0001171520-17-000524.txt : 20171228 0001171520-17-000524.hdr.sgml : 20171228 20171228141427 ACCESSION NUMBER: 0001171520-17-000524 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 7 CONFORMED PERIOD OF REPORT: 20171031 FILED AS OF DATE: 20171228 DATE AS OF CHANGE: 20171228 EFFECTIVENESS DATE: 20171228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JPMorgan Trust I CENTRAL INDEX KEY: 0001217286 IRS NUMBER: 331043149 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-21295 FILM NUMBER: 171278054 BUSINESS ADDRESS: STREET 1: C/O JPMORGAN DISTRIBUTION SERVICES, INC. STREET 2: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 800-480-4111 MAIL ADDRESS: STREET 1: C/O JPMORGAN DISTRIBUTION SERVICES, INC. STREET 2: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: JP MORGAN MUTUAL FUND SERIES DATE OF NAME CHANGE: 20030204 0001217286 S000002600 JPMorgan Tax Aware Equity Fund C000007148 Class I JPDEX C000097986 Class A JPEAX C000097987 Class C JPECX 0001217286 S000002602 JPMorgan Intrepid International Fund C000007151 Class A JFTAX C000020091 Class I JISIX C000020092 Class C JIICX C000070618 Class R2 JIIZX C000156308 Class R6 JIFFX 0001217286 S000002608 JPMorgan Tax Aware Real Return Fund C000007161 Class I TXRIX C000007162 Class A TXRAX C000007163 Class C TXRCX C000130213 Class R6 TXRRX 0001217286 S000002614 JPMorgan Research Market Neutral Fund C000007188 Class L JPMNX C000007189 Class A JMNAX C000081099 Class C JMNCX C000081100 Class I JMNSX 0001217286 S000002615 JPMorgan Emerging Markets Equity Fund C000007191 Class I JEMSX C000007192 Class L JMIEX C000007193 Class A JFAMX C000017326 Class C JEMCX C000134566 Class R6 JEMWX C000173218 Class R5 JEMOX C000190873 Class R2 JHUJX C000190874 Class R3 JHURX C000190875 Class R4 JHUKX 0001217286 S000002623 JPMorgan International Equity Fund C000007216 Class I VSIEX C000007217 Class A JSEAX C000007219 Class C JIECX C000033527 Class R5 JIERX C000070619 Class R2 JIEZX C000093772 Class R6 JNEMX 0001217286 S000002626 JPMorgan International Opportunities Fund C000007223 Class I JIOSX C000007224 Institutional Class JPIOX C000007225 Class A JIOAX C000050961 Class C JIOCX C000093773 Class R6 JIOMX 0001217286 S000002627 JPMorgan International Value Fund C000007227 Class I JIESX C000007228 Class L JNUSX C000007229 Class A JFEAX C000034831 Class C JIUCX C000070620 Class R2 JPVZX C000093774 Class R6 JNVMX C000173219 Class R5 JPVRX 0001217286 S000002662 JPMorgan Intrepid European Fund C000007293 Class I JFESX C000007294 Class L JFEIX C000007295 Class A VEUAX C000007297 Class C VEUCX 0001217286 S000015690 JPMorgan China Region Fund C000042842 Class A JCHAX C000042843 Class C JCHCX C000042844 Class I JCHSX C000042845 Class R5 JCHRX 0001217286 S000015691 JPMorgan Tax Aware Real Return SMA Fund C000042846 SMA JTARX 0001217286 S000015693 JPMorgan Latin America Fund C000042851 Class C JLTCX C000042852 Class I JLTSX C000042853 Class R5 JLTRX C000042854 Class A JLTAX C000161750 Class R6 JLTNX 0001217286 S000015698 JPMorgan Income Builder Fund C000042871 Class A JNBAX C000042872 Class C JNBCX C000042873 Class I JNBSX C000185988 Class T JIBTX C000195048 Class R6 JNBZX 0001217286 S000018445 JPMorgan International Value SMA Fund C000051004 SMA JTIVX 0001217286 S000020861 JPMorgan Emerging Economies Fund C000058436 Class A JEEAX C000058437 Class C JEECX C000058438 Class I JEESX C000058439 Class R5 JEERX C000159260 Class R6 JEEEX 0001217286 S000031181 JPMorgan International Equity Income Fund C000096765 Class R5 JEIRX C000096766 Class A JEIAX C000096767 Class C JEICX C000096768 Class I JEISX C000096769 Class R2 JGEZX C000151964 Class R6 JIEFX 0001217286 S000031462 JPMorgan Global Allocation Fund C000097802 Class A GAOAX C000097803 Class C GAOCX C000097804 Class I GAOSX C000097805 Class R2 GAONX C000185997 Class T JGCTX C000195049 Class R6 GAOZX 0001217286 S000034584 JPMorgan Global Unconstrained Equity Fund C000106393 Class R2 C000106394 Class R5 JFETX C000106395 Class R6 JFEUX C000106396 Class A JFUAX C000106397 Class C JFECX C000106398 Class I JMESX 0001217286 S000034585 JPMorgan International Unconstrained Equity Fund C000106399 Class A IUAEX C000106400 Class C IUCEX C000106401 Class I IUESX C000106402 Class R2 IUERX C000106403 Class R5 IUEFX C000106404 Class R6 IUENX 0001217286 S000037473 JPMorgan Emerging Markets Strategic Debt Fund C000115702 Class A JECAX C000115703 Class C JECCX C000115704 Class I JECSX C000115705 Class R2 JECZX C000115706 Class R5 JECRX C000115707 Class R6 JECUX 0001217286 S000038327 JPMorgan Commodities Strategy Fund C000118262 Class A CSAFX C000118263 Class C CCSFX C000118264 Class I CSFSX C000118265 Class R6 CSFVX 0001217286 S000039327 JPMorgan Systematic Alpha Fund C000121194 Class A JSALX C000121195 Class C JSYAX C000121196 Class I SSALX C000121197 Class R6 JALPX 0001217286 S000039804 JPMorgan Global Research Enhanced Index Fund C000123401 Class I JEITX C000195050 Class R6 JEIYX 0001217286 S000042887 JPMorgan Emerging Markets Equity Income Fund C000132891 Class A JEMEX C000132892 Class C JEMFX C000132893 Class I JEMYX C000132894 Class R5 JEMPX C000132895 Class R6 JEMLX 0001217286 S000046345 JPMorgan Opportunistic Equity Long/Short Fund C000144851 Class R2 JOEZX C000144852 Class R5 JOEPX C000144853 Class R6 JOERX C000144854 Class A JOELX C000144855 Class C JOECX C000144856 Class I JOEQX 0001217286 S000052089 JPMorgan International Discovery Fund C000163898 Class A DSCAX C000163899 Class C DSCBX C000163900 Class I DSCOX C000163902 Class R5 DSCFX C000163903 Class R6 DSCSX NSAR-B 1 answer.fil 000 B000000 10/31/2017 000 C000000 0001217286 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 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0 042 D002000 0 042 E002000 0 042 F002000 0 042 G002000 0 042 H002000 0 043 002000 742 044 002000 0 045 002000 Y 046 002000 N 047 002000 Y 048 002000 0.65 PAGE 9 048 A012000 0 048 A022000 0.000 048 B012000 0 048 B022000 0.000 048 C012000 0 048 C022000 0.000 048 D012000 0 048 D022000 0.000 048 E012000 0 048 E022000 0.000 048 F012000 0 048 F022000 0.000 048 G012000 0 048 G022000 0.000 048 H012000 0 048 H022000 0.000 048 I012000 0 048 I022000 0.000 048 J012000 0 048 J022000 0.000 048 K012000 0 048 K022000 0.000 049 002000 N 050 002000 N 051 002000 N 052 002000 N 053 A002000 Y 053 B002000 Y 053 C002000 N 055 A002000 N 055 B002000 N 056 002000 Y 057 002000 N 058 A002000 N 059 002000 Y 060 A002000 Y 060 B002000 Y 061 002000 1000 062 A002000 N 062 B002000 0.0 062 C002000 0.0 062 D002000 0.0 062 E002000 0.0 062 F002000 0.0 062 G002000 0.0 062 H002000 0.0 062 I002000 0.0 062 J002000 0.0 062 K002000 0.0 062 L002000 0.0 062 M002000 0.0 PAGE 10 062 N002000 0.0 062 O002000 0.0 062 P002000 0.0 062 Q002000 0.0 062 R002000 0.0 066 A002000 Y 066 B002000 N 066 C002000 N 066 D002000 N 066 E002000 N 066 F002000 N 066 G002000 Y 067 002000 N 068 A002000 N 068 B002000 Y 069 002000 N 070 A012000 Y 070 A022000 N 070 B012000 Y 070 B022000 N 070 C012000 Y 070 C022000 N 070 D012000 Y 070 D022000 N 070 E012000 Y 070 E022000 N 070 F012000 Y 070 F022000 Y 070 G012000 Y 070 G022000 N 070 H012000 Y 070 H022000 N 070 I012000 Y 070 I022000 N 070 J012000 Y 070 J022000 Y 070 K012000 Y 070 K022000 Y 070 L012000 Y 070 L022000 Y 070 M012000 Y 070 M022000 Y 070 N012000 Y 070 N022000 N 070 O012000 Y 070 O022000 N 070 P012000 Y 070 P022000 N 070 Q012000 N 070 Q022000 N 070 R012000 Y PAGE 11 070 R022000 N 071 A002000 1551683 071 B002000 1532534 071 C002000 812031 071 D002000 189 072 A002000 12 072 B002000 11 072 C002000 24952 072 D002000 0 072 E002000 0 072 F002000 5519 072 G002000 693 072 H002000 0 072 I002000 187 072 J002000 214 072 K002000 0 072 L002000 83 072 M002000 28 072 N002000 67 072 O002000 0 072 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H002300 0 043 002300 973 044 002300 0 045 002300 Y 046 002300 N 047 002300 Y 048 002300 0.60 048 A012300 0 048 A022300 0.000 048 B012300 0 048 B022300 0.000 048 C012300 0 PAGE 14 048 C022300 0.000 048 D012300 0 048 D022300 0.000 048 E012300 0 048 E022300 0.000 048 F012300 0 048 F022300 0.000 048 G012300 0 048 G022300 0.000 048 H012300 0 048 H022300 0.000 048 I012300 0 048 I022300 0.000 048 J012300 0 048 J022300 0.000 048 K012300 0 048 K022300 0.000 049 002300 N 050 002300 N 051 002300 N 052 002300 N 053 A002300 Y 053 B002300 Y 053 C002300 N 055 A002300 Y 055 B002300 Y 056 002300 Y 057 002300 N 058 A002300 N 059 002300 Y 060 A002300 Y 060 B002300 Y 061 002300 0 062 A002300 N 062 B002300 0.0 062 C002300 0.0 062 D002300 0.0 062 E002300 0.0 062 F002300 0.0 062 G002300 0.0 062 H002300 0.0 062 I002300 0.0 062 J002300 0.0 062 K002300 0.0 062 L002300 0.0 062 M002300 0.0 062 N002300 0.0 062 O002300 0.0 062 P002300 0.0 062 Q002300 0.0 062 R002300 0.0 PAGE 15 066 A002300 Y 066 B002300 N 066 C002300 N 066 D002300 N 066 E002300 N 066 F002300 N 066 G002300 Y 067 002300 N 068 A002300 N 068 B002300 Y 069 002300 N 070 A012300 Y 070 A022300 N 070 B012300 Y 070 B022300 N 070 C012300 Y 070 C022300 N 070 D012300 Y 070 D022300 N 070 E012300 Y 070 E022300 N 070 F012300 Y 070 F022300 Y 070 G012300 Y 070 G022300 N 070 H012300 Y 070 H022300 N 070 I012300 Y 070 I022300 N 070 J012300 Y 070 J022300 Y 070 K012300 Y 070 K022300 Y 070 L012300 Y 070 L022300 Y 070 M012300 Y 070 M022300 Y 070 N012300 Y 070 N022300 N 070 O012300 Y 070 O022300 Y 070 P012300 Y 070 P022300 N 070 Q012300 N 070 Q022300 N 070 R012300 Y 070 R022300 N 071 A002300 274921 071 B002300 971554 071 C002300 900649 071 D002300 31 PAGE 16 072 A002300 12 072 B002300 5 072 C002300 27372 072 D002300 0 072 E002300 0 072 F002300 5474 072 G002300 746 072 H002300 0 072 I002300 319 072 J002300 157 072 K002300 0 072 L002300 282 072 M002300 26 072 N002300 175 072 O002300 0 072 P002300 13 072 Q002300 0 072 R002300 157 072 S002300 18 072 T002300 973 072 U002300 0 072 V002300 0 072 W002300 1642 072 X002300 9982 072 Y002300 51 072 Z002300 17446 072AA002300 71880 072BB002300 0 072CC012300 107859 072CC022300 0 072DD012300 30468 072DD022300 31061 072EE002300 0 073 A012300 0.0000 073 A022300 0.0000 073 B002300 0.0000 073 C002300 0.0000 074 A002300 716 074 B002300 0 074 C002300 0 074 D002300 0 074 E002300 0 074 F002300 781288 074 G002300 0 074 H002300 0 074 I002300 8228 074 J002300 0 074 K002300 0 074 L002300 9850 074 M002300 0 074 N002300 800082 PAGE 17 074 O002300 0 074 P002300 817 074 Q002300 0 074 R012300 0 074 R022300 0 074 R032300 0 074 R042300 5478 074 S002300 0 074 T002300 793787 074 U012300 22193 074 U022300 32848 074 V012300 0.00 074 V022300 0.00 074 W002300 0.0000 074 X002300 985 074 Y002300 0 075 A002300 0 075 B002300 913252 076 002300 0.00 024 002400 Y 025 A002401 BNP PARIBAS 025 B002401 13-3235334 025 C002401 E 025 D002401 50050 025 A002402 UBS AG 025 B002402 13-3873456 025 C002402 E 025 D002402 43384 028 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D012400 0 048 D022400 0.000 048 E012400 0 048 E022400 0.000 048 F012400 0 048 F022400 0.000 048 G012400 0 048 G022400 0.000 PAGE 19 048 H012400 0 048 H022400 0.000 048 I012400 0 048 I022400 0.000 048 J012400 0 048 J022400 0.000 048 K012400 0 048 K022400 0.000 049 002400 N 050 002400 N 051 002400 N 052 002400 N 053 A002400 Y 053 B002400 Y 053 C002400 N 055 A002400 Y 055 B002400 Y 056 002400 Y 057 002400 N 058 A002400 N 059 002400 Y 060 A002400 Y 060 B002400 Y 061 002400 1000 062 A002400 N 062 B002400 0.0 062 C002400 0.0 062 D002400 0.0 062 E002400 0.0 062 F002400 0.0 062 G002400 0.0 062 H002400 0.0 062 I002400 0.0 062 J002400 0.0 062 K002400 0.0 062 L002400 0.0 062 M002400 0.0 062 N002400 0.0 062 O002400 0.0 062 P002400 0.0 062 Q002400 0.0 062 R002400 0.0 066 A002400 Y 066 B002400 N 066 C002400 N 066 D002400 N 066 E002400 N 066 F002400 N 066 G002400 Y 067 002400 N 068 A002400 N PAGE 20 068 B002400 Y 069 002400 N 070 A012400 Y 070 A022400 N 070 B012400 Y 070 B022400 N 070 C012400 Y 070 C022400 N 070 D012400 Y 070 D022400 N 070 E012400 Y 070 E022400 N 070 F012400 Y 070 F022400 Y 070 G012400 Y 070 G022400 N 070 H012400 Y 070 H022400 N 070 I012400 Y 070 I022400 N 070 J012400 Y 070 J022400 N 070 K012400 Y 070 K022400 Y 070 L012400 Y 070 L022400 Y 070 M012400 Y 070 M022400 Y 070 N012400 Y 070 N022400 N 070 O012400 Y 070 O022400 Y 070 P012400 Y 070 P022400 N 070 Q012400 N 070 Q022400 N 070 R012400 Y 070 R022400 N 071 A002400 1220257 071 B002400 4419505 071 C002400 2425761 071 D002400 50 072 A002400 12 072 B002400 0 072 C002400 67384 072 D002400 0 072 E002400 227 072 F002400 16204 072 G002400 2208 072 H002400 0 072 I002400 77 PAGE 21 072 J002400 417 072 K002400 0 072 L002400 71 072 M002400 27 072 N002400 68 072 O002400 0 072 P002400 29 072 Q002400 0 072 R002400 86 072 S002400 43 072 T002400 457 072 U002400 0 072 V002400 0 072 W002400 595 072 X002400 20282 072 Y002400 90 072 Z002400 47419 072AA002400 573989 072BB002400 0 072CC012400 0 072CC022400 352 072DD012400 92823 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C002500 N 055 A002500 Y 055 B002500 Y PAGE 24 056 002500 Y 057 002500 N 058 A002500 N 059 002500 Y 060 A002500 Y 060 B002500 Y 061 002500 0 062 A002500 N 062 B002500 0.0 062 C002500 0.0 062 D002500 0.0 062 E002500 0.0 062 F002500 0.0 062 G002500 0.0 062 H002500 0.0 062 I002500 0.0 062 J002500 0.0 062 K002500 0.0 062 L002500 0.0 062 M002500 0.0 062 N002500 0.0 062 O002500 0.0 062 P002500 0.0 062 Q002500 0.0 062 R002500 0.0 066 A002500 Y 066 