0001752724-22-166242.txt : 20220726 0001752724-22-166242.hdr.sgml : 20220726 20220726150307 ACCESSION NUMBER: 0001752724-22-166242 CONFORMED SUBMISSION TYPE: N-CEN/A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20220726 DATE AS OF CHANGE: 20220726 EFFECTIVENESS DATE: 20220726 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JPMorgan Trust I CENTRAL INDEX KEY: 0001217286 IRS NUMBER: 331043149 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: N-CEN/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-21295 FILM NUMBER: 221106629 BUSINESS ADDRESS: STREET 1: 277 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10172 BUSINESS PHONE: 800-480-4111 MAIL ADDRESS: STREET 1: 277 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10172 FORMER COMPANY: FORMER CONFORMED NAME: JP MORGAN MUTUAL FUND SERIES DATE OF NAME CHANGE: 20030204 0001217286 S000001447 JPMorgan U.S. Equity Fund C000003854 Class A JUEAX C000007404 Class I JUESX C000007405 Class L JMUEX C000007566 Class C JUECX C000033526 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LLC 8-00129 000000361 FOR8UP27PHTHYVLBNG30 13467395.00000000 SVB Leerink LLC 8-48535 000039011 549300AAH7U76CEUBI94 2939844.00000000 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 7044228.00000000 Piper Sandler & Co. 8-15204 000000665 549300GRQCWQ3XGH0H10 475607.00000000 51928063.16000000 Y 1003495304.62000000 Committed 1500000000.00000000 N Uncommitted 100000000.00000000 N N N N JPMorgan U.S. Research Enhanced Equity Fund S000002765 549300VOOZNRR4HQN096 N 3 0 0 N/A N N Y N Citibank N.A. E57ODZWZ7FF32TWEFA76 N N Cash collateral reinvestment fee Revenue sharing split 0.00000000 0.00000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 10f-3 (17 CFR 270.10f-3) Y Y N N J.P. 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Morgan Investment Management Inc. 801-21011 000107038 549300W78QHV4XMM6K69 N DST Asset Manager Solutions, Inc. 84-00896 N/A N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Refinitiv Global Markets Inc. 000109120 CRD N N Goldman Sachs & Co. LLC FOR8UP27PHTHYVLBNG30 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y N Self - rule 17f-2 (17 CFR 270.17f-2) BofA Securities, Inc. 549300HN4UKV1E2R3U73 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) N JPMorgan Distribution Services, Inc. 000104234 CRD Y N N J.P. 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Morgan Investment Management Inc. 549300W78QHV4XMM6K69 Y N N Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 25617.22000000 Cantor Fitzgerald & Co. 8-00201 000000134 5493004J7H4GCPG6OB62 25065.01000000 Goldman Sachs & Co. LLC 8-00129 000000361 FOR8UP27PHTHYVLBNG30 73633.14000000 Virtu Americas LLC 8-68193 000149823 549300RA02N3BNSWBV74 23122.67000000 Barclays Capital, Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 36336.14000000 ROBERT W. BAIRD & CO. INCORPORATED 8-00497 000008158 549300772UJAHRD6LO53 31118.83000000 Merrill Lynch, Pierce, Fenner & Smith Inc. 8-07221 000007691 8NAV47T0Y26Q87Y0QP81 36681.43000000 Credit Suisse Securities (USA) LLC 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 53066.26000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 47338.22000000 Cowen and Company 8-22522 000007616 549300WR155U7DVMIW58 48621.47000000 620099.11000000 Barclays Capital, Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 3264694.00000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 16529211.00000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 1161000.00000000 Credit Suisse Securities (USA) LLC 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 4931886.00000000 Goldman Sachs & Co. LLC 8-00129 000000361 FOR8UP27PHTHYVLBNG30 7529994.00000000 Citigroup Global Markets Inc. 8-08177 000007059 MBNUM2BPBDO7JBLYG310 497000.00000000 33913785.00000000 Y 2163866001.44000000 Committed 1500000000.00000000 N Uncommitted 100000000.00000000 N N N N JPMorgan Diversified Fund S000002766 26JKWV9VE7AKN11JL078 N 5 0 0 N/A N N Y N Citibank N.A. E57ODZWZ7FF32TWEFA76 N N Cash collateral reinvestment fee Revenue sharing split 0.00000000 0.00000000 Rule 10f-3 (17 CFR 270.10f-3) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Y Y N N J.P. Morgan Investment Management Inc. 801-21011 000107038 549300W78QHV4XMM6K69 N DST Asset Manager Solutions, Inc. 84-00896 N/A N N N PricingDirect Inc. 549300WIC0TOJ7N7GD54 Y Bloomberg L.P. 549300B56MD0ZC402L06 N Refinitiv Global Markets Inc. 000109120 CRD N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N IHS Markit Group Holdings Ltd 2138005LTLTVZ4WMEX25 GB N N J.P. Morgan Bank Luxembourg S.A. 7W1GMC6J4KGLBBUSYP52 FR Y Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Malaysia Berhad P3RPN9OJFCXUPJWB1Q09 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear 5R6J7JCQRIPQR1EEP713 IE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) HSBC Bank Middle East Limited 549300F99IL9YJDWH369 KW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 7LTWFZYICNSX8D621K86 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, N.A. 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Report of Independent Registered Public Accounting Firm

To the Board of Trustees of JPMorgan Trust I and Shareholders of the funds listed in Appendix A

In planning and performing our audits of the financial statements of the funds listed in Appendix A (thirty-eight of the funds constituting JPMorgan Trust I, hereafter collectively referred to as the “Funds”) as of and for the year ended June 30, 2021, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Funds’ internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds’ internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Funds’ internal control over financial reporting.

