 112
Name of fund
JPMorgan Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 113
Name of fund
JPMorgan U.S. GARP Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 114
Name of fund
JPMorgan SmartRetirement 2030 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 115
Name of fund
JPMorgan Inflation Managed Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 116
Name of fund
JPMorgan U.S. Sustainable Leaders Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 117
Name of fund
JPMorgan International Focus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 118
Name of fund
JPMorgan Equity Premium Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 119
Name of fund
JPMorgan Small Cap Sustainable Leaders Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 120
Name of fund
JPMorgan Nasdaq Equity Premium Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 121
Name of fund
JPMorgan Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 122
Name of fund
JPMorgan Institutional Trust 
SEC File number( e.g., 811- )
811-21638 
Shared Credit Users Record: 123
Name of fund
JPMorgan Investor Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 124
Name of fund
JPMorgan SmartRetirement Blend 2050 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 125
Name of fund
JPMorgan U.S. Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 126
Name of fund
JPMorgan Equity Focus ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 127
Name of fund
JPMorgan International Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 128
Name of fund
JPMorgan BetaBuilders Japan ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 129
Name of fund
JPMorgan BetaBuilders Canada ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 130
Name of fund
JPMorgan Floating Rate Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 131
Name of fund
JPMorgan Global Bond Opportunities Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 132
Name of fund
Undiscovered Managers Funds 
SEC File number( e.g., 811- )
811-08437 
Shared Credit Users Record: 133
Name of fund
JPMorgan Emerging Markets Research Enhanced Equity Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 134
Name of fund
JPMorgan SmartRetirement 2025 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 135
Name of fund
JPMorgan SmartRetirement Blend 2055 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 136
Name of fund
JPMorgan SmartRetirement Blend 2030 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 137
Name of fund
JPMorgan USD Emerging Markets Sovereign Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 138
Name of fund
JPMorgan Hedged Equity 2 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 139
Name of fund
JPMorgan Investor Conservative Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 140
Name of fund
JPMorgan Hedged Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 141
Name of fund
JPMorgan BetaBuilders Europe ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 142
Name of fund
JPMorgan Tax Free Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 143
Name of fund
JPMorgan Access Balanced Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 144
Name of fund
JPMorgan Value Advantage Fund 
SEC File number( e.g., 811- )
811-21295 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 12

Item C.1. Background information.

a. Full Name of the Fund

JPMorgan Federal Money Market Fund 

b. Series identication number, if any

S000002967 

c. LEI

549300XR0BPUJ8VPK102 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

5 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Agency Shares 
ii. Class identification number, if any

C000008127 

iii. Ticker symbol, if any

VFIXX 

Shares Outstanding Record: 2
i. Full name of Class
Premier Shares 
ii. Class identification number, if any

C000008125 

iii. Ticker symbol, if any

VFPXX 

Shares Outstanding Record: 3
i. Full name of Class
Institutional Class Shares 
ii. Class identification number, if any

C000008123 

iii. Ticker symbol, if any

JFMXX 

Shares Outstanding Record: 4
i. Full name of Class
Morgan Shares 
ii. Class identification number, if any

C000008124 

iii. Ticker symbol, if any

VFVXX 

Shares Outstanding Record: 5
i. Full name of Class
Capital Shares 
ii. Class identification number, if any

C000165405 

iii. Ticker symbol, if any

JFCXX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

0.00000000 

g. Provide the net income from securities lending activities

0.00000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox not checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox not checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
J.P. Morgan Investment Management Inc. 
ii. SEC file number ( e.g., 801- )

801-21011 

iii.CRD number
000107038 
iv. LEI, if any

549300W78QHV4XMM6K69 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

84-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
JPMorgan Distribution Services, Inc. 
ii. LEI, if any, or provide and describe other identifying number

000104234 

Description of other identifying number

CRD 

iii. State, if applicable
OHIO  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
J.P. Morgan Investment Management Inc. 
ii. LEI, if any, or other identifying number

549300W78QHV4XMM6K69 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any, or other identifying number

7H6GLXDRUGQFU57RNE97 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
a. Full name
b. SEC file number

c. CRD number
d. LEI, if any

e. State, if applicable
f. Foreign country, if applicable
g. Total commissions paid to the affiliated broker-dealer for the reporting period:


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.00000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Deutsche Bank Securities Inc. 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,800,384,461.00000000 

Principal Transactions Record: 2
i. Full name of dealer
Barclays Capital, Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

18,617,464,999.88999900 

Principal Transactions Record: 3
i. Full name of dealer
Nomura Securities International, Inc. 
ii. SEC file number

8-15255 

iii. CRD number
000004297 
iv. LEI, if any

OXTKY6Q8X53C9ILVV871 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

3,682,170,045.46000000 

Principal Transactions Record: 4
i. Full name of dealer
CastleOak Securities, L.P. 
ii. SEC file number

8-65786 

iii. CRD number
000125334 
iv. LEI, if any

549300MXL7C60HZ59S65 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

6,416,195,776.29000000 

Principal Transactions Record: 5
i. Full name of dealer
Jefferies LLC 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,092,648,122.32999990 

Principal Transactions Record: 6
i. Full name of dealer
Pershing LLC 
ii. SEC file number

8-17574 

iii. CRD number
000007560 
iv. LEI, if any

ZI8Q1A8EI8LQFJNM0D94 

v. State, if applicable
NEW JERSEY  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

17,517,393,261.25000000 

Principal Transactions Record: 7
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,416,063,167.17000010 

Principal Transactions Record: 8
i. Full name of dealer
Wells Fargo Securities, LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

3,479,187,265.55000020 

Principal Transactions Record: 9
i. Full name of dealer
Industrial and Commercial Bank of China Financial Services LLC 
ii. SEC file number

8-66471 

iii. CRD number
000131487 
iv. LEI, if any

5493003O0P1GJ0O8CI80 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

13,214,239,683.60000000 

Principal Transactions Record: 10
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

4,886,102,983.97999950 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

83,598,091,208.96000700 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

 

b. Provide the money market fund's daily average net assets during the reporting period

6,862,563,868.41000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button not checked Committed Radio button checked Uncommitted
ii. What size is the line of credit?

100,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
J.P. Morgan Mutual Fund Investment Trust 
SEC File number( e.g., 811- )
811-05526 
Shared Credit Users Record: 2
Name of fund
J.P. Morgan Fleming Mutual Fund Group, Inc. 
SEC File number( e.g., 811- )
811-08189 
Shared Credit Users Record: 3
Name of fund
Undiscovered Managers Funds 
SEC File number( e.g., 811- )
811-08437 
Shared Credit Users Record: 4
Name of fund
JPMorgan Trust I 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 5
Name of fund
JPMorgan Trust IV 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 6
Name of fund
JPMorgan Institutional Trust 
SEC File number( e.g., 811- )
811-21638 
Shared Credit Users Record: 7
Name of fund
J.P. Morgan Exchange-Traded Fund Trust  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 8
Name of fund
JPMorgan Trust II 
SEC File number( e.g., 811- )
811-04236 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Management Investment Record: 13

Item C.1. Background information.

a. Full Name of the Fund

JPMorgan Corporate Bond Fund 

b. Series identication number, if any

S000039803 

c. LEI

549300A4UMYKC7JGN025 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

4 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000123398 

iii. Ticker symbol, if any

CBFVX 

Shares Outstanding Record: 2
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000123395 

iii. Ticker symbol, if any

CBRAX 

Shares Outstanding Record: 3
i. Full name of Class
Class I Shares 
ii. Class identification number, if any

C000123397 

iii. Ticker symbol, if any

CBFSX 

Shares Outstanding Record: 4
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000123396 

iii. Ticker symbol, if any

CBRCX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Citibank N.A. 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
J.P. Morgan Investment Management Inc. 
ii. LEI, if any:

549300W78QHV4XMM6K69 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

0.00000000 

g. Provide the net income from securities lending activities

0.00000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
J.P. Morgan Investment Management Inc. 
ii. SEC file number ( e.g., 801- )

801-21011 

iii.CRD number
000107038 
iv. LEI, if any

549300W78QHV4XMM6K69 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

84-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
LSEG 
ii. LEI, if any, or provide and describe other identifying number

2138007FV67QQ13CGJ43 

Description of other identifying number

 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
Pricing Services Record: 4
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

2138005LTLTVZ4WMEX25 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
BNP Paribas 
ii. LEI, if any

R0MUWSFPU8MPRO8K5P83 

iii. State, if applicable
 
iv. Foreign country, if applicable
GREECE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
BNP Paribas 
ii. LEI, if any

R0MUWSFPU8MPRO8K5P83 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
Skandinaviska Enskilda Banken AB 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
BNP Paribas 
ii. LEI, if any

R0MUWSFPU8MPRO8K5P83 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
JPMorgan Distribution Services, Inc. 
ii. LEI, if any, or provide and describe other identifying number

000104234 

Description of other identifying number

CRD 

iii. State, if applicable
OHIO  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
J.P. Morgan Investment Management Inc. 
ii. LEI, if any, or other identifying number

549300W78QHV4XMM6K69 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any, or other identifying number

7H6GLXDRUGQFU57RNE97 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
a. Full name
b. SEC file number

c. CRD number
d. LEI, if any

e. State, if applicable
f. Foreign country, if applicable
g. Total commissions paid to the affiliated broker-dealer for the reporting period:


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Merrill Lynch, Pierce, Fenner & Smith Inc. 
ii. SEC file number

8-07221 

iii. CRD number
000007691 
iv. LEI, if any

8NAV47T0Y26Q87Y0QP81 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

67.83000000 

Brokers Record: 2
i. Full name of broker
Barclays Capital, Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

4,699.89999999 

Brokers Record: 3
i. Full name of broker
Deutsche Bank Securities Inc. 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,383.41000000 

Brokers Record: 4
i. Full name of broker
Goldman Sachs & Co. LLC 
ii. SEC file number

8-00129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

7,116.87000000 

Brokers Record: 5
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,901.24000000 

Brokers Record: 6
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

656.99000000 

Brokers Record: 7
i. Full name of broker
BNP Paribas Securities Corp. 
ii. SEC file number

8-32682 

iii. CRD number
000015794 
iv. LEI, if any

RCNB6OTYUAMMP879YW96 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2.20000000 

Brokers Record: 8
i. Full name of broker
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

26.25000000 

Brokers Record: 9
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

19,422.54000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

36,277.23000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Barclays Capital, Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

44,980,039.27000000 

Principal Transactions Record: 2
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

62,779,039.82000000 

Principal Transactions Record: 3
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

75,281,674.79000000 

Principal Transactions Record: 4
i. Full name of dealer
Jane Street Execution Services, LLC 
ii. SEC file number

8-69254 

iii. CRD number
000167280 
iv. LEI, if any

549300HXJLXCPDWAH070 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

18,270,266.19000000 

Principal Transactions Record: 5
i. Full name of dealer
Wells Fargo Securities, LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

28,799,227.55000000 

Principal Transactions Record: 6
i. Full name of dealer
Goldman Sachs & Co. LLC 
ii. SEC file number

8-00129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

59,419,882.93000000 

Principal Transactions Record: 7
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

58,048,576.66000000 

Principal Transactions Record: 8
i. Full name of dealer
RBC Capital Markets, LLC 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

22,580,467.58000000 

Principal Transactions Record: 9
i. Full name of dealer
BNP Paribas Securities Corp. 
ii. SEC file number

8-32682 

iii. CRD number
000015794 
iv. LEI, if any

RCNB6OTYUAMMP879YW96 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

29,076,072.69000000 

Principal Transactions Record: 10
i. Full name of dealer
Deutsche Bank Securities Inc. 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

29,796,619.37000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

570,961,264.84000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

225,784,446.91000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button not checked Committed Radio button checked Uncommitted
ii. What size is the line of credit?

100,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Undiscovered Managers Funds 
SEC File number( e.g., 811- )
811-08437 
Shared Credit Users Record: 2
Name of fund
JPMorgan Trust IV 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 3
Name of fund
J.P. Morgan Exchange-Traded Fund Trust  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 4
Name of fund
J.P. Morgan Mutual Fund Investment Trust 
SEC File number( e.g., 811- )
811-05526 
Shared Credit Users Record: 5
Name of fund
JPMorgan Trust II 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 6
Name of fund
JPMorgan Trust I 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 7
Name of fund
JPMorgan Institutional Trust 
SEC File number( e.g., 811- )
811-21638 
Shared Credit Users Record: 8
Name of fund
J.P. Morgan Fleming Mutual Fund Group, Inc. 
SEC File number( e.g., 811- )
811-08189 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No

Line of Credit details Record: 2 i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted ii. What size is the line of credit?