B002500 N 066 C002500 N 066 D002500 N 066 E002500 N 066 F002500 N 066 G002500 Y 067 002500 N 068 A002500 N 068 B002500 Y 069 002500 N 070 A012500 Y 070 A022500 N 070 B012500 Y 070 B022500 N 070 C012500 Y 070 C022500 N 070 D012500 Y 070 D022500 N 070 E012500 Y 070 E022500 N 070 F012500 Y 070 F022500 N 070 G012500 Y 070 G022500 N 070 H012500 Y PAGE 25 070 H022500 N 070 I012500 Y 070 I022500 N 070 J012500 Y 070 J022500 Y 070 K012500 Y 070 K022500 Y 070 L012500 Y 070 L022500 Y 070 M012500 Y 070 M022500 Y 070 N012500 Y 070 N022500 N 070 O012500 Y 070 O022500 Y 070 P012500 Y 070 P022500 N 070 Q012500 N 070 Q022500 N 070 R012500 Y 070 R022500 N 071 A002500 1228555 071 B002500 786166 071 C002500 3539687 071 D002500 22 072 A002500 12 072 B002500 28 072 C002500 62208 072 D002500 0 072 E002500 0 072 F002500 30891 072 G002500 2967 072 H002500 0 072 I002500 687 072 J002500 2215 072 K002500 0 072 L002500 301 072 M002500 35 072 N002500 121 072 O002500 0 072 P002500 5 072 Q002500 0 072 R002500 110 072 S002500 49 072 T002500 1431 072 U002500 0 072 V002500 0 072 W002500 2859 072 X002500 41671 072 Y002500 6672 072 Z002500 27237 PAGE 26 072AA002500 0 072BB002500 16512 072CC012500 907407 072CC022500 0 072DD012500 16962 072DD022500 7030 072EE002500 0 073 A012500 0.0000 073 A022500 0.0000 073 B002500 0.0000 073 C002500 0.0000 074 A002500 2980 074 B002500 0 074 C002500 0 074 D002500 0 074 E002500 0 074 F002500 4307315 074 G002500 0 074 H002500 0 074 I002500 153310 074 J002500 0 074 K002500 567 074 L002500 7410 074 M002500 0 074 N002500 4471582 074 O002500 7257 074 P002500 3461 074 Q002500 0 074 R012500 0 074 R022500 0 074 R032500 0 074 R042500 12976 074 S002500 0 074 T002500 4447888 074 U012500 98863 074 U022500 58246 074 V012500 0.00 074 V022500 0.00 074 W002500 0.0000 074 X002500 3919 074 Y002500 0 075 A002500 0 075 B002500 3638062 076 002500 0.00 024 002700 Y 025 A002701 BNP PARIBAS 025 B002701 13-3235334 025 C002701 E 025 D002701 71938 025 A002702 UBS AG 025 B002702 13-3873456 PAGE 27 025 C002702 E 025 D002702 63879 028 A012700 22698 028 A022700 0 028 A032700 0 028 A042700 16879 028 B012700 50829 028 B022700 0 028 B032700 0 028 B042700 123326 028 C012700 14336 028 C022700 0 028 C032700 0 028 C042700 31696 028 D012700 14225 028 D022700 0 028 D032700 0 028 D042700 36343 028 E012700 68716 028 E022700 0 028 E032700 0 028 E042700 52878 028 F012700 55239 028 F022700 0 028 F032700 0 028 F042700 128912 028 G012700 226043 028 G022700 0 028 G032700 0 028 G042700 390034 028 H002700 49265 029 002700 Y 030 A002700 168 030 B002700 5.25 030 C002700 0.00 031 A002700 22 031 B002700 0 032 002700 146 033 002700 0 034 002700 Y 035 002700 0 036 A002700 N 036 B002700 0 037 002700 N 038 002700 0 039 002700 N 040 002700 Y 041 002700 Y 042 A002700 0 042 B002700 0 042 C002700 0 PAGE 28 042 D002700 0 042 E002700 0 042 F002700 0 042 G002700 0 042 H002700 0 043 002700 797 044 002700 0 045 002700 Y 046 002700 N 047 002700 Y 048 002700 0.70 048 A012700 0 048 A022700 0.000 048 B012700 0 048 B022700 0.000 048 C012700 0 048 C022700 0.000 048 D012700 0 048 D022700 0.000 048 E012700 0 048 E022700 0.000 048 F012700 0 048 F022700 0.000 048 G012700 0 048 G022700 0.000 048 H012700 0 048 H022700 0.000 048 I012700 0 048 I022700 0.000 048 J012700 0 048 J022700 0.000 048 K012700 0 048 K022700 0.000 049 002700 N 050 002700 N 051 002700 N 052 002700 N 053 A002700 Y 053 B002700 Y 053 C002700 N 055 A002700 Y 055 B002700 Y 056 002700 Y 057 002700 N 058 A002700 N 059 002700 Y 060 A002700 Y 060 B002700 Y 061 002700 0 062 A002700 N 062 B002700 0.0 PAGE 29 062 C002700 0.0 062 D002700 0.0 062 E002700 0.0 062 F002700 0.0 062 G002700 0.0 062 H002700 0.0 062 I002700 0.0 062 J002700 0.0 062 K002700 0.0 062 L002700 0.0 062 M002700 0.0 062 N002700 0.0 062 O002700 0.0 062 P002700 0.0 062 Q002700 0.0 062 R002700 0.0 066 A002700 Y 066 B002700 N 066 C002700 N 066 D002700 N 066 E002700 N 066 F002700 N 066 G002700 Y 067 002700 N 068 A002700 N 068 B002700 Y 069 002700 N 070 A012700 Y 070 A022700 N 070 B012700 Y 070 B022700 N 070 C012700 Y 070 C022700 N 070 D012700 Y 070 D022700 N 070 E012700 Y 070 E022700 N 070 F012700 Y 070 F022700 N 070 G012700 Y 070 G022700 N 070 H012700 Y 070 H022700 N 070 I012700 Y 070 I022700 N 070 J012700 Y 070 J022700 N 070 K012700 Y 070 K022700 Y 070 L012700 Y 070 L022700 Y PAGE 30 070 M012700 Y 070 M022700 Y 070 N012700 Y 070 N022700 N 070 O012700 Y 070 O022700 Y 070 P012700 Y 070 P022700 N 070 Q012700 N 070 Q022700 N 070 R012700 Y 070 R022700 N 071 A002700 609088 071 B002700 795772 071 C002700 3621584 071 D002700 17 072 A002700 12 072 B002700 7 072 C002700 95028 072 D002700 0 072 E002700 0 072 F002700 25759 072 G002700 3005 072 H002700 0 072 I002700 205 072 J002700 571 072 K002700 0 072 L002700 105 072 M002700 29 072 N002700 64 072 O002700 0 072 P002700 11 072 Q002700 0 072 R002700 99 072 S002700 54 072 T002700 797 072 U002700 0 072 V002700 0 072 W002700 1064 072 X002700 31763 072 Y002700 2810 072 Z002700 66082 072AA002700 0 072BB002700 9296 072CC012700 803981 072CC022700 0 072DD012700 16643 072DD022700 1194 072EE002700 0 073 A012700 0.0000 073 A022700 0.0000 PAGE 31 073 B002700 0.0000 073 C002700 0.0000 074 A002700 620 074 B002700 0 074 C002700 0 074 D002700 0 074 E002700 074 F002700 3981960 074 G002700 0 074 H002700 0 074 I002700 24698 074 J002700 21282 074 K002700 0 074 L002700 13165 074 M002700 0 074 N002700 4041725 074 O002700 11614 074 P002700 2669 074 Q002700 0 074 R012700 0 074 R022700 0 074 R032700 0 074 R042700 20351 074 S002700 0 074 T002700 4007091 074 U012700 193974 074 U022700 27459 074 V012700 0.00 074 V022700 0.00 074 W002700 0.0000 074 X002700 1607 074 Y002700 0 075 A002700 0 075 B002700 3683693 076 002700 0.00 024 002800 Y 025 A002801 BNP PARIBAS 025 B002801 13-3235334 025 C002801 E 025 D002801 28440 025 A002802 HSBC SECURITIES, INC. 025 B002802 13-2650272 025 C002802 E 025 D002802 15704 028 A012800 16168 028 A022800 0 028 A032800 0 028 A042800 9287 028 B012800 3370 028 B022800 0 028 B032800 0 PAGE 32 028 B042800 60284 028 C012800 9769 028 C022800 0 028 C032800 0 028 C042800 10883 028 D012800 6096 028 D022800 0 028 D032800 0 028 D042800 16010 028 E012800 40957 028 E022800 0 028 E032800 0 028 E042800 32206 028 F012800 30092 028 F022800 0 028 F032800 0 028 F042800 59141 028 G012800 106452 028 G022800 0 028 G032800 0 028 G042800 187811 028 H002800 33893 029 002800 Y 030 A002800 12 030 B002800 5.25 030 C002800 0.00 031 A002800 2 031 B002800 0 032 002800 10 033 002800 0 034 002800 Y 035 002800 0 036 A002800 N 036 B002800 0 037 002800 N 038 002800 0 039 002800 N 040 002800 Y 041 002800 Y 042 A002800 0 042 B002800 0 042 C002800 0 042 D002800 0 042 E002800 0 042 F002800 0 042 G002800 0 042 H002800 0 043 002800 499 044 002800 0 045 002800 Y 046 002800 N PAGE 33 047 002800 Y 048 002800 0.60 048 A012800 0 048 A022800 0.000 048 B012800 0 048 B022800 0.000 048 C012800 0 048 C022800 0.000 048 D012800 0 048 D022800 0.000 048 E012800 0 048 E022800 0.000 048 F012800 0 048 F022800 0.000 048 G012800 0 048 G022800 0.000 048 H012800 0 048 H022800 0.000 048 I012800 0 048 I022800 0.000 048 J012800 0 048 J022800 0.000 048 K012800 0 048 K022800 0.000 049 002800 N 050 002800 N 051 002800 N 052 002800 N 053 A002800 Y 053 B002800 Y 053 C002800 N 055 A002800 Y 055 B002800 Y 056 002800 Y 057 002800 N 058 A002800 N 059 002800 Y 060 A002800 Y 060 B002800 Y 061 002800 0 062 A002800 N 062 B002800 0.0 062 C002800 0.0 062 D002800 0.0 062 E002800 0.0 062 F002800 0.0 062 G002800 0.0 062 H002800 0.0 062 I002800 0.0 062 J002800 0.0 062 K002800 0.0 PAGE 34 062 L002800 0.0 062 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0 042 D003500 0 042 E003500 0 042 F003500 0 042 G003500 0 042 H003500 0 043 003500 144 044 003500 0 045 003500 Y 046 003500 N 047 003500 Y 048 003500 0.80 048 A013500 0 048 A023500 0.000 048 B013500 0 048 B023500 0.000 048 C013500 0 048 C023500 0.000 048 D013500 0 PAGE 43 048 D023500 0.000 048 E013500 0 048 E023500 0.000 048 F013500 0 048 F023500 0.000 048 G013500 0 048 G023500 0.000 048 H013500 0 048 H023500 0.000 048 I013500 0 048 I023500 0.000 048 J013500 0 048 J023500 0.000 048 K013500 0 048 K023500 0.000 049 003500 N 050 003500 N 051 003500 N 052 003500 N 053 A003500 Y 053 B003500 Y 053 C003500 N 055 A003500 N 055 B003500 N 056 003500 Y 057 003500 N 058 A003500 N 059 003500 Y 060 A003500 Y 060 B003500 Y 061 003500 1000 062 A003500 N 062 B003500 0.0 062 C003500 0.0 062 D003500 0.0 062 E003500 0.0 062 F003500 0.0 062 G003500 0.0 062 H003500 0.0 062 I003500 0.0 062 J003500 0.0 062 K003500 0.0 062 L003500 0.0 062 M003500 0.0 062 N003500 0.0 062 O003500 0.0 062 P003500 0.0 062 Q003500 0.0 062 R003500 0.0 066 A003500 Y 066 B003500 N PAGE 44 066 C003500 Y 066 D003500 N 066 E003500 N 066 F003500 N 066 G003500 N 067 003500 N 068 A003500 N 068 B003500 N 069 003500 N 070 A013500 Y 070 A023500 N 070 B013500 Y 070 B023500 N 070 C013500 Y 070 C023500 N 070 D013500 Y 070 D023500 N 070 E013500 Y 070 E023500 N 070 F013500 Y 070 F023500 Y 070 G013500 Y 070 G023500 N 070 H013500 Y 070 H023500 N 070 I013500 N 070 I023500 N 070 J013500 Y 070 J023500 N 070 K013500 Y 070 K023500 Y 070 L013500 Y 070 L023500 N 070 M013500 Y 070 M023500 N 070 N013500 Y 070 N023500 N 070 O013500 Y 070 O023500 N 070 P013500 Y 070 P023500 N 070 Q013500 N 070 Q023500 N 070 R013500 Y 070 R023500 Y 071 A003500 258260 071 B003500 453931 071 C003500 237615 071 D003500 109 072 A003500 12 072 B003500 1362 PAGE 45 072 C003500 4159 072 D003500 0 072 E003500 0 072 F003500 2070 072 G003500 211 072 H003500 0 072 I003500 62 072 J003500 35 072 K003500 0 072 L003500 67 072 M003500 27 072 N003500 48 072 O003500 0 072 P003500 6 072 Q003500 0 072 R003500 79 072 S003500 3 072 T003500 144 072 U003500 0 072 V003500 0 072 W003500 6644 072 X003500 9396 072 Y003500 718 072 Z003500 -3157 072AA003500 45237 072BB003500 0 072CC013500 0 072CC023500 25539 072DD013500 0 072DD023500 0 072EE003500 0 073 A013500 0.0000 073 A023500 0.0000 073 B003500 0.0000 073 C003500 0.0000 074 A003500 1 074 B003500 0 074 C003500 317 074 D003500 0 074 E003500 0 074 F003500 180651 074 G003500 0 074 H003500 0 074 I003500 37753 074 J003500 5943 074 K003500 0 074 L003500 168 074 M003500 175417 074 N003500 400250 074 O003500 4439 074 P003500 154 PAGE 46 074 Q003500 0 074 R013500 0 074 R023500 175707 074 R033500 0 074 R043500 419 074 S003500 0 074 T003500 219531 074 U013500 9402 074 U023500 4903 074 V013500 0.00 074 V023500 0.00 074 W003500 0.0000 074 X003500 538 074 Y003500 175413 075 A003500 0 075 B003500 258961 076 003500 0.00 024 004900 N 028 A014900 36783 028 A024900 765 028 A034900 0 028 A044900 24024 028 B014900 40452 028 B024900 773 028 B034900 0 028 B044900 20163 028 C014900 28661 028 C024900 782 028 C034900 0 028 C044900 19622 028 D014900 1008040 028 D024900 742 028 D034900 0 028 D044900 987378 028 E014900 24392 028 E024900 746 028 E034900 0 028 E044900 23637 028 F014900 25158 028 F024900 732 028 F034900 0 028 F044900 27294 028 G014900 1163486 028 G024900 4540 028 G034900 0 028 G044900 1102118 028 H004900 14526 029 004900 Y 030 A004900 69 030 B004900 3.75 030 C004900 0.00 PAGE 47 031 A004900 3 031 B004900 0 032 004900 66 033 004900 0 034 004900 Y 035 004900 2 036 A004900 N 036 B004900 0 037 004900 N 038 004900 0 039 004900 N 040 004900 Y 041 004900 Y 042 A004900 0 042 B004900 0 042 C004900 0 042 D004900 0 042 E004900 0 042 F004900 0 042 G004900 0 042 H004900 0 043 004900 345 044 004900 0 045 004900 Y 046 004900 N 047 004900 Y 048 004900 0.35 048 A014900 0 048 A024900 0.000 048 B014900 0 048 B024900 0.000 048 C014900 0 048 C024900 0.000 048 D014900 0 048 D024900 0.000 048 E014900 0 048 E024900 0.000 048 F014900 0 048 F024900 0.000 048 G014900 0 048 G024900 0.000 048 H014900 0 048 H024900 0.000 048 I014900 0 048 I024900 0.000 048 J014900 0 048 J024900 0.000 048 K014900 0 048 K024900 0.000 049 004900 N 050 004900 N PAGE 48 051 004900 N 052 004900 N 053 A004900 Y 053 B004900 Y 053 C004900 N 055 A004900 Y 055 B004900 N 056 004900 Y 057 004900 N 058 A004900 N 059 004900 Y 060 A004900 Y 060 B004900 Y 061 004900 1000 062 A004900 Y 062 B004900 0.0 062 C004900 0.0 062 D004900 0.0 062 E004900 0.0 062 F004900 0.0 062 G004900 0.0 062 H004900 0.0 062 I004900 0.0 062 J004900 0.0 062 K004900 0.0 062 L004900 5.0 062 M004900 0.0 062 N004900 0.0 062 O004900 94.5 062 P004900 0.0 062 Q004900 0.0 062 R004900 0.0 063 A004900 0 063 B004900 4.5 064 A004900 Y 064 B004900 N 066 A004900 N 067 004900 N 068 A004900 N 068 B004900 N 069 004900 N 070 A014900 Y 070 A024900 N 070 B014900 Y 070 B024900 N 070 C014900 Y 070 C024900 N 070 D014900 Y 070 D024900 N 070 E014900 Y 070 E024900 N PAGE 49 070 F014900 Y 070 F024900 N 070 G014900 Y 070 G024900 N 070 H014900 Y 070 H024900 N 070 I014900 Y 070 I024900 N 070 J014900 Y 070 J024900 Y 070 K014900 Y 070 K024900 Y 070 L014900 Y 070 L024900 N 070 M014900 Y 070 M024900 N 070 N014900 Y 070 N024900 N 070 O014900 Y 070 O024900 N 070 P014900 Y 070 P024900 N 070 Q014900 N 070 Q024900 N 070 R014900 Y 070 R024900 Y 071 A004900 278182 071 B004900 274880 071 C004900 1367183 071 D004900 20 072 A004900 12 072 B004900 46223 072 C004900 618 072 D004900 0 072 E004900 0 072 F004900 5120 072 G004900 1195 072 H004900 0 072 I004900 53 072 J004900 138 072 K004900 0 072 L004900 49 072 M004900 30 072 N004900 95 072 O004900 0 072 P004900 0 072 Q004900 0 072 R004900 99 072 S004900 16 072 