JPMorgan Funds - JPMorgan Trust I
Rule 10f-3 Transactions
For the period from May 1, 2016 to October 31, 2016
The following securities were purchased pursuant to Rule 10f-3 and all requirements of the Rule 10f-3 Procedures of the Funds:
Fund JPMorgan Global Allocation Fund
Trade Date 5/3/2016
Issuer Hanesbrands Inc. (HBI 4.625% May 15, 2024 144A)
CUSIP/ Sedol 410345AJ1
Bonds 112,000
Offering Price $100.000
Spread 1.50%
Cost $112,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 2.50%
Syndicate BAML,BARCS,GS,HSBCL,JPM,SUN
Fund JPMorgan Income Builder Fund
Trade Date 5/3/2016
Issuer Hanesbrands Inc. (HBI 4.625% May 15, 2024 144A)
CUSIP/ Sedol 410345AJ1
Bonds 879,000
Offering Price $100.000
Spread 1.50%
Cost $879,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 2.50%
Syndicate BAML,BARCS,GS,HSBCL,JPM,SUN
Fund JPMorgan Global Allocation Fund
Trade Date 5/3/2016
Issuer Hanesbrands Inc. (HBI 4.875% May 15, 2026 144A)
CUSIP/ Sedol 410345AL6
Bonds 112,000
Offering Price $100.000
Spread 1.50%
Cost $112,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 2.50%
Syndicate BAML,BARCS,GS,HSBCL,JPM,SUN
Fund JPMorgan Income Builder Fund
Trade Date 5/3/2016
Issuer Hanesbrands Inc. (HBI 4.875% May 15, 2026 144A)
CUSIP/ Sedol 410345AL6
Bonds 879,000
Offering Price $100.000
Spread 1.50%
Cost $879,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 2.50%
Syndicate BAML,BARCS,GS,HSBCL,JPM,SUN
Fund JPMorgan Global Allocation Fund
Trade Date 5/3/2016
Issuer United States Steel Corporation (X 8.375% July 1, 2021 144A)
CUSIP/ Sedol 912909AK4
Bonds 121,000
Offering Price $100.000
Spread 1.75%
Cost $121,000
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering purchased by firm 1.55%
Syndicate BAML,BARCS,JPM,MS,PNCFIN,SCOTIA,WFC
Fund JPMorgan Income Builder Fund
Trade Date 5/3/2016
Issuer United States Steel Corporation (X 8.375% July 1, 2021 144A)
CUSIP/ Sedol 912909AK4
Bonds 988,000
Offering Price $100.000
Spread 1.75%
Cost $988,000
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering purchased by firm 1.55%
Syndicate BAML,BARCS,JPM,MS,PNCFIN,SCOTIA,WFC
Fund JPMorgan Global Allocation Fund
Trade Date 5/4/2016
Issuer Mobile Mini Inc (MINI 5.875% July 1, 2024 144A)
CUSIP/ Sedol 60740FAL9
Bonds 59,000
Offering Price $100.000
Spread 1.50%
Cost $26,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering purchased by firm 2.67%
Syndicate BAML,BARCS,BNPPAR,DB,JPM
Fund JPMorgan Income Builder Fund
Trade Date 5/4/2016
Issuer Mobile Mini Inc (MINI 5.875% July 1, 2024 144A)
CUSIP/ Sedol 60740FAL9
Bonds 483,000
Offering Price $100.000
Spread 1.50%
Cost $483,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering purchased by firm 2.67%
Syndicate BAML,BARCS,BNPPAR,DB,JPM
Fund JPMorgan Global Allocation Fund
Trade Date 5/4/2016
Issuer PTC Inc. (PTC 6.00% May 15, 2024)
CUSIP/ Sedol 69370CAA8
Bonds 43,000
Offering Price $100.000
Spread 0.88%
Cost $43,000
Dealer Executing Trade Barclays Capital Inc.
% of Offering purchased by firm 2.04%
Syndicate JPM, BARCS
Fund JPMorgan Income Builder Fund
Trade Date 5/4/2016
Issuer PTC Inc. (PTC 6.00% May 15, 2024)
CUSIP/ Sedol 69370CAA8
Bonds 345,000
Offering Price $100.000
Spread 0.88%
Cost $345,000
Dealer Executing Trade Barclays Capital Inc.
% of Offering purchased by firm 2.04%
Syndicate JPM, BARCS
Fund JPMorgan Income Builder Fund
Trade Date 5/9/2016
Issuer AbbVie Inc. (ABBV 4.45% May 14, 2046)
CUSIP/ Sedol 00287YAW9
Bonds 3,260,000
Offering Price $99.328
Spread 0.88%
Cost $3,238,093
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 1.33%
Syndicate BAML,BARCS,BNPPAR,DB,HSBCL,JPM,SG
Fund JPMorgan Global Allocation Fund
Trade Date 5/9/2016
Issuer Tesoro Logistics LP and Tesoro Logistics Finance Corp. (TLLP 6.125% October 15, 2021)
CUSIP/ Sedol 88160QAD5
Bonds 50,000
Offering Price $100.250
Spread 1.25%
Cost $50,125
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering purchased by firm 3.40%
Syndicate BAML,BARCS,BBVA,BNPPAR,CITI,CS,DB,GS,JPM,MIZUHO,MUFG,RBCCM,SMFGRP,SUN,TDSECS,UBS,USB,WFC
Fund JPMorgan Income Builder Fund
Trade Date 5/9/2016
Issuer Tesoro Logistics LP and Tesoro Logistics Finance Corp. (TLLP 6.125% October 15, 2021)
CUSIP/ Sedol 88160QAD5
Bonds 405,000
Offering Price $100.250
Spread 1.25%
Cost $406,013
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering purchased by firm 3.40%
Syndicate BAML,BARCS,BBVA,BNPPAR,CITI,CS,DB,GS,JPM,MIZUHO,MUFG,RBCCM,SMFGRP,SUN,TDSECS,UBS,USB,WFC
Fund JPMorgan Income Builder Fund
Trade Date 5/9/2016
Issuer Tesoro Logistics LP and Tesoro Logistics Finance Corp. (TLLP 6.125% October 15, 2021)
CUSIP/ Sedol 88160QAD5
Bonds 440,000
Offering Price $100.250
Spread 1.25%
Cost $441,100
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering purchased by firm 3.40%
Syndicate BAML,BARCS,BBVA,BNPPAR,CITI,CS,DB,GS,JPM,MIZUHO,MUFG,RBCCM,SMFGRP,SUN,TDSECS,UBS,USB,WFC
Fund JPMorgan Global Allocation Fund
Trade Date 5/9/2016
Issuer Tesoro Logistics LP and Tesoro Logistics Finance Corp. (TLLP 6.375% May 1, 2024)
CUSIP/ Sedol 88160QAM5
Bonds 175,000
Offering Price $100.000
Spread 1.25%
Cost $175,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering purchased by firm 7.27%
Syndicate BAML,BARCS,BBVA,BNPPAR,CITI,CS,DB,GS,JPM,MIZUHO,MUFG,RBCCM,SMFGRP,SUN,TDSECS,UBS,USB,WFC
Fund JPMorgan Income Builder Fund
Trade Date 5/9/2016
Issuer Tesoro Logistics LP and Tesoro Logistics Finance Corp. (TLLP 6.375% May 1, 2024)
CUSIP/ Sedol 88160QAM5
Bonds 1,415,000
Offering Price $100.000
Spread 1.25%
Cost $1,415,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering purchased by firm 7.27%
Syndicate BAML,BARCS,BBVA,BNPPAR,CITI,CS,DB,GS,JPM,MIZUHO,MUFG,RBCCM,SMFGRP,SUN,TDSECS,UBS,USB,WFC
Fund JPMorgan Income Builder Fund
Trade Date 5/9/2016
Issuer Tesoro Logistics LP and Tesoro Logistics Finance Corp. (TLLP 6.375% May 1, 2024)
CUSIP/ Sedol 88160QAM5
Bonds 1,540,000
Offering Price $100.000
Spread 1.25%
Cost $1,540,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering purchased by firm 7.27%
Syndicate BAML,BARCS,BBVA,BNPPAR,CITI,CS,DB,GS,JPM,MIZUHO,MUFG,RBCCM,SMFGRP,SUN,TDSECS,UBS,USB,WFC
Fund JPMorgan Global Allocation Fund
Trade Date 5/10/2016
Issuer Goodyear Tire & Rubber Company (GT 5.00% May 31, 2026)
CUSIP/ Sedol 382550BF7
Bonds 290,000
Offering Price $100.000
Spread 1.25%
Cost $290,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering purchased by firm 5.50%
Syndicate BAML,BARCS,BNPPAR,CACIB,CITI,DB,GS,HSBCL,JPM,WFC
Fund JPMorgan Income Builder Fund
Trade Date 5/10/2016
Issuer Goodyear Tire & Rubber Company (GT 5.00% May 31, 2026)
CUSIP/ Sedol 382550BF7
Bonds 2,385,000
Offering Price $100.000
Spread 1.25%
Cost $2,385,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering purchased by firm 5.50%
Syndicate BAML,BARCS,BNPPAR,CACIB,CITI,DB,GS,HSBCL,JPM,WFC
Fund JPMorgan Income Builder Fund
Trade Date 5/10/2016
Issuer Goodyear Tire & Rubber Company (GT 5.00% May 31, 2026)
CUSIP/ Sedol 382550BF7
Bonds 1,765,000
Offering Price $100.000
Spread 1.25%
Cost $1,765,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering purchased by firm 5.50%
Syndicate BAML,BARCS,BNPPAR,CACIB,CITI,DB,GS,HSBCL,JPM,WFC
Fund JPMorgan Income Builder Fund
Trade Date 5/10/2016
Issuer Kraft Heinz Foods Company (KHC 4.375% June 1, 2046 144A)
CUSIP/ Sedol 50077LAA4
Bonds 4,030,000
Offering Price $99.684
Spread 0.88%
Cost $4,017,265
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering purchased by firm 1.00%
Syndicate BAML,BARCS,CITI,CS,GS,JPM,MS,WFC
Fund JPMorgan Global Allocation Fund
Trade Date 5/11/2016
Issuer AES Corporation (AES 6.00% May 15, 2026)
CUSIP/ Sedol 00130HBX2
Bonds 188,000
Offering Price $100.000
Spread 1.00%
Cost $188,000
Dealer Executing Trade Morgan Stanley and Company
% of Offering purchased by firm 6.00%
Syndicate BAML,BARCS,DB,JPM,MS
Fund JPMorgan Income Builder Fund
Trade Date 5/11/2016
Issuer AES Corporation (AES 6.00% May 15, 2026)
CUSIP/ Sedol 00130HBX2
Bonds 1,578,000
Offering Price $100.000
Spread 1.00%
Cost $1,578,000
Dealer Executing Trade Morgan Stanley and Company
% of Offering purchased by firm 6.00%
Syndicate BAML,BARCS,DB,JPM,MS
Fund JPMorgan Income Builder Fund
Trade Date 5/11/2016
Issuer AES Corporation (AES 6.00% May 15, 2026)
CUSIP/ Sedol 00130HBX2
Bonds 1,325,000
Offering Price $100.000
Spread 1.00%
Cost $1,325,000
Dealer Executing Trade Morgan Stanley and Company
% of Offering purchased by firm 6.00%
Syndicate BAML,BARCS,DB,JPM,MS
Fund JPMorgan Global Allocation Fund
Trade Date 5/11/2016
Issuer Boardwalk Pipelines LP(BWP 5.95% June 1, 2026)
CUSIP/ Sedol 096630AE8
Bonds 75,000
Offering Price $98.860
Spread 0.65%
Cost $74,145
Dealer Executing Trade Deutsche Bank Securities
% of Offering purchased by firm 5.91%
Syndicate BARCS,CITI,DB,JPM,MIZUHO,MUFG,RBCCM,WFC
Fund JPMorgan Income Builder Fund
Trade Date 5/11/2016
Issuer Boardwalk Pipelines LP(BWP 5.95% June 1, 2026)
CUSIP/ Sedol 096630AE8
Bonds 605,000
Offering Price $98.860
Spread 0.65%
Cost $598,103
Dealer Executing Trade Deutsche Bank Securities
% of Offering purchased by firm 5.91%
Syndicate BARCS,CITI,DB,JPM,MIZUHO,MUFG,RBCCM,WFC
Fund JPMorgan Income Builder Fund
Trade Date 5/11/2016
Issuer Boardwalk Pipelines LP(BWP 5.95% June 1, 2026)
CUSIP/ Sedol 096630AE8
Bonds 1,325,000
Offering Price $98.860
Spread 0.65%
Cost $1,309,895
Dealer Executing Trade Deutsche Bank Securities
% of Offering purchased by firm 5.91%
Syndicate BARCS,CITI,DB,JPM,MIZUHO,MUFG,RBCCM,WFC
Fund JPMorgan Global Allocation Fund
Trade Date 5/11/2016
Issuer Penske Automotive Group (PAG 5.50% May 15, 2026)
CUSIP/ Sedol 70959WAG8
Bonds 293,000
Offering Price $100.000
Spread 1.13%
Cost $293,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering purchased by firm 6.88%
Syndicate BAML,JPM,RBS,USB,WFC
Fund JPMorgan Income Builder Fund
Trade Date 5/11/2016
Issuer Penske Automotive Group (PAG 5.50% May 15, 2026)
CUSIP/ Sedol 70959WAG8
Bonds 2,399,000
Offering Price $100.000
Spread 1.13%
Cost $2,399,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering purchased by firm 6.88%
Syndicate BAML,JPM,RBS,USB,WFC
Fund JPMorgan Global Allocation Fund
Trade Date 5/11/2016
Issuer Teleflex Inc. (TFX 4.875% June 1, 2026)
CUSIP/ Sedol 879369AE6
Bonds 45,000
Offering Price $100.000
Spread 1.25%
Cost $45,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 1.02%
Syndicate BAML,JPM
Fund JPMorgan Income Builder Fund
Trade Date 5/11/2016
Issuer Teleflex Inc. (TFX 4.875% June 1, 2026)
CUSIP/ Sedol 879369AE6
Bonds 368,000
Offering Price $100.000
Spread 1.25%
Cost $368,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 1.02%
Syndicate BAML,JPM
Fund JPMorgan Global Allocation Fund
Trade Date 5/12/2016
Issuer Cheniere Corpus Christi Holdings, LLC (CHCOCH 7.00% June 30, 2024 144A)
CUSIP/ Sedol 16412XAA3
Bonds 270,000
Offering Price $100.000
Spread 0.83%
Cost $270,000
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering purchased by firm 2.27%
Syndicate BAML,BBVA,BNPPAR,CACIB,CS,GS,HSBCL,ING,JPM,LLOYDS,MIZUHO,MS,MUFG,RBCCM,SCOTIA,SG,SMFGRP,STAN
Fund JPMorgan Income Builder Fund
Trade Date 5/12/2016
Issuer Cheniere Corpus Christi Holdings, LLC (CHCOCH 7.00% June 30, 2024 144A)
CUSIP/ Sedol 16412XAA3
Bonds 2,120,000
Offering Price $100.000
Spread 0.83%
Cost $2,120,000
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering purchased by firm 2.27%
Syndicate BAML,BBVA,BNPPAR,CACIB,CS,GS,HSBCL,ING,JPM,LLOYDS,MIZUHO,MS,MUFG,RBCCM,SCOTIA,SG,SMFGRP,STAN
Fund JPMorgan Income Builder Fund
Trade Date 5/12/2016
Issuer Intel Corporation (INTC 4.10% May 19, 2046)
CUSIP/ Sedol 458140AV2
Bonds 10,440,000
Offering Price $99.436
Spread 0.40%
Cost $10,381,118
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 6.17%
Syndicate BAML,JPM
Fund JPMorgan Global Allocation Fund
Trade Date 5/12/2016
Issuer LifePoint Health Inc. (LPNT 5.375% May 1, 2024 144A)
CUSIP/ Sedol 53219LAP4
Bonds 160,000
Offering Price $100.000
Spread 1.25%
Cost $160,000
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering purchased by firm 2.94%
Syndicate BAML,BARCS,CITI,GS,JPM
Fund JPMorgan Income Builder Fund
Trade Date 5/12/2016
Issuer LifePoint Health Inc. (LPNT 5.375% May 1, 2024 144A)
CUSIP/ Sedol 53219LAP4