1,500,000,000.00000000 

iii. With which institution(s) is the line of credit? Line Institutions Record: 1Name of institution
The Bank of New York Mellon 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared 1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
JPMORGAN BETABUILDERS U.S. EQUITY ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 2
Name of fund
JPMorgan BetaBuilders Developed Asia Pacific ex-Japan ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 3
Name of fund
JPMorgan Equity Premium Income Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 4
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 1-3 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 5
Name of fund
JPMorgan BetaBuilders MSCI US REIT ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 6
Name of fund
JPMorgan Tax Free Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 7
Name of fund
JPMorgan Value Advantage Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 8
Name of fund
JPMorgan Equity Index Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 9
Name of fund
JPMorgan BetaBuilders Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 10
Name of fund
JPMorgan SmartRetirement Blend 2060 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 11
Name of fund
JPMorgan SmartRetirement Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 12
Name of fund
JPMorgan Floating Rate Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 13
Name of fund
JPMorgan SmartRetirement 2020 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 14
Name of fund
JPMorgan U.S. Large Cap Core Plus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 15
Name of fund
JPMorgan Developed International Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 16
Name of fund
JPMorgan Equity Focus ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 17
Name of fund
JPMorgan Inflation Managed Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 18
Name of fund
JPMorgan SmartRetirement 2060 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 19
Name of fund
JPMorgan Total Return Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 20
Name of fund
JPMorgan Small Cap Blend Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 21
Name of fund
JPMorgan Short Duration Core Plus ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 22
Name of fund
JPMorgan Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 23
Name of fund
JPMorgan Hedged Equity 3 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 24
Name of fund
JPMorgan Government Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 25
Name of fund
JPMorgan U.S. Sustainable Leaders Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 26
Name of fund
JPMorgan Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 27
Name of fund
JPMorgan SMID Cap Equity Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 28
Name of fund
JPMorgan Climate Change Solutions ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 29
Name of fund
JPMorgan Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 30
Name of fund
JPMorgan Diversified Return Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 31
Name of fund
JPMorgan U.S. Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 32
Name of fund
JPMorgan Ultra-Short Municipal Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 33
Name of fund
JPMorgan SmartRetirement Blend 2035 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 34
Name of fund
JPMorgan Investor Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 35
Name of fund
JPMorgan SmartRetirement Blend 2045 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 36
Name of fund
JPMorgan California Tax Free Bond Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 37
Name of fund
JPMorgan Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 38
Name of fund
JPMorgan ActiveBuilders Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 39
Name of fund
JPMorgan Mid Cap Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 40
Name of fund
JPMorgan Short-Intermediate Municipal Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 41
Name of fund
JPMorgan U.S. GARP Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 42
Name of fund
JPMorgan BetaBuilders International Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 43
Name of fund
JPMorgan Managed Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 44
Name of fund
JPMorgan Institutional Trust 
SEC File number( e.g., 811- )
811-21638 
Shared Credit Users Record: 45
Name of fund
JPMorgan BetaBuilders U.S. TIPS 0-5 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 46
Name of fund
JPMorgan Global Allocation Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 47
Name of fund
JPMorgan Carbon Transition U.S. Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 48
Name of fund
JPMorgan Preferred and Income Securities Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 49
Name of fund
JPMorgan Access Balanced Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 50
Name of fund
JPMorgan Sustainable Municipal Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 51
Name of fund
JPMorgan Small Cap Sustainable Leaders Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 52
Name of fund
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 53
Name of fund
JPMorgan SmartRetirement 2055 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 54
Name of fund
JPMorgan Active Value ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 55
Name of fund
JPMorgan Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 56
Name of fund
JPMorgan BetaBuilders Japan ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 57
Name of fund
JPMorgan Diversified Return International Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 58
Name of fund
JPMorgan BetaBuilders U.S. Mid Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 59
Name of fund
JPMorgan Global Bond Opportunities Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 60
Name of fund
JPMorgan International Hedged Equity Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 61
Name of fund
JPMorgan Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 62
Name of fund
JPMorgan USD Emerging Markets Sovereign Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 63
Name of fund
JPMorgan Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 64
Name of fund
JPMorgan Municipal ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 65
Name of fund
JPMorgan Equity Premium Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 66
Name of fund
JPMorgan Tax Aware Real Return Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 67
Name of fund
JPMorgan SmartRetirement Blend Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 68
Name of fund
JPMorgan SmartRetirement Blend 2050 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 69
Name of fund
JPMorgan SmartRetirement 2030 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 70
Name of fund
JPMorgan Core Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 71
Name of fund
JPMorgan BetaBuilders U.S. Small Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 72
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 20+ Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 73
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 3-10 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 74
Name of fund
JPMorgan Small Cap Value Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 75
Name of fund
JPMorgan International Focus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 76
Name of fund
JPMorgan SmartRetirement 2050 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 77
Name of fund
J.P. Morgan Mutual Fund Investment Trust 
SEC File number( e.g., 811- )
811-05526 
Shared Credit Users Record: 78
Name of fund
JPMorgan Ultra-Short Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 79
Name of fund
JPMorgan SmartRetirement 2065 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 80
Name of fund
JPMorgan Mortgage-Backed Securities Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 81
Name of fund
JPMorgan Hedged Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 82
Name of fund
JPMorgan Emerging Markets Research Enhanced Equity Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 83
Name of fund
JPMorgan International Bond Opportunities ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 84
Name of fund
JPMorgan SmartRetirement Blend 2065 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 85
Name of fund
JPMorgan Short Duration Core Plus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 86
Name of fund
JPMorgan Strategic Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 87
Name of fund
JPMorgan Active Small Cap Value ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 88
Name of fund
JPMorgan National Municipal Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 89
Name of fund
JPMorgan BetaBuilders Canada ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 90
Name of fund
JPMorgan SmartRetirement Blend 2030 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 91
Name of fund
JPMorgan Nasdaq Equity Premium Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 92
Name of fund
JPMorgan Limited Duration Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 93
Name of fund
JPMorgan Diversified Return U.S. Mid Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 94
Name of fund
JPMorgan Europe Dynamic Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 95
Name of fund
JPMorgan Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 96
Name of fund
J.P. Morgan Fleming Mutual Fund Group, Inc. 
SEC File number( e.g., 811- )
811-08189 
Shared Credit Users Record: 97
Name of fund
JPMorgan High Yield Municipal ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 98
Name of fund
JPMorgan Large Cap Value Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 99
Name of fund
JPMorgan U.S. Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 100
Name of fund
JPMorgan SmartRetirement Blend 2040 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 101
Name of fund
Undiscovered Managers Funds 
SEC File number( e.g., 811- )
811-08437 
Shared Credit Users Record: 102
Name of fund
JPMorgan Equity Income Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 103
Name of fund
JPMorgan Diversified Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 104
Name of fund
JPMorgan High Yield Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 105
Name of fund
JPMORGAN BETABUILDERS 1-5 YEAR U.S. AGGREGATE BOND ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 106
Name of fund
JPMorgan Investor Balanced Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 107
Name of fund
JPMorgan SmartRetirement 2035 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 108
Name of fund
JPMorgan SmartRetirement 2040 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 109
Name of fund
JPMorgan Access Growth Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 110
Name of fund
JPMorgan Investor Conservative Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 111
Name of fund
JPMorgan Ultra-Short Municipal Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 112
Name of fund
JPMorgan BetaBuilders U.S. Aggregate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 113
Name of fund
JPMorgan BetaBuilders Europe ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 114
Name of fund
JPMorgan U.S. Research Enhanced Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 115
Name of fund
JPMorgan Active China ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 116
Name of fund
JPMorgan U.S. Value Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 117
Name of fund
JPMorgan U.S. Momentum Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 118
Name of fund
JPMorgan Unconstrained Debt Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 119
Name of fund
JPMorgan SmartRetirement Blend 2055 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 120
Name of fund
JPMorgan Diversified Return U.S. Small Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 121
Name of fund
JPMorgan Income Builder Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 122
Name of fund
JPMorgan SmartRetirement Blend 2025 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 123
Name of fund
JPMorgan Investor Growth & Income Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 124
Name of fund
JPMorgan BetaBuilders USD Investment Grade Corporate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 125
Name of fund
JPMorgan Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 126
Name of fund
JPMorgan Hedged Equity 2 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 127
Name of fund
JPMorgan SmartRetirement Blend 2020 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 128
Name of fund
JPMorgan International Research Enhanced Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 129
Name of fund
JPMorgan Core Plus Bond ETF  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 130
Name of fund
JPMorgan Research Market Neutral Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 131
Name of fund
JPMorgan U.S. Applied Data Science Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 132
Name of fund
JPMorgan New York Tax Free Bond Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 133
Name of fund
JPMorgan Realty Income ETF  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 134
Name of fund
JPMorgan SmartRetirement 2045 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 135
Name of fund
JPMorgan Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 136
Name of fund
JPMorgan Active Growth ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 137
Name of fund
JPMorgan Market Expansion Enhanced Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 138
Name of fund
JPMorgan SmartRetirement 2025 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 139
Name of fund
JPMorgan Sustainable Infrastructure ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 140
Name of fund
JPMorgan U.S. Small Company Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 141
Name of fund
JPMorgan International Growth ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 142
Name of fund
JPMorgan U.S. Quality Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 143
Name of fund
JPMorgan International Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 144
Name of fund
JPMorgan Diversified Return U.S. Equity ETF 
SEC File number( e.g., 811- )
811-22903 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 14

Item C.1. Background information.

a. Full Name of the Fund

JPMorgan 100% U.S. Treasury Securities Money Market Fund 

b. Series identication number, if any

S000002965 

c. LEI

549300BS6M6EE7LNA816 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

9 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Empower Share Class 
ii. Class identification number, if any

C000225256 

iii. Ticker symbol, if any

EJTXX 

Shares Outstanding Record: 2
i. Full name of Class
Academy Share Class 
ii. Class identification number, if any

C000222400 

iii. Ticker symbol, if any

JACXX 

Shares Outstanding Record: 3
i. Full name of Class
Capital Shares 
ii. Class identification number, if any

C000008117 

iii. Ticker symbol, if any

CJTXX 

Shares Outstanding Record: 4
i. Full name of Class
Agency Shares 
ii. Class identification number, if any

C000008121 

iii. Ticker symbol, if any

VPIXX 

Shares Outstanding Record: 5
i. Full name of Class
Morgan Shares 
ii. Class identification number, if any

C000008118 

iii. Ticker symbol, if any

HTSXX 

Shares Outstanding Record: 6
i. Full name of Class
Premier Shares 
ii. Class identification number, if any

C000008119 

iii. Ticker symbol, if any

VHPXX 

Shares Outstanding Record: 7
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000008116 

iii. Ticker symbol, if any

JTSXX 

Shares Outstanding Record: 8
i. Full name of Class
IM Shares 
ii. Class identification number, if any

C000217004 

iii. Ticker symbol, if any

JSMXX 

Shares Outstanding Record: 9
i. Full name of Class
Reserve Shares 
ii. Class identification number, if any

C000008120 

iii. Ticker symbol, if any

RJTXX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

0.00000000 

g. Provide the net income from securities lending activities

0.00000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox not checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox not checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
J.P. Morgan Investment Management Inc. 
ii. SEC file number ( e.g., 801- )

801-21011 

iii.CRD number
000107038 
iv. LEI, if any

549300W78QHV4XMM6K69 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

84-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
JPMorgan Distribution Services, Inc. 
ii. LEI, if any, or provide and describe other identifying number

000104234 

Description of other identifying number

CRD 

iii. State, if applicable
OHIO  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
J.P. Morgan Investment Management Inc. 
ii. LEI, if any, or other identifying number

549300W78QHV4XMM6K69 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any, or other identifying number

7H6GLXDRUGQFU57RNE97 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
a. Full name
b. SEC file number

c. CRD number
d. LEI, if any

e. State, if applicable
f. Foreign country, if applicable
g. Total commissions paid to the affiliated broker-dealer for the reporting period:


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.00000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Nomura Securities International, Inc. 
ii. SEC file number

8-15255 

iii. CRD number
000004297 
iv. LEI, if any

OXTKY6Q8X53C9ILVV871 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

169,095,972,646.89001000 

Principal Transactions Record: 2
i. Full name of dealer
Goldman Sachs & Co. LLC 
ii. SEC file number

8-00129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

139,946,172,699.77100000 

Principal Transactions Record: 3
i. Full name of dealer
TD SECURITIES (USA) LLC 
ii. SEC file number

8-36747 

iii. CRD number
000018476 
iv. LEI, if any

SUVUFHICNZMP2WKHG940 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

54,577,762,842.41000400 

Principal Transactions Record: 4
i. Full name of dealer
BMO Nesbitt Burns Securities Ltd. 
ii. SEC file number

8-50538 

iii. CRD number
000044057 
iv. LEI, if any

M3LKFDNSJGJ7TMLH6Z15 

v. State, if applicable
 
vi. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

19,362,579,972.24000200 

Principal Transactions Record: 5
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

193,016,451,728.70001000 

Principal Transactions Record: 6
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

20,129,775,105.72000100 

Principal Transactions Record: 7
i. Full name of dealer
Wells Fargo Securities, LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

159,063,779,901.62100000 

Principal Transactions Record: 8
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

169,604,359,288.87000000 

Principal Transactions Record: 9
i. Full name of dealer
Daiwa Capital Markets America Inc. 
ii. SEC file number

8-12242 

iii. CRD number
000001576 
iv. LEI, if any

M67H5PRC0NQKM73ZAS82 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

21,354,099,307.68999900 

Principal Transactions Record: 10
i. Full name of dealer
Deutsche Bank Securities Inc. 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

117,237,943,766.44099000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

1,090,658,585,240.40000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

 

b. Provide the money market fund's daily average net assets during the reporting period

147,388,942,636.91000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button not checked Committed Radio button checked Uncommitted
ii. What size is the line of credit?