T004900 345 072 U004900 0 PAGE 50 072 V004900 0 072 W004900 2176 072 X004900 9316 072 Y004900 2282 072 Z004900 39807 072AA004900 0 072BB004900 39823 072CC014900 15843 072CC024900 0 072DD014900 26332 072DD024900 13295 072EE004900 0 073 A014900 0.0000 073 A024900 0.0000 073 B004900 0.0000 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H006500 949 029 006500 Y 030 A006500 5 030 B006500 5.25 030 C006500 0.00 031 A006500 0 031 B006500 0 032 006500 5 033 006500 0 034 006500 Y 035 006500 0 036 A006500 N 036 B006500 0 037 006500 N 038 006500 0 039 006500 N 040 006500 Y 041 006500 Y 042 A006500 0 042 B006500 0 042 C006500 0 042 D006500 0 042 E006500 0 042 F006500 0 PAGE 52 042 G006500 0 042 H006500 0 043 006500 38 044 006500 0 045 006500 Y 046 006500 N 047 006500 Y 048 006500 1.00 048 A016500 0 048 A026500 0.000 048 B016500 0 048 B026500 0.000 048 C016500 0 048 C026500 0.000 048 D016500 0 048 D026500 0.000 048 E016500 0 048 E026500 0.000 048 F016500 0 048 F026500 0.000 048 G016500 0 048 G026500 0.000 048 H016500 0 048 H026500 0.000 048 I016500 0 048 I026500 0.000 048 J016500 0 048 J026500 0.000 048 K016500 0 048 K026500 0.000 049 006500 N 050 006500 N 051 006500 N 052 006500 N 053 A006500 Y 053 B006500 Y 053 C006500 N 055 A006500 Y 055 B006500 Y 056 006500 Y 057 006500 N 058 A006500 N 059 006500 Y 060 A006500 Y 060 B006500 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B007300 N 056 007300 Y 057 007300 N 058 A007300 N 059 007300 Y 060 A007300 Y 060 B007300 Y 061 007300 0 062 A007300 Y 062 B007300 0.0 062 C007300 0.0 062 D007300 0.0 062 E007300 0.0 062 F007300 0.0 062 G007300 0.0 062 H007300 0.0 062 I007300 0.0 062 J007300 0.0 062 K007300 0.0 062 L007300 11.1 062 M007300 0.0 062 N007300 0.0 062 O007300 86.8 062 P007300 0.0 062 Q007300 0.0 062 R007300 0.0 063 A007300 0 063 B007300 5.0 064 A007300 Y 064 B007300 N 066 A007300 N 067 007300 N 068 A007300 N 068 B007300 N 069 007300 N 070 A017300 Y 070 A027300 N 070 B017300 Y 070 B027300 N 070 C017300 Y 070 C027300 N 070 D017300 Y 070 D027300 N 070 E017300 Y 070 E027300 N 070 F017300 Y 070 F027300 N 070 G017300 Y 070 G027300 N 070 H017300 Y 070 H027300 N PAGE 63 070 I017300 Y 070 I027300 N 070 J017300 Y 070 J027300 N 070 K017300 Y 070 K027300 Y 070 L017300 Y 070 L027300 N 070 M017300 Y 070 M027300 N 070 N017300 Y 070 N027300 N 070 O017300 Y 070 O027300 N 070 P017300 Y 070 P027300 N 070 Q017300 N 070 Q027300 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068 A007400 N 068 B007400 Y 069 007400 N 070 A017400 Y 070 A027400 N 070 B017400 Y 070 B027400 N 070 C017400 Y 070 C027400 N 070 D017400 Y 070 D027400 N 070 E017400 Y 070 E027400 N 070 F017400 Y 070 F027400 Y 070 G017400 Y 070 G027400 N 070 H017400 Y 070 H027400 N 070 I017400 Y 070 I027400 N 070 J017400 Y 070 J027400 Y 070 K017400 Y 070 K027400 N 070 L017400 Y 070 L027400 Y 070 M017400 Y 070 M027400 Y 070 N017400 Y 070 N027400 N 070 O017400 Y 070 O027400 Y 070 P017400 Y 070 P027400 N 070 Q017400 N 070 Q027400 N 070 R017400 Y 070 R027400 N PAGE 68 071 A007400 25176 071 B007400 54013 071 C007400 63978 071 D007400 39 072 A007400 12 072 B007400 1 072 C007400 1467 072 D007400 0 072 E007400 0 072 F007400 0 072 G007400 54 072 H007400 0 072 I007400 3 072 J007400 44 072 K007400 0 072 L007400 12 072 M007400 26 072 N007400 18 072 O007400 0 072 P007400 2 072 Q007400 0 072 R007400 136 072 S007400 10 072 T007400 0 072 U007400 0 072 V007400 0 072 W007400 10 072 X007400 315 072 Y007400 312 072 Z007400 1465 072AA007400 8852 072BB007400 0 072CC017400 5871 072CC027400 0 072DD017400 2258 072DD027400 0 072EE007400 0 073 A017400 0.3670 073 A027400 0.0000 073 B007400 0.0000 073 C007400 0.0000 074 A007400 1129 074 B007400 0 074 C007400 0 074 D007400 0 074 E007400 0 074 F007400 60634 074 G007400 0 074 H007400 0 074 I007400 0 074 J007400 36 PAGE 69 074 K007400 42 074 L007400 449 074 M007400 0 074 N007400 62290 074 O007400 0 074 P007400 11 074 Q007400 0 074 R017400 0 074 R027400 0 074 R037400 0 074 R047400 75 074 S007400 0 074 T007400 62204 074 U017400 4368 074 U027400 0 074 V017400 14.24 074 V027400 0 074 W007400 0.0000 074 X007400 7 074 Y007400 0 075 A007400 0 075 B007400 66448 076 007400 0.00 024 007500 Y 025 A007501 BANC OF AMERICA SECURITIES LLC 025 B007501 56-2058405 025 C007501 E 025 D007501 38795 025 A007502 BANC OF AMERICA SECURITIES LLC 025 B007502 56-2058405 025 C007502 D 025 D007502 215025 025 A007503 BARCLAYS CAPITAL, INC. 025 B007503 13-4942190 025 C007503 E 025 D007503 13655 025 A007504 BARCLAYS CAPITAL, INC. 025 B007504 13-4942190 025 C007504 D 025 D007504 47830 025 A007505 BNP PARIBAS 025 B007505 13-3235334 025 C007505 E 025 D007505 20683 025 A007506 CITIGROUP GLOBAL MARKETS, INC. 025 B007506 11-2418067 025 C007506 D 025 D007506 89085 025 A007507 CREDIT SUISSE FIRST BOSTON LLC 025 B007507 13-2853402 025 C007507 D PAGE 70 025 D007507 33074 025 A007508 DEUTSCHE BANK AG 025 B007508 13-2730828 025 C007508 D 025 D007508 204 025 A007509 GOLDMAN SACHS & CO. 025 B007509 13-5108880 025 C007509 E 025 D007509 6968 025 A007510 GOLDMAN SACHS & CO. 025 B007510 13-5108880 025 C007510 D 025 D007510 118103 025 A007511 HSBC SECURITIES, INC. 025 B007511 13-2650272 025 C007511 E 025 D007511 69212 025 A007512 HSBC SECURITIES, INC. 025 B007512 13-2650272 025 C007512 D 025 D007512 19359 025 A007513 MORGAN STANLEY & CO., INC. 025 B007513 13-2655998 025 C007513 E 025 D007513 62509 025 A007514 MORGAN STANLEY & CO., INC. 025 B007514 13-2655998 025 C007514 D 025 D007514 112742 025 A007515 SOCIETE GENERALE S.A. 025 B007515 00-0000000 025 C007515 E 025 D007515 14095 025 A007516 SOCIETE GENERALE S.A. 025 B007516 00-0000000 025 C007516 D 025 D007516 19876 025 A007517 UBS AG 025 B007517 13-3873456 025 C007517 E 025 D007517 11864 025 A007518 UBS AG 025 B007518 13-3873456 025 C007518 D 025 D007518 19181 028 A017500 231880 028 A027500 40167 028 A037500 0 028 A047500 249490 028 B017500 247027 028 B027500 42450 PAGE 71 028 B037500 0 028 B047500 298218 028 C017500 230802 028 C027500 24712 028 C037500 0 028 C047500 237389 028 D017500 233240 028 D027500 37004 028 D037500 0 028 D047500 267161 028 E017500 192200 028 E027500 30633 028 E037500 0 028 E047500 191462 028 F017500 400642 028 F027500 25421 028 F037500 0 028 F047500 389360 028 G017500 1535791 028 G027500 200387 028 G037500 0 028 G047500 1633080 028 H007500 471809 029 007500 Y 030 A007500 7435 030 B007500 2.50 030 C007500 0.00 031 A007500 933 031 B007500 0 032 007500 6502 033 007500 0 034 007500 Y 035 007500 10 036 A007500 N 036 B007500 0 037 007500 N 038 007500 0 039 007500 N 040 007500 Y 041 007500 Y 042 A007500 0 042 B007500 0 042 C007500 0 042 D007500 0 042 E007500 0 042 F007500 0 042 G007500 0 042 H007500 0 043 007500 45216 044 007500 0 045 007500 Y PAGE 72 046 007500 N 047 007500 Y 048 007500 0.45 048 A017500 0 048 A027500 0.000 048 B017500 0 048 B027500 0.000 048 C017500 0 048 C027500 0.000 048 D017500 0 048 D027500 0.000 048 E017500 0 048 E027500 0.000 048 F017500 0 048 F027500 0.000 048 G017500 0 048 G027500 0.000 048 H017500 0 048 H027500 0.000 048 I017500 0 048 I027500 0.000 048 J017500 0 048 J027500 0.000 048 K017500 0 048 K027500 0.000 049 007500 N 050 007500 N 051 007500 N 052 007500 N 053 A007500 Y 053 B007500 Y 053 C007500 N 055 A007500 N 055 B007500 N 056 007500 Y 057 007500 N 058 A007500 N 059 007500 Y 060 A007500 Y 060 B007500 Y 061 007500 1000 062 A007500 N 062 B007500 0.0 062 C007500 0.0 062 D007500 0.0 062 E007500 0.0 062 F007500 0.0 062 G007500 0.0 062 H007500 0.0 062 I007500 0.0 062 J007500 0.0 PAGE 73 062 K007500 0.0 062 L007500 0.0 062 M007500 0.0 062 N007500 0.0 062 O007500 0.0 062 P007500 0.0 062 Q007500 0.0 062 R007500 0.0 066 A007500 Y 066 B007500 N 066 C007500 N 066 D007500 N 066 E007500 N 066 F007500 Y 066 G007500 N 067 007500 Y 068 A007500 N 068 B007500 N 069 007500 N 070 A017500 Y 070 A027500 N 070 B017500 Y 070 B027500 N 070 C017500 Y 070 C027500 N 070 D017500 Y 070 D027500 N 070 E017500 Y 070 E027500 Y 070 F017500 Y 070 F027500 Y 070 G017500 Y 070 G027500 N 070 H017500 Y 070 H027500 N 070 I017500 N 070 I027500 N 070 J017500 Y 070 J027500 Y 070 K017500 Y 070 K027500 Y 070 L017500 Y 070 L027500 Y 070 M017500 Y 070 M027500 Y 070 N017500 Y 070 N027500 N 070 O017500 Y 070 O027500 N 070 P017500 Y 070 P027500 N PAGE 74 070 Q017500 N 070 Q027500 N 070 R017500 Y 070 R027500 N 071 A007500 6274445 071 B007500 6472117 071 C007500 11994561 071 D007500 52 072 A007500 12 072 B007500 397244 072 C007500 189977 072 D007500 0 072 E007500 0 072 F007500 55397 072 G007500 10054 072 H007500 0 072 I007500 3026 072 J007500 1452 072 K007500 0 072 L007500 980 072 M007500 54 072 N007500 250 072 O007500 0 072 P007500 9 072 Q007500 0 072 R007500 209 072 S007500 148 072 T007500 45216 072 U007500 0 072 V007500 0 072 W007500 30997 072 X007500 147792 072 Y007500 37541 072 Z007500 476970 072AA007500 135510 072BB007500 0 072CC017500 661971 072CC027500 0 072DD017500 186131 072DD027500 300677 072EE007500 0 073 A017500 0.0000 073 A027500 0.0000 073 B007500 0.0000 073 C007500 0.0000 074 A007500 85228 074 B007500 0 074 C007500 18800 074 D007500 6616979 074 E007500 192195 074 F007500 5580813 PAGE 75 074 G007500 0 074 H007500 0 074 I007500 240100 074 J007500 13865 074 K007500 0 074 L007500 111310 074 M007500 1010 074 N007500 12860300 074 O007500 44565 074 P007500 9294 074 Q007500 0 074 R017500 0 074 R027500 0 074 R037500 0 074 R047500 16705 074 S007500 0 074 T007500 12789736 074 U017500 435402 074 U027500 769979 074 V017500 0.00 074 V027500 0.00 074 W007500 0.0000 074 X007500 6932 074 Y007500 1010 075 A007500 0 075 B007500 12318078 076 007500 0.00 024 008500 N 028 A018500 11474 028 A028500 0 028 A038500 0 028 A048500 4212 028 B018500 6809 028 B028500 0 028 B038500 0 028 B048500 9796 028 C018500 5314 028 C028500 0 028 C038500 0 028 C048500 92168 028 D018500 4230 028 D028500 0 028 D038500 0 028 D048500 30145 028 E018500 16609 028 E028500 0 028 E038500 0 028 E048500 98931 028 F018500 47501 028 F028500 0 028 F038500 0 PAGE 76 028 F048500 8032 028 G018500 91937 028 G028500 0 028 G038500 0 028 G048500 243284 028 H008500 28471 029 008500 Y 030 A008500 22 030 B008500 5.25 030 C008500 0.00 031 A008500 2 031 B008500 0 032 008500 20 033 008500 0 034 008500 N 035 008500 0 036 B008500 0 037 008500 N 038 008500 0 039 008500 N 040 008500 Y 041 008500 Y 042 A008500 0 042 B008500 0 042 C008500 0 042 D008500 0 042 E008500 0 042 F008500 0 042 G008500 0 042 H008500 0 043 008500 406 044 008500 0 045 008500 Y 046 008500 N 047 008500 Y 048 008500 0.85 048 A018500 0 048 A028500 0.000 048 B018500 0 048 B028500 0.000 048 C018500 0 048 C028500 0.000 048 D018500 0 048 D028500 0.000 048 E018500 0 048 E028500 0.000 048 F018500 0 048 F028500 0.000 048 G018500 0 048 G028500 0.000 048 H018500 0 PAGE 77 048 H028500 0.000 048 I018500 0 048 I028500 0.000 048 J018500 0 048 J028500 0.000 048 K018500 0 048 K028500 0.000 049 008500 N 050 008500 N 051 008500 N 052 008500 N 053 A008500 Y 053 B008500 Y 053 C008500 N 055 A008500 Y 055 B008500 Y 056 008500 Y 057 008500 N 058 A008500 N 059 008500 Y 060 A008500 Y 060 B008500 Y 061 008500 0 062 A008500 N 062 B008500 0.0 062 C008500 0.0 062 D008500 0.0 062 E008500 0.0 062 F008500 0.0 062 G008500 0.0 062 H008500 0.0 062 I008500 0.0 062 J008500 0.0 062 K008500 0.0 062 L008500 0.0 062 M008500 0.0 062 N008500 0.0 062 O008500 0.0 062 P008500 0.0 062 Q008500 0.0 062 R008500 0.0 066 A008500 Y 066 B008500 N 066 C008500 N 066 D008500 Y 066 E008500 N 066 F008500 N 066 G008500 N 067 008500 N 068 A008500 N 068 B008500 Y PAGE 78 069 008500 N 070 A018500 Y 070 A028500 N 070 B018500 Y 070 B028500 N 070 C018500 Y 070 C028500 N 070 D018500 Y 070 D028500 N 070 E018500 Y 070 E028500 N 070 F018500 Y 070 F028500 Y 070 G018500 Y 070 G028500 N 070 H018500 Y 070 H028500 N 070 I018500 Y 070 I028500 N 070 J018500 Y 070 J028500 Y 070 K018500 Y 070 K028500 Y 070 L018500 Y 070 L028500 Y 070 M018500 Y 070 M028500 Y 070 N018500 Y 070 N028500 N 070 O018500 Y 070 O028500 Y 070 P018500 Y 070 P028500 N 070 Q018500 N 070 Q028500 N 070 R018500 Y 070 R028500 N 071 A008500 1143659 071 B008500 1383206 071 C008500 1856479 071 D008500 62 072 A008500 12 072 B008500 21 072 C008500 58224 072 D008500 0 072 E008500 0 072 F008500 16093 072 G008500 1546 072 H008500 0 072 I008500 89 072 J008500 1634 PAGE 79 072 K008500 0 072 L008500 63 072 M008500 31 072 N008500 73 072 O008500 0 072 P008500 20 072 Q008500 0 072 R008500 156 072 S008500 22 072 T008500 406 072 U008500 0 072 V008500 0 072 W008500 586 072 X008500 20719 072 Y008500 3716 072 Z008500 41242 072AA008500 158485 072BB008500 0 072CC018500 303356 072CC028500 0 072DD018500 24949 072DD028500 2646 072EE008500 0 073 A018500 0.0000 073 A028500 0.0000 073 B008500 0.0000 073 C008500 0.0000 074 A008500 4897 074 B008500 0 074 C008500 0 074 D008500 0 074 E008500 0 074 F008500 1952430 074 G008500 0 074 H008500 0 074 I008500 84272 074 J008500 3120 074 K008500 0 074 L008500 3324 074 M008500 1463 074 N008500 2049506 074 O008500 8026 074 P008500 1741 074 Q008500 0 074 R018500 0 074 R028500 0 074 R038500 0 074 R048500 2044 074 S008500 0 074 T008500 2037695 074 U018500 120396 PAGE 80 074 U028500 16705 074 V018500 0.00 074 V028500 0.00 074 W008500 0.0000 074 X008500 799 074 Y008500 1463 075 A008500 0 075 B008500 1895392 076 008500 0.00 SIGNATURE Laura M. Del Prato TITLE Treasurer and Principal Financial Officer EX-99.77B ACCT LTTR 2 ex99-77b.htm

