0001752724-19-045163.txt : 20190524 0001752724-19-045163.hdr.sgml : 20190524 20190524112908 ACCESSION NUMBER: 0001752724-19-045163 CONFORMED SUBMISSION TYPE: N-CEN/A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20180831 FILED AS OF DATE: 20190524 DATE AS OF CHANGE: 20190524 EFFECTIVENESS DATE: 20190524 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JPMorgan Trust I CENTRAL INDEX KEY: 0001217286 IRS NUMBER: 331043149 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: N-CEN/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-21295 FILM NUMBER: 19852649 BUSINESS ADDRESS: STREET 1: 277 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10172 BUSINESS PHONE: 800-480-4111 MAIL ADDRESS: STREET 1: 277 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10172 FORMER COMPANY: FORMER CONFORMED NAME: JP MORGAN MUTUAL FUND SERIES DATE OF NAME CHANGE: 20030204 0001217286 S000001447 JPMorgan U.S. Equity Fund C000003854 Class A JUEAX C000007404 Class I JUESX C000007405 Class L JMUEX C000007566 Class C JUECX C000033526 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Morgan Investment Management Inc. 270 Park Avenue New York 10017 8004804111 records relating to its functions as investment adviser and administrator JPMorgan Distribution Services, Inc. 1111 Polaris Parkway Columbus 43240 9737935347 records relating to its functions as principal underwriter and shareholder servicing agent N N N-1A 80 Y Mitchell M. Merin N/A N Stephen P. Fisher N/A N Dr. Robert A. Oden, Jr. N/A N Mary E. Martinez N/A N Marilyn McCoy N/A N James J. Schonbachler N/A N John F. Finn N/A N Dennis P. Harrington N/A N Frankie D. Hughes N/A N Marian U. Pardo N/A N Dr. Matthew Goldstein N/A N Raymond Kanner N/A N Peter C. Marshall N/A N Stephen M. 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KR6LSKV3BTSJRD41IF75 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) DBS Bank Ltd ATUEL7OJR5057F2PV266 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank AG 7LTWFZYICNSX8D621K86 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JPMORGAN CHASE BANK, N.A. 7H6GLXDRUGQFU57RNE97 Y N Self - rule 17f-2 (17 CFR 270.17f-2) Bank Handlowy w. Warszawie S.A. XLEZHWWOI4HFQDGL4793 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Goldman Sachs & Co FOR8UP27PHTHYVLBNG30 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) N JPMorgan Distribution Services, Inc. 000104234 CRD Y N N JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 Y Y J.P. Morgan Investment Management Inc. 549300W78QHV4XMM6K69 Y N N BARCLAYS CAPITAL, INC. 8-41342 000019714 AC28XWWI3WIBK2824319 30226 GOLDMAN SACHS & CO. 8-12900 000000361 FOR8UP27PHTHYVLBNG30 58374 GMP SECURITIES, LLC 8-49291 000041025 549300QXVHD3G589TO05 273 Pershing LLC 8-17574 000007560 ZI8Q1A8EI8LQFJNM0D94 3 BNP Paribas Securities Corp. 8-32682 000015794 RCNB6OTYUAMMP879YW96 122 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 855 HSBC Securities (USA) Inc. 8-41562 000019585 CYYGQCGNHMHPSMRL3R97 33930 CITIGROUP GLOBAL MARKETS, INC 8-8177 000007059 MBNUM2BPBDO7JBLYG310 96939 MORGAN STANLEY & CO., INC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 5425 DEUTSCHE BANK AG 8-17822 000002525 9J6MBOOO7BECTDTUZW19 177 226324 CITIGROUP GLOBAL MARKETS, INC. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 297139232 Deutsche Bank Securities, Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 319306249 Euroclear Bank SA/NV N/A N/A 549300OZ46BRLZ8Y6F65 BE 399096043 BANC OF AMERICA SECURITIES LLC 8-42263 000026091 N/A 276104322 MORGAN STANLEY & CO., INC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 360002277 GOLDMAN SACHS & CO. 8-12900 000000361 FOR8UP27PHTHYVLBNG30 551055248 BARCLAYS CAPITAL, INC. 8-41342 000019714 AC28XWWI3WIBK2824319 176479539 Credit Suisse Securities (USA) LLC 8-00422 000000816 1V8Y6QCX6YMJ2OELII46 237661189 Clearstream Banking S.A. N/A N/A 549300OL514RA0SXJJ44 LU 303271190 HSBC Securities (USA) Inc. 8-41562 000019585 CYYGQCGNHMHPSMRL3R97 214812140 4467860038 Y 2838724927.30 N N N N false false true false false true INTERNAL CONTROL RPT 2 d598667d8k.htm Form 8-K

Report of Independent Registered Public Accounting Firm

To the Board of Trustees of JPMorgan Trust I and Shareholders of each of the funds listed in Appendix A

In planning and performing our audits of the financial statements of the funds listed in Appendix A (two of the funds constituting JPMorgan Trust I, hereafter collectively referred to as the “Funds”) as of and for the year ended August 31, 2018, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (“PCAOB”), we considered the Funds’ internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds’ internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Funds’ internal control over financial reporting.

The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund’s internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and trustees of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund’s assets that could have a material effect on the financial statements.

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the fund’s annual or interim financial statements will not be prevented or detected on a timely basis.

Our consideration of the Funds’ internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Funds’ internal control over financial reporting and their operations, including controls over safeguarding securities, that we consider to be material weaknesses as defined above as of August 31, 2018.


This report is intended solely for the information and use of the Board of Trustees of JPMorgan Trust I and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

/s/PricewaterhouseCoopers LLP

New York, New York

October 29, 2018

 

2


Appendix A

JPMorgan Floating Rate Income Fund

JPMorgan Global Bond Opportunities Fund

 

3

OTHER REQUIRED INFO 3 d623243dex11.htm C.20 EXPLANATION FOR VALIDATION PURPOSES ONLY - [623243.ORI]

The Registrant opts out of responding to item C.20 as it is not required at this time. However, for this filing the registrant is responding “No” as there is no option to not answer the item or to answer it as “N/A”.