100,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
J.P. Morgan Exchange-Traded Fund Trust  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 2
Name of fund
JPMorgan Institutional Trust 
SEC File number( e.g., 811- )
811-21638 
Shared Credit Users Record: 3
Name of fund
Undiscovered Managers Funds 
SEC File number( e.g., 811- )
811-08437 
Shared Credit Users Record: 4
Name of fund
JPMorgan Trust I 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 5
Name of fund
JPMorgan Trust IV 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 6
Name of fund
J.P. Morgan Fleming Mutual Fund Group, Inc. 
SEC File number( e.g., 811- )
811-08189 
Shared Credit Users Record: 7
Name of fund
JPMorgan Trust II 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 8
Name of fund
J.P. Morgan Mutual Fund Investment Trust 
SEC File number( e.g., 811- )
811-05526 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Management Investment Record: 15

Item C.1. Background information.

a. Full Name of the Fund

JPMorgan Managed Income Fund 

b. Series identication number, if any

S000029581 

c. LEI

54930080XGK0GXPQLV03 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

2 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class L Shares 
ii. Class identification number, if any

C000090816 

iii. Ticker symbol, if any

JMGIX 

Shares Outstanding Record: 2
i. Full name of Class
Class I Shares 
ii. Class identification number, if any

C000190446 

iii. Ticker symbol, if any

JMGLX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button checked Yes Radio button not checked No
i. If yes, during the reporting period, did any borrower fail to return the loaned securities by the contractual deadline with the result that:
1. The Fund (or its securities lending agent) liquidated collateral pledged to secure the loaned securities? Radio button not checked Yes Radio button checked No
2. The Fund was otherwise adversely impacted? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Citibank N.A. 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
J.P. Morgan Investment Management Inc. 
ii. LEI, if any:

549300W78QHV4XMM6K69 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

3,305,058.672 

g. Provide the net income from securities lending activities

34,348.86000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox not checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
J.P. Morgan Investment Management Inc. 
ii. SEC file number ( e.g., 801- )

801-21011 

iii.CRD number
000107038 
iv. LEI, if any

549300W78QHV4XMM6K69 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

84-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
LSEG 
ii. LEI, if any, or provide and describe other identifying number

2138007FV67QQ13CGJ43 

Description of other identifying number

 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
Pricing Services Record: 4
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
BofA Securities, Inc. 
ii. LEI, if any

549300HN4UKV1E2R3U73 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
JPMorgan Distribution Services, Inc. 
ii. LEI, if any, or provide and describe other identifying number

000104234 

Description of other identifying number

CRD 

iii. State, if applicable
OHIO  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any, or other identifying number

7H6GLXDRUGQFU57RNE97 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
Administrators Record: 2
i. Full name
J.P. Morgan Investment Management Inc. 
ii. LEI, if any, or other identifying number

549300W78QHV4XMM6K69 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
a. Full name
b. SEC file number

c. CRD number
d. LEI, if any

e. State, if applicable
f. Foreign country, if applicable
g. Total commissions paid to the affiliated broker-dealer for the reporting period:


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Barclays Capital, Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

29,544.45000000 

Brokers Record: 2
i. Full name of broker
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,288.59999999 

Brokers Record: 3
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

3,660.15000000 

Brokers Record: 4
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

2,184.00000000 

Brokers Record: 5
i. Full name of broker
Deutsche Bank Securities Inc. 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,384.50000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

38,061.70000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Barclays Capital, Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

839,764,349.05999994 

Principal Transactions Record: 2
i. Full name of dealer
Wells Fargo Securities, LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,879,550,916.01000000 

Principal Transactions Record: 3
i. Full name of dealer
Cantor Fitzgerald & Co. 
ii. SEC file number

8-00201 

iii. CRD number
000000134 
iv. LEI, if any

5493004J7H4GCPG6OB62 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,445,413,919.11999990 

Principal Transactions Record: 4
i. Full name of dealer
Goldman Sachs & Co. LLC 
ii. SEC file number

8-00129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

945,117,466.46000004 

Principal Transactions Record: 5
i. Full name of dealer
TD SECURITIES (USA) LLC 
ii. SEC file number

8-36747 

iii. CRD number
000018476 
iv. LEI, if any

SUVUFHICNZMP2WKHG940 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

372,088,313.63999999 

Principal Transactions Record: 6
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

362,229,326.45999998 

Principal Transactions Record: 7
i. Full name of dealer
Mizuho Securities USA LLC 
ii. SEC file number

8-37710 

iii. CRD number
000019647 
iv. LEI, if any

7TK5RJIZDFROZCA6XF66 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

487,733,127.25999999 

Principal Transactions Record: 8
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,217,524,218.81999990 

Principal Transactions Record: 9
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2,239,842,599.30999990 

Principal Transactions Record: 10
i. Full name of dealer
RBC Capital Markets, LLC 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

997,257,495.14999998 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

12,420,968,883.96999900 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

6,529,103,278.31000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button not checked Committed Radio button checked Uncommitted
ii. What size is the line of credit?

100,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
J.P. Morgan Mutual Fund Investment Trust 
SEC File number( e.g., 811- )
811-05526 
Shared Credit Users Record: 2
Name of fund
J.P. Morgan Fleming Mutual Fund Group, Inc. 
SEC File number( e.g., 811- )
811-08189 
Shared Credit Users Record: 3
Name of fund
J.P. Morgan Exchange-Traded Fund Trust  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 4
Name of fund
JPMorgan Institutional Trust 
SEC File number( e.g., 811- )
811-21638 
Shared Credit Users Record: 5
Name of fund
JPMorgan Trust IV 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 6
Name of fund
JPMorgan Trust I 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 7
Name of fund
JPMorgan Trust II 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 8
Name of fund
Undiscovered Managers Funds 
SEC File number( e.g., 811- )
811-08437 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No

Line of Credit details Record: 2 i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted ii. What size is the line of credit?

1,500,000,000.00000000 

iii. With which institution(s) is the line of credit? Line Institutions Record: 1Name of institution
The Bank of New York Mellon 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared 1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
JPMorgan Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 2
Name of fund
JPMorgan Inflation Managed Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 3
Name of fund
JPMorgan Value Advantage Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 4
Name of fund
JPMorgan BetaBuilders MSCI US REIT ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 5
Name of fund
JPMorgan Short Duration Core Plus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 6
Name of fund
JPMorgan Equity Premium Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 7
Name of fund
JPMorgan Diversified Return Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 8
Name of fund
JPMorgan Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 9
Name of fund
JPMorgan SmartRetirement Blend 2060 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 10
Name of fund
JPMorgan SmartRetirement Blend Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 11
Name of fund
JPMORGAN BETABUILDERS U.S. EQUITY ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 12
Name of fund
JPMorgan Government Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 13
Name of fund
JPMorgan Core Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 14
Name of fund
JPMorgan BetaBuilders Developed Asia Pacific ex-Japan ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 15
Name of fund
JPMorgan U.S. Sustainable Leaders Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 16
Name of fund
JPMorgan International Bond Opportunities ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 17
Name of fund
JPMorgan Investor Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 18
Name of fund
JPMorgan Total Return Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 19
Name of fund
JPMorgan Institutional Trust 
SEC File number( e.g., 811- )
811-21638 
Shared Credit Users Record: 20
Name of fund
JPMorgan Access Growth Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 21
Name of fund
JPMorgan New York Tax Free Bond Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 22
Name of fund
JPMorgan International Research Enhanced Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 23
Name of fund
JPMorgan ActiveBuilders Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 24
Name of fund
JPMorgan SmartRetirement Blend 2045 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 25
Name of fund
JPMorgan Limited Duration Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 26
Name of fund
JPMorgan Income Builder Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 27
Name of fund
JPMorgan Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 28
Name of fund
JPMorgan SmartRetirement Blend 2025 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 29
Name of fund
JPMorgan Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 30
Name of fund
JPMorgan Unconstrained Debt Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 31
Name of fund
JPMorgan BetaBuilders Japan ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 32
Name of fund
JPMorgan Diversified Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 33
Name of fund
JPMorgan Emerging Markets Research Enhanced Equity Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 34
Name of fund
JPMorgan U.S. Applied Data Science Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 35
Name of fund
JPMorgan California Tax Free Bond Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 36
Name of fund
JPMorgan Global Allocation Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 37
Name of fund
JPMorgan SmartRetirement 2035 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 38
Name of fund
JPMorgan Ultra-Short Municipal Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 39
Name of fund
JPMorgan SmartRetirement 2055 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 40
Name of fund
JPMorgan International Focus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 41
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 3-10 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 42
Name of fund
JPMorgan Investor Growth & Income Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 43
Name of fund
JPMorgan Small Cap Blend Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 44
Name of fund
J.P. Morgan Fleming Mutual Fund Group, Inc. 
SEC File number( e.g., 811- )
811-08189 
Shared Credit Users Record: 45
Name of fund
JPMorgan U.S. GARP Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 46
Name of fund
JPMorgan Hedged Equity 2 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 47
Name of fund
JPMorgan Hedged Equity 3 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 48
Name of fund
JPMorgan Diversified Return U.S. Mid Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 49
Name of fund
JPMorgan High Yield Municipal ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 50
Name of fund
JPMorgan Small Cap Value Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 51
Name of fund
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 52
Name of fund
JPMorgan Investor Conservative Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 53
Name of fund
JPMorgan Nasdaq Equity Premium Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 54
Name of fund
JPMorgan Mid Cap Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 55
Name of fund
JPMorgan SmartRetirement Blend 2020 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 56
Name of fund
JPMorgan Sustainable Municipal Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 57
Name of fund
JPMorgan USD Emerging Markets Sovereign Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 58
Name of fund
JPMorgan BetaBuilders Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 59
Name of fund
JPMorgan Developed International Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 60
Name of fund
JPMorgan International Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 61
Name of fund
JPMorgan Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 62
Name of fund
JPMorgan BetaBuilders International Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 63
Name of fund
JPMorgan Hedged Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 64
Name of fund
JPMorgan Small Cap Sustainable Leaders Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 65
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 20+ Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 66
Name of fund
JPMorgan U.S. Value Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 67
Name of fund
JPMorgan Diversified Return U.S. Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 68
Name of fund
JPMorgan SMID Cap Equity Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 69
Name of fund
JPMorgan U.S. Quality Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 70
Name of fund
JPMorgan Research Market Neutral Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 71
Name of fund
JPMorgan Floating Rate Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 72
Name of fund
JPMorgan Mortgage-Backed Securities Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 73
Name of fund
JPMorgan U.S. Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 74
Name of fund
JPMorgan SmartRetirement 2060 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 75
Name of fund
JPMorgan U.S. Momentum Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 76
Name of fund
JPMorgan Global Bond Opportunities Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 77
Name of fund
JPMorgan Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 78
Name of fund
JPMorgan Active Value ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 79
Name of fund
JPMorgan BetaBuilders U.S. Aggregate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 80
Name of fund
JPMorgan Carbon Transition U.S. Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 81
Name of fund
JPMorgan Large Cap Value Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 82
Name of fund
JPMorgan Preferred and Income Securities Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 83
Name of fund
JPMorgan National Municipal Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 84
Name of fund
J.P. Morgan Mutual Fund Investment Trust 
SEC File number( e.g., 811- )
811-05526 
Shared Credit Users Record: 85
Name of fund
JPMorgan Tax Free Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 86
Name of fund
JPMorgan Diversified Return International Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 87
Name of fund
JPMorgan SmartRetirement 2030 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 88
Name of fund
JPMorgan Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 89
Name of fund
JPMorgan Equity Income Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 90
Name of fund
JPMorgan U.S. Research Enhanced Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 91
Name of fund
JPMorgan BetaBuilders U.S. TIPS 0-5 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 92
Name of fund
JPMorgan Short Duration Core Plus ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 93
Name of fund
JPMorgan SmartRetirement Blend 2055 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 94
Name of fund
JPMorgan SmartRetirement Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 95
Name of fund
JPMorgan U.S. Small Company Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 96
Name of fund
JPMorgan Strategic Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 97
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 1-3 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 98
Name of fund
JPMorgan BetaBuilders USD Investment Grade Corporate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 99
Name of fund
JPMorgan Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 100
Name of fund
JPMorgan SmartRetirement 2020 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 101
Name of fund
Undiscovered Managers Funds 
SEC File number( e.g., 811- )
811-08437 
Shared Credit Users Record: 102
Name of fund
JPMorgan BetaBuilders U.S. Small Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 103
Name of fund
JPMorgan U.S. Large Cap Core Plus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 104
Name of fund
JPMorgan BetaBuilders Europe ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 105
Name of fund
JPMorgan International Growth ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 106
Name of fund
JPMorgan Diversified Return U.S. Small Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 107
Name of fund
JPMorgan Equity Premium Income Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 108
Name of fund
JPMorgan SmartRetirement 2065 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 109
Name of fund
JPMorgan Realty Income ETF  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 110
Name of fund
JPMorgan SmartRetirement 2050 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 111
Name of fund
JPMorgan Ultra-Short Municipal Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 112
Name of fund
JPMorgan SmartRetirement 2045 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 113
Name of fund
JPMorgan Active Growth ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 114
Name of fund
JPMorgan SmartRetirement 2025 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 115
Name of fund
JPMorgan U.S. Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 116
Name of fund
JPMorgan Active Small Cap Value ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 117
Name of fund
JPMorgan Equity Focus ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 118
Name of fund
JPMorgan International Hedged Equity Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 119
Name of fund
JPMorgan Equity Index Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 120
Name of fund
JPMorgan Tax Aware Real Return Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 121
Name of fund
JPMorgan Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 122
Name of fund
JPMorgan SmartRetirement 2040 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 123
Name of fund
JPMorgan BetaBuilders Canada ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 124
Name of fund
JPMorgan Municipal ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 125
Name of fund
JPMorgan Short-Intermediate Municipal Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 126
Name of fund
JPMorgan SmartRetirement Blend 2040 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 127
Name of fund
JPMorgan SmartRetirement Blend 2035 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 128
Name of fund
JPMorgan Corporate Bond Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 129
Name of fund
JPMorgan SmartRetirement Blend 2065 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 130
Name of fund
JPMorgan Core Plus Bond ETF  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 131
Name of fund
JPMorgan Active China ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 132
Name of fund
JPMorgan Investor Balanced Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 133
Name of fund
JPMorgan Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 134
Name of fund
JPMorgan Ultra-Short Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 135
Name of fund
JPMorgan Access Balanced Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 136
Name of fund
JPMorgan Sustainable Infrastructure ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 137
Name of fund
JPMORGAN BETABUILDERS 1-5 YEAR U.S. AGGREGATE BOND ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 138
Name of fund
JPMorgan Climate Change Solutions ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 139
Name of fund
JPMorgan Europe Dynamic Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 140
Name of fund
JPMorgan High Yield Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 141
Name of fund
JPMorgan Market Expansion Enhanced Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 142
Name of fund
JPMorgan BetaBuilders U.S. Mid Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 143
Name of fund
JPMorgan SmartRetirement Blend 2050 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 144
Name of fund
JPMorgan SmartRetirement Blend 2030 Fund 
SEC File number( e.g., 811- )
811-21295 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 16