Exhibit 77(b)

 

Report of Independent Registered Public Accounting Firm

 

To the Board of Trustees and Shareholders of JPMorgan Trust I

 

 

In planning and performing our audits of the financial statements of the funds listed in Appendix I of JPMorgan Trust I (hereafter referred to as the “Trust”) as of and for the year ended October 31, 2017, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Trust’s internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Trust’s internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Trust’s internal control over financial reporting.

 

The management of the Trust is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund’s internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and trustees of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund’s assets that could have a material effect on the financial statements.

 

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.

 

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Trust's annual or interim financial statements will not be prevented or detected on a timely basis.

 

Our consideration of the Trust’s internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Trust’s internal control over financial reporting and its operation, including controls over safeguarding securities that we consider to be material weaknesses as defined above as of October 31, 2017.

 

This report is intended solely for the information and use of management and the Board of Trustees of JPMorgan Trust I and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

 

 

/s/PricewaterhouseCoopers LLP

 

New York, New York

December 22, 2017

 

 

 
 

 

Appendix I

 

JPMorgan Emerging Economies Fund

JPMorgan Emerging Markets Equity Fund

JPMorgan Global Allocation Fund

JPMorgan Global Research Enhanced Index Fund

JPMorgan Global Unconstrained Equity Fund

JPMorgan Income Builder Fund

JPMorgan International Equity Fund

JPMorgan International Equity Income Fund

JPMorgan International Unconstrained Equity Fund

JPMorgan International Value Fund

JPMorgan Intrepid International Fund

JPMorgan Tax Aware Equity Fund

JPMorgan Tax Aware Real Return Fund

JPMorgan Research Market Neutral Fund

JPMorgan Opportunistic Equity Long/Short Fund

JPMorgan Intrepid European Fund

JPMorgan International Value SMA Fund

JPMorgan Tax Aware Real Return SMA Fund

JPMorgan Emerging Markets Strategic Debt Fund

JPMorgan Commodities Strategy Fund

JPMorgan Systematic Alpha Fund

 

 EX-99.77O RULE 10F-3 3 ex99-77o.htm

Exhibit 77(o)

 

JPMorgan Funds - JPMorgan Trust I

Rule 10f-3 Transactions

For the period from May 1, 2017 to October 31, 2017

 

The following securities were purchased pursuant to Rule 10f-3 and all requirements of the Rule 10f-3 Procedures of the Funds:

 

Fund JPMorgan Global Allocation Fund
Account Number 270907
Trade Date 6/7/2017
Issuer Athene Holdings Ltd. - Class A
CUSIP/ Sedol G0684D10
Shares 2,978
Offering Price $49.000
Spread $0.01
Cost $145,922
Dealer Executing Trade Goldman Sachs and Co New York
% of Offering* 1.60%
Syndicate Goldman Sachs, Barclays Capital Energy Inc, Wells Fargo Securities LLC, Morgan Stanley & Co LLC, Citigroup Global Markets Inc, Jp Morgan Securities LLC, RBC Capital Markets, Deutsche Bank Securities Inc, Credit Suisse, Bank of America Merrill Lynch, BMO Capital Markets Corp, Evercore ISI, Sandler O'Neill & Partners, UBS Investment Bank/US, SunTrust Robinson Humphrey Inc, and Keefe Bruyette & Woods.
   