Bonds 1,300,000
Offering Price $100.000
Spread 1.25%
Cost $1,300,000
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering purchased by firm 2.94%
Syndicate BAML,BARCS,CITI,GS,JPM
Fund JPMorgan Global Allocation Fund
Trade Date 5/12/2016
Issuer Performance Food Group I (PFGC 5.50% June 1, 2024 144A)
CUSIP/ Sedol 71376LAB6
Bonds 80,000
Offering Price $100.000
Spread 1.50%
Cost $80,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering purchased by firm 2.16%
Syndicate BARCS,BMO,CS,JPM,MS,WFC
Fund JPMorgan Income Builder Fund
Trade Date 5/12/2016
Issuer Performance Food Group I (PFGC 5.50% June 1, 2024 144A)
CUSIP/ Sedol 71376LAB6
Bonds 660,000
Offering Price $100.000
Spread 1.50%
Cost $660,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering purchased by firm 2.16%
Syndicate BARCS,BMO,CS,JPM,MS,WFC
Fund JPMorgan Global Allocation Fund
Trade Date 5/16/2016
Issuer Aramark Services Inc. (ARMK 4.75% June 1, 2026 144A)
CUSIP/ Sedol 038522AM0
Bonds 160,000
Offering Price $100.000
Spread 1.25%
Cost $160,000
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering purchased by firm 2.76%
Syndicate BAML,BARCS,CS,GS,JPM,MS,WFC
Fund JPMorgan Income Builder Fund
Trade Date 5/16/2016
Issuer Aramark Services Inc. (ARMK 4.75% June 1, 2026 144A)
CUSIP/ Sedol 038522AM0
Bonds 1,340,000
Offering Price $100.000
Spread 1.25%
Cost $1,340,000
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering purchased by firm 2.76%
Syndicate BAML,BARCS,CS,GS,JPM,MS,WFC
Fund JPMorgan Global Allocation Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL 3.48% June 1, 2019 144A)
CUSIP/ Sedol 25272KAA1
Bonds 5,000
Offering Price $99.975
Spread 0.74%
Cost $4,999
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering purchased by firm 1.25%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
Fund JPMorgan Income Builder Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL 3.48% June 1, 2019 144A)
CUSIP/ Sedol 25272KAA1
Bonds 25,000
Offering Price $99.975
Spread 0.74%
Cost $24,994
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering purchased by firm 1.25%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
Fund JPMorgan Global Allocation Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL 4.42% June 15, 2021 144A)
CUSIP/ Sedol 25272KAD5
Bonds 159,000
Offering Price $99.971
Spread 0.74%
Cost $158,954
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering purchased by firm 1.48%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
Fund JPMorgan Income Builder Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL 4.42% June 15, 2021 144A)
CUSIP/ Sedol 25272KAD5
Bonds 1,310,000
Offering Price $99.971
Spread 0.74%
Cost $1,309,620
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering purchased by firm 1.48%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
Fund JPMorgan Global Allocation Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL 5.45% June 15, 2023 144A)
CUSIP/ Sedol 25272KAG8
Bonds 464,000
Offering Price $99.957
Spread 0.74%
Cost $463,800
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering purchased by firm 3.38%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
Fund JPMorgan Income Builder Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL 5.45% June 15, 2023 144A)
CUSIP/ Sedol 25272KAG8
Bonds 3,786,000
Offering Price $99.957
Spread 0.74%
Cost $3,784,372
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering purchased by firm 3.38%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
Fund JPMorgan Income Builder Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL 5.45% June 15, 2023 144A)
CUSIP/ Sedol 25272KAG8
Bonds 3,795,000
Offering Price $99.957
Spread 0.74%
Cost $3,793,368
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 3.38%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
Fund JPMorgan Global Allocation Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL6.02% June 15, 2026 144A)
CUSIP/ Sedol 25272KAK9
Bonds 464,000
Offering Price $99.952
Spread 0.74%
Cost $463,777
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering purchased by firm 2.88%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
Fund JPMorgan Income Builder Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL6.02% June 15, 2026 144A)
CUSIP/ Sedol 25272KAK9
Bonds 3,786,000
Offering Price $99.952
Spread 0.74%
Cost $3,784,183
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering purchased by firm 2.88%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
Fund JPMorgan Income Builder Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL6.02% June 15, 2026 144A)
CUSIP/ Sedol 25272KAK9
Bonds 2,850,000
Offering Price $99.952
Spread 0.74%
Cost $2,848,632
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 2.88%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
Fund JPMorgan Global Allocation Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL 8.10% July 15, 2036 144A)
CUSIP/ Sedol 25272KAN3
Bonds 65,000
Offering Price $99.927
Spread 0.74%
Cost $64,953
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering purchased by firm 0.64%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
Fund JPMorgan Income Builder Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL 8.10% July 15, 2036 144A)
CUSIP/ Sedol 25272KAN3
Bonds 529,000
Offering Price $99.927
Spread 0.74%
Cost $528,614
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering purchased by firm 0.64%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
Fund JPMorgan Global Allocation Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL 8.35% July 15, 2046 144A)
CUSIP/ Sedol 25272KAR4
Bonds 93,000
Offering Price $99.920
Spread 0.74%
Cost $92,926
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering purchased by firm 1.80%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
Fund JPMorgan Income Builder Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL 8.35% July 15, 2046 144A)
CUSIP/ Sedol 25272KAR4
Bonds 757,000
Offering Price $99.920
Spread 0.74%
Cost $756,394
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering purchased by firm 1.80%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
Fund JPMorgan Income Builder Fund
Trade Date 5/17/2016
Issuer Diamond I Finance Corp and Diamond II Finance Corp (DELL 8.35% July 15, 2046 144A)
CUSIP/ Sedol 25272KAR4
Bonds 8,230,000
Offering Price $99.920
Spread 0.74%
Cost $8,223,416
Dealer Executing Trade Barclays Capital Inc.
% of Offering purchased by firm 1.80%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
Fund JPMorgan Income Builder Fund
Trade Date 5/17/2016
Issuer Petrobras Global Finance (PETBRA 8.75% May 23, 2026)
CUSIP/ Sedol 71647NAQ2
Bonds 2,450,000
Offering Price $98.374
Spread 0.30%
Cost $2,410,163
Dealer Executing Trade BofA Merrill Lynch International London
% of Offering purchased by firm 1.15%
Syndicate BAML,BCOBRA,JPM,SANT
Fund JPMorgan Global Allocation Fund
Trade Date 5/18/2016
Issuer Sirius XM Radio Inc. (SIRI 5.375% July 15, 2026 144A)
CUSIP/ Sedol 82967NAW8
Bonds 312,000
Offering Price $100.000
Spread 1.13%
Cost $312,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 5.36%
Syndicate BAML,BARCS,CITI,DB,GS,JPM,SUN,WFC
Fund JPMorgan Income Builder Fund
Trade Date 5/18/2016
Issuer Sirius XM Radio Inc. (SIRI 5.375% July 15, 2026 144A)
CUSIP/ Sedol 82967NAW8
Bonds 2,562,000
Offering Price $100.000
Spread 1.13%
Cost $2,562,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 5.36%
Syndicate BAML,BARCS,CITI,DB,GS,JPM,SUN,WFC
Fund JPMorgan Income Builder Fund
Trade Date 5/18/2016
Issuer Sirius XM Radio Inc. (SIRI 5.375% July 15, 2026 144A)
CUSIP/ Sedol 82967NAW8
Bonds 2,855,000
Offering Price $100.000
Spread 1.13%
Cost $2,855,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 5.36%
Syndicate BAML,BARCS,CITI,DB,GS,JPM,SUN,WFC
Fund JPMorgan Global Allocation Fund
Trade Date 5/18/2016
Issuer Vereit Operating Partnership, L.P. (VER 4.875% June 1, 2026)
CUSIP/ Sedol 92340LAA7
Bonds 30,000
Offering Price $100.000
Spread 1.25%
Cost $30,000
Dealer Executing Trade Barclays Capital Inc.
% of Offering purchased by firm 0.43%
Syndicate BARCS,CAPFIN,CITI,GS,JPM,MS
Fund JPMorgan Income Builder Fund
Trade Date 5/18/2016
Issuer Vereit Operating Partnership, L.P. (VER 4.875% June 1, 2026)
CUSIP/ Sedol 92340LAA7
Bonds 244,000
Offering Price $100.000
Spread 1.25%
Cost $244,000
Dealer Executing Trade Barclays Capital Inc.
% of Offering purchased by firm 0.43%
Syndicate BARCS,CAPFIN,CITI,GS,JPM,MS
Fund JPMorgan Global Allocation Fund
Trade Date 5/18/2016
Issuer Vereit Operating Partnership, L.P. (VER 4.125% June 1, 2021)
CUSIP/ Sedol 92340LAB5
Bonds 68,000
Offering Price $100.000
Spread 1.25%
Cost $68,000
Dealer Executing Trade Barclays Capital Inc.
% of Offering purchased by firm 2.20%
Syndicate BARCS,CAPFIN,CITI,GS,JPM,MS
Fund JPMorgan Income Builder Fund
Trade Date 5/18/2016
Issuer Vereit Operating Partnership, L.P. (VER 4.125% June 1, 2021)
CUSIP/ Sedol 92340LAB5
Bonds 548,000
Offering Price $100.000
Spread 1.25%
Cost $548,000
Dealer Executing Trade Barclays Capital Inc.
% of Offering purchased by firm 2.20%
Syndicate BARCS,CAPFIN,CITI,GS,JPM,MS
Fund JPMorgan Income Builder Fund
Trade Date 5/19/2016
Issuer Southern Company (SO 4.40% July 1, 2046)
CUSIP/ Sedol 842587CX3
Bonds 7,620,000
Offering Price $99.482
Spread 0.88%
Cost $7,580,528
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering purchased by firm 1.10%
Syndicate BAML,BARCS,CITI,JPM,MIZUHO,MS,MUFG,SUN,UBS,WFC
Fund JPMorgan Income Builder Fund
Trade Date 5/19/2016
Issuer Tempur Sealy International Inc. (TPX 5.50% June 15, 2026 144A)
CUSIP/ Sedol 88023UAE1
Bonds 1,605,000
Offering Price $100.000
Spread 1.25%
Cost $1,605,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 5.63%
Syndicate BAML,FIFTHI,GS,JPM,WFC
Fund JPMorgan Income Builder Fund
Trade Date 5/19/2016
Issuer Tempur Sealy International Inc. (TPX 5.50% June 15, 2026 144A)
CUSIP/ Sedol 88023UAE1
Bonds 2,915,000
Offering Price $100.000
Spread 1.25%
Cost $2,915,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 5.63%
Syndicate BAML,FIFTHI,GS,JPM,WFC
Fund JPMorgan Global Allocation Fund
Trade Date 5/23/2016
Issuer US Concrete Inc. (USCR 6.375% June 1, 2024 144A)
CUSIP/ Sedol 90333LAM4
Bonds 200,000
Offering Price $100.000
Spread 1.50%
Cost $200,000
Dealer Executing Trade UBS Securities LLC
% of Offering purchased by firm 5.12%
Syndicate JPM,UBS
Fund JPMorgan Income Builder Fund
Trade Date 5/23/2016
Issuer US Concrete Inc. (USCR 6.375% June 1, 2024 144A)
CUSIP/ Sedol 90333LAM4
Bonds 1,646,000
Offering Price $100.000
Spread 1.50%
Cost $1,646,000
Dealer Executing Trade UBS Securities LLC
% of Offering purchased by firm 5.12%
Syndicate JPM,UBS
Fund JPMorgan Global Allocation Fund
Trade Date 5/24/2016
Issuer Match Group Inc. (6.375% June 1, 2024 144A)
CUSIP/ Sedol 57665RAD8
Bonds 110,000
Offering Price $100.000
Spread 1.13%
Cost $110,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 2.55%
Syndicate BAML,BARCS,BMO,BNPPAR,DB,GS,JPM
Fund JPMorgan Income Builder Fund
Trade Date 5/24/2016
Issuer Match Group Inc. (6.375% June 1, 2024 144A)
CUSIP/ Sedol 57665RAD8
Bonds 890,000
Offering Price $100.000
Spread 1.13%
Cost $890,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 2.55%
Syndicate BAML,BARCS,BMO,BNPPAR,DB,GS,JPM
Fund JPMorgan Income Builder Fund
Trade Date 5/25/2016
Issuer HERC Spinoff Escrow LLC (HERCLC 7.50% June 1, 2022 144A)
CUSIP/ Sedol 42704KAA4
Bonds 3,190,000
Offering Price $100.000
Spread 1.40%
Cost $3,190,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 4.82%
Syndicate BAML,BARCS,BMO,BNPPAR,CACIB,CITI,GS,JPM,RBCCM
Fund JPMorgan Income Builder Fund
Trade Date 5/25/2016
Issuer HERC Spinoff Escrow LLC (HERCLC 7.75% June 1, 2024 144A)
CUSIP/ Sedol 42704KAB2
Bonds 3,645,000
Offering Price $100.000
Spread 1.40%
Cost $3,645,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 5.37%
Syndicate BAML,BARCS,BMO,BNPPAR,CACIB,CITI,GS,JPM,RBCCM
Fund JPMorgan Global Allocation Fund
Trade Date 5/25/2016
Issuer Open Text Corporation (OTCCN 5.875% June 1, 2026 144A)
CUSIP/ Sedol 683715AB2
Bonds 156,000
Offering Price $100.000
Spread 1.13%
Cost $156,000
Dealer Executing Trade Barclays Capital Inc.