Item C.1. Background information.

a. Full Name of the Fund

JPMorgan Emerging Markets Debt Fund 

b. Series identication number, if any

S000002916 

c. LEI

8KLDAXM5A9FOP50PQD10 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

5 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class R5 Shares 
ii. Class identification number, if any

C000033533 

iii. Ticker symbol, if any

JEMRX 

Shares Outstanding Record: 2
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000033869 

iii. Ticker symbol, if any

JEDAX 

Shares Outstanding Record: 3
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000116218 

iii. Ticker symbol, if any

JEMVX 

Shares Outstanding Record: 4
i. Full name of Class
Class I Shares 
ii. Class identification number, if any

C000007990 

iii. Ticker symbol, if any

JEMDX 

Shares Outstanding Record: 5
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000033870 

iii. Ticker symbol, if any

JEDCX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Citibank N.A. 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
J.P. Morgan Investment Management Inc. 
ii. LEI, if any:

549300W78QHV4XMM6K69 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

0.00000000 

g. Provide the net income from securities lending activities

0.00000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
J.P. Morgan Investment Management Inc. 
ii. SEC file number ( e.g., 801- )

801-21011 

iii.CRD number
000107038 
iv. LEI, if any

549300W78QHV4XMM6K69 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

84-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
LSEG 
ii. LEI, if any, or provide and describe other identifying number

2138007FV67QQ13CGJ43 

Description of other identifying number

 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
Pricing Services Record: 4
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
J.P. Morgan S.A. DTVM 
ii. LEI, if any

5493001LS7J56NZZ3G07 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Stanbic IBTC Bank Plc 
ii. LEI, if any

029200098C3K8BI2D551 

iii. State, if applicable
 
iv. Foreign country, if applicable
NIGERIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
Citibank del Peru S.A. 
ii. LEI, if any

MYTK5NHHP1G8TVFGT193 

iii. State, if applicable
 
iv. Foreign country, if applicable
PERU  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
MUFG Bank, Ltd. 
ii. LEI, if any

C3GTMMZIHMY46P4OIX74 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
HSBC Bank Bermuda Limited 
ii. LEI, if any

0W1U67PTV5WY3WYWKD79 

iii. State, if applicable
 
iv. Foreign country, if applicable
BERMUDA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
Cititrust Colombia S.A. 
ii. LEI, if any

549300242J3IJCOSGI49 

iii. State, if applicable
 
iv. Foreign country, if applicable
COLOMBIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
Citibank, N.A. 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
EGYPT  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
Citibank A.S. 
ii. LEI, if any

CWZ8NZDH5SKY12Q4US31 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
BofA Securities, Inc. 
ii. LEI, if any

549300HN4UKV1E2R3U73 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
Standard Chartered Bank (Thai) Public Company Limited 
ii. LEI, if any

549300O1LQYCQ7G1IM57 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
Citibank Europe plc 
ii. LEI, if any

N1FBEDJ5J41VKZLO2475 

iii. State, if applicable
 
iv. Foreign country, if applicable
ROMANIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
HSBC Bank Argentina S.A. 
ii. LEI, if any

549300K52NF2S4SQDO82 

iii. State, if applicable
 
iv. Foreign country, if applicable
ARGENTINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
PT Bank HSBC Indonesia 
ii. LEI, if any

213800HW5IDIRLWH1203 

iii. State, if applicable
 
iv. Foreign country, if applicable
INDONESIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
JPMorgan Distribution Services, Inc. 
ii. LEI, if any, or provide and describe other identifying number

000104234 

Description of other identifying number

CRD 

iii. State, if applicable
OHIO  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
J.P. Morgan Investment Management Inc. 
ii. LEI, if any, or other identifying number

549300W78QHV4XMM6K69 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any, or other identifying number

7H6GLXDRUGQFU57RNE97 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
a. Full name
b. SEC file number

c. CRD number
d. LEI, if any

e. State, if applicable
f. Foreign country, if applicable
g. Total commissions paid to the affiliated broker-dealer for the reporting period:


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Goldman Sachs & Co. LLC 
ii. SEC file number

8-00129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,654.20000000 

Brokers Record: 2
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

3,101.75000000 

Brokers Record: 3
i. Full name of broker
Barclays Capital, Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

13,801.25000000 

Brokers Record: 4
i. Full name of broker
Deutsche Bank Securities Inc. 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

3,260.15000000 

Brokers Record: 5
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

11,732.20000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

33,549.55000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Deutsche Bank Securities Inc. 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

14,614,204.74000000 

Principal Transactions Record: 2
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

83,247,765.25000000 

Principal Transactions Record: 3
i. Full name of dealer
Merrill Lynch, Pierce, Fenner & Smith Inc. 
ii. SEC file number

8-07221 

iii. CRD number
000007691 
iv. LEI, if any

8NAV47T0Y26Q87Y0QP81 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

82,300,513.57999999 

Principal Transactions Record: 4
i. Full name of dealer
SANTANDER INVESTMENT S.A. 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

959800PF0SJV8TSAB140 

v. State, if applicable
 
vi. Foreign country, if applicable
SPAIN  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

27,472,348.82999999 

Principal Transactions Record: 5
i. Full name of dealer
HSBC Securities (USA) Inc. 
ii. SEC file number

8-41562 

iii. CRD number
000019585 
iv. LEI, if any

CYYGQCGNHMHPSMRL3R97 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

176,157,007.19999999 

Principal Transactions Record: 6
i. Full name of dealer
Barclays Capital, Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

64,475,281.02000000 

Principal Transactions Record: 7
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

83,993,330.40999999 

Principal Transactions Record: 8
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

106,504,051.52000000 

Principal Transactions Record: 9
i. Full name of dealer
Jefferies LLC 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

55,150,359.00000000 

Principal Transactions Record: 10
i. Full name of dealer
Goldman Sachs & Co. LLC 
ii. SEC file number

8-00129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

193,139,041.12000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

945,978,644.76999998 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

608,973,171.77000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,500,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
The Bank of New York Mellon 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
JPMorgan Unconstrained Debt Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 2
Name of fund
JPMorgan Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 3
Name of fund
JPMORGAN BETABUILDERS 1-5 YEAR U.S. AGGREGATE BOND ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 4
Name of fund
JPMorgan U.S. Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 5
Name of fund
JPMorgan SmartRetirement Blend 2055 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 6
Name of fund
JPMorgan Small Cap Sustainable Leaders Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 7
Name of fund
JPMorgan Access Growth Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 8
Name of fund
JPMorgan U.S. Large Cap Core Plus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 9
Name of fund
JPMorgan California Tax Free Bond Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 10
Name of fund
JPMorgan BetaBuilders U.S. TIPS 0-5 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 11
Name of fund
JPMorgan Ultra-Short Municipal Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 12
Name of fund
JPMorgan Short Duration Core Plus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 13
Name of fund
JPMorgan International Focus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 14
Name of fund
JPMorgan Sustainable Infrastructure ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 15
Name of fund
JPMorgan U.S. Small Company Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 16
Name of fund
JPMorgan International Research Enhanced Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 17
Name of fund
JPMorgan Institutional Trust 
SEC File number( e.g., 811- )
811-21638 
Shared Credit Users Record: 18
Name of fund
JPMorgan Managed Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 19
Name of fund
JPMorgan Mid Cap Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 20
Name of fund
JPMorgan Short Duration Core Plus ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 21
Name of fund
JPMorgan Investor Balanced Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 22
Name of fund
JPMorgan SmartRetirement 2040 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 23
Name of fund
JPMorgan U.S. GARP Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 24
Name of fund
JPMorgan SmartRetirement Blend 2025 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 25
Name of fund
JPMorgan Equity Index Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 26
Name of fund
JPMorgan New York Tax Free Bond Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 27
Name of fund
JPMorgan U.S. Research Enhanced Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 28
Name of fund
JPMorgan SmartRetirement 2035 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 29
Name of fund
JPMorgan SmartRetirement 2055 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 30
Name of fund
JPMorgan Research Market Neutral Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 31
Name of fund
JPMorgan BetaBuilders U.S. Aggregate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 32
Name of fund
JPMorgan Total Return Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 33
Name of fund
JPMorgan Equity Focus ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 34
Name of fund
JPMorgan Diversified Return U.S. Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 35
Name of fund
JPMorgan Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 36
Name of fund
JPMorgan Sustainable Municipal Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 37
Name of fund
JPMorgan BetaBuilders MSCI US REIT ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 38
Name of fund
JPMorgan Diversified Return Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 39
Name of fund
JPMorgan BetaBuilders Europe ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 40
Name of fund
JPMorgan Municipal ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 41
Name of fund
JPMorgan SmartRetirement Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 42
Name of fund
JPMorgan Realty Income ETF  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 43
Name of fund
J.P. Morgan Mutual Fund Investment Trust 
SEC File number( e.g., 811- )
811-05526 
Shared Credit Users Record: 44
Name of fund
JPMorgan Diversified Return International Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 45
Name of fund
JPMorgan U.S. Sustainable Leaders Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 46
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 20+ Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 47
Name of fund
JPMorgan International Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 48
Name of fund
JPMorgan SmartRetirement Blend 2050 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 49
Name of fund
JPMorgan Europe Dynamic Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 50
Name of fund
JPMorgan Climate Change Solutions ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 51
Name of fund
JPMorgan Active Growth ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 52
Name of fund
JPMorgan Tax Aware Real Return Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 53
Name of fund
JPMorgan SmartRetirement 2060 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 54
Name of fund
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 55
Name of fund
JPMorgan Core Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 56
Name of fund
JPMORGAN BETABUILDERS U.S. EQUITY ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 57
Name of fund
JPMorgan U.S. Applied Data Science Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 58
Name of fund
JPMorgan SmartRetirement 2030 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 59
Name of fund
JPMorgan BetaBuilders Canada ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 60
Name of fund
JPMorgan Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 61
Name of fund
JPMorgan Short-Intermediate Municipal Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 62
Name of fund
JPMorgan Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 63
Name of fund
JPMorgan Limited Duration Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 64
Name of fund
JPMorgan International Hedged Equity Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 65
Name of fund
JPMorgan Inflation Managed Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 66
Name of fund
JPMorgan Tax Free Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 67
Name of fund
JPMorgan BetaBuilders U.S. Mid Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 68
Name of fund
JPMorgan Emerging Markets Research Enhanced Equity Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 69
Name of fund
JPMorgan BetaBuilders Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 70
Name of fund
J.P. Morgan Fleming Mutual Fund Group, Inc. 
SEC File number( e.g., 811- )
811-08189 
Shared Credit Users Record: 71
Name of fund
JPMorgan Floating Rate Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 72
Name of fund
JPMorgan Ultra-Short Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 73
Name of fund
JPMorgan Investor Growth & Income Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 74
Name of fund
JPMorgan Diversified Return U.S. Mid Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 75
Name of fund
JPMorgan Global Allocation Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 76
Name of fund
JPMorgan SmartRetirement Blend 2060 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 77
Name of fund
JPMorgan U.S. Quality Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 78
Name of fund
JPMorgan BetaBuilders International Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 79
Name of fund
JPMorgan Core Plus Bond ETF  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 80
Name of fund
JPMorgan Investor Conservative Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 81
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 3-10 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 82
Name of fund
JPMorgan USD Emerging Markets Sovereign Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 83
Name of fund
JPMorgan Active Value ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 84
Name of fund
JPMorgan SmartRetirement 2065 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 85
Name of fund
JPMorgan Equity Premium Income Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 86
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 1-3 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 87
Name of fund
JPMorgan National Municipal Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 88
Name of fund
JPMorgan Diversified Return U.S. Small Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 89
Name of fund
JPMorgan SmartRetirement 2045 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 90
Name of fund
JPMorgan Large Cap Value Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 91
Name of fund
JPMorgan Hedged Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 92
Name of fund
JPMorgan SmartRetirement Blend 2065 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 93
Name of fund
JPMorgan Active Small Cap Value ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 94
Name of fund
JPMorgan Corporate Bond Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 95
Name of fund
JPMorgan U.S. Value Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 96
Name of fund
JPMorgan Small Cap Blend Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 97
Name of fund
JPMorgan Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 98
Name of fund
JPMorgan Equity Income Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 99
Name of fund
JPMorgan SmartRetirement 2025 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 100
Name of fund
JPMorgan SmartRetirement Blend 2035 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 101
Name of fund
JPMorgan Market Expansion Enhanced Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 102
Name of fund
JPMorgan Government Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 103
Name of fund
JPMorgan Investor Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 104
Name of fund
JPMorgan International Growth ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 105
Name of fund
JPMorgan BetaBuilders USD Investment Grade Corporate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 106
Name of fund
JPMorgan High Yield Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 107
Name of fund
Undiscovered Managers Funds 
SEC File number( e.g., 811- )
811-08437 
Shared Credit Users Record: 108
Name of fund
JPMorgan SmartRetirement 2050 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 109
Name of fund
JPMorgan ActiveBuilders Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 110
Name of fund
JPMorgan SmartRetirement Blend 2040 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 111
Name of fund
JPMorgan Ultra-Short Municipal Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 112
Name of fund
JPMorgan Diversified Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 113
Name of fund
JPMorgan Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 114
Name of fund
JPMorgan Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 115
Name of fund
JPMorgan SMID Cap Equity Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 116
Name of fund
JPMorgan Small Cap Value Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 117
Name of fund
JPMorgan Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 118
Name of fund
JPMorgan Developed International Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 119
Name of fund
JPMorgan SmartRetirement Blend 2045 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 120
Name of fund
JPMorgan International Bond Opportunities ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 121
Name of fund
JPMorgan BetaBuilders Developed Asia Pacific ex-Japan ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 122
Name of fund
JPMorgan BetaBuilders U.S. Small Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 123
Name of fund
JPMorgan Mortgage-Backed Securities Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 124
Name of fund
JPMorgan Nasdaq Equity Premium Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 125
Name of fund
JPMorgan SmartRetirement Blend Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 126
Name of fund
JPMorgan Access Balanced Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 127
Name of fund
JPMorgan BetaBuilders Japan ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 128
Name of fund
JPMorgan SmartRetirement Blend 2030 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 129
Name of fund
JPMorgan Carbon Transition U.S. Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 130
Name of fund
JPMorgan U.S. Momentum Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 131
Name of fund
JPMorgan Hedged Equity 3 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 132
Name of fund
JPMorgan Active China ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 133
Name of fund
JPMorgan Hedged Equity 2 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 134
Name of fund
JPMorgan Strategic Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 135
Name of fund
JPMorgan High Yield Municipal ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 136
Name of fund
JPMorgan Equity Premium Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 137
Name of fund
JPMorgan SmartRetirement Blend 2020 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 138
Name of fund
JPMorgan SmartRetirement 2020 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 139
Name of fund
JPMorgan Preferred and Income Securities Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 140
Name of fund
JPMorgan Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 141
Name of fund
JPMorgan Global Bond Opportunities Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 142
Name of fund
JPMorgan Value Advantage Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 143
Name of fund
JPMorgan U.S. Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 144
Name of fund
JPMorgan Income Builder Fund 
SEC File number( e.g., 811- )
811-21295 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No

Line of Credit details Record: 2 i. Is the line of credit a committed or uncommitted line of credit? Radio button not checked Committed Radio button checked Uncommitted ii. What size is the line of credit?