Fund JPMorgan Global Allocation Fund
Account Number 712869
Trade Date 6/13/2017
Issuer Renesas Electronics Corp.
CUSIP/ Sedol 6635677
Shares 93,900
Offering Price $825 JPY
Spread $0.01
Cost $77,467,500 JPY
Dealer Executing Trade Daiwa Securities Co. Ltd.
% of Offering* 0.57%
Syndicate DAIWA, JPM, ML, MITSUBISHI, MIZUHO, MS, NOMURA
   
Fund JPMorgan International Opportunities Fund
Account Number 71432
Trade Date 6/13/2017
Issuer Renesas Electronics Corp.
CUSIP/ Sedol 6635677
Shares 1,000,600
Offering Price $825 JPY
Spread $0.01
Cost $825,495,000 JPY
Dealer Executing Trade Daiwa Securities Co. Ltd.
% of Offering* 0.57%
Syndicate DAIWA, JPM, ML, MITSUBISHI, MIZUHO, MS, NOMURA
   
Fund JPMorgan International Unconstrained Equity Fund
Account Number 86354
Trade Date 6/13/2017
Issuer Renesas Electronics Corp.
CUSIP/ Sedol 6635677
Shares 139,800
Offering Price $825 JPY
Spread $0.01
Cost $115,335,000 JPY
Dealer Executing Trade Daiwa Securities Co. Ltd.
% of Offering* 0.57%
Syndicate DAIWA, JPM, ML, MITSUBISHI, MIZUHO, MS, NOMURA
   
Fund JPMorgan International Value Fund
Account Number 71435
Trade Date 6/13/2017
Issuer Renesas Electronics Corp.
CUSIP/ Sedol 6635677
Shares 301,000
Offering Price $825 JPY
Spread $0.01
Cost $248,325,000 JPY
Dealer Executing Trade Daiwa Securities Co. Ltd.
% of Offering* 0.57%
Syndicate DAIWA, JPM, ML, MITSUBISHI, MIZUHO, MS, NOMURA
   
Fund JPMorgan International Value SMA Fund
Account Number 71402
Trade Date 6/13/2017
Issuer Renesas Electronics Corp.
CUSIP/ Sedol 6635677
Shares 79,300
Offering Price $825 JPY
Spread $0.01
Cost $65,422,500 JPY
Dealer Executing Trade Daiwa Securities Co. Ltd.
% of Offering* 0.57%
Syndicate DAIWA, JPM, ML, MITSUBISHI, MIZUHO, MS, NOMURA
   
Fund JPMorgan Income Builder Fund
Trade Date 8/1/2017
Issuer Nippon Prologis Reit Inc.
CUSIP/ Sedol JP3047550003
Shares 407
Offering Price $2,064.610
Spread $67.72
Cost $840,295
Dealer Executing Trade Morgan Stanley and Co LLC
% of Offering* 0.01%
Syndicate GS, JPM, MITSUBISHI, MS, NOMURA, SMBC NIKKO
   
Fund JPMorgan International Equity Income Fund
Account Number 71285
Trade Date 10/25/2017
Issuer BAWAG Group AG IPO 144A
CUSIP/ Sedol AT0000BAWAG2
Shares 28,638
Offering Price $48.000
Spread $0.71
Cost $1,374,624
Dealer Executing Trade Credit Suisse AG London Branch
% of Offering* 0.13%
Syndicate MS, GS JPM, CS, CITI, UBS, BARC, BAML, COMMERZBANK, RAIFFSEIN
   
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 5/1/2017
Issuer USG Corp (USG 4.875% June 1, 2027 144A)
CUSIP/ Sedol 903293BE7
Bonds 131,000
Offering Price $100.000
Spread 1.25%
Cost $131,000
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering* 2.56%
Syndicate BAML,CITI,GS,JPM,USB,WFC
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 5/1/2017
Issuer USG Corp (USG 4.875% June 1, 2027 144A)
CUSIP/ Sedol 903293BE7
Bonds 1,080,000
Offering Price $100.000
Spread 1.25%
Cost $1,080,000
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering* 2.56%
Syndicate BAML,CITI,GS,JPM,USB,WFC
   
Fund JPMorgan Global Allocation Fund
Account Number 270909
Trade Date 5/2/2017
Issuer The Sherwin -Williams Company (SHW 4.50% June 1, 2047)
CUSIP/ Sedol 824348AX4
Bonds 160,000
Offering Price $99.313
Spread 0.88%
Cost $158,901
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 1.06%
Syndicate CITI,HSBCL,JPM,KEYBCM,MS,PNCFIN,RBCCM,SUN,USB,WFC
   
Fund JPMorgan Income Builder Fund
Account Number 251189
Trade Date 5/2/2017
Issuer The Sherwin -Williams Company (SHW 4.50% June 1, 2047)
CUSIP/ Sedol 824348AX4
Bonds 2,050,000
Offering Price $99.313
Spread 0.88%
Cost $2,035,917
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 1.06%
Syndicate CITI,HSBCL,JPM,KEYBCM,MS,PNCFIN,RBCCM,SUN,USB,WFC
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 5/3/2017
Issuer 1011778 B.C. Unlimited Liability Company and New Red Finance Inc. (BCULC 4.25% May 15, 2024 144A)
CUSIP/ Sedol 68245XAC3
Bonds 406,000
Offering Price $100.000
Spread 0.56%
Cost $406,000
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering* 2.47%
Syndicate BAML,JPM,MS,RBCCM,WFC
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 5/3/2017
Issuer 1011778 B.C. Unlimited Liability Company and New Red Finance Inc. (BCULC 4.25% May 15, 2024 144A)
CUSIP/ Sedol 68245XAC3
Bonds 3,293,000
Offering Price $100.000
Spread 0.56%
Cost $3,293,000
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering* 2.47%
Syndicate BAML,JPM,MS,RBCCM,WFC
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 5/9/2017
Issuer CHS/Community Health Systems Inc. (CYH 6.25% March 31, 2023)
CUSIP/ Sedol 12543DAY6
Bonds 122,000
Offering Price $101.750
Spread 1.57%
Cost $124,135
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 2.26%
Syndicate BAML,BBVA,CACIB,CITI,CS,DB,FIFTHI,GS,JPM,MS,RBCCM,REGFIN,SCOTIA,SUN,UBS,WFC
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 5/9/2017
Issuer CHS/Community Health Systems Inc. (CYH 6.25% March 31, 2023)
CUSIP/ Sedol 12543DAY6
Bonds 990,000
Offering Price $101.750
Spread 1.57%
Cost $1,007,325
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 2.26%
Syndicate BAML,BBVA,CACIB,CITI,CS,DB,FIFTHI,GS,JPM,MS,RBCCM,REGFIN,SCOTIA,SUN,UBS,WFC
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 5/9/2017
Issuer The Chemours Company (CC 5.375% May 15, 2027)
CUSIP/ Sedol 163851AE8
Bonds 114,000
Offering Price $99.051
Spread 1.00%
Cost $112,918
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 2.06%
Syndicate BARCS,CITI,CS,HSBCL,JPM,MIZUHO,RBCCM,TDSECS
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 5/9/2017
Issuer The Chemours Company (CC 5.375% May 15, 2027)
CUSIP/ Sedol 163851AE8
Bonds 931,000
Offering Price $99.051
Spread 1.00%
Cost $922,165
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 2.06%
Syndicate BARCS,CITI,CS,HSBCL,JPM,MIZUHO,RBCCM,TDSECS
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 5/9/2017
Issuer FMG Resources AUG 2006 (FMGAU 4.75% May 15, 2022 144A)
CUSIP/ Sedol 30251GAU1
Bonds 158,000
Offering Price $100.000
Spread 1.00%
Cost $158,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 2.13%
Syndicate CS,DB,JPM,MS
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 5/9/2017
Issuer FMG Resources AUG 2006 (FMGAU 4.75% May 15, 2022 144A)
CUSIP/ Sedol 30251GAU1
Bonds 1,285,000
Offering Price $100.000
Spread 1.00%
Cost $1,285,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 2.13%
Syndicate CS,DB,JPM,MS
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 5/9/2017
Issuer FMG Resources AUG 2006 (FMGAU 5.125% May 15, 2024 144A)
CUSIP/ Sedol 30251GAW7
Bonds 170,000
Offering Price $100.000
Spread 1.00%
Cost $170,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 2.20%
Syndicate CS,DB,JPM,MS
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 5/9/2017
Issuer FMG Resources AUG 2006 (FMGAU 5.125% May 15, 2024 144A)
CUSIP/ Sedol 30251GAW7
Bonds 1,389,000
Offering Price $100.000
Spread 1.00%
Cost $1,389,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 2.20%
Syndicate CS,DB,JPM,MS
   
Fund JPMorgan Income Builder Fund
Account Number 251183
Trade Date 5/10/2017
Issuer CDK Global, Inc. (CDK 4.875% June 1, 2027 144A)
CUSIP/ Sedol 12508EAE1
Bonds 875,000
Offering Price $100.000
Spread 1.25%
Cost $875,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 1.46%
Syndicate BAML,JPM,MS,MUFG,USB,WFC
   
Fund JPMorgan Income Builder Fund
Account Number 251183
Trade Date 5/15/2017
Issuer Cheniere Corpus Christi Holdings, LLC (CHCOCH 5.125% June 30, 2027 144A)
CUSIP/ Sedol 16412XAE5
Bonds 2,195,000
Offering Price $100.000
Spread 0.84%
Cost $2,195,000
Dealer Executing Trade RBC Capital Markets LLC
% of Offering* 1.46%
Syndicate ABN, BAML, BBVA, BNPP, CACIB, CBA, CIT, CS, GS, HSBCL, ING, JPM, LLOYDS, LOOPCM, MIZUHO, MS, MUFG, RBCCM, RJA, SCOTIA, SG, SMFGRP, STAN
   
Fund JPMorgan Emerging Markets Strategic Debt Fund
Account Number 862623
Trade Date 5/16/2017
Issuer The Republic of Senegal (SENEGL 6.25% May 23, 2033 144A)
CUSIP/ Sedol 81720TAC9
Bonds 310,000
Offering Price $102.750
Spread 0.05%
Cost $318,525
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 0.53%
Syndicate CITI, JPM, NATIXIS, SOCGEN, STANDARD CHARTERED
   
Fund JPMorgan Emerging Markets Strategic Debt Fund
Account Number 862625
Trade Date 5/16/2017
Issuer The Republic of Senegal (SENEGL 6.25% May 23, 2033 144A)
CUSIP/ Sedol 81720TAC9
Bonds 550,000
Offering Price $102.750
Spread 0.05%
Cost $565,125
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 0.53%
Syndicate CITI, JPM, NATIXIS, SOCGEN, STANDARD CHARTERED
   
Fund JPMorgan Tax Aware Real Return Fund
Account Number 173174
Trade Date 5/17/2017
Issuer Los Angeles Unified School District 2017 General Obligation Refunding Bonds, Series A (5% July 01, 2026)
CUSIP/ Sedol 5446465P3
Bonds 4,850,000
Offering Price $123.250
Spread 0.10%
Cost $5,977,771
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 1.94%
Syndicate Morgan Stanley / J.P. Morgan / Bofa Merrill Lynch / Goldman Sachs & Co. LLC / Blaylock Van, LLC / Cabrera Capital Markets, LLC / Fidelity Capital Markets / Raymond James & Associates, Inc.
   