% of Offering purchased by firm 2.30%
Syndicate BARCS,CITI,MS,RBC,BMO,CIBC,HSBC,JPM,MUFG,MBC,PNC,SCOTIA
Fund JPMorgan Income Builder Fund
Trade Date 5/25/2016
Issuer Open Text Corporation (OTCCN 5.875% June 1, 2026 144A)
CUSIP/ Sedol 683715AB2
Bonds 1,290,000
Offering Price $100.000
Spread 1.13%
Cost $1,290,000
Dealer Executing Trade Barclays Capital Inc.
% of Offering purchased by firm 2.30%
Syndicate BARCS,CITI,MS,RBC,BMO,CIBC,HSBC,JPM,MUFG,MBC,PNC,SCOTIA
Fund JPMorgan Global Allocation Fund
Trade Date 5/26/2016
Issuer Teck Resources Limited (TCKBCN 8.00% June 1, 2021 144A)
CUSIP/ Sedol 878742BA2
Bonds 45,000
Offering Price $100.000
Spread 1.50%
Cost $45,000
Dealer Executing Trade BofA Merill Lynch
% of Offering purchased by firm 0.86%
Syndicate BAML,BARCS,BMO,CIBC,CITI,DB,GS,JPM,MS,RBCCM,SCOTIA,TDSECS
Fund JPMorgan Income Builder Fund
Trade Date 5/26/2016
Issuer Teck Resources Limited (TCKBCN 8.00% June 1, 2021 144A)
CUSIP/ Sedol 878742BA2
Bonds 355,000
Offering Price $100.000
Spread 1.50%
Cost $355,000
Dealer Executing Trade BofA Merill Lynch
% of Offering purchased by firm 0.86%
Syndicate BAML,BARCS,BMO,CIBC,CITI,DB,GS,JPM,MS,RBCCM,SCOTIA,TDSECS
Fund JPMorgan Global Allocation Fund
Trade Date 5/26/2016
Issuer Teck Resources Limited (TCKBCN 8.50% June 1, 2024 144A)
CUSIP/ Sedol 878742BC8
Bonds 45,000
Offering Price $100.000
Spread 1.50%
Cost $45,000
Dealer Executing Trade BofA Merill Lynch
% of Offering purchased by firm 0.94%
Syndicate BAML,BARCS,BMO,CIBC,CITI,DB,GS,JPM,MS,RBCCM,SCOTIA,TDSECS
Fund JPMorgan Income Builder Fund
Trade Date 5/26/2016
Issuer Teck Resources Limited (TCKBCN 8.50% June 1, 2024 144A)
CUSIP/ Sedol 878742BC8
Bonds 360,000
Offering Price $100.000
Spread 1.50%
Cost $360,000
Dealer Executing Trade BofA Merill Lynch
% of Offering purchased by firm 0.94%
Syndicate BAML,BARCS,BMO,CIBC,CITI,DB,GS,JPM,MS,RBCCM,SCOTIA,TDSECS
Fund JPMorgan Income Builder Fund
Trade Date 5/26/2016
Issuer Walgreens Boots Alliance, Inc. (WBA 4.65% June 1, 2046)
CUSIP/ Sedol 931427AR9
Bonds 1,800,000
Offering Price $99.216
Spread 0.88%
Cost $1,785,888
Dealer Executing Trade BofA Merill Lynch
% of Offering purchased by firm 1.37%
Syndicate BAML,HSBCL,JPM,LLOYDS,MIZUHO,MUFG,UBS,UNICRD,WFC
Fund JPMorgan Income Builder Fund
Trade Date 5/31/2016
Issuer Mylan NV (MYL 5.25% June 15, 2046 144A)
CUSIP/ Sedol 62854AAG9
Bonds 7,104,000
Offering Price $99.984
Spread 0.88%
Cost $7,102,863
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering purchased by firm 2.78%
Syndicate BAML,DB,GS,ING,JPM,PNCFIN
Fund JPMorgan Global Allocation Fund
Trade Date 6/2/2016
Issuer Yum! Brands Inc. (YUM 5.00% June 1, 2024 144A)
CUSIP/ Sedol 48250NAA3
Bonds 250,000
Offering Price $100.000
Spread 0.88%
Cost $250,000
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering purchased by firm 3.98%
Syndicate CITI,GS,JPM,MS,WFC
Fund JPMorgan Income Builder Fund
Trade Date 6/2/2016
Issuer Yum! Brands Inc. (YUM 5.00% June 1, 2024 144A)
CUSIP/ Sedol 48250NAA3
Bonds 2,070,000
Offering Price $100.000
Spread 0.88%
Cost $2,070,000
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering purchased by firm 3.98%
Syndicate CITI,GS,JPM,MS,WFC
Fund JPMorgan Income Builder Fund
Trade Date 6/2/2016
Issuer Yum! Brands Inc. (YUM 5.00% June 1, 2024 144A)
CUSIP/ Sedol 48250NAA3
Bonds 1,440,000
Offering Price $100.000
Spread 0.88%
Cost $1,440,000
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering purchased by firm 3.98%
Syndicate CITI,GS,JPM,MS,WFC
Fund JPMorgan Global Allocation Fund
Trade Date 6/2/2016
Issuer Yum! Brands Inc. (YUM 5.25% June 1, 2026 144A)
CUSIP/ Sedol 48250NAB1
Bonds 250,000
Offering Price $100.000
Spread 0.88%
Cost $250,000
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering purchased by firm 3.98%
Syndicate CITI,GS,JPM,MS,WFC
Fund JPMorgan Income Builder Fund
Trade Date 6/2/2016
Issuer Yum! Brands Inc. (YUM 5.25% June 1, 2026 144A)
CUSIP/ Sedol 48250NAB1
Bonds 2,070,000
Offering Price $100.000
Spread 0.88%
Cost $2,070,000
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering purchased by firm 3.98%
Syndicate CITI,GS,JPM,MS,WFC
Fund JPMorgan Income Builder Fund
Trade Date 6/2/2016
Issuer Yum! Brands Inc. (YUM 5.25% June 1, 2026 144A)
CUSIP/ Sedol 48250NAB1
Bonds 1,440,000
Offering Price $100.000
Spread 0.88%
Cost $1,440,000
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering purchased by firm 3.98%
Syndicate CITI,GS,JPM,MS,WFC
Fund JPMorgan Global Allocation Fund
Trade Date 6/2/2016
Issuer Wesco Distribution Inc (WCC 5.375% June 15, 2024 144A)
CUSIP/ Sedol 95081QAL8
Bonds 265,000
Offering Price $100.000
Spread 1.50%
Cost $265,000
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering purchased by firm 4.42%
Syndicate BAML,CS,GS,JPM,MS
Fund JPMorgan Income Builder Fund
Trade Date 6/2/2016
Issuer Wesco Distribution Inc (WCC 5.375% June 15, 2024 144A)
CUSIP/ Sedol 95081QAL8
Bonds 2,210,000
Offering Price $100.000
Spread 1.50%
Cost $2,210,000
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering purchased by firm 4.42%
Syndicate BAML,CS,GS,JPM,MS
Fund JPMorgan Income Builder Fund
Trade Date 6/6/2016
Issuer Tenneco Inc (TEN 5.00% July 15, 2026)
CUSIP/ Sedol 880349AR6
Bonds 2,225,000
Offering Price $100.000
Spread 1.50%
Cost $2,225,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 4.20%
Syndicate BAML,BARCS,CITI,JPM,MS,WFC
Fund JPMorgan Income Builder Fund
Trade Date 6/6/2016
Issuer Voya Financial Inc (VOYA 4.80% June 16, 2046)
CUSIP/ Sedol 929089AC4
Bonds 2,830,000
Offering Price $99.873
Spread 0.88%
Cost $2,826,406
Dealer Executing Trade Barclays Capital Inc.
% of Offering purchased by firm 3.33%
Syndicate BARCS,CS,DB,RBC,SUNTR,USBC,WFC,BMO,BNPPAR,CITI,ICIB,ING,JPM,BAML
Fund JPMorgan Global Allocation Fund
Trade Date 6/7/2016
Issuer Six Flags Entertainment Corporation (SIX 4.875% July 31, 2024 144A)
CUSIP/ Sedol 83001AAB8
Bonds 135,000
Offering Price $100.000
Spread 1.25%
Cost $135,000
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering purchased by firm 8.27%
Syndicate BAML,BARCS,BBVA,GS,HSBCL,JPM,WFC
Fund JPMorgan Income Builder Fund
Trade Date 6/7/2016
Issuer Six Flags Entertainment Corporation (SIX 4.875% July 31, 2024 144A)
CUSIP/ Sedol 83001AAB8
Bonds 1,105,000
Offering Price $100.000
Spread 1.25%
Cost $1,105,000
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering purchased by firm 8.27%
Syndicate BAML,BARCS,BBVA,GS,HSBCL,JPM,WFC
Fund JPMorgan Income Builder Fund
Trade Date 6/7/2016
Issuer Six Flags Entertainment Corporation (SIX 4.875% July 31, 2024 144A)
CUSIP/ Sedol 83001AAB8
Bonds 1,460,000
Offering Price $100.000
Spread 1.25%
Cost $1,460,000
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering purchased by firm 8.27%
Syndicate BAML,BARCS,BBVA,GS,HSBCL,JPM,WFC
Fund JPMorgan Global Allocation Fund
Trade Date 6/7/2016
Issuer EIRCOM FINANCE DAC (EIRCOM FINANCE DAC 4.50% May 31, 2022 144A)
CUSIP/ Sedol BDB7JH0
Bonds 361,000
Offering Price $113.585
Spread 0.75%
Cost $410,042
Dealer Executing Trade Deutsche Bank AG London
% of Offering purchased by firm 0.07%
Syndicate Barlcays, BNP Paribas, Credit Suisse, Deutsche Bank AG, DnB Nor Bank, Goldman, JPM, Morgan Stanley
Fund JPMorgan Global Allocation Fund
Trade Date 6/8/2016
Issuer Diamond 1 Finance Corp and Diamond 2 Finance Corp (DELL 5.875% June 15, 2021 144A)
CUSIP/ Sedol 25272KAU7
Bonds 170,000
Offering Price $100.000
Spread 1.75%
Cost $170,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering purchased by firm 2.18%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
Fund JPMorgan Income Builder Fund
Trade Date 6/8/2016
Issuer Diamond 1 Finance Corp and Diamond 2 Finance Corp (DELL 5.875% June 15, 2021 144A)
CUSIP/ Sedol 25272KAU7
Bonds 1,420,000
Offering Price $100.000
Spread 1.75%
Cost $1,420,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering purchased by firm 2.18%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
Fund JPMorgan Income Builder Fund
Trade Date 6/8/2016
Issuer Diamond 1 Finance Corp and Diamond 2 Finance Corp (DELL 5.875% June 15, 2021 144A)
CUSIP/ Sedol 25272KAU7
Bonds 1,475,000
Offering Price $100.000
Spread 1.75%
Cost $1,475,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering purchased by firm 2.18%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
Fund JPMorgan Global Allocation Fund
Trade Date 6/8/2016
Issuer Diamond 1 Finance Corp and Diamond 2 Finance Corp (DELL 7.125% June 15, 2024 144A)
CUSIP/ Sedol 25272KAW3
Bonds 175,000
Offering Price $100.000
Spread 1.75%
Cost $175,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering purchased by firm 2.46%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
Fund JPMorgan Income Builder Fund
Trade Date 6/8/2016
Issuer Diamond 1 Finance Corp and Diamond 2 Finance Corp (DELL 7.125% June 15, 2024 144A)
CUSIP/ Sedol 25272KAW3
Bonds 1,465,000
Offering Price $100.000
Spread 1.75%
Cost $1,465,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering purchased by firm 2.46%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
Fund JPMorgan Income Builder Fund
Trade Date 6/8/2016
Issuer Diamond 1 Finance Corp and Diamond 2 Finance Corp (DELL 7.125% June 15, 2024 144A)
CUSIP/ Sedol 25272KAW3
Bonds 1,965,000
Offering Price $100.000
Spread 1.75%
Cost $1,965,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering purchased by firm 2.46%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,RBCCM
Fund JPMorgan Income Builder Fund
Trade Date 6/8/2016
Issuer Oman Government International Bond (OMAN 4.75% June 15, 2026 144A)
CUSIP/ Sedol 682051AC1
Bonds 1,490,000
Offering Price $99.827
Spread 0.03%
Cost $1,487,422
Dealer Executing Trade Citigrop Global Markets Inc
% of Offering purchased by firm 2.92%
Syndicate CITI,JPM,MUFG,NBAD,NATIXIS
Fund JPMorgan Global Allocation Fund
Trade Date 6/8/2016
Issuer Sabine Pass Liquefaction (CQP 5.875% June 30, 2026 144A)
CUSIP/ Sedol 785592AP1
Bonds 325,000
Offering Price $100.000
Spread 0.67%
Cost $325,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering purchased by firm 3.23%
Syndicate ABN,BAML,BBVA,CACIB,CS,GS,HSBCL,ING,JPM,LLOYDS,MIZUHO,MS,MUFG,RBCCM,SANT,SCOTIA,SG,SMFGRP
Fund JPMorgan Income Builder Fund
Trade Date 6/8/2016
Issuer Sabine Pass Liquefaction (CQP 5.875% June 30, 2026 144A)
CUSIP/ Sedol 785592AP1
Bonds 2,690,000
Offering Price $100.000
Spread 0.67%
Cost $2,690,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering purchased by firm 3.23%
Syndicate ABN,BAML,BBVA,CACIB,CS,GS,HSBCL,ING,JPM,LLOYDS,MIZUHO,MS,MUFG,RBCCM,SANT,SCOTIA,SG,SMFGRP