100,000,000.00000000 

iii. With which institution(s) is the line of credit? Line Institutions Record: 1Name of institution
JPMorgan Chase Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared 1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
JPMorgan Trust II 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 2
Name of fund
JPMorgan Trust IV 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 3
Name of fund
J.P. Morgan Fleming Mutual Fund Group, Inc. 
SEC File number( e.g., 811- )
811-08189 
Shared Credit Users Record: 4
Name of fund
JPMorgan Institutional Trust 
SEC File number( e.g., 811- )
811-21638 
Shared Credit Users Record: 5
Name of fund
J.P. Morgan Exchange-Traded Fund Trust  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 6
Name of fund
Undiscovered Managers Funds 
SEC File number( e.g., 811- )
811-08437 
Shared Credit Users Record: 7
Name of fund
JPMorgan Trust I 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 8
Name of fund
J.P. Morgan Mutual Fund Investment Trust 
SEC File number( e.g., 811- )
811-05526 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 17

Item C.1. Background information.

a. Full Name of the Fund

JPMorgan Income Fund 

b. Series identication number, if any

S000044081 

c. LEI

549300J9G10ZQTTAFU03 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

4 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000136811 

iii. Ticker symbol, if any

JGIAX 

Shares Outstanding Record: 2
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000136814 

iii. Ticker symbol, if any

JMSFX 

Shares Outstanding Record: 3
i. Full name of Class
Class I Shares 
ii. Class identification number, if any

C000136813 

iii. Ticker symbol, if any

JMSIX 

Shares Outstanding Record: 4
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000136812 

iii. Ticker symbol, if any

JGCGX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Citibank N.A. 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
J.P. Morgan Investment Management Inc. 
ii. LEI, if any:

549300W78QHV4XMM6K69 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

0.00000000 

g. Provide the net income from securities lending activities

0.00000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
J.P. Morgan Investment Management Inc. 
ii. SEC file number ( e.g., 801- )

801-21011 

iii.CRD number
000107038 
iv. LEI, if any

549300W78QHV4XMM6K69 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

84-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
PricingDirect Inc. 
ii. LEI, if any, or provide and describe other identifying number

549300WIC0TOJ7N7GD54 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
Pricing Services Record: 2
i. Full name
Bloomberg L.P. 
ii. LEI, if any, or provide and describe other identifying number

549300B56MD0ZC402L06 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

2138005LTLTVZ4WMEX25 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 4
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 5
i. Full name
LSEG 
ii. LEI, if any, or provide and describe other identifying number

2138007FV67QQ13CGJ43 

Description of other identifying number

 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
UniCredit Bank Austria AG 
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
J.P. Morgan S.A. DTVM 
ii. LEI, if any

5493001LS7J56NZZ3G07 

iii. State, if applicable
 
iv. Foreign country, if applicable
BRAZIL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
HONG KONG  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Citibank A.S. 
ii. LEI, if any

CWZ8NZDH5SKY12Q4US31 

iii. State, if applicable
 
iv. Foreign country, if applicable
TURKEY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Standard Chartered Bank Kenya Limited 
ii. LEI, if any

549300RBHWW5EJIRG629 

iii. State, if applicable
 
iv. Foreign country, if applicable
KENYA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
Banco Nacional de Mexico, S.A. 
ii. LEI, if any

2SFFM4FUIE05S37WFU55 

iii. State, if applicable
 
iv. Foreign country, if applicable
MEXICO  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
HSBC Bank (China) Company Limited 
ii. LEI, if any

2CZOJRADNJXBLT55G526 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
Mizuho Bank, Ltd. 
ii. LEI, if any

RB0PEZSDGCO3JS6CEU02 

iii. State, if applicable
 
iv. Foreign country, if applicable
JAPAN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
Goldman Sachs & Co. LLC 
ii. LEI, if any

FOR8UP27PHTHYVLBNG30 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
FirstRand Bank Limited 
ii. LEI, if any

ZAYQDKTCATIXF9OQY690 

iii. State, if applicable
 
iv. Foreign country, if applicable
SOUTH AFRICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Citibank del Peru S.A. 
ii. LEI, if any

MYTK5NHHP1G8TVFGT193 

iii. State, if applicable
 
iv. Foreign country, if applicable
PERU  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
HSBC Bank Malaysia Berhad 
ii. LEI, if any

P3RPN9OJFCXUPJWB1Q09 

iii. State, if applicable
 
iv. Foreign country, if applicable
MALAYSIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
DBS Bank Ltd 
ii. LEI, if any

ATUEL7OJR5057F2PV266 

iii. State, if applicable
 
iv. Foreign country, if applicable
SINGAPORE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
Skandinaviska Enskilda Banken AB 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWEDEN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
CACEIS Bank Spain, S.A.U. 
ii. LEI, if any

95980020140005970915 

iii. State, if applicable
 
iv. Foreign country, if applicable
SPAIN  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
NEW ZEALAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
BNP Paribas 
ii. LEI, if any

R0MUWSFPU8MPRO8K5P83 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
BNP Paribas 
ii. LEI, if any

R0MUWSFPU8MPRO8K5P83 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
HSBC Bank Middle East Limited 
ii. LEI, if any

549300F99IL9YJDWH369 

iii. State, if applicable
 
iv. Foreign country, if applicable
QATAR  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
Standard Chartered Bank Korea Limited 
ii. LEI, if any

NUXTG47HHHM1K2L0SG39 

iii. State, if applicable
 
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
SWITZERLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
UniCredit Bank Czech Republic and Slovakia, a.s. 
ii. LEI, if any

KR6LSKV3BTSJRD41IF75 

iii. State, if applicable
 
iv. Foreign country, if applicable
CZECHIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 30
i. Full name
The Hongkong and Shanghai Banking Corporation Limited 
ii. LEI, if any

2HI3YI5320L3RW6NJ957 

iii. State, if applicable
 
iv. Foreign country, if applicable
PHILIPPINES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 31
i. Full name
HSBC Bank Middle East Limited 
ii. LEI, if any

549300F99IL9YJDWH369 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED ARAB EMIRATES  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 32
i. Full name
Bank Leumi le-Israel B.M. 
ii. LEI, if any

7JDSZWRGUQY2DSTWCR57 

iii. State, if applicable
 
iv. Foreign country, if applicable
ISRAEL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 33
i. Full name
Skandinaviska Enskilda Banken AB 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 34
i. Full name
HSBC Bank Argentina S.A. 
ii. LEI, if any

549300K52NF2S4SQDO82 

iii. State, if applicable
 
iv. Foreign country, if applicable
ARGENTINA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 35
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
HUNGARY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 36
i. Full name
Banco Santander Chile 
ii. LEI, if any

3YJP8HORPAEXJ80D6368 

iii. State, if applicable
 
iv. Foreign country, if applicable
CHILE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 37
i. Full name
Citibank, N.A. 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. State, if applicable
 
iv. Foreign country, if applicable
EGYPT  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 38
i. Full name
Skandinaviska Enskilda Banken AB 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 39
i. Full name
Bank Handlowy w. Warszawie S.A. 
ii. LEI, if any

XLEZHWWOI4HFQDGL4793 

iii. State, if applicable
 
iv. Foreign country, if applicable
POLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 40
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
AUSTRALIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 41
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
DENMARK  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 42
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 43
i. Full name
Stanbic IBTC Bank Plc 
ii. LEI, if any

029200098C3K8BI2D551 

iii. State, if applicable
 
iv. Foreign country, if applicable
NIGERIA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 44
i. Full name
Standard Chartered Bank (Thai) Public Company Limited 
ii. LEI, if any

549300O1LQYCQ7G1IM57 

iii. State, if applicable
 
iv. Foreign country, if applicable
THAILAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
JPMorgan Distribution Services, Inc. 
ii. LEI, if any, or provide and describe other identifying number

000104234 

Description of other identifying number

CRD 

iii. State, if applicable
OHIO  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
J.P. Morgan Investment Management Inc. 
ii. LEI, if any, or other identifying number

549300W78QHV4XMM6K69 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any, or other identifying number

7H6GLXDRUGQFU57RNE97 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
a. Full name
b. SEC file number

c. CRD number
d. LEI, if any

e. State, if applicable
f. Foreign country, if applicable
g. Total commissions paid to the affiliated broker-dealer for the reporting period:


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Citadel Securities LLC 
ii. SEC file number

8-53574 

iii. CRD number
000116797 
iv. LEI, if any

12UUJYTN7D3SW8KCSG25 

v. State, if applicable
FLORIDA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

75,250.00000000 

Brokers Record: 2
i. Full name of broker
Merrill Lynch, Pierce, Fenner & Smith Inc. 
ii. SEC file number

8-07221 

iii. CRD number
000007691 
iv. LEI, if any

8NAV47T0Y26Q87Y0QP81 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,450.10000000 

Brokers Record: 3
i. Full name of broker
Jefferies LLC 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

248.44000000 

Brokers Record: 4
i. Full name of broker
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

20,417.57000000 

Brokers Record: 5
i. Full name of broker
UBS Securities LLC 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

5,434.30000000 

Brokers Record: 6
i. Full name of broker
Citigroup Global Markets Inc. 
ii. SEC file number

8-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

294,673.36000000 

Brokers Record: 7
i. Full name of broker
Deutsche Bank Securities Inc. 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

60,002.95000000 

Brokers Record: 8
i. Full name of broker
Barclays Capital, Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

400,461.70000000 

Brokers Record: 9
i. Full name of broker
Goldman Sachs & Co. LLC 
ii. SEC file number

8-00129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

135,792.25000000 

Brokers Record: 10
i. Full name of broker
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

30,595.78000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

1,024,535.15000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

4,420,615,199.39000030 

Principal Transactions Record: 2
i. Full name of dealer
BMO Nesbitt Burns Securities Ltd. 
ii. SEC file number

8-50538 

iii. CRD number
000044057 
iv. LEI, if any

M3LKFDNSJGJ7TMLH6Z15 

v. State, if applicable
 
vi. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

757,703,335.12000000 

Principal Transactions Record: 3
i. Full name of dealer
Bank of New York Mellon Corp. 
ii. SEC file number

N/A 

iii. CRD number
N/A 
iv. LEI, if any

WFLLPEPC7FZXENRZV188 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

141,855,302.75000000 

Principal Transactions Record: 4
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

3,389,647,475.92000000 

Principal Transactions Record: 5
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

11,032,242,435.37000100 

Principal Transactions Record: 6
i. Full name of dealer
Goldman Sachs & Co. LLC 
ii. SEC file number

8-00129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

10,578,942,791.83000000 

Principal Transactions Record: 7
i. Full name of dealer
BMO Capital Markets Corp. 
ii. SEC file number

8-34344 

iii. CRD number
000016686 
iv. LEI, if any

RUC0QBLBRPRCU4W1NE59 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

93,813,432.56999999 

Principal Transactions Record: 8
i. Full name of dealer
Wells Fargo Securities, LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

4,733,401,790.25000000 

Principal Transactions Record: 9
i. Full name of dealer
BNP Paribas Securities Corp. 
ii. SEC file number

8-32682 

iii. CRD number
000015794 
iv. LEI, if any

RCNB6OTYUAMMP879YW96 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

5,701,552,359.31000040 

Principal Transactions Record: 10
i. Full name of dealer
Barclays Capital, Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

10,351,701,976.70000100 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

52,269,166,503.20000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

9,433,600,793.84000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button not checked Committed Radio button checked Uncommitted
ii. What size is the line of credit?

100,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
J.P. Morgan Mutual Fund Investment Trust 
SEC File number( e.g., 811- )
811-05526 
Shared Credit Users Record: 2
Name of fund
JPMorgan Trust II 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 3
Name of fund
Undiscovered Managers Funds 
SEC File number( e.g., 811- )
811-08437 
Shared Credit Users Record: 4
Name of fund
J.P. Morgan Exchange-Traded Fund Trust  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 5
Name of fund
J.P. Morgan Fleming Mutual Fund Group, Inc. 
SEC File number( e.g., 811- )
811-08189 
Shared Credit Users Record: 6
Name of fund
JPMorgan Trust IV 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 7
Name of fund
JPMorgan Trust I 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 8
Name of fund
JPMorgan Institutional Trust 
SEC File number( e.g., 811- )
811-21638 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No

Line of Credit details Record: 2 i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted ii. What size is the line of credit?