Fund JPMorgan Tax Aware Real Return Fund
Account Number 173174
Trade Date 5/17/2017
Issuer Los Angeles Unified School District 2017 General Obligation Refunding Bonds, Series A (5% July 01, 2027)
CUSIP/ Sedol 5446465Q1
Bonds 2,350,000
Offering Price $124.410
Spread 0.10%
Cost $2,923,682
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 0.93%
Syndicate Morgan Stanley / J.P. Morgan / Bofa Merrill Lynch / Goldman Sachs & Co. LLC / Blaylock Van, LLC / Cabrera Capital Markets, LLC / Fidelity Capital Markets / Raymond James & Associates, Inc.
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 5/19/2017
Issuer Callon Petroleum Company (CPE 6.125% October 1, 2024 144A)
CUSIP/ Sedol 13123XAU6
Bonds 200,000
Offering Price $104.125
Spread 1.60%
Cost $208,250
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 5.50%
Syndicate BAML,BARCS,CITI,JPM,RBCCM
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 5/19/2017
Issuer Callon Petroleum Company (CPE 6.125% October 1, 2024 144A)
CUSIP/ Sedol 13123XAU6
Bonds 1,600,000
Offering Price $104.125
Spread 1.60%
Cost $1,666,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 5.50%
Syndicate BAML,BARCS,CITI,JPM,RBCCM
   
Fund JPMorgan Global Allocation Fund
Account Number 270909
Trade Date 5/22/2017
Issuer Becton, Dickinson and Company (BDX 4.669% June 6, 2047)
CUSIP/ Sedol 075887BX6
Bonds 345,000
Offering Price $100.000
Spread 0.88%
Cost $345,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 0.90%
Syndicate BARCS,BNPP,BNYM,CITI,ING,JPM,LOOPCM,MS,MUFG,SCOTIA,STAN,USB,WFC,WILLCP
   
Fund JPMorgan Income Builder Fund
Account Number 251189
Trade Date 5/22/2017
Issuer Becton, Dickinson and Company (BDX 4.669% June 6, 2047)
CUSIP/ Sedol 075887BX6
Bonds 4,260,000
Offering Price $100.000
Spread 0.88%
Cost $4,260,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 0.90%
Syndicate BARCS,BNPP,BNYM,CITI,ING,JPM,LOOPCM,MS,MUFG,SCOTIA,STAN,USB,WFC,WILLCP
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 5/22/2017
Issuer Chesapeake Energy Corporation (CHK 8.00% June 15, 2027 144A)
CUSIP/ Sedol 165167CV7
Bonds 236,000
Offering Price $100.000
Spread 1.00%
Cost $236,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 4.89%
Syndicate CACIB,CITI,JPM
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 5/22/2017
Issuer Chesapeake Energy Corporation (CHK 8.00% June 15, 2027 144A)
CUSIP/ Sedol 165167CV7
Bonds 1,760,000
Offering Price $100.000
Spread 1.00%
Cost $1,760,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 4.89%
Syndicate CACIB,CITI,JPM
   
Fund JPMorgan Income Builder Fund
Account Number 251183
Trade Date 5/22/2017
Issuer Chesapeake Energy Corporation (CHK 8.00% June 15, 2027 144A)
CUSIP/ Sedol 165167CV7
Bonds 1,775,000
Offering Price $100.000
Spread 1.00%
Cost $1,775,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 4.89%
Syndicate CACIB,CITI,JPM
   
Fund JPMorgan Income Builder Fund
Account Number 251189
Trade Date 5/22/2017
Issuer Enel Finance International NV (ENELIM 4.75% May 25, 2047 144A)
CUSIP/ Sedol 29278GAC2
Bonds 3,605,000
Offering Price $99.841
Spread 0.88%
Cost $3,599,268
Dealer Executing Trade Goldman Sachs & Co New York
% of Offering* 2.70%
Syndicate BAML,BARCS,BNPP,CITI,CS,GS,HSBCL,JPM,MS,SG
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 5/22/2017
Issuer Molina Healthcare Inc. (MOH 4.875% June 15, 2025 144A)
CUSIP/ Sedol 60855RAH3
Bonds 150,000
Offering Price $100.000
Spread 1.00%
Cost $150,000
Dealer Executing Trade Suntrust Bank
% of Offering* 5.31%
Syndicate BAML,BARCS,JPM,MS,SUN,WFC
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 5/22/2017
Issuer Molina Healthcare Inc. (MOH 4.875% June 15, 2025 144A)
CUSIP/ Sedol 60855RAH3
Bonds 1,131,000
Offering Price $100.000
Spread 1.00%
Cost $1,131,000
Dealer Executing Trade Suntrust Bank
% of Offering* 5.31%
Syndicate BAML,BARCS,JPM,MS,SUN,WFC
   
Fund JPMorgan Global Allocation Fund
Account Number 270909
Trade Date 5/23/2017
Issuer Tyson Foods Inc (TSN 4.55% June 2, 2047)
CUSIP/ Sedol 902494BD4
Bonds 415,000
Offering Price $99.416
Spread 0.88%
Cost $412,576
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 1.22%
Syndicate BAML,BARCS,CACIB,GS,JPM,MIZUHO,MS,MUFG,RBCCM,USB,WFC
   
Fund JPMorgan Income Builder Fund
Account Number 251189
Trade Date 5/23/2017
Issuer Tyson Foods Inc (TSN 4.55% June 2, 2047)
CUSIP/ Sedol 902494BD4
Bonds 4,880,000
Offering Price $99.416
Spread 0.88%
Cost $4,851,501
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 1.22%
Syndicate BAML,BARCS,CACIB,GS,JPM,MIZUHO,MS,MUFG,RBCCM,USB,WFC
   
Fund JPMorgan Tax Aware Real Return Fund
Account Number 173174
Trade Date 5/24/2017
Issuer Hudson Yards Infrastructure Corporation Second Indenture Revenue Bonds Fiscal 20117 Series A (5% February 15, 2032)
CUSIP/ Sedol 44420RAT7
Bonds 2,000,000
Offering Price $119.150
Spread 0.45%
Cost $2,382,920
Dealer Executing Trade Goldman Sachs & Co New York
% of Offering* 0.37%
Syndicate Goldman Sachs & Co. LLC / Ramirez & Co., Inc. / J.P. Morgan / Loop Capital Markets / Bofa Merrill Lynch / Barclays / Citigroup / Jefferies / Raymond James / RBC Capital Markets / Siebert Cisneros Shank & Co., L.L.C. / Wells Fargo Securities / Academy Securities, Inc. / Balylock Van, LLC / BNY Mellon Capital Markets, LLC / Cabrera Capital Markets / Drexel Hamilton, LLC / Fidelity capital Markets / FTN Financial Capital Markets / Hilltop Securities Inc. / Janney Montgomery Scott / Mesirow Financial, Inc / Mischler Financial Group / Morgan Stanley / Oppenheimer & Co. / PNC Capital Markets LLC / Rice Financial Products Company / Roosevelt & Cross Incorporated / Stern Brothers & Co. / Stifel, Nicolaus & Company, Incorporated / TD Securities / U.S. Bancorp Investments, Inc. / The Williams Capital Group, L.P.
   
Fund JPMorgan Tax Aware Real Return Fund
Account Number 173174
Trade Date 5/24/2017
Issuer Hudson Yards Infrastructure Corporation Second Indenture Revenue Bonds Fiscal 20117 Series A (5% February 15, 2033)
CUSIP/ Sedol 44420RAV2
Bonds 1,500,000
Offering Price $118.490
Spread 0.45%
Cost $1,777,350
Dealer Executing Trade Goldman Sachs & Co New York
% of Offering* 0.33%
Syndicate Goldman Sachs & Co. LLC / Ramirez & Co., Inc. / J.P. Morgan / Loop Capital Markets / Bofa Merrill Lynch / Barclays / Citigroup / Jefferies / Raymond James / RBC Capital Markets / Siebert Cisneros Shank & Co., L.L.C. / Wells Fargo Securities / Academy Securities, Inc. / Balylock Van, LLC / BNY Mellon Capital Markets, LLC / Cabrera Capital Markets / Drexel Hamilton, LLC / Fidelity capital Markets / FTN Financial Capital Markets / Hilltop Securities Inc. / Janney Montgomery Scott / Mesirow Financial, Inc / Mischler Financial Group / Morgan Stanley / Oppenheimer & Co. / PNC Capital Markets LLC / Rice Financial Products Company / Roosevelt & Cross Incorporated / Stern Brothers & Co. / Stifel, Nicolaus & Company, Incorporated / TD Securities / U.S. Bancorp Investments, Inc. / The Williams Capital Group, L.P.
   
Fund JPMorgan Global Allocation Fund
Account Number 270909
Trade Date 6/5/2017
Issuer Dr Pepper Snapple Group (DPS 4.50% November 15, 2045 144A)
CUSIP/ Sedol 26138EBA6
Bonds 362,000
Offering Price $104.969
Spread 0.88%
Cost $379,988
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering* 3.08%
Syndicate CITI,CS,HSBCL,ING,JPM,RBI,REGION,SG,UNICRD
   
Fund JPMorgan Income Builder Fund
Account Number 251189
Trade Date 6/5/2017
Issuer Dr Pepper Snapple Group (DPS 4.50% November 15, 2045 144A)
CUSIP/ Sedol 26138EBA6
Bonds 2,738,000
Offering Price $104.969
Spread 0.88%
Cost $2,874,051
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering* 3.08%
Syndicate CITI,CS,HSBCL,ING,JPM,RBI,REGION,SG,UNICRD
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 6/5/2017
Issuer Nokia Corp (NOKIA 3.375% June 12, 2022)
CUSIP/ Sedol 654902AD7
Bonds 15,000
Offering Price $99.499
Spread 0.40%
Cost $14,925
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 1.41%
Syndicate BMO,COWEN,JPM,MS,PJC,STIFEL,SUN,WBC,WFC
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 6/5/2017
Issuer Nokia Corp (NOKIA 3.375% June 12, 2022)
CUSIP/ Sedol 654902AD7
Bonds 335,000
Offering Price $99.499
Spread 0.40%
Cost $333,322
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 1.41%
Syndicate BMO,COWEN,JPM,MS,PJC,STIFEL,SUN,WBC,WFC
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 6/5/2017
Issuer Nokia Corp (NOKIA 4.375% June 12, 2027)
CUSIP/ Sedol 654902AE5
Bonds 15,000
Offering Price $99.591
Spread 0.50%
Cost $14,939
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 1.43%
Syndicate BKCOMM,BNPP,BOC,CMB,GS,ICBKC,JPM,STAN
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 6/5/2017
Issuer Nokia Corp (NOKIA 4.375% June 12, 2027)
CUSIP/ Sedol 654902AE5
Bonds 335,000
Offering Price $99.591
Spread 0.50%
Cost $333,630
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 1.43%
Syndicate BKCOMM,BNPP,BOC,CMB,GS,ICBKC,JPM,STAN
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 6/7/2017
Issuer Intelsat Jackson Holdings S.A. (INTEL 9.75% July 15, 2025 144A)
CUSIP/ Sedol 45824TAY1
Bonds 147,000
Offering Price $100.000
Spread 1.00%
Cost $147,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 3.89%
Syndicate JPM, MS, GS, CS, Guggenheim
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 6/7/2017
Issuer Intelsat Jackson Holdings S.A. (INTEL 9.75% July 15, 2025 144A)
CUSIP/ Sedol 45824TAY1
Bonds 1,285,000
Offering Price $100.000
Spread 1.00%
Cost $1,285,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 3.89%
Syndicate JPM, MS, GS, CS, Guggenheim
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 6/8/2017
Issuer HCA Inc (HCA 5.50% June 15, 2047)
CUSIP/ Sedol 404119BV0
Bonds 435,000
Offering Price $100.000
Spread 1.00%
Cost $435,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 2.76%
Syndicate AGRIBK, BAML, BOC, CCB, CITI, DBS, GS, HSBCL, ICBKC, JPM, MIZUHO, MS, SG, STAN, UBS
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 6/8/2017
Issuer HCA Inc (HCA 5.50% June 15, 2047)
CUSIP/ Sedol 404119BV0
Bonds 3,230,000
Offering Price $100.000
Spread 1.00%
Cost $3,230,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 2.76%
Syndicate AGRIBK, BAML, BOC, CCB, CITI, DBS, GS, HSBCL, ICBKC, JPM, MIZUHO, MS, SG, STAN, UBS
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 6/12/2017
Issuer KFC Holding Co., Pizza Hut Holdings, LLC, Taco Bell of America, LLC (YUM 4.75% June 1, 2027 144A)
CUSIP/ Sedol 48250NAC9
Bonds 220,000
Offering Price $100.000
Spread 1.00%
Cost $220,000
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering* 3.69%
Syndicate JPM, GS, WELLS, CITI, MS, BOA, BARC, FIFTH THIRD, MUFG, ICBC, ING, RABO, SCOTIA, WILLIAMS CAP
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 6/12/2017
Issuer KFC Holding Co., Pizza Hut Holdings, LLC, Taco Bell of America, LLC (YUM 4.75% June 1, 2027 144A)
CUSIP/ Sedol 48250NAC9
Bonds 1,925,000
Offering Price $100.000
Spread 1.00%
Cost $1,925,000
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering* 3.69%
Syndicate JPM, GS, WELLS, CITI, MS, BOA, BARC, FIFTH THIRD, MUFG, ICBC, ING, RABO, SCOTIA, WILLIAMS CAP
   
Fund JPMorgan Global Allocation Fund
Account Number 270909
Trade Date 6/12/2017
Issuer Masco Corporation (MAS 4.50% May 15, 2047)
CUSIP/ Sedol 574599BM7
Bonds 140,000
Offering Price $99.645
Spread 0.88%
Cost $139,503
Dealer Executing Trade RBC Capital Markets LLC
% of Offering* 3.71%
Syndicate JPM, CITI, DB, RBC CAP, SUNTRUST
   
Fund JPMorgan Income Builder Fund
Account Number 251189
Trade Date 6/12/2017
Issuer Masco Corporation (MAS 4.50% May 15, 2047)
CUSIP/ Sedol 574599BM7
Bonds 1,625,000
Offering Price $99.645
Spread 0.88%
Cost $1,619,231
Dealer Executing Trade RBC Capital Markets LLC
% of Offering* 3.71%
Syndicate JPM, CITI, DB, RBC CAP, SUNTRUST
   
Fund JPMorgan Emerging Markets Strategic Debt Fund
Account Number 862623
Trade Date 6/12/2017
Issuer Petroleos del Peru-PetroPeru S.A. (PETRPE 4.75% June 19, 2032 144A)
CUSIP/ Sedol 716564AA7
Bonds 330,000
Offering Price $100.000
Spread 0.25%
Cost $330,000
Dealer Executing Trade HSBC Securities (USA) Inc.
% of Offering* 1.17%
Syndicate BB&T, BNPP, CAPFIN, CITI, DB, FIFTHI, JPM, KEYBCM, MIZUHO, MUFG, PNCFIN, REGFIN, TDSECS, USB, WFC
   
Fund JPMorgan Emerging Markets Strategic Debt Fund
Account Number 862625
Trade Date 6/12/2017
Issuer Petroleos del Peru-PetroPeru S.A. (PETRPE 4.75% June 19, 2032 144A)
CUSIP/ Sedol 716564AA7
Bonds 600,000
Offering Price $100.000
Spread 0.25%
Cost $600,000
Dealer Executing Trade HSBC Securities (USA) Inc.
% of Offering* 1.17%
Syndicate BB&T, BNPP, CAPFIN, CITI, DB, FIFTHI, JPM, KEYBCM, MIZUHO, MUFG, PNCFIN, REGFIN, TDSECS, USB, WFC
   