Fund JPMorgan Income Builder Fund
Trade Date 6/8/2016
Issuer Sabine Pass Liquefaction (CQP 5.875% June 30, 2026 144A)
CUSIP/ Sedol 785592AP1
Bonds 1,770,000
Offering Price $100.000
Spread 0.67%
Cost $1,770,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering purchased by firm 3.23%
Syndicate ABN,BAML,BBVA,CACIB,CS,GS,HSBCL,ING,JPM,LLOYDS,MIZUHO,MS,MUFG,RBCCM,SANT,SCOTIA,SG,SMFGRP
Fund JPMorgan Global Allocation Fund
Trade Date 6/9/2016
Issuer Communications Sales & Leasing Inc.(CSAL 6.00% April 15, 2023 144A)
CUSIP/ Sedol 20341WAA3
Bonds 100,000
Offering Price $99.250
Spread 1.50%
Cost $99,250
Dealer Executing Trade Citigroup Global Markets Inc
% of Offering purchased by firm 11.96%
Syndicate CITI,JPM
Fund JPMorgan Income Builder Fund
Trade Date 6/9/2016
Issuer Communications Sales & Leasing Inc.(CSAL 6.00% April 15, 2023 144A)
CUSIP/ Sedol 20341WAA3
Bonds 930,000
Offering Price $99.250
Spread 1.50%
Cost $923,025
Dealer Executing Trade Citigroup Global Markets Inc
% of Offering purchased by firm 11.96%
Syndicate CITI,JPM
Fund JPMorgan Global Allocation Fund
Trade Date 6/9/2016
Issuer JC Penney Corporation Inc (JCP 5.875% July 1, 2023 144A)
CUSIP/ Sedol 708160CB0
Bonds 35,000
Offering Price $100.000
Spread 1.25%
Cost $35,000
Dealer Executing Trade Barclays Capital Inc
% of Offering purchased by firm 0.57%
Syndicate BAML,BARCS,GS,JPM,WFC
Fund JPMorgan Income Builder Fund
Trade Date 6/9/2016
Issuer JC Penney Corporation Inc (JCP 5.875% July 1, 2023 144A)
CUSIP/ Sedol 708160CB0
Bonds 275,000
Offering Price $100.000
Spread 1.25%
Cost $275,000
Dealer Executing Trade Barclays Capital Inc
% of Offering purchased by firm 0.57%
Syndicate BAML,BARCS,GS,JPM,WFC
Fund JPMorgan Global Allocation Fund
Trade Date 6/9/2016
Issuer West Corporation (WSTC 4.75% July 15, 2021 144A)
CUSIP/ Sedol 952355AQ8
Bonds 167,000
Offering Price $100.000
Spread 1.38%
Cost $167,000
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering purchased by firm 4.57%
Syndicate BAML,BMO,CITFIN,DB,HSBCL,JPM,MIZUHO,MS,WFC
Fund JPMorgan Income Builder Fund
Trade Date 6/9/2016
Issuer West Corporation (WSTC 4.75% July 15, 2021 144A)
CUSIP/ Sedol 952355AQ8
Bonds 1,377,000
Offering Price $100.000
Spread 1.38%
Cost $1,377,000
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering purchased by firm 4.57%
Syndicate BAML,BMO,CITFIN,DB,HSBCL,JPM,MIZUHO,MS,WFC
Fund JPMorgan Global Allocation Fund
Trade Date 6/10/2016
Issuer Weatherford International Ltd (WFT 7.75% June 15, 2021)
CUSIP/ Sedol 947075AJ6
Bonds 68,000
Offering Price $100.000
Spread 1.50%
Cost $68,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering purchased by firm 0.96%
Syndicate CITI,DB,JPM,MS,MUFG,WFC
Fund JPMorgan Income Builder Fund
Trade Date 6/10/2016
Issuer Weatherford International Ltd (WFT 7.75% June 15, 2021)
CUSIP/ Sedol 947075AJ6
Bonds 559,000
Offering Price $100.000
Spread 1.50%
Cost $559,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering purchased by firm 0.96%
Syndicate CITI,DB,JPM,MS,MUFG,WFC
Fund JPMorgan Global Allocation Fund
Trade Date 6/10/2016
Issuer Weatherford International Ltd (WFT 8.25% June 15, 2023)
CUSIP/ Sedol 947075AK3
Bonds 67,000
Offering Price $100.000
Spread 1.50%
Cost $67,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering purchased by firm 2.27%
Syndicate CITI,DB,JPM,MS,MUFG,WFC
Fund JPMorgan Income Builder Fund
Trade Date 6/10/2016
Issuer Weatherford International Ltd (WFT 8.25% June 15, 2023)
CUSIP/ Sedol 947075AK3
Bonds 549,000
Offering Price $100.000
Spread 1.50%
Cost $549,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering purchased by firm 2.27%
Syndicate CITI,DB,JPM,MS,MUFG,WFC
Fund JPMorgan Global Allocation Fund
Trade Date 6/13/2016
Issuer AK Steel Corporation (AKS 7.50% July 15, 2023)
CUSIP/ Sedol 001546AT7
Bonds 350,000
Offering Price $100.000
Spread 1.75%
Cost $350,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 8.00%
Syndicate BAML,CITI,CS,DB,GS,JPM,WFC
Fund JPMorgan Income Builder Fund
Trade Date 6/13/2016
Issuer AK Steel Corporation (AKS 7.50% July 15, 2023)
CUSIP/ Sedol 001546AT7
Bonds 2,885,000
Offering Price $100.000
Spread 1.75%
Cost $2,885,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 8.00%
Syndicate BAML,CITI,CS,DB,GS,JPM,WFC
Fund JPMorgan Global Allocation Fund
Trade Date 6/13/2016
Issuer L Brands, Inc. (LB 6.75% July 1, 2036)
CUSIP/ Sedol 501797AM6
Bonds 250,000
Offering Price $100.000
Spread 1.00%
Cost $250,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 8.46%
Syndicate BAML,CITI,JPM
Fund JPMorgan Income Builder Fund
Trade Date 6/13/2016
Issuer L Brands, Inc. (LB 6.75% July 1, 2036)
CUSIP/ Sedol 501797AM6
Bonds 2,075,000
Offering Price $100.000
Spread 1.00%
Cost $2,075,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 8.46%
Syndicate BAML,CITI,JPM
Fund JPMorgan Income Builder Fund
Trade Date 6/13/2016
Issuer L Brands, Inc. (LB 6.75% July 1, 2036)
CUSIP/ Sedol 501797AM6
Bonds 3,985,000
Offering Price $100.000
Spread 1.00%
Cost $3,985,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 8.46%
Syndicate BAML,CITI,JPM
Fund JPMorgan Global Allocation Fund
Trade Date 6/13/2016
Issuer US Foods Inc (USFOOD 5.875% June 15, 2024 144A)
CUSIP/ Sedol 90290MAB7
Bonds 190,000
Offering Price $100.000
Spread 1.00%
Cost $190,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering purchased by firm 3.16%
Syndicate BAML,BMO,CITI,DB,GS,ING,JPM,KKR,MS,NATIX,RABO,WFC
Fund JPMorgan Income Builder Fund
Trade Date 6/13/2016
Issuer US Foods Inc (USFOOD 5.875% June 15, 2024 144A)
CUSIP/ Sedol 90290MAB7
Bonds 1,560,000
Offering Price $100.000
Spread 1.00%
Cost $1,560,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering purchased by firm 3.16%
Syndicate BAML,BMO,CITI,DB,GS,ING,JPM,KKR,MS,NATIX,RABO,WFC
Fund JPMorgan Global Allocation Fund
Trade Date 6/20/2016
Issuer AmeriGas Partners, L.P and AmeriGas Finance Corp. (APU 5.625% May 20, 2024)
CUSIP/ Sedol 030981AH7
Bonds 190,000
Offering Price $100.000
Spread 1.23%
Cost $190,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 2.53%
Syndicate BAML,CITI,JPM,WFC
Fund JPMorgan Income Builder Fund
Trade Date 6/20/2016
Issuer AmeriGas Partners, L.P and AmeriGas Finance Corp. (APU 5.625% May 20, 2024)
CUSIP/ Sedol 030981AH7
Bonds 1,550,000
Offering Price $100.000
Spread 1.23%
Cost $1,550,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 2.53%
Syndicate BAML,CITI,JPM,WFC
Fund JPMorgan Global Allocation Fund
Trade Date 6/20/2016
Issuer AmeriGas Partners, L.P and AmeriGas Finance Corp. (APU5.875% August 20, 2026)
CUSIP/ Sedol 030981AJ3
Bonds 235,000
Offering Price $100.000
Spread 1.23%
Cost $235,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 2.53%
Syndicate BAML,CITI,JPM,WFC
Fund JPMorgan Income Builder Fund
Trade Date 6/20/2016
Issuer AmeriGas Partners, L.P and AmeriGas Finance Corp. (APU5.875% August 20, 2026)
CUSIP/ Sedol 030981AJ3
Bonds 1,935,000
Offering Price $100.000
Spread 1.23%
Cost $1,935,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 2.53%
Syndicate BAML,CITI,JPM,WFC
Fund JPMorgan Income Builder Fund
Trade Date 6/29/2016
Issuer Express Scripts Holding Company (ESRX 4.80% July 15, 2046)
CUSIP/ Sedol 30219GAP3
Bonds 7,130,000
Offering Price $99.825
Spread 0.88%
Cost $7,117,523
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering purchased by firm 1.87%
Syndicate BAML,CITI,CS,JPM,MS,RBCCM
Fund JPMorgan Income Builder Fund
Trade Date 6/29/2016
Issuer Oracle Corporation (ORCL 4.00% July 15, 2046)
CUSIP/ Sedol 68389XBJ3
Bonds 13,145,000
Offering Price $99.982
Spread 0.50%
Cost $13,142,634
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 1.70%
Syndicate BAML,CITI,HSBCL,JPM,WFC
Fund JPMorgan Income Builder Fund
Trade Date 7/12/2016
Issuer Comcast Corp (CMCSA 3.40% July 15, 2046)
CUSIP/ Sedol 20030NBU4
Bonds 9,055,000
Offering Price $99.130
Spread 0.75%
Cost $8,975,859
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering purchased by firm 2.54%
Syndicate BARCS,CITI,GS,JPM,MIZUHO,SMFGRP
Fund JPMorgan Income Builder Fund
Trade Date 7/12/2016
Issuer Dominion Resources Inc (D 5.25% July 30, 2076)
CUSIP/ Sedol 25746U84
Bonds 213,000
Offering Price $25.000
Spread 0.79%
Cost $53,250
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering purchased by firm 0.06%
Syndicate BAML, MS, UBS, Wells, JPM, RBC, Advisors AM, , BBT, CastOak, CL King, Davenport, Drexel Hamilton, Fidelity, HRC Investment, Loop Capital, Multi-Bank Sec, Oppenheimer Capital, Raymond James, Samuel Ramirez, Stifel Nicolaus, Wedbush
Fund JPMorgan Income Builder Fund
Trade Date 7/13/2016
Issuer Valvoline Inc (ASH 5.50% July 15, 2024 144A)
CUSIP/ Sedol 920479AA0
Bonds 455,000
Offering Price $100.000
Spread 1.25%
Cost $455,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering purchased by firm 2.49%
Syndicate BAML,CITI,DB,GS,JPM,MS,SCOTIA
Fund JPMorgan Income Builder Fund
Trade Date 7/13/2016
Issuer Valvoline Inc (ASH 5.50% July 15, 2024 144A)
CUSIP/ Sedol 920479AA0
Bonds 495,000
Offering Price $100.000
Spread 1.25%
Cost $495,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering purchased by firm 2.49%
Syndicate BAML,CITI,DB,GS,JPM,MS,SCOTIA
Fund JPMorgan Income Builder Fund
Trade Date 7/19/2016
Issuer NRG Energy Inc (NRG 6.625% Junuary 15, 2027 144A)
CUSIP/ Sedol 629377CB6
Bonds 3,778,000
Offering Price $100.000
Spread 1.25%
Cost $3,778,000
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering purchased by firm 5.12%
Syndicate BARCS,BNPPAR,CITI,COBA,CS,DB,ING,JPM,MS,MUFG,NATIX,SMFGRP
Fund JPMorgan Income Builder Fund
Trade Date 7/19/2016
Issuer NRG Energy Inc (NRG 6.625% Junuary 15, 2027 144A)
CUSIP/ Sedol 629377CB6
Bonds 2,780,000
Offering Price $100.000
Spread 1.25%
Cost $2,780,000
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering purchased by firm 5.12%
Syndicate BARCS,BNPPAR,CITI,COBA,CS,DB,ING,JPM,MS,MUFG,NATIX,SMFGRP
Fund JPMorgan Income Builder Fund
Trade Date 7/25/2016
Issuer Bank of New York Mellon Corporation (BK FRN December 29, 2049)
CUSIP/ Sedol 064058AF7
Bonds 15,551,000
Offering Price $100.000
Spread 1.00%
Cost $15,551,000
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering purchased by firm 5.12%
Syndicate BNY, Citgroup, Merrill, MS, UBS, Barclays, Deutsche Bank, HSBC, JPM, RBC, Wells, MFR, Nomura, Santander,
Fund JPMorgan Income Builder Fund
Trade Date 7/25/2016
Issuer Post Holdings Inc (POST 5.00% August 15, 2026 144A)
CUSIP/ Sedol 737446AK0
Bonds 1,997,000
Offering Price $100.000
Spread 1.00%
Cost $1,997,000
Dealer Executing Trade Barclays Capital Inc.