1,500,000,000.00000000 

iii. With which institution(s) is the line of credit? Line Institutions Record: 1Name of institution
The Bank of New York Mellon 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared 1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
JPMorgan Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 2
Name of fund
JPMorgan SmartRetirement 2020 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 3
Name of fund
JPMorgan Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 4
Name of fund
JPMorgan BetaBuilders MSCI US REIT ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 5
Name of fund
JPMorgan SmartRetirement 2060 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 6
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 3-10 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 7
Name of fund
JPMorgan BetaBuilders U.S. Small Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 8
Name of fund
JPMorgan Equity Premium Income Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 9
Name of fund
JPMorgan Research Market Neutral Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 10
Name of fund
JPMorgan Equity Premium Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 11
Name of fund
JPMorgan Short Duration Core Plus ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 12
Name of fund
JPMorgan Diversified Return Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 13
Name of fund
JPMorgan Active Value ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 14
Name of fund
JPMorgan Short Duration Core Plus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 15
Name of fund
JPMorgan U.S. Small Company Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 16
Name of fund
JPMorgan International Hedged Equity Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 17
Name of fund
JPMorgan SmartRetirement Blend Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 18
Name of fund
JPMorgan Short-Intermediate Municipal Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 19
Name of fund
JPMorgan Diversified Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 20
Name of fund
JPMorgan Value Advantage Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 21
Name of fund
JPMorgan Investor Conservative Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 22
Name of fund
JPMorgan U.S. Research Enhanced Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 23
Name of fund
JPMorgan U.S. Momentum Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 24
Name of fund
JPMorgan SmartRetirement Blend 2040 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 25
Name of fund
Undiscovered Managers Funds 
SEC File number( e.g., 811- )
811-08437 
Shared Credit Users Record: 26
Name of fund
JPMorgan BetaBuilders Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 27
Name of fund
JPMorgan SmartRetirement Blend 2025 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 28
Name of fund
JPMorgan International Growth ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 29
Name of fund
JPMorgan Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 30
Name of fund
JPMorgan U.S. Quality Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 31
Name of fund
JPMorgan Limited Duration Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 32
Name of fund
JPMorgan Tax Free Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 33
Name of fund
JPMorgan Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 34
Name of fund
JPMorgan Ultra-Short Municipal Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 35
Name of fund
JPMorgan BetaBuilders Europe ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 36
Name of fund
JPMorgan BetaBuilders U.S. TIPS 0-5 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 37
Name of fund
JPMorgan Sustainable Municipal Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 38
Name of fund
JPMorgan National Municipal Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 39
Name of fund
JPMorgan Institutional Trust 
SEC File number( e.g., 811- )
811-21638 
Shared Credit Users Record: 40
Name of fund
JPMorgan SmartRetirement 2035 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 41
Name of fund
JPMorgan SmartRetirement 2040 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 42
Name of fund
JPMorgan U.S. Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 43
Name of fund
JPMorgan Active China ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 44
Name of fund
JPMorgan Unconstrained Debt Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 45
Name of fund
JPMorgan Europe Dynamic Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 46
Name of fund
JPMorgan Hedged Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 47
Name of fund
JPMorgan Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 48
Name of fund
JPMorgan Investor Balanced Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 49
Name of fund
JPMorgan SmartRetirement 2045 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 50
Name of fund
JPMorgan SmartRetirement Blend 2020 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 51
Name of fund
JPMorgan BetaBuilders U.S. Aggregate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 52
Name of fund
JPMorgan SmartRetirement 2065 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 53
Name of fund
JPMorgan SmartRetirement 2025 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 54
Name of fund
JPMorgan Preferred and Income Securities Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 55
Name of fund
JPMorgan Sustainable Infrastructure ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 56
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 20+ Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 57
Name of fund
JPMorgan BetaBuilders Developed Asia Pacific ex-Japan ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 58
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 1-3 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 59
Name of fund
JPMorgan Strategic Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 60
Name of fund
JPMorgan U.S. Value Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 61
Name of fund
JPMorgan International Research Enhanced Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 62
Name of fund
J.P. Morgan Fleming Mutual Fund Group, Inc. 
SEC File number( e.g., 811- )
811-08189 
Shared Credit Users Record: 63
Name of fund
JPMorgan Tax Aware Real Return Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 64
Name of fund
JPMorgan SmartRetirement Blend 2060 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 65
Name of fund
J.P. Morgan Mutual Fund Investment Trust 
SEC File number( e.g., 811- )
811-05526 
Shared Credit Users Record: 66
Name of fund
JPMorgan High Yield Municipal ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 67
Name of fund
JPMorgan Small Cap Sustainable Leaders Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 68
Name of fund
JPMorgan Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 69
Name of fund
JPMorgan SmartRetirement 2030 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 70
Name of fund
JPMorgan Climate Change Solutions ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 71
Name of fund
JPMorgan Investor Growth & Income Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 72
Name of fund
JPMorgan Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 73
Name of fund
JPMorgan Municipal ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 74
Name of fund
JPMorgan Global Bond Opportunities Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 75
Name of fund
JPMorgan Carbon Transition U.S. Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 76
Name of fund
JPMorgan Core Plus Bond ETF  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 77
Name of fund
JPMorgan Mortgage-Backed Securities Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 78
Name of fund
JPMorgan SmartRetirement Blend 2065 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 79
Name of fund
JPMorgan Developed International Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 80
Name of fund
JPMorgan Access Growth Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 81
Name of fund
JPMorgan International Focus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 82
Name of fund
JPMorgan California Tax Free Bond Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 83
Name of fund
JPMorgan Equity Focus ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 84
Name of fund
JPMorgan SmartRetirement Blend 2045 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 85
Name of fund
JPMorgan USD Emerging Markets Sovereign Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 86
Name of fund
JPMorgan SmartRetirement Blend 2050 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 87
Name of fund
JPMorgan SmartRetirement Blend 2035 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 88
Name of fund
JPMORGAN BETABUILDERS 1-5 YEAR U.S. AGGREGATE BOND ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 89
Name of fund
JPMorgan Diversified Return U.S. Mid Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 90
Name of fund
JPMorgan U.S. GARP Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 91
Name of fund
JPMorgan SMID Cap Equity Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 92
Name of fund
JPMorgan Government Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 93
Name of fund
JPMorgan ActiveBuilders Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 94
Name of fund
JPMorgan Core Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 95
Name of fund
JPMorgan Active Small Cap Value ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 96
Name of fund
JPMorgan U.S. Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 97
Name of fund
JPMorgan U.S. Large Cap Core Plus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 98
Name of fund
JPMorgan Equity Income Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 99
Name of fund
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 100
Name of fund
JPMorgan Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 101
Name of fund
JPMorgan Floating Rate Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 102
Name of fund
JPMorgan Small Cap Value Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 103
Name of fund
JPMorgan SmartRetirement Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 104
Name of fund
JPMorgan SmartRetirement 2055 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 105
Name of fund
JPMorgan Active Growth ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 106
Name of fund
JPMorgan International Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 107
Name of fund
JPMorgan BetaBuilders USD Investment Grade Corporate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 108
Name of fund
JPMorgan BetaBuilders U.S. Mid Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 109
Name of fund
JPMorgan Total Return Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 110
Name of fund
JPMorgan Emerging Markets Research Enhanced Equity Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 111
Name of fund
JPMorgan Managed Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 112
Name of fund
JPMorgan Hedged Equity 3 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 113
Name of fund
JPMorgan Market Expansion Enhanced Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 114
Name of fund
JPMorgan U.S. Sustainable Leaders Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 115
Name of fund
JPMorgan Income Builder Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 116
Name of fund
JPMorgan Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 117
Name of fund
JPMORGAN BETABUILDERS U.S. EQUITY ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 118
Name of fund
JPMorgan Equity Index Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 119
Name of fund
JPMorgan Small Cap Blend Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 120
Name of fund
JPMorgan International Bond Opportunities ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 121
Name of fund
JPMorgan Hedged Equity 2 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 122
Name of fund
JPMorgan U.S. Applied Data Science Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 123
Name of fund
JPMorgan New York Tax Free Bond Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 124
Name of fund
JPMorgan Diversified Return International Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 125
Name of fund
JPMorgan Diversified Return U.S. Small Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 126
Name of fund
JPMorgan Nasdaq Equity Premium Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 127
Name of fund
JPMorgan Access Balanced Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 128
Name of fund
JPMorgan BetaBuilders Japan ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 129
Name of fund
JPMorgan Ultra-Short Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 130
Name of fund
JPMorgan Large Cap Value Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 131
Name of fund
JPMorgan Global Allocation Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 132
Name of fund
JPMorgan BetaBuilders Canada ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 133
Name of fund
JPMorgan Mid Cap Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 134
Name of fund
JPMorgan SmartRetirement 2050 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 135
Name of fund
JPMorgan Corporate Bond Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 136
Name of fund
JPMorgan BetaBuilders International Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 137
Name of fund
JPMorgan SmartRetirement Blend 2055 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 138
Name of fund
JPMorgan High Yield Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 139
Name of fund
JPMorgan Investor Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 140
Name of fund
JPMorgan Ultra-Short Municipal Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 141
Name of fund
JPMorgan Realty Income ETF  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 142
Name of fund
JPMorgan Diversified Return U.S. Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 143
Name of fund
JPMorgan Inflation Managed Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 144
Name of fund
JPMorgan SmartRetirement Blend 2030 Fund 
SEC File number( e.g., 811- )
811-21295 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button checked Yes Radio button not checked No
If yes, for each loan provide the information requested below:
i. What was the average amount of the interfund loan when the loan was outstanding?
2,343,365.55 
ii. What was the number of days that the interfund loan was outstanding?
1 
i. What was the average amount of the interfund loan when the loan was outstanding?
1,850,661.15 
ii. What was the number of days that the interfund loan was outstanding?
1 
i. What was the average amount of the interfund loan when the loan was outstanding?
32,279,808.02 
ii. What was the number of days that the interfund loan was outstanding?
1 
i. What was the average amount of the interfund loan when the loan was outstanding?
3,677,717.94 
ii. What was the number of days that the interfund loan was outstanding?
1 
i. What was the average amount of the interfund loan when the loan was outstanding?
1,775,507.3801 
ii. What was the number of days that the interfund loan was outstanding?
1 
i. What was the average amount of the interfund loan when the loan was outstanding?
60,350,188.62 
ii. What was the number of days that the interfund loan was outstanding?
1 
i. What was the average amount of the interfund loan when the loan was outstanding?
9,278,842.69 
ii. What was the number of days that the interfund loan was outstanding?
3 

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 18

Item C.1. Background information.

a. Full Name of the Fund

JPMorgan Floating Rate Income Fund 

b. Series identication number, if any

S000032548 

c. LEI

K21GU2WTRTI2PVQVCH83 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

4 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

0 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Class C Shares 
ii. Class identification number, if any

C000100363 

iii. Ticker symbol, if any

JPHCX 

Shares Outstanding Record: 2
i. Full name of Class
Class I Shares 
ii. Class identification number, if any

C000100364 

iii. Ticker symbol, if any

JPHSX 

Shares Outstanding Record: 3
i. Full name of Class
Class R6 Shares 
ii. Class identification number, if any

C000132280 

iii. Ticker symbol, if any

JPHRX 

Shares Outstanding Record: 4
i. Full name of Class
Class A Shares 
ii. Class identification number, if any

C000100362 

iii. Ticker symbol, if any

JPHAX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox not checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button checked Yes Radio button not checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
Securities Lending Record: 1
i. Full name of securities lending agent
Citibank N.A. 
ii. LEI, if any

E57ODZWZ7FF32TWEFA76 

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
Idemnity Providers Record: 1
1. Name of person providing indemnification
N/A 
2. LEI, if any, of person providing indemnification

N/A 

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
Collateral Managers Record: 1
i. Full name of cash collateral manager:
J.P. Morgan Investment Management Inc. 
ii. LEI, if any:

549300W78QHV4XMM6K69 

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox not checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

0.00000000 

g. Provide the net income from securities lending activities

0.00000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox not checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox not checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox not checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
J.P. Morgan Investment Management Inc. 
ii. SEC file number ( e.g., 801- )

801-21011 

iii.CRD number
000107038 
iv. LEI, if any

549300W78QHV4XMM6K69 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

84-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
LSEG 
ii. LEI, if any, or provide and describe other identifying number

2138007FV67QQ13CGJ43 

Description of other identifying number

 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 3
i. Full name
IHS Markit Ltd. 
ii. LEI, if any, or provide and describe other identifying number

2138005LTLTVZ4WMEX25 

Description of other identifying number

 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
Skandinaviska Enskilda Banken AB 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
NORWAY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
Royal Bank of Canada 
ii. LEI, if any

ES7IP3U3RHIGC71XBU11 

iii. State, if applicable
 
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
Deutsche Bank AG 
ii. LEI, if any

7LTWFZYICNSX8D621K86 

iii. State, if applicable
 
iv. Foreign country, if applicable
GERMANY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
Euroclear 
ii. LEI, if any

549300OZ46BRLZ8Y6F65 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
BELGIUM  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Skandinaviska Enskilda Banken AB 
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86 

iii. State, if applicable
 
iv. Foreign country, if applicable
FINLAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
FRANCE  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
J.P. Morgan Bank Luxembourg S.A. 
ii. LEI, if any

549300ZK53CNGEEI6A29 

iii. State, if applicable
 
iv. Foreign country, if applicable
NETHERLANDS  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
BNP Paribas 
ii. LEI, if any

R0MUWSFPU8MPRO8K5P83 

iii. State, if applicable
 
iv. Foreign country, if applicable
PORTUGAL  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
 
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
BNP Paribas 
ii. LEI, if any

R0MUWSFPU8MPRO8K5P83 

iii. State, if applicable
 
iv. Foreign country, if applicable
ITALY  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Credit Suisse Securities (USA) LLC 
ii. LEI, if any