Fund JPMorgan Emerging Markets Strategic Debt Fund
Account Number 862623
Trade Date 6/12/2017
Issuer Petroleos del Peru-PetroPeru S.A. (PETRPE 5.625% June 19, 2047 144A)
CUSIP/ Sedol 716564AB5
Bonds 400,000
Offering Price $100.000
Spread 0.25%
Cost $400,000
Dealer Executing Trade HSBC Securities (USA) Inc.
% of Offering* 1.03%
Syndicate GS,JPM
   
Fund JPMorgan Emerging Markets Strategic Debt Fund
Account Number 862625
Trade Date 6/12/2017
Issuer Petroleos del Peru-PetroPeru S.A. (PETRPE 5.625% June 19, 2047 144A)
CUSIP/ Sedol 716564AB5
Bonds 720,000
Offering Price $100.000
Spread 0.25%
Cost $720,000
Dealer Executing Trade HSBC Securities (USA) Inc.
% of Offering* 1.03%
Syndicate GS,JPM
   
Fund JPMorgan Income Builder Fund
Account Number 251182
Trade Date 6/12/2017
Issuer Petroleos del Peru-PetroPeru S.A. (PETRPE 5.625% June 19, 2047 144A)
CUSIP/ Sedol 716564AB5
Bonds 200,000
Offering Price $100.000
Spread 0.25%
Cost $200,000
Dealer Executing Trade HSBC Securities (USA) Inc.
% of Offering* 1.03%
Syndicate GS,JPM
   
Fund JPMorgan Emerging Markets Strategic Debt Fund
Account Number 862625
Trade Date 6/13/2017
Issuer Republic of Chile (CHILE 3.86% June 21, 2047)
CUSIP/ Sedol 168863CE6
Bonds 760,000
Offering Price $99.841
Spread 0.65%
Cost $758,792
Dealer Executing Trade HSBC Securities (USA) Inc.
% of Offering* 2.36%
Syndicate CITI, GS, HSBC, JPM
   
Fund JPMorgan Global Allocation Fund
Account Number 270909
Trade Date 6/15/2017
Issuer Brighthouse Financial Inc (BHF 4.70% June 22, 2047 144A)
CUSIP/ Sedol 10922NAD5
Bonds 385,000
Offering Price $99.316
Spread 0.88%
Cost $382,367
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering* 1.17%
Syndicate BNPP,CS,GS,JPM,SG
   
Fund JPMorgan Income Builder Fund
Account Number 251189
Trade Date 6/15/2017
Issuer Brighthouse Financial Inc (BHF 4.70% June 22, 2047 144A)
CUSIP/ Sedol 10922NAD5
Bonds 4,520,000
Offering Price $99.316
Spread 0.88%
Cost $4,489,083
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering* 1.17%
Syndicate BNPP,CS,GS,JPM,SG
   
Fund JPMorgan Global Allocation Fund
Account Number 270909
Trade Date 6/19/2017
Issuer FirstEnergy Corp Series B (FE 4.85% July 15, 2047)
CUSIP/ Sedol 337932AJ6
Bonds 235,000
Offering Price $99.369
Spread 0.88%
Cost $233,517
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 1.64%
Syndicate ICBKC,JPM,KEYBCM,MIZUHO,PNCFIN,SUN
   
Fund JPMorgan Income Builder Fund
Account Number 251189
Trade Date 6/19/2017
Issuer FirstEnergy Corp Series B (FE 4.85% July 15, 2047)
CUSIP/ Sedol 337932AJ6
Bonds 2,750,000
Offering Price $99.369
Spread 0.88%
Cost $2,732,648
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 1.64%
Syndicate ICBKC,JPM,KEYBCM,MIZUHO,PNCFIN,SUN
   
Fund JPMorgan Global Allocation Fund
Account Number 270909
Trade Date 6/21/2017
Issuer Owens Corning (OC 4.30% July 15, 2047)
CUSIP/ Sedol 690742AG6
Bonds 580,000
Offering Price $99.064
Spread 0.88%
Cost $574,571
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 5.34%
Syndicate BAML,BB&T,DNBK,JPM,PNCFIN,STEPH,UMBFIN
   
Fund JPMorgan Income Builder Fund
Account Number 251189
Trade Date 6/21/2017
Issuer Owens Corning (OC 4.30% July 15, 2047)
CUSIP/ Sedol 690742AG6
Bonds 6,810,000
Offering Price $99.064
Spread 0.88%
Cost $6,746,258
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 5.34%
Syndicate BAML,BB&T,DNBK,JPM,PNCFIN,STEPH,UMBFIN
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 6/26/2017
Issuer Sirius XM Radio Inc (SIRI 5.00% August 1, 2027 144A)
CUSIP/ Sedol 82967NBA5
Bonds 150,000
Offering Price $100.000
Spread 1.13%
Cost $150,000
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 1.47%
Syndicate BARCS,CITI,GS,JPM,MS,WFC
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 6/26/2017
Issuer Sirius XM Radio Inc (SIRI 5.00% August 1, 2027 144A)
CUSIP/ Sedol 82967NBA5
Bonds 1,280,000
Offering Price $100.000
Spread 1.13%
Cost $1,280,000
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 1.47%
Syndicate BARCS,CITI,GS,JPM,MS,WFC
   
Fund JPMorgan Emerging Markets Strategic Debt Fund
Account Number 862623
Trade Date 6/29/2017
Issuer Provincia de Cordoba (PDCAR 1.25% August 1, 2027 144A)
CUSIP/ Sedol 74408DAE4
Bonds 670,000
Offering Price $99.991
Spread 0.30%
Cost $669,940
Dealer Executing Trade HSBC Securities (USA) Inc.
% of Offering* 2.16%
Syndicate HSBC, JPM
   
Fund JPMorgan Emerging Markets Strategic Debt Fund
Account Number 862625
Trade Date 6/29/2017
Issuer Provincia de Cordoba (PDCAR 1.25% August 1, 2027 144A)
CUSIP/ Sedol 74408DAE4
Bonds 1,200,000
Offering Price $99.991
Spread 0.30%
Cost $1,199,892
Dealer Executing Trade HSBC Securities (USA) Inc.
% of Offering* 2.16%
Syndicate HSBC, JPM
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 6/29/2017
Issuer Venator Finance S.a.r.l. (VNTR 5.75% July 15, 2025 144A)
CUSIP/ Sedol 9226APAA3
Bonds 110,000
Offering Price $100.000
Spread 1.00%
Cost $110,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 5.83%
Syndicate ANZ,BOC,CICC,HSBCL,JPM,UBS
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 6/29/2017
Issuer Venator Finance S.a.r.l. (VNTR 5.75% July 15, 2025 144A)
CUSIP/ Sedol 9226APAA3
Bonds 948,000
Offering Price $100.000
Spread 1.00%
Cost $948,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 5.83%
Syndicate ANZ,BOC,CICC,HSBCL,JPM,UBS
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 6/29/2017
Issuer Verisign Inc (VRSN 4.75% July 15, 2027 144A)
CUSIP/ Sedol 92343EAJ1
Bonds 40,000
Offering Price $100.000
Spread 1.00%
Cost $40,000
Dealer Executing Trade US Bancorp Investment Inc
% of Offering* 3.13%
Syndicate BAML,BARCS,CITI,JPM,MIZUHO,MS,MUFG
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 6/29/2017
Issuer Verisign Inc (VRSN 4.75% July 15, 2027 144A)
CUSIP/ Sedol 92343EAJ1
Bonds 360,000
Offering Price $100.000
Spread 1.00%
Cost $360,000
Dealer Executing Trade US Bancorp Investment Inc
% of Offering* 3.13%
Syndicate BAML,BARCS,CITI,JPM,MIZUHO,MS,MUFG
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 6/29/2017
Issuer Zayo Group LLC and Zayo Capital, Inc. (ZAYOGR 5.75% January 15, 2027 144A)
CUSIP/ Sedol 989194AP0
Bonds 140,000
Offering Price $104.250
Spread 0.70%
Cost $145,950
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 5.74%
Syndicate JPM, MS, BARC, GS, RBC CAP, CITI, SUNTRUST
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 6/29/2017
Issuer Zayo Group LLC and Zayo Capital, Inc. (ZAYOGR 5.75% January 15, 2027 144A)
CUSIP/ Sedol 989194AP0
Bonds 1,197,000
Offering Price $104.250
Spread 0.70%
Cost $1,247,873
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 5.74%
Syndicate JPM, MS, BARC, GS, RBC CAP, CITI, SUNTRUST
   
Fund JPMorgan Emerging Markets Strategic Debt Fund
Account Number 862623
Trade Date 7/11/2017
Issuer Petroleos Mexicanos (PEMEX 6.50% March 13, 2027 144A)
CUSIP/ Sedol 71656LBS9
Bonds 130,000
Offering Price $105.487
Spread 0.17%
Cost $137,133
Dealer Executing Trade HSBC Securities (USA) Inc
% of Offering* 0.87%
Syndicate BBVA,HSBCL,JPM,SANT
   
Fund JPMorgan Emerging Markets Strategic Debt Fund
Account Number 862625
Trade Date 7/11/2017
Issuer Petroleos Mexicanos (PEMEX 6.50% March 13, 2027 144A)
CUSIP/ Sedol 71656LBS9
Bonds 1,130,000
Offering Price $105.487
Spread 0.17%
Cost $1,192,003
Dealer Executing Trade HSBC Securities (USA) Inc
% of Offering* 0.87%
Syndicate BBVA,HSBCL,JPM,SANT
   
Fund JPMorgan Income Builder Fund
Account Number 251182
Trade Date 7/11/2017
Issuer Petroleos Mexicanos (PEMEX 6.50% March 13, 2027 144A)
CUSIP/ Sedol 71656LBS9
Bonds 340,000
Offering Price $105.487
Spread 0.17%
Cost $358,656
Dealer Executing Trade HSBC Securities (USA) Inc
% of Offering* 0.87%
Syndicate BBVA,HSBCL,JPM,SANT
   
Fund JPMorgan Emerging Markets Strategic Debt Fund
Account Number 862623
Trade Date 7/11/2017
Issuer Petroleos Mexicanos (PEMEX 6.75% September 21, 2047 144A)
CUSIP/ Sedol 71656LBT7
Bonds 1,170,000
Offering Price $98.094
Spread 0.19%
Cost $1,147,700
Dealer Executing Trade HSBC Securities (USA) Inc
% of Offering* 0.67%
Syndicate BBVA,HSBCL,JPM,SANT
   
Fund JPMorgan Emerging Markets Strategic Debt Fund
Account Number 862625
Trade Date 7/11/2017
Issuer Petroleos Mexicanos (PEMEX 6.75% September 21, 2047 144A)
CUSIP/ Sedol 71656LBT7
Bonds 1,600,000
Offering Price $98.094
Spread 0.19%
Cost $1,569,504
Dealer Executing Trade HSBC Securities (USA) Inc
% of Offering* 0.67%
Syndicate BBVA,HSBCL,JPM,SANT
   
Fund JPMorgan Income Builder Fund
Account Number 251182
Trade Date 7/11/2017
Issuer Petroleos Mexicanos (PEMEX 6.75% September 21, 2047 144A)
CUSIP/ Sedol 71656LBT7
Bonds 490,000
Offering Price $98.094
Spread 0.19%
Cost $480,661
Dealer Executing Trade HSBC Securities (USA) Inc
% of Offering* 0.67%
Syndicate BBVA,HSBCL,JPM,SANT
   
Fund JPMorgan Global Allocation Fund
Account Number  
Trade Date 7/14/2017
Issuer Hema Bondco II BV 8.5 15 Jan 2023
CUSIP/ Sedol XS1647645248
Bonds 666,000
Offering Price $114.700
Spread 0.50%
Cost $763,902
Dealer Executing Trade Credit Suisse AG
% of Offering* 0.44%
Syndicate ABN AMRO, CS, ING, JPM, NATWEST
   
Fund JPMorgan Emerging Markets Strategic Debt Fund
Account Number 862624
Trade Date 7/17/2017
Issuer Greenko Dutch B.V. (GKOLN 5.50% July 17, 2024 144A)
CUSIP/ Sedol US39530LAB62
Bonds 490,000
Offering Price $100.000
Spread 0.63%
Cost $490,000
Dealer Executing Trade Deutsche Bank AG London
% of Offering* 0.35%
Syndicate BARC, DB, INESTEC, JPM, MS
   
Fund JPMorgan Emerging Markets Strategic Debt Fund
Account Number 862624
Trade Date 7/18/2017
Issuer YPF Sociedad Anonima (YPFDAR 6.95% July 21, 2027 144A)
CUSIP/ Sedol 984245AQ3
Bonds 540,000
Offering Price $100.000
Spread 0.50%
Cost $540,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 0.55%
Syndicate CS,JPM
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 7/19/2017
Issuer AMC Networks Inc (AMCX 4.75% August 1, 2025)
CUSIP/ Sedol 00164VAE3
Bonds 203,000
Offering Price $100.000
Spread 1.75%
Cost $203,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 2.36%
Syndicate BAML,BARCS,BNP,CITI,FIFTHI,GS,JPM,MS,SCOTIA,SUN,USB,WFC
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 7/19/2017
Issuer AMC Networks Inc (AMCX 4.75% August 1, 2025)
CUSIP/ Sedol 00164VAE3
Bonds 831,000
Offering Price $100.000
Spread 1.75%
Cost $831,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 2.36%
Syndicate BAML,BARCS,BNP,CITI,FIFTHI,GS,JPM,MS,SCOTIA,SUN,USB,WFC
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 7/19/2017
Issuer CD&R Waterworks Merger Sub LLC (HDSUMA 6.125% August 15, 2025 144A)
CUSIP/ Sedol 14987KAA1
Bonds 105,000
Offering Price $100.000
Spread 2.25%
Cost $105,000
Dealer Executing Trade B ofA Merrill Lynch
% of Offering* 4.01%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,NATIX,NOMURA,RBCCM
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 7/19/2017
Issuer CD&R Waterworks Merger Sub LLC (HDSUMA 6.125% August 15, 2025 144A)
CUSIP/ Sedol 14987KAA1
Bonds 864,000
Offering Price $100.000
Spread 2.25%
Cost $864,000
Dealer Executing Trade B ofA Merrill Lynch
% of Offering* 4.01%
Syndicate BAML,BARCS,CITI,CS,DB,GS,JPM,NATIX,NOMURA,RBCCM
   