% of Offering purchased by firm 2.13%
Syndicate BAML, Barclays, Credit Suisse, Goldman, BMO, Deutsche Bank, JPM, MS, Nomura, Rabobank, SunTrust, UBS, Wells
Fund JPMorgan Income Builder Fund
Trade Date 7/26/2016
Issuer INEOS Group Holdings SA (INEGRP 5.625% August 1, 2024 144A)
CUSIP/ Sedol 44986UAD1
Bonds 6,920,000
Offering Price $100.000
Spread 0.38%
Cost $6,920,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 7.41%
Syndicate BAML,BARCS,CS,HSBCL,JPM,LLOYDS,RBS
Fund JPMorgan Income Builder Fund
Trade Date 7/26/2016
Issuer PulteGroup Inc (PHM 5.00% January 15, 2027)
CUSIP/ Sedol 745867AX9
Bonds 1,351,000
Offering Price $100.000
Spread 0.65%
Cost $1,351,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 2.19%
Syndicate BAML,BB&T,CITI,JPM,SUN,WFC
Fund JPMorgan Income Builder Fund
Trade Date 7/28/2016
Issuer Apple Inc (AAPL 3.85% August 4, 2046)
CUSIP/ Sedol 037833CD0
Bonds 10,370,000
Offering Price $99.740
Spread 0.43%
Cost $10,342,520
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering purchased by firm 3.37%
Syndicate BAML,DB,GS,JPM
Fund JPMorgan Income Builder Fund
Trade Date 8/1/2016
Issuer Microsoft Corporation (MSFT 3.95% August 8, 2056)
CUSIP/ Sedol 594918BU7
Bonds 14,470,000
Offering Price $97.510
Spread 0.75%
Cost $14,108,974
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 2.08%
Syndicate ACADSE,BAML,BARCS,BLYLCK,CASOAK,CAVUSC,CITI,CLKING,DRXHAM,GS,HSBCL,JPM,LEBENT,LOOPCM,MFR,MISCH,RAM,SIEBRT,USB,WFC,WILLCP
Fund JPMorgan Income Builder Fund
Trade Date 8/1/2016
Issuer Northern Trust Corporation (NTRS FRN December 29, 2099)
CUSIP/ Sedol 665859AQ
Bonds 12,360,000
Offering Price $100.000
Spread 1.00%
Cost $12,360,000
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering purchased by firm 6.02%
Syndicate Barclays, Goldman, Merrill, MS, Citgroup, Deutsche Bank, JPM, Loop Capital, UBS, Wells, Williams Capital,
Fund JPMorgan Income Builder Fund
Trade Date 8/1/2016
Issuer SBA Communications Corporation (SBAC 4.875% September 1, 2024 144A)
CUSIP/ Sedol 78388JAU0
Bonds 215,000
Offering Price $99.180
Spread 1.00%
Cost $213,233
Dealer Executing Trade Deutsche Bank Securities
% of Offering purchased by firm 3.53%
Syndicate BARCS,CITI,DB,JPM,MIZUHO,TDSECS,WFC
Fund JPMorgan Income Builder Fund
Trade Date 8/1/2016
Issuer SBA Communications Corporation (SBAC 4.875% September 1, 2024 144A)
CUSIP/ Sedol 78388JAU0
Bonds 3,715,000
Offering Price $99.180
Spread 1.00%
Cost $3,684,463
Dealer Executing Trade Deutsche Bank Securities
% of Offering purchased by firm 3.53%
Syndicate BARCS,CITI,DB,JPM,MIZUHO,TDSECS,WFC
Fund JPMorgan Income Builder Fund
Trade Date 8/2/2016
Issuer Axalta Coating Systems (AXTA 4.875% August 15, 2024 144A)
CUSIP/ Sedol 05453GAA3
Bonds 1,320,000
Offering Price $99.590
Spread 1.50%
Cost $1,314,601
Dealer Executing Trade Barclays Capital Inc.
% of Offering purchased by firm 6.01%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM
Fund JPMorgan Income Builder Fund
Trade Date 8/2/2016
Issuer Axalta Coating Systems (AXTA 4.875% August 15, 2024 144A)
CUSIP/ Sedol 05453GAA3
Bonds 1,855,000
Offering Price $99.590
Spread 1.50%
Cost $1,847,413
Dealer Executing Trade Barclays Capital Inc.
% of Offering purchased by firm 6.01%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM
Fund JPMorgan Income Builder Fund
Trade Date 8/2/2016
Issuer Massachusetts Electric Company (NGGLN 4.004% August 15, 2046 144A)
CUSIP/ Sedol 575634AT7
Bonds 6,815,000
Offering Price $100.000
Spread 0.75%
Cost $6,815,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering purchased by firm 8.49%
Syndicate BNY, Citigroup, HSBC, MUFG, TD
Fund JPMorgan Income Builder Fund
Trade Date 8/4/2016
Issuer SPX Flow Inc. (FLOW 5.625% August 15, 2024 144A)
CUSIP/ Sedol 78469XAD9
Bonds 1,370,000
Offering Price $100.000
Spread 1.50%
Cost $1,370,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 4.18%
Syndicate BAML,BBVA,CACIB,COBA,DB,HSBCL,JPM,SCOTIA
Fund JPMorgan Income Builder Fund
Trade Date 8/4/2016
Issuer SPX Flow Inc. (FLOW 5.875% August 15, 2026 144A)
CUSIP/ Sedol 78469XAE7
Bonds 1,830,000
Offering Price $100.000
Spread 1.50%
Cost $1,830,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 5.58%
Syndicate BAML,COBA,DB,HSBCL,JPM,MUFG,SMFGRP,SUN
Fund JPMorgan Income Builder Fund
Trade Date 8/5/2016
Issuer Adient Global Holdings LTD (ADGLHO 4.875% August 15, 2026 144A)
CUSIP/ Sedol 00687YAA3
Bonds 2,735,000
Offering Price $100.000
Spread 1.50%
Cost $2,735,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering purchased by firm 1.26%
Syndicate BAML,BARCS,BBVA,CACIB,CITI,COBA,GS,ING,INTES,JPM,MUFG,STAN,TDSECS,UBS,UNICRD,USB,WFC
Fund JPMorgan Income Builder Fund
Trade Date 8/8/2016
Issuer HCA Inc. (HCA 4.50% February 15, 2027)
CUSIP/ Sedol 404119BU2
Bonds 2,330,000
Offering Price $100.000
Spread 1.00%
Cost $2,330,000
Dealer Executing Trade BofA Merrill Lych
% of Offering purchased by firm 2.13%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,MS,RBCCM,SUN,UBS,WFC
Fund JPMorgan Income Builder Fund
Trade Date 8/8/2016
Issuer Hilton Escrow Issuer LLC and Hilton Escrow Issuer Corp. (HLTN 4.25% September 1, 2024 144A)
CUSIP/ Sedol 432836AA2
Bonds 2,580,000
Offering Price $100.000
Spread 1.75%
Cost $2,580,000
Dealer Executing Trade BofA Merrill Lych
% of Offering purchased by firm 3.85%
Syndicate BAML, Deutsche Bank, GS, JPM, MS, Wells, Barclays, Blackstone, Caisse National de Credit Agricole, Citicorp, Credit Suisse, HSBC, Mizuho, MUFG, RBC, RBS, SMBC, Standard Chartered, US Bancorp
Fund JPMorgan Income Builder Fund
Trade Date 8/8/2016
Issuer Hilton Escrow Issuer LLC and Hilton Escrow Issuer Corp. (HLTN 4.25% September 1, 2024 144A)
CUSIP/ Sedol 432836AA2
Bonds 1,220,000
Offering Price $100.000
Spread 1.75%
Cost $1,220,000
Dealer Executing Trade BofA Merrill Lych
% of Offering purchased by firm 3.85%
Syndicate BAML, Deutsche Bank, GS, JPM, MS, Wells, Barclays, Blackstone, Caisse National de Credit Agricole, Citicorp, Credit Suisse, HSBC, Mizuho, MUFG, RBC, RBS, SMBC, Standard Chartered, US Bancorp
Fund JPMorgan Income Builder Fund
Trade Date 8/8/2016
Issuer TransCanada Trust (TRPCN FRN August 15, 2076)
CUSIP/ Sedol 89356BAB4
Bonds 9,359,000
Offering Price $100.000
Spread 1.00%
Cost $9,359,000
Dealer Executing Trade Deutsche Bank Securities
% of Offering purchased by firm 2.50%
Syndicate BAML,BARCS,CACIB,CITI,CS,DB,HSBCL,JPM,MIZUHO,MUFG,SMFGRP,WFC
Fund JPMorgan Income Builder Fund
Trade Date 8/9/2016
Issuer Duke Energy Corporation (DUK 3.75% September 1, 2046)
CUSIP/ Sedol 26441CAT2
Bonds 5,625,000
Offering Price $99.940
Spread 0.88%
Cost $5,621,850
Dealer Executing Trade Barclays Capital Inc.
% of Offering purchased by firm 1.44%
Syndicate Barclays, Credit Suisse, Mizuho, MUFG, UBS, BNP Paribas, Citigroup, JPM, Loop Capital, Merrill, RBC, Scotia Capital, SunTrust, TD, US Bancorp, Wells
Fund JPMorgan Income Builder Fund
Trade Date 8/9/2016
Issuer MGM Growth Properties Operating Partnership LP and MGP Finance
CUSIP/ Sedol 55303XAA3
Bonds 1,985,000
Offering Price $100.000
Spread 1.38%
Cost $1,985,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 3.53%
Syndicate BAML,BARCS,BNPP,CITI,DB,FIFTHI,JPM,MS,SMFGRP
Fund JPMorgan Income Builder Fund
Trade Date 8/10/2016
Issuer AMGEN Inc. (AMGN 4.40% May 1, 2045)
CUSIP/ Sedol 031162BZ2
Bonds 3,075,000
Offering Price $107.890
Spread 0.88%
Cost $3,317,679
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering purchased by firm 1.69%
Syndicate Citigroup, GS, HSBC, MS, Barclays, JPM, Mizuho, RBC, UBS, Academy Sec, BNP Paribas, CS, DB, Merrill, MUFG, SMBC, Wells
Fund JPMorgan Global Allocation Fund
Trade Date 8/10/2016
Issuer Royal Bank of Scotland Group Plc (RBS FRN December 20, 2049)
CUSIP/ Sedol 780097BB6
Bonds 200,000
Offering Price $100.000
Spread 1.00%
Cost $200,000
Dealer Executing Trade UBS Securities LLC
% of Offering purchased by firm 0.30%
Syndicate BAML,CITI,CS,DB,GS,HSBCL,ING,JPM,NATIX,RBS,SANT,UBS,WFC
Fund JPMorgan Income Builder Fund
Trade Date 8/15/2016
Issuer Boise Cascade Company (BCC 5.625% September 1, 2024 144A)
CUSIP/ Sedol 09739DAC4
Bonds 1,050,000
Offering Price $100.000
Spread 1.38%
Cost $1,050,000
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering purchased by firm 5.10%
Syndicate BAML,GS,JPM,USB,WFC
Fund JPMorgan Income Builder Fund
Trade Date 8/15/2016
Issuer Boise Cascade Company (BCC 5.625% September 1, 2024 144A)
CUSIP/ Sedol 09739DAC4
Bonds 920,000
Offering Price $100.000
Spread 1.38%
Cost $920,000
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering purchased by firm 5.10%
Syndicate BAML,GS,JPM,USB,WFC
Fund JPMorgan Income Builder Fund
Trade Date 8/15/2016
Issuer NRG Yield Operating LLC (NYLD 5.00% September 15, 2026 144A)
CUSIP/ Sedol 62943WAC3
Bonds 1,465,000
Offering Price $100.000
Spread 1.25%
Cost $1,465,000
Dealer Executing Trade RBC Capital Markets LLC
% of Offering purchased by firm 3.98%
Syndicate BARCS,CITI,CS,GS,JPM,MUFG,RBCCM
Fund JPMorgan Global Allocation Fund
Trade Date 8/15/2016
Issuer Novelis Corporation (HNDLIN 6.25% August 15, 2024 144A)
CUSIP/ Sedol 670001AA4
Bonds 230,000
Offering Price $100.000
Spread 1.50%
Cost $230,000
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering purchased by firm 2.74%
Syndicate BAML,BARCS,CITI,CS,DB,JPM,MS,STAN,WFC
Fund JPMorgan Income Builder Fund
Trade Date 8/15/2016
Issuer Novelis Corporation (HNDLIN 6.25% August 15, 2024 144A)
CUSIP/ Sedol 670001AA4
Bonds 1,375,000
Offering Price $100.000
Spread 1.50%
Cost $1,375,000
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering purchased by firm 2.74%
Syndicate BAML,BARCS,CITI,CS,DB,JPM,MS,STAN,WFC
Fund JPMorgan Income Builder Fund
Trade Date 8/15/2016
Issuer Novelis Corporation (HNDLIN 6.25% August 15, 2024 144A)
CUSIP/ Sedol 670001AA4
Bonds 1,905,000
Offering Price $100.000
Spread 1.50%
Cost $1,905,000
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering purchased by firm 2.74%
Syndicate BAML,BARCS,CITI,CS,DB,JPM,MS,STAN,WFC
Fund JPMorgan Income Builder Fund
Trade Date 8/15/2016
Issuer Sinclair Television Group Inc. (SBGI 5.125% February 15, 2027 144A)
CUSIP/ Sedol 829259AW0
Bonds 1,455,000
Offering Price $100.000
Spread 1.38%
Cost $1,455,000
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering purchased by firm 6.70%
Syndicate BAML,DB,JPM,MUFG,RBCCM,SUN,WFC
Fund JPMorgan Income Builder Fund
Trade Date 8/15/2016
Issuer Sinclair Television Group Inc. (SBGI 5.125% February 15, 2027 144A)
CUSIP/ Sedol 829259AW0
Bonds 1,380,000
Offering Price $100.000
Spread 1.38%
Cost $1,380,000
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering purchased by firm 6.70%
Syndicate BAML,DB,JPM,MUFG,RBCCM,SUN,WFC
Fund JPMorgan Income Builder Fund
Trade Date 8/16/2016
Issuer MGM Resorts International (MGM 4.625% September 1, 2026)
CUSIP/ Sedol 552953CD1
Bonds 2,430,000
Offering Price $100.000
Spread 1.25%
Cost $2,430,000
Dealer Executing Trade Barclays Capital Inc.