1V8Y6QCX6YMJ2OELII46 

iii. State, if applicable
DELAWARE  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
JPMorgan Distribution Services, Inc. 
ii. LEI, if any, or provide and describe other identifying number

000104234 

Description of other identifying number

CRD 

iii. State, if applicable
OHIO  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any, or other identifying number

7H6GLXDRUGQFU57RNE97 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
Administrators Record: 2
i. Full name
J.P. Morgan Investment Management Inc. 
ii. LEI, if any, or other identifying number

549300W78QHV4XMM6K69 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
a. Full name
b. SEC file number

c. CRD number
d. LEI, if any

e. State, if applicable
f. Foreign country, if applicable
g. Total commissions paid to the affiliated broker-dealer for the reporting period:


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
Jefferies LLC 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

1,500.00000000 

Brokers Record: 2
i. Full name of broker
Virtu Americas LLC 
ii. SEC file number

8-68193 

iii. CRD number
000149823 
iv. LEI, if any

549300RA02N3BNSWBV74 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Gross commissions paid by the Fund for the reporting period

425.00000000 

b. Aggregate brokerage commissions paid by Fund during the reporting period:

1,925.00000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Deutsche Bank Securities Inc. 
ii. SEC file number

8-17822 

iii. CRD number
000002525 
iv. LEI, if any

9J6MBOOO7BECTDTUZW19 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

7,782,596.22000000 

Principal Transactions Record: 2
i. Full name of dealer
RBC Capital Markets, LLC 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

13,450,323.24000000 

Principal Transactions Record: 3
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

10,278,147.88000000 

Principal Transactions Record: 4
i. Full name of dealer
Wells Fargo Securities, LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

7,886,848.66000000 

Principal Transactions Record: 5
i. Full name of dealer
Barclays Capital, Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

32,669,055.68000000 

Principal Transactions Record: 6
i. Full name of dealer
UBS Securities LLC 
ii. SEC file number

8-22651 

iii. CRD number
000007654 
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

16,610,030.74000000 

Principal Transactions Record: 7
i. Full name of dealer
Jefferies LLC 
ii. SEC file number

8-15074 

iii. CRD number
000002347 
iv. LEI, if any

58PU97L1C0WSRCWADL48 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

7,011,635.21000000 

Principal Transactions Record: 8
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

45,577,759.13000000 

Principal Transactions Record: 9
i. Full name of dealer
Goldman Sachs & Co. LLC 
ii. SEC file number

8-00129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

28,896,892.93000000 

Principal Transactions Record: 10
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

12,972,804.55000000 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

196,835,325.43000000 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

291,986,171.61000000 

b. Provide the money market fund's daily average net assets during the reporting period

 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

1,500,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
The Bank of New York Mellon 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
JPMorgan Large Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 2
Name of fund
JPMorgan High Yield Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 3
Name of fund
JPMorgan Europe Dynamic Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 4
Name of fund
JPMorgan Mortgage-Backed Securities Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 5
Name of fund
JPMorgan U.S. Momentum Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 6
Name of fund
JPMorgan Sustainable Municipal Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 7
Name of fund
JPMorgan SmartRetirement Blend 2020 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 8
Name of fund
JPMorgan International Hedged Equity Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 9
Name of fund
JPMorgan Equity Income Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 10
Name of fund
JPMorgan Hedged Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 11
Name of fund
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 12
Name of fund
JPMorgan U.S. Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 13
Name of fund
JPMorgan Realty Income ETF  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 14
Name of fund
JPMorgan Managed Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 15
Name of fund
JPMorgan Total Return Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 16
Name of fund
JPMorgan Institutional Trust 
SEC File number( e.g., 811- )
811-21638 
Shared Credit Users Record: 17
Name of fund
JPMorgan International Focus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 18
Name of fund
JPMorgan Developed International Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 19
Name of fund
JPMorgan Tax Free Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 20
Name of fund
JPMorgan SmartRetirement Blend 2065 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 21
Name of fund
JPMorgan International Research Enhanced Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 22
Name of fund
JPMorgan National Municipal Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 23
Name of fund
JPMorgan Short Duration Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 24
Name of fund
JPMORGAN BETABUILDERS 1-5 YEAR U.S. AGGREGATE BOND ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 25
Name of fund
JPMorgan Active Growth ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 26
Name of fund
JPMorgan Diversified Return International Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 27
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 3-10 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 28
Name of fund
JPMorgan Global Bond Opportunities Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 29
Name of fund
JPMorgan BetaBuilders U.S. Aggregate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 30
Name of fund
JPMorgan Carbon Transition U.S. Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 31
Name of fund
JPMorgan U.S. Small Company Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 32
Name of fund
JPMorgan Equity Index Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 33
Name of fund
JPMorgan SmartRetirement 2060 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 34
Name of fund
JPMorgan BetaBuilders MSCI US REIT ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 35
Name of fund
JPMorgan Diversified Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 36
Name of fund
JPMorgan Market Expansion Enhanced Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 37
Name of fund
JPMORGAN BETABUILDERS U.S. EQUITY ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 38
Name of fund
JPMorgan SmartRetirement 2030 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 39
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 20+ Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 40
Name of fund
JPMorgan Income Builder Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 41
Name of fund
JPMorgan ActiveBuilders Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 42
Name of fund
JPMorgan Short Duration Core Plus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 43
Name of fund
JPMorgan Limited Duration Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 44
Name of fund
JPMorgan U.S. Research Enhanced Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 45
Name of fund
JPMorgan SmartRetirement 2050 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 46
Name of fund
JPMorgan Small Cap Value Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 47
Name of fund
JPMorgan Nasdaq Equity Premium Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 48
Name of fund
JPMorgan Global Allocation Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 49
Name of fund
JPMorgan Ultra-Short Municipal Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 50
Name of fund
JPMorgan Diversified Return U.S. Mid Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 51
Name of fund
JPMorgan Municipal ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 52
Name of fund
JPMorgan Small Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 53
Name of fund
JPMorgan SmartRetirement 2035 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 54
Name of fund
JPMorgan Ultra-Short Municipal Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 55
Name of fund
JPMorgan BetaBuilders U.S. Small Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 56
Name of fund
JPMorgan Hedged Equity 2 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 57
Name of fund
JPMorgan SmartRetirement 2055 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 58
Name of fund
JPMorgan BetaBuilders U.S. TIPS 0-5 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 59
Name of fund
JPMorgan SmartRetirement 2020 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 60
Name of fund
JPMorgan U.S. Large Cap Core Plus Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 61
Name of fund
JPMorgan SmartRetirement Blend 2040 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 62
Name of fund
JPMorgan SmartRetirement Blend 2055 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 63
Name of fund
JPMorgan SmartRetirement 2045 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 64
Name of fund
JPMorgan BetaBuilders Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 65
Name of fund
J.P. Morgan Fleming Mutual Fund Group, Inc. 
SEC File number( e.g., 811- )
811-08189 
Shared Credit Users Record: 66
Name of fund
JPMorgan SmartRetirement 2025 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 67
Name of fund
JPMorgan Strategic Income Opportunities Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 68
Name of fund
JPMorgan Ultra-Short Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 69
Name of fund
JPMorgan SmartRetirement Blend 2060 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 70
Name of fund
JPMorgan Mid Cap Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 71
Name of fund
JPMorgan Core Plus Bond ETF  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 72
Name of fund
JPMorgan SmartRetirement Blend 2035 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 73
Name of fund
JPMorgan Inflation Managed Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 74
Name of fund
JPMorgan SmartRetirement Blend Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 75
Name of fund
JPMorgan Hedged Equity 3 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 76
Name of fund
JPMorgan Emerging Markets Research Enhanced Equity Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 77
Name of fund
JPMorgan Investor Conservative Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 78
Name of fund
JPMorgan Core Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 79
Name of fund
JPMorgan Access Balanced Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 80
Name of fund
JPMorgan Unconstrained Debt Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 81
Name of fund
JPMorgan Emerging Markets Debt Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 82
Name of fund
JPMorgan Small Cap Sustainable Leaders Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 83
Name of fund
JPMorgan Investor Growth & Income Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 84
Name of fund
JPMorgan International Bond Opportunities ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 85
Name of fund
JPMorgan Large Cap Value Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 86
Name of fund
Undiscovered Managers Funds 
SEC File number( e.g., 811- )
811-08437 
Shared Credit Users Record: 87
Name of fund
JPMorgan U.S. Quality Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 88
Name of fund
JPMorgan Diversified Return U.S. Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 89
Name of fund
JPMorgan Research Market Neutral Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 90
Name of fund
JPMorgan California Tax Free Bond Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 91
Name of fund
JPMorgan SmartRetirement 2065 Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 92
Name of fund
JPMorgan Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 93
Name of fund
JPMorgan Equity Premium Income ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 94
Name of fund
JPMorgan BetaBuilders U.S. Mid Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 95
Name of fund
JPMorgan Active Value ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 96
Name of fund
JPMorgan Mid Cap Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 97
Name of fund
JPMorgan Corporate Bond Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 98
Name of fund
JPMorgan Investor Growth Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 99
Name of fund
JPMorgan USD Emerging Markets Sovereign Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 100
Name of fund
JPMorgan Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 101
Name of fund
JPMorgan BetaBuilders Europe ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 102
Name of fund
JPMorgan Equity Premium Income Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 103
Name of fund
JPMorgan BetaBuilders International Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 104
Name of fund
JPMorgan Small Cap Blend Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 105
Name of fund
JPMorgan Sustainable Infrastructure ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 106
Name of fund
JPMorgan Short Duration Core Plus ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 107
Name of fund
JPMorgan SMID Cap Equity Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 108
Name of fund
JPMorgan SmartRetirement Blend 2030 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 109
Name of fund
JPMorgan Value Advantage Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 110
Name of fund
JPMorgan Climate Change Solutions ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 111
Name of fund
JPMorgan New York Tax Free Bond Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 112
Name of fund
JPMorgan Tax Aware Real Return Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 113
Name of fund
JPMorgan International Growth ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 114
Name of fund
JPMorgan Short-Intermediate Municipal Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 115
Name of fund
JPMorgan High Yield Municipal ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 116
Name of fund
JPMorgan U.S. Sustainable Leaders Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 117
Name of fund
JPMorgan Small Cap Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 118
Name of fund
JPMorgan U.S. Value Factor ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 119
Name of fund
JPMorgan SmartRetirement Blend 2025 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 120
Name of fund
JPMorgan U.S. Applied Data Science Value Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 121
Name of fund
JPMorgan Access Growth Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 122
Name of fund
JPMorgan BetaBuilders Developed Asia Pacific ex-Japan ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 123
Name of fund
JPMorgan SmartRetirement Income Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 124
Name of fund
JPMorgan Core Plus Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 125
Name of fund
JPMorgan Diversified Return Emerging Markets Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 126
Name of fund
JPMorgan Preferred and Income Securities Fund 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 127
Name of fund
JPMorgan SmartRetirement Blend 2045 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 128
Name of fund
JPMorgan U.S. GARP Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 129
Name of fund
JPMorgan Active Small Cap Value ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 130
Name of fund
JPMorgan BetaBuilders Japan ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 131
Name of fund
JPMorgan International Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 132
Name of fund
JPMorgan U.S. Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 133
Name of fund
JPMorgan BetaBuilders USD Investment Grade Corporate Bond ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 134
Name of fund
JPMorgan BetaBuilders Canada ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 135
Name of fund
JPMorgan Investor Balanced Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 136
Name of fund
JPMorgan BetaBuilders U.S. Treasury Bond 1-3 Year ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 137
Name of fund
J.P. Morgan Mutual Fund Investment Trust 
SEC File number( e.g., 811- )
811-05526 
Shared Credit Users Record: 138
Name of fund
JPMorgan SmartRetirement 2040 Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 139
Name of fund
JPMorgan Active China ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 140
Name of fund
JPMorgan Diversified Return U.S. Small Cap Equity ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 141
Name of fund
JPMorgan Government Bond Fund 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 142
Name of fund
JPMorgan Equity Focus ETF 
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 143
Name of fund
JPMorgan Emerging Markets Equity Fund 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 144
Name of fund
JPMorgan SmartRetirement Blend 2050 Fund 
SEC File number( e.g., 811- )
811-21295 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No

Line of Credit details Record: 2 i. Is the line of credit a committed or uncommitted line of credit? Radio button not checked Committed Radio button checked Uncommitted ii. What size is the line of credit?

100,000,000.00000000 

iii. With which institution(s) is the line of credit? Line Institutions Record: 1Name of institution
JPMorgan Chase Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared 1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
JPMorgan Trust II 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 2
Name of fund
Undiscovered Managers Funds 
SEC File number( e.g., 811- )
811-08437 
Shared Credit Users Record: 3
Name of fund
JPMorgan Institutional Trust 
SEC File number( e.g., 811- )
811-21638 
Shared Credit Users Record: 4
Name of fund
J.P. Morgan Exchange-Traded Fund Trust  
SEC File number( e.g., 811- )
811-22903 
Shared Credit Users Record: 5
Name of fund
JPMorgan Trust I 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 6
Name of fund
JPMorgan Trust IV 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 7
Name of fund
J.P. Morgan Fleming Mutual Fund Group, Inc. 
SEC File number( e.g., 811- )
811-08189 
Shared Credit Users Record: 8
Name of fund
J.P. Morgan Mutual Fund Investment Trust 
SEC File number( e.g., 811- )
811-05526 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No
Management Investment Record: 19

Item C.1. Background information.

a. Full Name of the Fund

JPMorgan California Municipal Money Market Fund 

b. Series identication number, if any

S000002966 

c. LEI

549300ISV6CL2CBFPS54 

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

5 

b. How many new Classes of shares of the Fund were added during the reporting period?

0 

c. How many Classes of shares of the Fund were terminated during the reporting period?