The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company’s internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company’s assets that could have a material effect on the financial statements.

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company’s annual or interim financial statements will not be prevented or detected on a timely basis.

Our consideration of the Funds’ internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Funds’ internal control over financial reporting and their operations, including controls over safeguarding securities, that we consider to be material weaknesses as defined above as of June 30, 2021.

This report is intended solely for the information and use of the Board of Trustees of JPMorgan Trust I and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

/s/ PricewaterhouseCoopers LLP

New York, New York

August 24, 2021

 

2

Appendix A

JPMorgan Access Balanced Fund

JPMorgan Access Growth Fund

JPMorgan Diversified Fund

JPMorgan Equity Focus Fund

JPMorgan U.S. Value Fund (formerly known as “JPMorgan Growth and Income Fund”)

JPMorgan Hedged Equity Fund

JPMorgan U.S. GARP Equity Fund (formerly known as “JPMorgan Intrepid Growth Fund”)

JPMorgan U.S. Sustainable Leaders Fund (formerly known as “JPMorgan Intrepid Sustainable Equity Fund”)

JPMorgan U.S. Applied Data Science Value Fund (formerly known as “JPMorgan Intrepid Value Fund”)

JPMorgan Mid Cap Equity Fund

JPMorgan Small Cap Blend Fund

JPMorgan Small Cap Sustainable Leaders Fund (formerly known as “JPMorgan Small Cap Core Fund”)

JPMorgan Small Cap Equity Fund

JPMorgan SmartRetirement 2020 Fund

JPMorgan SmartRetirement 2025 Fund

JPMorgan SmartRetirement 2030 Fund

JPMorgan SmartRetirement 2035 Fund

JPMorgan SmartRetirement 2040 Fund

JPMorgan SmartRetirement 2045 Fund

JPMorgan SmartRetirement 2050 Fund

JPMorgan SmartRetirement 2055 Fund

JPMorgan SmartRetirement 2060 Fund

JPMorgan SmartRetirement Blend 2020 Fund

JPMorgan SmartRetirement Blend 2025 Fund

JPMorgan SmartRetirement Blend 2030 Fund

JPMorgan SmartRetirement Blend 2035 Fund

JPMorgan SmartRetirement Blend 2040 Fund

JPMorgan SmartRetirement Blend 2045 Fund

JPMorgan SmartRetirement Blend 2050 Fund

JPMorgan SmartRetirement Blend 2055 Fund

JPMorgan SmartRetirement Blend 2060 Fund

JPMorgan SmartRetirement Blend Income Fund

JPMorgan SmartRetirement Income Fund

JPMorgan U.S. Equity Fund

JPMorgan U.S. Large Cap Core Plus Fund

JPMorgan U.S. Research Enhanced Equity Fund

JPMorgan U.S. Small Company Fund

JPMorgan Value Advantage Fund

 

3

OTHER REQUIRED INFO 3 d383635dex11.htm FOR VALIDATION PURPOSES ONLY - [383635.ICRPT]

The June 30, 2021 Form N-CEN for JPMorgan Trust I is being amended to update item C.7 for JPMorgan Access Balanced Fund, JPMorgan Access Growth Fund, JPMorgan Hedged Equity Fund, JPMorgan SmartRetirement Income Fund, JPMorgan SmartRetirement 2020 Fund, JPMorgan SmartRetirement 2025 Fund, JPMorgan SmartRetirement 2030 Fund, JPMorgan SmartRetirement 2035 Fund, JPMorgan SmartRetirement 2040 Fund, JPMorgan SmartRetirement 2045 Fund, JPMorgan SmartRetirement 2050 Fund, JPMorgan SmartRetirement 2055 Fund, JPMorgan SmartRetirement 2060 Fund, JPMorgan SmartRetirement Blend Income Fund, JPMorgan SmartRetirement Blend 2020 Fund, JPMorgan SmartRetirement Blend 2025 Fund, JPMorgan SmartRetirement Blend 2030 Fund, JPMorgan SmartRetirement Blend 2035 Fund, JPMorgan SmartRetirement Blend 2040 Fund, JPMorgan SmartRetirement Blend 2045 Fund, JPMorgan SmartRetirement Blend 2050 Fund, JPMorgan SmartRetirement Blend 2055 Fund, JPMorgan SmartRetirement Blend 2060 Fund and JPMorgan U.S. Research Enhanced Equity Fund. There are no other changes to its prior filing.