% of Offering purchased by firm 5.18%
Syndicate BAML,BARCS,BNPP,CACIB,CITI,DB,FIFTHI,JPM,MS,RBS,SCOTIA,SMFGRP,SUN
Fund JPMorgan Income Builder Fund
Trade Date 8/16/2016
Issuer Parsley Energy LLC and Prasley Finance Corp. (PARSLY 6.25% June 1, 2024 144A)
CUSIP/ Sedol 701885AB1
Bonds 185,000
Offering Price $102.000
Spread 2.00%
Cost $188,700
Dealer Executing Trade Credit Suisse Securities (USA)
% of Offering purchased by firm 0.85%
Syndicate BBVA,BOKF,CITI,CS,JPM,MS,USB,WFC
Fund JPMorgan Income Builder Fund
Trade Date 9/6/2016
Issuer Magellan Midstream Partners, L.P. (MMP 4.25% September 15, 2046)
CUSIP/ Sedol 559080AL0
Bonds 1,320,000
Offering Price $98.760
Spread 0.88%
Cost $1,303,658
Dealer Executing Trade Citigroup Global Markets
% of Offering purchased by firm 2.58%
Syndicate BARCS,CITI,JPM,MIZUHO,PNCFIN,RBCCM,SMFGRP,SUN,USB,WFC
Fund JPMorgan Global Allocation Fund
Trade Date 9/6/2016
Issuer Societe Generale (SOCGEN FRN December 29, 2049)
CUSIP/ Sedol 83368JKG4
Bonds 200,000
Offering Price $100.000
Spread 1.00%
Cost $200,000
Dealer Executing Trade SG Americas Securities LLC
% of Offering purchased by firm 3.33%
Syndicate CITI,CS,JPM,SG
Fund JPMorgan Income Builder Fund
Trade Date 9/6/2016
Issuer Societe Generale (SOCGEN FRN December 29, 2049)
CUSIP/ Sedol 83368JKG4
Bonds 12,990,000
Offering Price $100.000
Spread 1.00%
Cost $12,990,000
Dealer Executing Trade SG Americas Securities LLC
% of Offering purchased by firm 3.33%
Syndicate CITI,CS,JPM,SG
Fund JPMorgan Global Allocation Fund
Trade Date 9/7/2016
Issuer Novelis Corporation (HNDLIN 5.875% September 30, 2026 144A)
CUSIP/ Sedol 670001AC0
Bonds 390,000
Offering Price $100.000
Spread 1.50%
Cost $390,000
Dealer Executing Trade Morgan Stanley and Company
% of Offering purchased by firm 3.36%
Syndicate BAML,BARCS,CITI,DB,HSBCL,JPM,MS,STAN
Fund JPMorgan Income Builder Fund
Trade Date 9/7/2016
Issuer Novelis Corporation (HNDLIN 5.875% September 30, 2026 144A)
CUSIP/ Sedol 670001AC0
Bonds 3,145,000
Offering Price $100.000
Spread 1.50%
Cost $3,145,000
Dealer Executing Trade Morgan Stanley and Company
% of Offering purchased by firm 3.36%
Syndicate BAML,BARCS,CITI,DB,HSBCL,JPM,MS,STAN
Fund JPMorgan Income Builder Fund
Trade Date 9/7/2016
Issuer Novelis Corporation (HNDLIN 5.875% September 30, 2026 144A)
CUSIP/ Sedol 670001AC0
Bonds 1,830,000
Offering Price $100.000
Spread 1.50%
Cost $1,830,000
Dealer Executing Trade Morgan Stanley and Company
% of Offering purchased by firm 3.36%
Syndicate BAML,BARCS,CITI,DB,HSBCL,JPM,MS,STAN
Fund JPMorgan Global Allocation Fund
Trade Date 9/7/2016
Issuer SM Energy Company (SM6.75% September 15, 2026)
CUSIP/ Sedol 78454LAN0
Bonds 100,000
Offering Price $100.000
Spread 1.50%
Cost $100,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 0.62%
Syndicate BAML,BARCS,BBVA,BOKF,CAPFIN,DB,GS,JPM,KEYBCM,RBCCM,SANT,SCOTIA,TUDPIC,USB,WFC
Fund JPMorgan Income Builder Fund
Trade Date 9/7/2016
Issuer SM Energy Company (SM6.75% September 15, 2026)
CUSIP/ Sedol 78454LAN0
Bonds 945,000
Offering Price $100.000
Spread 1.50%
Cost $945,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 0.62%
Syndicate BAML,BARCS,BBVA,BOKF,CAPFIN,DB,GS,JPM,KEYBCM,RBCCM,SANT,SCOTIA,TUDPIC,USB,WFC
Fund JPMorgan Income Builder Fund
Trade Date 9/7/2016
Issuer Shell International Finance B.V. (RDSALN 3.75% September 12, 2046)
CUSIP/ Sedol 822582BY7
Bonds 6,731,000
Offering Price $99.540
Spread 0.43%
Cost $6,699,768
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering purchased by firm 3.41%
Syndicate CITI,GS,JPM
Fund JPMorgan Income Builder Fund
Trade Date 9/8/2016
Issuer Antero Midstream Partners LP and Antero Midstream Finance Corporation (ANTMID 5.375% September 15, 2024 144A)
CUSIP/ Sedol 03690AAA4
Bonds 1,735,000
Offering Price $100.000
Spread 1.38%
Cost $1,735,000
Dealer Executing Trade Citigroup Global Markets
% of Offering purchased by firm 2.46%
Syndicate BAML,BARCS,CACIB,CITI,JPM,WFC
Fund JPMorgan Income Builder Fund
Trade Date 9/8/2016
Issuer Hertz Corporation (HTZ 5.50% October 15, 2024 144A)
CUSIP/ Sedol 428040CS6
Bonds 2,745,000
Offering Price $100.000
Spread 1.25%
Cost $2,745,000
Dealer Executing Trade Barclays Capital Inc.
% of Offering purchased by firm 3.16%
Syndicate BAML,BARCS,BMO,BNPP,CACIB,CITI,GS,JPM,RBCCM
Fund JPMorgan Income Builder Fund
Trade Date 9/8/2016
Issuer Southern Company Gas Capital Corporation (SO 3.95% October 1, 2046)
CUSIP/ Sedol 8426EPAB4
Bonds 2,345,000
Offering Price $99.820
Spread 0.88%
Cost $2,340,849
Dealer Executing Trade Mizuho Securities USA Inc.
% of Offering purchased by firm 2.81%
Syndicate BB&T,CIBC,DRXHAM,FIFTHI,JPM,LOOPCM,MIZUHO,MUFG,RAM,SUN,TDSECS,WILLCP
Fund JPMorgan Global Allocation Fund
Trade Date 9/9/2016
Issuer CSC Holdings LLC (CVC 5.50% April 15, 2027 144A)
CUSIP/ Sedol 126307AQ0
Bonds 263,000
Offering Price $100.000
Spread 0.29%
Cost $263,000
Dealer Executing Trade Barclays Capital Inc.
% of Offering purchased by firm 2.14%
Syndicate BARCS,BNPP,CACIB,DB,JPM,RBCCM,SCOTIA,SG,TDSECS
Fund JPMorgan Income Builder Fund
Trade Date 9/9/2016
Issuer CSC Holdings LLC (CVC 5.50% April 15, 2027 144A)
CUSIP/ Sedol 126307AQ0
Bonds 2,124,000
Offering Price $100.000
Spread 0.29%
Cost $2,124,000
Dealer Executing Trade Barclays Capital Inc.
% of Offering purchased by firm 2.14%
Syndicate BARCS,BNPP,CACIB,DB,JPM,RBCCM,SCOTIA,SG,TDSECS
Fund JPMorgan Income Builder Fund
Trade Date 9/12/2016
Issuer Southern Co (SO 5.25% October 1, 2076)
CUSIP/ Sedol 842587305
Bonds 281,000
Offering Price $25.000
Spread 78.75%
Cost $7,025,000
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering purchased by firm 2.46%
Syndicate ML, MS, UBS, WELLS, BB&T, BC ZIEGLER, CITI, CL KING, DA DAVID, DAVENPORT, DREXEL HAMILTON, GS, HALLIDAY, JANNEY MONTGOMERY, JPM, MISCHLER, MIZUHO, OPPENHEIMER, RAYJAY, BAIRD, SAM RAMIREZ, SIEBERT, STIFEL, WEDBUSH
Fund JPMorgan Income Builder Fund
Trade Date 9/13/2016
Issuer Altria Group Inc. (MO 3.875% September 16, 2046)
CUSIP/ Sedol 02209SAV5
Bonds 10,175,000
Offering Price $99.520
Spread 0.88%
Cost $10,125,651
Dealer Executing Trade Deutsche Bank Securities
% of Offering purchased by firm 3.17%
Syndicate DB, GS, MIZUHO, MS, BARCS, CITI, HSBC, JPM, SANTANDER, SCOTIA CAP, USBANC, WELLS, CS, LOOP CAP, WILLIAMS
Fund JPMorgan Income Builder Fund
Trade Date 9/14/2016
Issuer Allison Transmission Inc (ALSN 5.00% October 1, 2024 144A
CUSIP/ Sedol 019736AD9
Bonds 2,395,000
Offering Price $100.000
Spread 1.13%
Cost $2,395,000
Dealer Executing Trade Citigroup Global Markets
% of Offering purchased by firm 1.43%
Syndicate BAML,BARCS,BMO,CS,DB,GS,JPM,MUFG,SMFGRP
Fund JPMorgan Global Allocation Fund
Trade Date 9/14/2016
Issuer IMS Health Inc (RX 5.00% Occtober 15, 2026 144A)
CUSIP/ Sedol 449934AD0
Bonds 330,000
Offering Price $100.000
Spread 0.88%
Cost $330,000
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering purchased by firm 5.98%
Syndicate BAML,BARCS,GS,HSBCL,JPM,WFC
Fund JPMorgan Income Builder Fund
Trade Date 9/14/2016
Issuer IMS Health Inc (RX 5.00% Occtober 15, 2026 144A)
CUSIP/ Sedol 449934AD0
Bonds 2,520,000
Offering Price $100.000
Spread 0.88%
Cost $2,520,000
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering purchased by firm 5.98%
Syndicate BAML,BARCS,GS,HSBCL,JPM,WFC
Fund JPMorgan Income Builder Fund
Trade Date 9/14/2016
Issuer IMS Health Inc (RX 5.00% Occtober 15, 2026 144A)
CUSIP/ Sedol 449934AD0
Bonds 3,860,000
Offering Price $100.000
Spread 0.88%
Cost $3,860,000
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering purchased by firm 5.98%
Syndicate BAML,BARCS,GS,HSBCL,JPM,WFC
Fund JPMorgan Global Allocation Fund
Trade Date 9/15/2016
Issuer Callon Petroleum Company (CPE 6.125% October 1, 2024 144A)
CUSIP/ Sedol 13123XAR3
Bonds 35,000
Offering Price $100.000
Spread 2.18%
Cost $35,000
Dealer Executing Trade Credit Suisse Securities
% of Offering purchased by firm 1.21%
Syndicate CAPFIN,CITI,CS,JPM,RBCCM
Fund JPMorgan Income Builder Fund
Trade Date 9/15/2016
Issuer Callon Petroleum Company (CPE 6.125% October 1, 2024 144A)
CUSIP/ Sedol 13123XAR3
Bonds 280,000
Offering Price $100.000
Spread 2.18%
Cost $280,000
Dealer Executing Trade Credit Suisse Securities
% of Offering purchased by firm 1.21%
Syndicate CAPFIN,CITI,CS,JPM,RBCCM
Fund JPMorgan Income Builder Fund
Trade Date 9/15/2016
Issuer Gilead Sciences Inc. (GILD 4.15% March 1, 2047)
CUSIP/ Sedol 375558BK8
Bonds 7,890,000
Offering Price $99.280
Spread 0.88%
Cost $7,833,429
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 2.11%
Syndicate BAML,BARCS,CITI,EVRCOR,GS,HSBCL,JPM,LAZ,MIZUHO,MS,MUFG,RBCCM,SMFGRP,USB,WFC,WILLCP
Fund JPMorgan Global Allocation Fund
Trade Date 9/15/2016
Issuer Inmarsat Finance PLC (ISATLN 6.50% October 1, 2024 144A)
CUSIP/ Sedol 45763PAF3
Bonds 241,000
Offering Price $100.000
Spread 0.60%
Cost $241,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 4.77%
Syndicate BAML,BARCS,CACIB,CS,DNBK,HSBCL,ING,JPM,MIZUHO,RBCCM,RBS,SANT,SMFGRP
Fund JPMorgan Income Builder Fund
Trade Date 9/15/2016
Issuer Inmarsat Finance PLC (ISATLN 6.50% October 1, 2024 144A)
CUSIP/ Sedol 45763PAF3
Bonds 1,906,000
Offering Price $100.000
Spread 0.60%
Cost $1,906,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 4.77%
Syndicate BAML,BARCS,CACIB,CS,DNBK,HSBCL,ING,JPM,MIZUHO,RBCCM,RBS,SANT,SMFGRP
Fund JPMorgan Global Allocation Fund
Trade Date 9/16/2016
Issuer Ziggo Secured Finance BV (ZIGGO 5.50% January 15, 2027 144A)
CUSIP/ Sedol 98954NAA7
Bonds 485,000
Offering Price $100.000
Spread 0.75%
Cost $485,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering purchased by firm 2.71%
Syndicate ABN,BAML,BARCS,BNPP,CACIB,CS,DB,GS,HSBCL,ING,JPM,MEDBCA,NOMURA,RABO,SCOTIA
Fund JPMorgan Income Builder Fund
Trade Date 9/16/2016
Issuer Ziggo Secured Finance BV (ZIGGO 5.50% January 15, 2027 144A)
CUSIP/ Sedol 98954NAA7
Bonds 3,875,000
Offering Price $100.000
Spread 0.75%
Cost $3,875,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering purchased by firm 2.71%
Syndicate ABN,BAML,BARCS,BNPP,CACIB,CS,DB,GS,HSBCL,ING,JPM,MEDBCA,NOMURA,RABO,SCOTIA
Fund JPMorgan Income Builder Fund
Trade Date 9/19/2016
Issuer Hess Corppration (HES 5.80% April 1, 2047)
CUSIP/ Sedol 42809HAH0
Bonds 3,775,000
Offering Price $99.720
Spread 0.88%
Cost $3,764,241
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering purchased by firm 4.16%
Syndicate BBVA,CACIB,GS,ING,JPM,MIZUHO,MS,MUFG,TDSECS,USB