1 

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
Morgan Shares 
ii. Class identification number, if any

C000008122 

iii. Ticker symbol, if any

VCAXX 

Shares Outstanding Record: 2
i. Full name of Class
Agency Shares 
ii. Class identification number, if any

C000210339 

iii. Ticker symbol, if any

JOYXX 

Shares Outstanding Record: 3
i. Full name of Class
Institutional Shares 
ii. Class identification number, if any

C000210338 

iii. Ticker symbol, if any

JGCXX 

Shares Outstanding Record: 4
i. Full name of Class
Service Shares 
ii. Class identification number, if any

C000073382 

iii. Ticker symbol, if any

JCVXX 

Shares Outstanding Record: 5
i. Full name of Class
Premier Shares 
ii. Class identification number, if any

C000165403 

iii. Ticker symbol, if any

JCRXX 


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
 a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund 
      i.   Checkbox not checked   Exchange-Traded Fund 
      ii.  Checkbox not checked   Exchange-Traded Managed Fund 
 b.  Checkbox not checked  Index Fund 

 c.  Checkbox not checked   Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark 
 d.  Checkbox not checked   Interval Fund 
 e.  Checkbox not checked   Fund of Funds 
 f.   Checkbox not checked   Master-Feeder Fund 
 g.  Checkbox checked   Money Market Fund 
 h.  Checkbox not checked   Target Date Fund 
 i.   Checkbox not checked   Underlying fund to a variable annuity or variable life insurance contract 
      Checkbox not checked   N/A 

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked  i. Revenue sharing split 
Checkbox not checked  ii. Non-revenue sharing split (other than administrative fee)  
Checkbox not checked  iii. Administrative fee 
Checkbox not checked  iv. Cash collateral reinvestment fee 
Checkbox not checked  v. Indemnification fee 
Checkbox not checked  vi. Other  
Checkbox checked   N/A  
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

0.00000000 

g. Provide the net income from securities lending activities

0.00000000 


Item C.7. Reliance on certain statutory exemption and rules.

Did the Fund rely on the following statutory exemption or any of the rules under the Act during the reporting period? (check all that apply) Checkbox checked  a. Rule 10f-3 (17 CFR 270.10f-3)  
Checkbox not checked  b. Rule 12d1-1 (17 CFR 270.12d1-1) 
Checkbox not checked  c. Rule 15a-4 (17 CFR 270.15a-4)  
Checkbox not checked  d. Rule 17a-6 (17 CFR 270.17a-6)  
Checkbox checked  e. Rule 17a-7 (17 CFR 270.17a-7) 
Checkbox not checked  f. Rule 17a-8 (17 CFR 270.17a-8) 
Checkbox not checked  g. Rule 17e-1 (17 CFR 270.17e-1) 
Checkbox not checked  h. Rule 22d-1 (17 CFR 270.22d-1) 
Checkbox not checked  i. Rule 23c-1 (17 CFR 270.23c-1)  
Checkbox checked  j. Rule 32a-4 (17 CFR 270.32a-4) 
Checkbox not checked  k. Rule 6c-11 (17 CFR 270.6c-11) 
Checkbox not checked  l. Rule 12d1-4 (17 CFR 270.12d1-4) 
Checkbox not checked  m. Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)) 
Checkbox not checked  n. Rule 18f-4 (17 CFR 270.18f-4) 
Checkbox not checked  i. Is the Fund excepted from the rule 18f-4 (17 CFR 270.18f-4) program requirement and limit on fund leverage risk under rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))? 
Checkbox not checked  ii. Is the Fund a leveraged/inverse fund that, under rule 18f-4(c)(5) (17 CFR 270.18f-4(c)(5)), is excepted from the requirement to comply with the limit on fund leverage risk described in rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2))? 
Checkbox not checked  iii. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i))? 
Checkbox not checked  iv. Did the Fund enter into any reverse repurchase agreements or similar financing transactions under rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii))? 
Checkbox not checked  v. Did the Fund enter into any unfunded commitment agreements under rule 18f-4(e) (17 CFR 270.18f-4(e))? 
Checkbox not checked  vi. Did the Fund invest in a security on a when-issued or forward-settling basis, or with a non-standard settlement cycle, in reliance on rule 18f-4(f) (17 CFR 270.18f-4(f))? 
Checkbox not checked  N/A 

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
J.P. Morgan Investment Management Inc. 
ii. SEC file number ( e.g., 801- )

801-21011 

iii.CRD number
000107038 
iv. LEI, if any

549300W78QHV4XMM6K69 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 

c. For each sub-adviser to the Fund, provide the information requested:
i. Full name
 
ii. SEC file number ( e.g., 801- ), if applicable

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button not checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
 
ii. SEC file number ( e.g., 801- )

 

iii. CRD number
 
iv. LEI, if any

 

v. State, if applicable
 
vi. Foreign country, if applicable
 
vii. Termination date

 


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
DST Asset Manager Solutions, Inc. 
ii.SEC file number ( e.g., 84- or 85- )

84-00896 

iii. LEI, if any

N/A 

iv. State, if applicable
MASSACHUSETTS  
v. Foreign country, if applicable
UNITED STATES OF AMERICA  
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
ICE Data Pricing & Reference Data, LLC 
ii. LEI, if any, or provide and describe other identifying number

5493000NQ9LYLDBCTL34 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any

7H6GLXDRUGQFU57RNE97 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
JPMorgan Distribution Services, Inc. 
ii. LEI, if any, or provide and describe other identifying number

000104234 

Description of other identifying number

CRD 

iii. State, if applicable
OHIO  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
JPMorgan Chase Bank, N.A. 
ii. LEI, if any, or other identifying number

7H6GLXDRUGQFU57RNE97 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
Administrators Record: 2
i. Full name
J.P. Morgan Investment Management Inc. 
ii. LEI, if any, or other identifying number

549300W78QHV4XMM6K69 

Description of other identifying number

 

iii. State, if applicable
NEW YORK  
iv. Foreign country, if applicable
UNITED STATES OF AMERICA  
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
a. Full name
b. SEC file number

c. CRD number
d. LEI, if any

e. State, if applicable
f. Foreign country, if applicable
g. Total commissions paid to the affiliated broker-dealer for the reporting period:


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
i. Full name of broker
ii. SEC file number

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Gross commissions paid by the Fund for the reporting period

b. Aggregate brokerage commissions paid by Fund during the reporting period:

0.00000000 


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
Goldman Sachs & Co. LLC 
ii. SEC file number

8-00129 

iii. CRD number
000000361 
iv. LEI, if any

FOR8UP27PHTHYVLBNG30 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

290,315,606.32999998 

Principal Transactions Record: 2
i. Full name of dealer
Citigroup Global Markets Inc. 
ii. SEC file number

8-08177 

iii. CRD number
000007059 
iv. LEI, if any

MBNUM2BPBDO7JBLYG310 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

1,496,785,550.00000000 

Principal Transactions Record: 3
i. Full name of dealer
AON Securities LLC 
ii. SEC file number

8-14953 

iii. CRD number
000004138 
iv. LEI, if any

549300JF73MZNI4CMN58 

v. State, if applicable
ILLINOIS  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

325,494,000.00000000 

Principal Transactions Record: 4
i. Full name of dealer
RBC Capital Markets, LLC 
ii. SEC file number

8-45411 

iii. CRD number
000031194 
iv. LEI, if any

549300LCO2FLSSVFFR64 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

72,892,840.00000000 

Principal Transactions Record: 5
i. Full name of dealer
Barclays Capital, Inc. 
ii. SEC file number

8-41342 

iii. CRD number
000019714 
iv. LEI, if any

AC28XWWI3WIBK2824319 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

312,953,000.00000000 

Principal Transactions Record: 6
i. Full name of dealer
U.S. Bancorp Investments, Inc. 
ii. SEC file number

8-35359 

iii. CRD number
000017868 
iv. LEI, if any

H85Z6XZP8B10ES0M2G89 

v. State, if applicable
MINNESOTA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

49,370,000.00000000 

Principal Transactions Record: 7
i. Full name of dealer
TD SECURITIES (USA) LLC 
ii. SEC file number

8-36747 

iii. CRD number
000018476 
iv. LEI, if any

SUVUFHICNZMP2WKHG940 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

170,510,000.00000000 

Principal Transactions Record: 8
i. Full name of dealer
Wells Fargo Securities, LLC 
ii. SEC file number

8-65876 

iii. CRD number
000126292 
iv. LEI, if any

VYVVCKR63DVZZN70PB21 

v. State, if applicable
NORTH CAROLINA  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

315,149,700.00000000 

Principal Transactions Record: 9
i. Full name of dealer
BofA Securities, Inc. 
ii. SEC file number

8-69787 

iii. CRD number
000283942 
iv. LEI, if any

549300HN4UKV1E2R3U73 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

468,809,622.50000000 

Principal Transactions Record: 10
i. Full name of dealer
Morgan Stanley & Co. LLC 
ii. SEC file number

8-15869 

iii. CRD number
000008209 
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078 

v. State, if applicable
NEW YORK  
vi. Foreign country, if applicable
UNITED STATES OF AMERICA  
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

364,566,225.10000002 

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

3,963,475,864.92999980 


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

 

b. Provide the money market fund's daily average net assets during the reporting period

501,054,579.21000000 


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button not checked Committed Radio button checked Uncommitted
ii. What size is the line of credit?

100,000,000.00000000 

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
JPMorgan Chase Bank, N.A. 
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
Undiscovered Managers Funds 
SEC File number( e.g., 811- )
811-08437 
Shared Credit Users Record: 2
Name of fund
J.P. Morgan Mutual Fund Investment Trust 
SEC File number( e.g., 811- )
811-05526 
Shared Credit Users Record: 3
Name of fund
JPMorgan Trust I 
SEC File number( e.g., 811- )
811-21295 
Shared Credit Users Record: 4
Name of fund
JPMorgan Institutional Trust 
SEC File number( e.g., 811- )
811-21638 
Shared Credit Users Record: 5
Name of fund
JPMorgan Trust IV 
SEC File number( e.g., 811- )
811-23117 
Shared Credit Users Record: 6
Name of fund
J.P. Morgan Fleming Mutual Fund Group, Inc. 
SEC File number( e.g., 811- )
811-08189 
Shared Credit Users Record: 7
Name of fund
JPMorgan Trust II 
SEC File number( e.g., 811- )
811-04236 
Shared Credit Users Record: 8
Name of fund
J.P. Morgan Exchange-Traded Fund Trust  
SEC File number( e.g., 811- )
811-22903 
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

N-CEN:Part G: Attachments

Item G.1a. Attachments.

Attachments applicable to all Registrants. All Registrants shall file the following attachments, as applicable, with the current report. Indicate the attachments filed with the current report by checking the applicable items below: Checkbox not checked   i. Legal proceedings  
Checkbox not checked  ii. Provision of financial support  
Checkbox checked  iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only)  
Checkbox not checked  iv. Change in accounting principles and practices  
Checkbox not checked  v. Information required to be filed pursuant to exemptive orders  
Checkbox not checked  vi. Other information required to be included as an attachment pursuant to Commission rules and regulations 

Instructions.

1. Item G.1.a.i. Legal proceedings.

(a) If the Registrant responded "YES" to Item B.11.a., provide a brief description of the proceedings. As part of the description, provide the case or docket number (if any), and the full names of the principal parties to the proceeding.
(b) If the Registrant responded "YES" to Item B.11.b., identify the proceeding and give its date of termination.

2. Item G.1.a.ii. Provision of financial support. If the Registrant responded "YES" to Item B.14., provide the following information (unless the Registrant is a Money Market Fund): (a) Description of nature of support.

(b) Person providing support.

(c) Brief description of relationship between the person providing support and the Registrant.

(d) Date support provided.

(e) Amount of support.

(f) Security supported (if applicable). Disclose the full name of the issuer, the title of the issue (including coupon or yield, if applicable) and at least two identifiers, if available (e.g., CIK, CUSIP, ISIN, LEI).
(g) Value of security supported on date support was initiated (if applicable).

(h) Brief description of reason for support.

(i) Term of support.

(j) Brief description of any contractual restrictions relating to support.

3. Item G.1.a.iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only). Each management investment company shall furnish a report of its independent public accountant on the company's system of internal accounting controls. The accountant's report shall be based on the review, study and evaluation of the accounting system, internal accounting controls, and procedures for safeguarding securities made during the audit of the financial statements for the reporting period. The report should disclose any material weaknesses in: (a) the accounting system; (b) system of internal accounting control; or (c) procedures for safeguarding securities which exist as of the end of the Registrant's fiscal year.

The accountant's report shall be furnished as an exhibit to the form and shall: (1) be addressed to the Registrant's shareholders and board of directors; (2) be dated; (3) be signed manually; and (4) indicate the city and state where issued.

Attachments that include a report that discloses a material weakness should include an indication by the Registrant of any corrective action taken or proposed.

The fact that an accountant's report is attached to this form shall not be regarded as acknowledging any review of this form by the independent public accountant.

4. Item G.1.a.iv. Change in accounting principles and practices. If the Registrant responded "YES" to Item B.21, provide an attachment that describes the change in accounting principles or practices, or the change in the method of applying any such accounting principles or practices. State the date of the change and the reasons therefor. A letter from the Registrant's independent accountants, approving or otherwise commenting on the change, shall accompany the description.

5. Item G.1.a.v. Information required to be filed pursuant to exemptive orders. File as an attachment any information required to be reported on Form N-CEN or any predecessor form to Form N-CEN (e.g., Form N-SAR) pursuant to exemptive orders issued by the Commission and relied on by the Registrant.

6. Item G.1.a.vi. Other information required to be included as an attachment pursuant to Commission rules and regulations. File as an attachment any other information required to be included as an attachment pursuant to Commission rules and regulations.

N-CEN: Signature

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Registrant
JPMorgan Trust I 
Date
2024-05-14 
Signature
Timothy J. Clemens 
Title
Treasurer and Principal Financial Officer