Fund JPMorgan Income Builder Fund
Trade Date 9/19/2016
Issuer Sabine Pass Liquefaction (CQP 5.00% March 15, 2027 144A)
CUSIP/ Sedol 785592AR7
Bonds 2,420,000
Offering Price $100.000
Spread 0.66%
Cost $3,505,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 1.68%
Syndicate ABN,BAML,BBVA,CACIB,CS,GS,HSBCL,ING,JPM,LLOYDS,MIZUHO,MS,MUFG,RBCCM,SANT,SCOTIA,SG,SMFGRP
Fund JPMorgan Global Allocation Fund
Trade Date 9/22/2016
Issuer Alcoa Nederland Holding (AA 6.75% September 30, 2024 144A)
CUSIP/ Sedol 013822AA9
Bonds 257,000
Offering Price $100.000
Spread 1.75%
Cost $257,000
Dealer Executing Trade Morgan Stanley and Company
% of Offering purchased by firm 4.27%
Syndicate ABN,BAML,BBVA,BNPP,BRADSC,CITI,CS,DB,GS,JPM,MS,MUFG,SMFGRP,SUN
Fund JPMorgan Income Builder Fund
Trade Date 9/22/2016
Issuer Alcoa Nederland Holding (AA 6.75% September 30, 2024 144A)
CUSIP/ Sedol 013822AA9
Bonds 2,076,000
Offering Price $100.000
Spread 1.75%
Cost $2,076,000
Dealer Executing Trade Morgan Stanley and Company
% of Offering purchased by firm 4.27%
Syndicate ABN,BAML,BBVA,BNPP,BRADSC,CITI,CS,DB,GS,JPM,MS,MUFG,SMFGRP,SUN
Fund JPMorgan Income Builder Fund
Trade Date 9/22/2016
Issuer Alcoa Nederland Holding (AA 6.75% September 30, 2024 144A)
CUSIP/ Sedol 013822AA9
Bonds 920,000
Offering Price $100.000
Spread 1.75%
Cost $920,000
Dealer Executing Trade Morgan Stanley and Company
% of Offering purchased by firm 4.27%
Syndicate ABN,BAML,BBVA,BNPP,BRADSC,CITI,CS,DB,GS,JPM,MS,MUFG,SMFGRP,SUN
Fund JPMorgan Income Builder Fund
Trade Date 9/22/2016
Issuer Alcoa Nederland Holding (AA 7.00% September 30, 2026 144A)
CUSIP/ Sedol 013822AB7
Bonds 900,000
Offering Price $100.000
Spread 1.75%
Cost $900,000
Dealer Executing Trade Morgan Stanley and Company
% of Offering purchased by firm 1.93%
Syndicate ABN,BAML,BBVA,BNPP,BRADSC,CITI,CS,DB,GS,JPM,MS,MUFG,SMFGRP,SUN
Fund JPMorgan Income Builder Fund
Trade Date 9/22/2016
Issuer Mexico City Airport Trust (MEXCAT 4.25% October 31, 2026 144A)
CUSIP/ Sedol 59284MAA2
Bonds 470,000
Offering Price $99.010
Spread 0.50%
Cost $465,342
Dealer Executing Trade Citigroup Global Markets
% of Offering purchased by firm 0.93%
Syndicate BBVA,CITI,HSBCL,JPM,SANT
Fund JPMorgan Income Builder Fund
Trade Date 9/22/2016
Issuer Mexico City Airport Trust (MEXCAT 5.50% October 31,2046 144A)
CUSIP/ Sedol 59284MAB0
Bonds 870,000
Offering Price $98.630
Spread 0.50%
Cost $858,090
Dealer Executing Trade Citigroup Global Markets
% of Offering purchased by firm 0.95%
Syndicate BBVA,CITI,HSBCL,JPM,SANT
Fund JPMorgan Global Allocation Fund
Trade Date 9/22/2016
Issuer Targa Resources Partners (NGLS 5.125% February 1, 2025 144A)
CUSIP/ Sedol 87612BAZ5
Bonds 365,000
Offering Price $100.000
Spread 0.75%
Cost $365,000
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering purchased by firm 8.52%
Syndicate BARCS, BBVA SEC, CITI, PNC, RBC CAP, WELLS, BNP PARIBAS, CITIZENS CAP, MUFG, SCOTIA CAP, SMBC NIKKO, SUNTRUST, TD SEC
Fund JPMorgan Income Builder Fund
Trade Date 9/22/2016
Issuer Targa Resources Partners (NGLS 5.125% February 1, 2025 144A)
CUSIP/ Sedol 87612BAZ5
Bonds 2,900,000
Offering Price $100.000
Spread 0.75%
Cost $2,900,000
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering purchased by firm 8.52%
Syndicate BARCS, BBVA SEC, CITI, PNC, RBC CAP, WELLS, BNP PARIBAS, CITIZENS CAP, MUFG, SCOTIA CAP, SMBC NIKKO, SUNTRUST, TD SEC
Fund JPMorgan Income Builder Fund
Trade Date 9/22/2016
Issuer Targa Resources Partners (NGLS 5.125% February 1, 2025 144A)
CUSIP/ Sedol 87612BAZ5
Bonds 1,165,000
Offering Price $100.000
Spread 0.75%
Cost $1,165,000
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering purchased by firm 8.52%
Syndicate BARCS, BBVA SEC, CITI, PNC, RBC CAP, WELLS, BNP PARIBAS, CITIZENS CAP, MUFG, SCOTIA CAP, SMBC NIKKO, SUNTRUST, TD SEC
Fund JPMorgan Global Allocation Fund
Trade Date 9/22/2016
Issuer Targa Resources Partners (NGLS 5.375% February 1, 2027 144A)
CUSIP/ Sedol 87612BBC5
Bonds 125,000
Offering Price $100.000
Spread 0.75%
Cost $125,000
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering purchased by firm 2.20%
Syndicate BAML,CAPFIN,DB,GS,JPM,WFC
Fund JPMorgan Income Builder Fund
Trade Date 9/22/2016
Issuer Targa Resources Partners (NGLS 5.375% February 1, 2027 144A)
CUSIP/ Sedol 87612BBC5
Bonds 995,000
Offering Price $100.000
Spread 0.75%
Cost $995,000
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering purchased by firm 2.20%
Syndicate BAML,CAPFIN,DB,GS,JPM,WFC
Fund JPMorgan Global Allocation Fund
Trade Date 9/23/2016
Issuer AMN HealthCare Inc (AHS 5.125% October 1, 2024 144A)
CUSIP/ Sedol 00175PAA1
Bonds 164,000
Offering Price $100.000
Spread 1.25%
Cost $164,000
Dealer Executing Trade SunTrust Bank
% of Offering purchased by firm 5.80%
Syndicate BAML,JPM,SUN
Fund JPMorgan Income Builder Fund
Trade Date 9/23/2016
Issuer AMN HealthCare Inc (AHS 5.125% October 1, 2024 144A)
CUSIP/ Sedol 00175PAA1
Bonds 1,312,000
Offering Price $100.000
Spread 1.25%
Cost $1,312,000
Dealer Executing Trade SunTrust Bank
% of Offering purchased by firm 5.80%
Syndicate BAML,JPM,SUN
Fund JPMorgan Global Allocation Fund
Trade Date 9/29/2016
Issuer Crescent Communities LLC (CRERES 8.875% October 15, 2021 144A)
CUSIP/ Sedol 22572LAA3
Bonds 55,000
Offering Price $100.000
Spread 1.63%
Cost $55,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering purchased by firm 1.18%
Syndicate CS,JPM,RBCCM
Fund JPMorgan Income Builder Fund
Trade Date 9/29/2016
Issuer Crescent Communities LLC (CRERES 8.875% October 15, 2021 144A)
CUSIP/ Sedol 22572LAA3
Bonds 436,000
Offering Price $100.000
Spread 1.63%
Cost $436,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering purchased by firm 1.18%
Syndicate CS,JPM,RBCCM
Fund JPMorgan Global Allocation Fund
Trade Date 9/30/2016
Issuer Cortes NP Acquisition Corporation (CORTNP 8.00% September 20, 2024 144A)
CUSIP/ Sedol 220517AA4
Bonds 505,000
Offering Price $100.000
Spread 2.25%
Cost $505,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 5.68%
Syndicate BAML,BMO,CITI,CS,DB,GS,HSBCL,JPM,MS
Fund JPMorgan Income Builder Fund
Trade Date 9/30/2016
Issuer Cortes NP Acquisition Corporation (CORTNP 8.00% September 20, 2024 144A)
CUSIP/ Sedol 220517AA4
Bonds 4,070,000
Offering Price $100.000
Spread 2.25%
Cost $4,070,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 5.68%
Syndicate BAML,BMO,CITI,CS,DB,GS,HSBCL,JPM,MS
Fund JPMorgan Global Allocation Fund
Trade Date 10/3/2016
Issuer Xylem Inc. (XYL 4.375% November 1, 2046)
CUSIP/ Sedol 98419MAK6
Bonds 20,000
Offering Price $98.960
Spread 0.88%
Cost $19,791
Dealer Executing Trade Citigroup Global Markets
% of Offering purchased by firm 2.09%
Syndicate CITI,JPM,WFC
Fund JPMorgan Income Builder Fund
Trade Date 10/3/2016
Issuer Xylem Inc. (XYL 4.375% November 1, 2046)
CUSIP/ Sedol 98419MAK6
Bonds 540,000
Offering Price $98.960
Spread 0.88%
Cost $534,368
Dealer Executing Trade Citigroup Global Markets
% of Offering purchased by firm 2.09%
Syndicate CITI,JPM,WFC
Fund JPMorgan Global Allocation Fund
Trade Date 10/5/2016
Issuer Dynegy Inc. (DYN 8.00% January 15, 2025 144A)
CUSIP/ Sedol 26817RAS7
Bonds 200,000
Offering Price $100.000
Spread 1.25%
Cost $200,000
Dealer Executing Trade Morgan Stanley and Company
% of Offering purchased by firm 4.53%
Syndicate BAML,BARCS,CS,DB,GS,JPM,MS,MUFG,RBCCM,UBS
Fund JPMorgan Income Builder Fund
Trade Date 10/5/2016
Issuer Dynegy Inc. (DYN 8.00% January 15, 2025 144A)
CUSIP/ Sedol 26817RAS7
Bonds 1,565,000
Offering Price $100.000
Spread 1.25%
Cost $1,565,000
Dealer Executing Trade Morgan Stanley and Company
% of Offering purchased by firm 4.53%
Syndicate BAML,BARCS,CS,DB,GS,JPM,MS,MUFG,RBCCM,UBS
Fund JPMorgan Income Builder Fund
Trade Date 10/5/2016
Issuer Dynegy Inc. (DYN 8.00% January 15, 2025 144A)
CUSIP/ Sedol 26817RAS7
Bonds 1,835,000
Offering Price $100.000
Spread 1.25%
Cost $1,835,000
Dealer Executing Trade Morgan Stanley and Company
% of Offering purchased by firm 4.53%
Syndicate BAML,BARCS,CS,DB,GS,JPM,MS,MUFG,RBCCM,UBS
Fund JPMorgan Emerging Markets Strategic Debt Fund
Trade Date 10/5/2016
Issuer MTN (Mauritius) Investments Limited (MTNSJ 5.373% February 13, 2022 144A)
CUSIP/ Sedol 55377XAC0
Bonds 200,000
Offering Price $100.000
Spread 0.50%
Cost $200,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 0.35%
Syndicate BARCS, CITI, ML, STANDARD BANK OF SOUTH AFRICA, JPM, MIZUHO, MUFG, SMBC NIKKO, STANDARD CHARTERED
Fund JPMorgan Global Allocation Fund
Trade Date 10/5/2016
Issuer Spectra Energy Partners (SEP 4.50% March 15, 2045)
CUSIP/ Sedol 84756NAG4
Bonds 55,000
Offering Price $100.660
Spread 0.88%
Cost $55,365
Dealer Executing Trade Morgan Stanley and Company
% of Offering purchased by firm 2.69%
Syndicate BAML,BARCS,DB,DRXHAM,GS,JPM,MIZUHO,MS,MUFG,SMFGRP,SUN,WFC
Fund JPMorgan Income Builder Fund
Trade Date 10/5/2016
Issuer Spectra Energy Partners (SEP 4.50% March 15, 2045)
CUSIP/ Sedol 84756NAG4
Bonds 1,605,000
Offering Price $100.660
Spread 0.88%
Cost $1,615,641
Dealer Executing Trade Morgan Stanley and Company
% of Offering purchased by firm 2.69%
Syndicate BAML,BARCS,DB,DRXHAM,GS,JPM,MIZUHO,MS,MUFG,SMFGRP,SUN,WFC
Fund JPMorgan Income Builder Fund
Trade Date 10/7/2016
Issuer CBS Radio Inc. (CBS 7.25% November 1, 2024 144A)
CUSIP/ Sedol 124847AC8
Bonds 1,090,000
Offering Price $100.000
Spread 1.50%
Cost $1,090,000
Dealer Executing Trade Deustche Bank Securities
% of Offering purchased by firm 2.38%
Syndicate BAML,CITI,CS,DB,GS,JPM,WFC
Fund JPMorgan Income Builder Fund
Trade Date 10/11/2016
Issuer ERAC USA Finance LLC (ENTERP 4.20% November 1, 2046 144A)
CUSIP/ Sedol 26884TAS1
Bonds 8,015,000
Offering Price $99.240
Spread 0.88%
Cost $7,953,926
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 4.14%
Syndicate BAML, MIZUHO, WELLS, BARCS, HSBC, JPM, MUFG, RBC CAP, SOCGEN, USBANCORP
Fund JPMorgan Global Allocation Fund
Trade Date 10/11/2016
Issuer Phillips 66 Partners LP (PSXP 4.90% October 1, 2046)
CUSIP/ Sedol 718549AE8
Bonds 80,000
Offering Price $99.300
Spread 0.88%
Cost $79,442
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering purchased by firm 3.70%
Syndicate BAML,BARCS,BNPP,CITI,CS,DB,DNBK,GS,JPM,MIZUHO,MUFG,RBCCM,SCOTIA,TDSECS
Fund JPMorgan Income Builder Fund
Trade Date 10/11/2016
Issuer Phillips 66 Partners LP (PSXP 4.90% October 1, 2046)
CUSIP/ Sedol 718549AE8
Bonds 2,200,000
Offering Price $99.300
Spread 0.88%
Cost $2,184,666
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering purchased by firm 3.70%
Syndicate BAML,BARCS,BNPP,CITI,CS,DB,DNBK,GS,JPM,MIZUHO,MUFG,RBCCM,SCOTIA,TDSECS
Fund JPMorgan Income Builder Fund
Trade Date 10/13/2016
Issuer CSX Corporation (CSX 4.25% November 1, 2066)
CUSIP/ Sedol 126408HG1
Bonds 4,820,000
Offering Price $99.750
Spread 0.88%
Cost $4,807,998
Dealer Executing Trade Citigroup Global Markets
% of Offering purchased by firm 1.88%
Syndicate CITI,CS,JPM,MIZUHO,MS,PNCFIN,UBS,WILLCP
Fund JPMorgan Emerging Markets Strategic Debt Fund
Trade Date 10/13/2016
Issuer Global Bank Corporation (GLBACO 4.50% October 20, 2021 144A)
CUSIP/ Sedol 37954JAB2
Bonds 200,000
Offering Price $99.940
Spread 0.60%
Cost $199,884
Dealer Executing Trade Deutsche Bank AG London
% of Offering purchased by firm 0.75%
Syndicate CITI,DB,JPM
Fund JPMorgan Emerging Markets Strategic Debt Fund
Trade Date 10/20/2016
Issuer Enersis Americas S.A. (ENRSIS 4.00% October 25, 2026)
CUSIP/ Sedol 29274FAF1
Bonds 245,000
Offering Price $98.360
Spread 0.45%
Cost $240,992
Dealer Executing Trade Morgan Stanley and Company
% of Offering purchased by firm 0.74%
Syndicate BBVA,CITI,JPM,MS,SANT
Fund JPMorgan Global Allocation Fund
Trade Date 10/20/2016
Issuer Sprint Spectrum/SPEC I (SPRNTS 3.36% September 20, 2021 144A)
CUSIP/ Sedol 85208NAA8
Bonds 343,000
Offering Price $100.000
Spread 1.00%
Cost $342,994
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering purchased by firm 2.69%
Syndicate GS,JPM,MIZUHO
Fund JPMorgan Income Builder Fund
Trade Date 10/20/2016
Issuer Sprint Spectrum/SPEC I (SPRNTS 3.36% September 20, 2021 144A)
CUSIP/ Sedol 85208NAA8
Bonds 2,756,000
Offering Price $100.000
Spread 1.00%
Cost $2,755,954
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering purchased by firm 2.69%
Syndicate GS,JPM,MIZUHO
Fund JPMorgan Global Allocation Fund
Trade Date 10/24/2016
Issuer Alliance Data Systems Corporation (ADS 5.875% November 1, 2021 144A)
CUSIP/ Sedol 018581AJ7
Bonds 120,000
Offering Price $100.000
Spread 2.00%
Cost $120,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 3.33%
Syndicate BAML,CITI,DB,JPM,MIZUHO,MUFG,RBCCM,STAN,WFC
Fund JPMorgan Income Builder Fund
Trade Date 10/24/2016
Issuer Alliance Data Systems Corporation (ADS 5.875% November 1, 2021 144A)
CUSIP/ Sedol 018581AJ7
Bonds 970,000
Offering Price $100.000
Spread 2.00%
Cost $970,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 3.33%
Syndicate BAML,CITI,DB,JPM,MIZUHO,MUFG,RBCCM,STAN,WFC
Fund JPMorgan Global Allocation Fund
Trade Date 10/24/2016
Issuer United Rentals North America (URI 5.5% May 15, 2027)
CUSIP/ Sedol 911365BF0
Bonds 105,000
Offering Price $100.000
Spread 1.25%
Cost $105,000
Dealer Executing Trade Morgan Stanley and Company
% of Offering purchased by firm 5.44%
Syndicate BAML,BARCS,BMO,CITI,DB,JPM,MS,MUFG,PNCFIN,SCOTIA,SUN,WFC
Fund JPMorgan Income Builder Fund
Trade Date 10/24/2016
Issuer United Rentals North America (URI 5.5% May 15, 2027)
CUSIP/ Sedol 911365BF0
Bonds 1,210,000
Offering Price $100.000
Spread 1.25%
Cost $1,210,000
Dealer Executing Trade Morgan Stanley and Company
% of Offering purchased by firm 5.44%
Syndicate BAML,BARCS,BMO,CITI,DB,JPM,MS,MUFG,PNCFIN,SCOTIA,SUN,WFC
Fund JPMorgan Income Builder Fund
Trade Date 10/24/2016
Issuer United Rentals North America (URI 5.5% May 15, 2027)
CUSIP/ Sedol 911365BF0
Bonds 3,230,000
Offering Price $100.000
Spread 1.25%
Cost $3,230,000
Dealer Executing Trade Morgan Stanley and Company
% of Offering purchased by firm 5.44%
Syndicate BAML,BARCS,BMO,CITI,DB,JPM,MS,MUFG,PNCFIN,SCOTIA,SUN,WFC
Fund JPMorgan Global Allocation Fund
Trade Date 10/26/2016
Issuer Live Nation Entertainment, Inc. (LYV 4.875% November 1, 2024 144A)
CUSIP/ Sedol 538034AK5
Bonds 90,000
Offering Price $100.000
Spread 1.00%
Cost $90,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 2.24%
Syndicate BAML,GS,HSBCL,JPM,MIZUHO,MS,SCOTIA,SUN,WFC
Fund JPMorgan Income Builder Fund
Trade Date 10/26/2016
Issuer Live Nation Entertainment, Inc. (LYV 4.875% November 1, 2024 144A)
CUSIP/ Sedol 538034AK5
Bonds 705,000
Offering Price $100.000
Spread 1.00%
Cost $705,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 2.24%
Syndicate BAML,GS,HSBCL,JPM,MIZUHO,MS,SCOTIA,SUN,WFC
Fund JPMorgan Income Builder Fund
Trade Date 10/26/2016
Issuer Live Nation Entertainment, Inc. (LYV 4.875% November 1, 2024 144A)
CUSIP/ Sedol 538034AK5
Bonds 700,000
Offering Price $100.000
Spread 1.00%
Cost $700,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 2.24%
Syndicate BAML,GS,HSBCL,JPM,MIZUHO,MS,SCOTIA,SUN,WFC
Fund JPMorgan Global Allocation Fund
Trade Date 10/27/2016
Issuer Cooper-Standard Automotive Inc. (CPS 5.625% November 15, 2026 144A)
CUSIP/ Sedol 216762AF1
Bonds 181,000
Offering Price $100.000
Spread 1.50%
Cost $181,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 9.08%
Syndicate BAML,BARCS,DB,GS,JPM
Fund JPMorgan Income Builder Fund
Trade Date 10/27/2016
Issuer Cooper-Standard Automotive Inc. (CPS 5.625% November 15, 2026 144A)
CUSIP/ Sedol 216762AF1
Bonds 1,448,000
Offering Price $100.000
Spread 1.50%
Cost $1,448,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 9.08%
Syndicate BAML,BARCS,DB,GS,JPM
Fund JPMorgan Income Builder Fund
Trade Date 10/27/2016
Issuer Cooper-Standard Automotive Inc. (CPS 5.625% November 15, 2026 144A)
CUSIP/ Sedol 216762AF1
Bonds 1,825,000
Offering Price $100.000
Spread 1.50%
Cost $1,825,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 9.08%
Syndicate BAML,BARCS,DB,GS,JPM
Fund JPMorgan Income Builder Fund
Trade Date 10/27/2016
Issuer The PNC Financial Services Group, Inc. (PNC 5.00% December 29, 2049)
CUSIP/ Sedol 693475AQ8
Bonds 10,675,000
Offering Price $100.000
Spread 1.00%
Cost $10,675,000
Dealer Executing Trade Citigroup Global Markets
% of Offering purchased by firm 5.63%
Syndicate CITI, JPM, MS, PNC
Fund JPMorgan Emerging Markets Equity Income Fund
Trade Date 5/6/2016
Issuer Moneta Money Bank AS (MONET CP 144A) IPO
CUSIP/ Sedol CZ0008040318
Shares 10,515
Offering Price $2.87
Spread $0.86
Cost $30,178
Dealer Executing Trade Citigroup
% of Offering purchased by firm 9.98%
Syndicate JP Morgan/Goldman Sachs International/Citigroup
Fund JPMorgan Income Builder Fund
Trade Date 5/6/2016
Issuer Moneta Money Bank AS (MONET CP 144A) IPO
CUSIP/ Sedol CZ0008040318
Shares 3,640,271
Offering Price $2.87
Spread $0.86
Cost $10,447,578
Dealer Executing Trade Citigroup
% of Offering purchased by firm 9.98%
Syndicate JP Morgan/Goldman Sachs International/Citigroup
Fund JPMorgan Income Builder Fund
Trade Date 5/6/2016
Issuer Moneta Money Bank AS (MONET CP 144A) IPO
CUSIP/ Sedol CZ0008040318
Shares 821,794
Offering Price $2.87
Spread $0.86
Cost $2,358,549
Dealer Executing Trade Citigroup
% of Offering purchased by firm 9.98%
Syndicate JP Morgan/Goldman Sachs International/Citigroup
Fund JPMorgan International Equity Income Fund
Trade Date 5/6/2016
Issuer Moneta Money Bank AS (MONET CP 144A) IPO
CUSIP/ Sedol CZ0008040318
Shares 296,387
Offering Price $2.87
Spread $0.86
Cost $850,631
Dealer Executing Trade Citigroup
% of Offering purchased by firm 9.98%
Syndicate JP Morgan/Goldman Sachs International/Citigroup
Fund JPMorgan International Equity Income Fund
Trade Date 6/9/2016
Issuer DONG ENERGY A/S (DKK)
CUSIP/ Sedol DK0060094928
Shares 7,690
Offering Price $35.77
Spread $0.70
Cost $275,041
Dealer Executing Trade NORDEA BANK DANMARK AS, COPENHAG
% of Offering purchased by firm 0.03%
Syndicate CITI,BANBNK,JPM,MS,NORDEA,UBS
Fund JPMorgan Research Equity Long/Short Fund
Trade Date 7/12/2016
Issuer Regency Centers Corporation (REG) Secondary
CUSIP/ Sedol 75884910
Shares 200
Offering Price $81.25
Spread $1.27
Cost $16,250
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 3.73%
Syndicate BofA Merrill Lynch/Wells Fargo Securities/J.P. Morgan/Baird/BTIG/SunTrust Humphrey/BB&T Capital Markets/PNC Capital Markets LLC/Mizuho Securities/SMBC Nikko
Fund JPMorgan Research Market Neutral Fund
Trade Date 7/12/2016
Issuer Regency Centers Corporation (REG) Secondary
CUSIP/ Sedol 75884910
Shares 7,500
Offering Price $81.25
Spread $1.27
Cost $609,375
Dealer Executing Trade BofA Merrill Lynch
% of Offering purchased by firm 3.73%
Syndicate BofA Merrill Lynch/Wells Fargo Securities/J.P. Morgan/Baird/BTIG/SunTrust Humphrey/BB&T Capital Markets/PNC Capital Markets LLC/Mizuho Securities/SMBC Nikko
Fund JPMorgan China Region Fund
Trade Date 9/22/2016
Issuer POSTAL SAVINGS BANK OF CHINA CO LTD (1658 HK)
CUSIP/ Sedol CNE1000029W3
Shares 337,000
Offering Price HK$4.76
Spread $0.05
Cost HK$1,604,120
Dealer Executing Trade Merrill Lynch and Co Inc
% of Offering purchased by firm 0.74%
Syndicate "UBS AG/ Hong Kong/
Sun Hung Kai Investment Services Ltd/
Nomura International (HK)/
Morgan Stanley Asia Ltd/
Merill Lynch International Ltd/
JP Morgan Securities Asia Ltd/
ICBC International Capital Ltd/
Huarong International Capital Ltd/
HSBC/
Haitong International Securities Co/
Goldman Sachs (Asia)/
First Capital Securities Co Ltd/
Essence International Securities Hong Kong/
Deutsche Bank AG/ Hong Kong/
DBS Asia Capital/
CMB International Capital Corp Ltd/
CLSA Ltd/
Citigroup Global Markets Asia Ltd/
China Securities International/
China Merchants Securities (HK) Co/
China International Capital Corp HK/
China Galaxy International Securities/
CCB International Capital Ltd/
BOCOM International Securities Ltd/
BOCI Asia Ltd/
ABCI Capital Ltd/
Mizuho Securities Asia Ltd/
UBS AG/ Hong Kong/
Morgan Stanley Asia Ltd/
Merill Lynch International Ltd/
JP Morgan Securities Asia Ltd/
HSBC/
Goldman Sachs (Asia)/
DBS Asia Capital/
Citigroup Global Markets Asia Ltd/
China Merchants Securities (HK) Co/
China International Capital Corp HK/
"
Fund JPMorgan Latin America Fund
Trade Date 10/14/2016
Issuer MERCADOLIBRE INC
CUSIP/ Sedol 58733R10
Shares 2,300
Offering Price $168.00
Spread $2.69
Cost $386,400
Dealer Executing Trade Morgan Stanley And Co LLC
% of Offering purchased by firm 6.29%
Syndicate MS,JPM
Fund JPMorgan China Region Fund
Trade Date 10/31/2016
Issuer ZTO EXPRESS CAYMAN INC-ADR (NYSE / ZTO)
CUSIP/ Sedol US98980A1051
Shares 4,248
Offering Price $19.50
Spread $0.63
Cost $82,836
Dealer Executing Trade Goldman Sachs Group
% of Offering purchased by firm 0.74%
Syndicate Morgan Stanley, Goldman Sachs (Asia), JP Morgan Securities, Citigroup Global Markets Inc, Credit Suisse Securities USA LLC, China Renaissance Securities HK Ltd