Fund JPMorgan Emerging Markets Strategic Debt Fund
Account Number 862624
Trade Date 7/19/2017
Issuer JSL Europe (JSLGBZ 7.75% July 26, 2024 144A)
CUSIP/ Sedol 46590PAB9
Bonds 2,610,000
Offering Price $99.337
Spread 0.80%
Cost $2,592,696
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 1.86%
Syndicate BCOBRA,BRADSC,BTG,JPM,MS,SANT,XPSECS
   
Fund JPMorgan Global Allocation Fund
Account Number 270909
Trade Date 7/24/2017
Issuer Cox Communications Inc (COXENT 4.60% August 15, 2047 144A)
CUSIP/ Sedol 224044CK1
Bonds 335,000
Offering Price $99.386
Spread 0.88%
Cost $332,943
Dealer Executing Trade RBC Capital Markets LLC
% of Offering* 2.09%
Syndicate BARCS,CITI,DB,JPM,MIZUHO,MUFG,RBCCM,STIFEL,WFC
   
Fund JPMorgan Income Builder Fund
Account Number 251189
Trade Date 7/24/2017
Issuer Cox Communications Inc (COXENT 4.60% August 15, 2047 144A)
CUSIP/ Sedol 224044CK1
Bonds 3,940,000
Offering Price $99.386
Spread 0.88%
Cost $3,915,808
Dealer Executing Trade RBC Capital Markets LLC
% of Offering* 2.09%
Syndicate BARCS,CITI,DB,JPM,MIZUHO,MUFG,RBCCM,STIFEL,WFC
   
Fund JPMorgan Global Allocation Fund
Account Number 270909
Trade Date 7/27/2017
Issuer AT&T Inc (T 5.30% February 14, 2058)
CUSIP/ Sedol 00206REQ1
Bonds 440,000
Offering Price $99.766
Spread 0.80%
Cost $438,970
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering* 0.54%
Syndicate ACADSE, APTOPT, BAML, BBVA, BLAVAN, CASOAK, CLKING, CS, DB, DRXHAM, GS, JPM, MFR, MISCH, MIZUHO, MUFG, RBCCM, SAMRCO, SANT, SIEBRT, TDSECS, WFC, WILLCP
   
Fund JPMorgan Income Builder Fund
Account Number 251189
Trade Date 7/27/2017
Issuer AT&T Inc (T 5.30% February 14, 2058)
CUSIP/ Sedol 00206REQ1
Bonds 5,175,000
Offering Price $99.766
Spread 0.80%
Cost $5,162,891
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering* 0.54%
Syndicate ACADSE, APTOPT, BAML, BBVA, BLAVAN, CASOAK, CLKING, CS, DB, DRXHAM, GS, JPM, MFR, MISCH, MIZUHO, MUFG, RBCCM, SAMRCO, SANT, SIEBRT, TDSECS, WFC, WILLCP
   
Fund JPMorgan Emerging Markets Strategic Debt Fund
Account Number 862624
Trade Date 7/27/2017
Issuer Azure Power Energy LTD (5.625% July 27, 2022 144A)
CUSIP/ Sedol US05502JAA88
Bonds 1,949,000
Offering Price $99.973
Spread 1.05%
Cost $1,948,474
Dealer Executing Trade HSBC Bank PLC London
% of Offering* 0.90%
Syndicate BARC, CS, DB, HSBC, JPM, SOCGEN
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 7/28/2017
Issuer United Rentals North America Inc. (URI 4.875% January 15, 2028)
CUSIP/ Sedol 911365BG8
Bonds 210,000
Offering Price $100.000
Spread 1.25%
Cost $210,000
Dealer Executing Trade B ofA Merrill Lynch
% of Offering* 9.60%
Syndicate BAML,BARCS,BMO,CITI,DB,JPM,MS,MUFG,PNCFIN,SCOTIA,SUN,TDSECS,WFC
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 7/28/2017
Issuer United Rentals North America Inc. (URI 4.875% January 15, 2028)
CUSIP/ Sedol 911365BG8
Bonds 2,330,000
Offering Price $100.000
Spread 1.25%
Cost $2,330,000
Dealer Executing Trade B ofA Merrill Lynch
% of Offering* 9.60%
Syndicate BAML,BARCS,BMO,CITI,DB,JPM,MS,MUFG,PNCFIN,SCOTIA,SUN,TDSECS,WFC
   
Fund JPMorgan Income Builder Fund
Account Number 251183
Trade Date 7/28/2017
Issuer United Rentals North America Inc. (URI 4.875% January 15, 2028)
CUSIP/ Sedol 911365BG8
Bonds 4,230,000
Offering Price $100.000
Spread 1.25%
Cost $4,230,000
Dealer Executing Trade B ofA Merrill Lynch
% of Offering* 9.60%
Syndicate BAML,BARCS,BMO,CITI,DB,JPM,MS,MUFG,PNCFIN,SCOTIA,SUN,TDSECS,WFC
   
Fund JPMorgan Emerging Markets Strategic Debt Fund
Account Number 862624
Trade Date 7/31/2017
Issuer Banco General SA (BANCOG 4.125% August 7, 2027 144A)
CUSIP/ Sedol 059597AE4
Bonds 1,290,000
Offering Price $99.063
Spread 0.40%
Cost $1,277,913
Dealer Executing Trade B ofA Merrill Lynch
% of Offering* 1.00%
Syndicate BAML,JPM
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 7/31/2017
Issuer M/I Homes Inc (MHO 5.625% August 1, 2025 144A)
CUSIP/ Sedol 55305BAN1
Bonds 74,000
Offering Price $100.000
Spread 1.38%
Cost $74,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 2.52%
Syndicate CITI,FIFTHI,JPM,PNCFIN,USB,WFC
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 7/31/2017
Issuer M/I Homes Inc (MHO 5.625% August 1, 2025 144A)
CUSIP/ Sedol 55305BAN1
Bonds 582,000
Offering Price $100.000
Spread 1.38%
Cost $582,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 2.52%
Syndicate CITI,FIFTHI,JPM,PNCFIN,USB,WFC
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 8/1/2017
Issuer Diamond Offshore Drilling (DO 7.875% August 15, 2025)
CUSIP/ Sedol 25271CAP7
Bonds 120,000
Offering Price $99.272
Spread 1.25%
Cost $119,126
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 2.53%
Syndicate BARCS,CITI,HSBCL,JPM,MUFG,SUN,WFC
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 8/1/2017
Issuer Diamond Offshore Drilling (DO 7.875% August 15, 2025)
CUSIP/ Sedol 25271CAP7
Bonds 950,000
Offering Price $99.272
Spread 1.25%
Cost $943,084
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 2.53%
Syndicate BARCS,CITI,HSBCL,JPM,MUFG,SUN,WFC
   
Fund JPMorgan Global Allocation Fund
Account Number 270909
Trade Date 8/1/2017
Issuer Kimco Realty Corp (KIM 4.45% September 1, 2047)
CUSIP/ Sedol 49446RAT6
Bonds 375,000
Offering Price $99.259
Spread 0.88%
Cost $372,221
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering* 4.48%
Syndicate CITI, ML, RBC CAP, TD SEC, UBS, US BANC, WELLS, REGIONS SEC, SCOTIA CAP, BARC, BB&T, BNY, CIBC, DB, JPM
   
Fund JPMorgan Income Builder Fund
Account Number 251189
Trade Date 8/1/2017
Issuer Kimco Realty Corp (KIM 4.45% September 1, 2047)
CUSIP/ Sedol 49446RAT6
Bonds 4,425,000
Offering Price $99.259
Spread 0.88%
Cost $4,392,211
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering* 4.48%
Syndicate CITI, ML, RBC CAP, TD SEC, UBS, US BANC, WELLS, REGIONS SEC, SCOTIA CAP, BARC, BB&T, BNY, CIBC, DB, JPM
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 8/2/2017
Issuer Ashtead Capital Inc. (AHTLN 4.125% August 15, 2025 144A)
CUSIP/ Sedol 045054AD5
Bonds 505,000
Offering Price $100.000
Spread 1.25%
Cost $505,000
Dealer Executing Trade B ofA Merrill Lynch
% of Offering* 1.05%
Syndicate BAML,BARCS,CITI,DB,HSBCL,JPM,LLOYDS,MUFG,NWM,SANT,STAN,WFC
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 8/2/2017
Issuer Ashtead Capital Inc. (AHTLN 4.375% August 15, 2027 144A)
CUSIP/ Sedol 045054AF0
Bonds 523,000
Offering Price $100.000
Spread 1.25%
Cost $523,000
Dealer Executing Trade B ofA Merrill Lynch
% of Offering* 1.08%
Syndicate BAML,BARCS,CITI,DB,HSBCL,JPM,LLOYDS,MUFG,NWM,SANT,STAN,WFC
   
Fund JPMorgan Tax Aware Real Return Bond
Account Number 173174
Trade Date 8/2/2017
Issuer Bay Area Toll Authority San Francisco Bay Area Subordinated Toll Bridge Revenue Bonds 2017 Series S-7 (4% April 1, 2033)
CUSIP/ Sedol 072024VH2
Bonds 1,250,000
Offering Price $106.142
Spread 0.35%
Cost $1,326,775
Dealer Executing Trade Merrill Lynch, Pierce, Fenner And Smith
% of Offering* 0.13%
Syndicate Bofa Merrill Lynch / Citigroup / Goldman Sachs / J.P. Morgan
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 8/2/2017
Issuer Sirius XM Radio Inc (SIRI 5.00% August 1, 2027 144A)
CUSIP/ Sedol 82967NBA5
Bonds 42,000
Offering Price $101.000
Spread 1.13%
Cost $42,420
Dealer Executing Trade US Bancorp Investment Inc.
% of Offering* 3.93%
Syndicate BAML, BARCS, BMO, BNP, CACIB, CITI, DB, GS, JPM, MIZUHO, MS, RBCCM, SCOTIA, SUN, USB, WFC
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 8/2/2017
Issuer Sirius XM Radio Inc (SIRI 5.00% August 1, 2027 144A)
CUSIP/ Sedol 82967NBA5
Bonds 326,000
Offering Price $101.000
Spread 1.13%
Cost $329,260
Dealer Executing Trade US Bancorp Investment Inc.
% of Offering* 3.93%
Syndicate BAML, BARCS, BMO, BNP, CACIB, CITI, DB, GS, JPM, MIZUHO, MS, RBCCM, SCOTIA, SUN, USB, WFC
   
Fund JPMorgan Income Builder Fund
Account Number 251183
Trade Date 8/2/2017
Issuer Sirius XM Radio Inc (SIRI 5.00% August 1, 2027 144A)
CUSIP/ Sedol 82967NBA5
Bonds 555,000
Offering Price $101.000
Spread 1.13%
Cost $560,550
Dealer Executing Trade B ofA Merrill Lynch
% of Offering* 3.93%
Syndicate BAML, BARCS, BMO, BNP, CACIB, CITI, DB, GS, JPM, MIZUHO, MS, RBCCM, SCOTIA, SUN, USB, WFC
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 8/3/2017
Issuer Valvoline Inc (VVV 4.375% August 15, 2025 144A)
CUSIP/ Sedol 92047WAA9
Bonds 77,000
Offering Price $100.000
Spread 1.10%
Cost $77,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 2.52%
Syndicate BAML,CITI,DB,GS,JPM,MS,SCOTIA
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 8/3/2017
Issuer Valvoline Inc (VVV 4.375% August 15, 2025 144A)
CUSIP/ Sedol 92047WAA9
Bonds 608,000
Offering Price $100.000
Spread 1.10%
Cost $608,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 2.52%
Syndicate BAML,CITI,DB,GS,JPM,MS,SCOTIA
   
Fund JPMorgan Emerging Markets Strategic Debt Fund
Account Number 862624
Trade Date 8/3/2017
Issuer Vedanta Resources Plc (VEDLN 6.375% August 3, 2024 144A)
CUSIP/ Sedol 92241TAM4
Bonds 2,270,000
Offering Price $100.000
Spread 0.60%
Cost $2,270,000
Dealer Executing Trade Standard Chartered Securities
% of Offering* 0.44%
Syndicate AXIS,BARCS,CS,DBS,FAB,ICICI,JPM,STAN
   
Fund JPMorgan Income Builder Fund
Account Number 714236
Trade Date 8/7/2017
Issuer Enterprise Products Operating LLC D  (EPD 4.875% August 16, 2077)
CUSIP/ Sedol 29379VBM4
Bonds 10,945,000
Offering Price $100.000
Spread 1.00%
Cost $10,945,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 5.57%
Syndicate BARC, CITI, CS, MIZUHO SEC, MUFG SEC, RBC, SMBC NIKKO, SUNTRUST, US BANC, WELLS, BBVA, DB, DNB, JPM, ML, MS, SCOTIA CAP, SG AMERICAS, TD SEC
   
Fund JPMorgan Income Builder Fund
Account Number 714236
Trade Date 8/7/2017
Issuer Enterprise Products Operating LLC E  (EPD 5.250% August 16, 2077)
CUSIP/ Sedol 29379VBN2
Bonds 11,815,000
Offering Price $100.000
Spread 1.00%
Cost $11,815,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 4.28%
Syndicate BARC, CITI, CS, MIZUHO SEC, MUFG SEC, RBC, SMBC NIKKO, SUNTRUST, US BANC, WELLS, BBVA, DB, DNB, JPM, ML, MS, SCOTIA CAP, SG AMERICAS, TD SEC
   
Fund JPMorgan Income Builder Fund
Account Number 251183
Trade Date 8/8/2017
Issuer Triumph Group Inc (TGI 7.75% August 15, 2025 144A)
CUSIP/ Sedol 896818AM3
Bonds 1,965,000
Offering Price $100.000
Spread 1.40%
Cost $1,965,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 4.43%
Syndicate CITI,JPM
   
Fund JPMorgan Global Allocation Fund
Account Number 270909
Trade Date 8/10/2017
Issuer Thermo Fisher Scientific (TMO 4.10% August 15, 2047)
CUSIP/ Sedol 883556BY9
Bonds 150,000
Offering Price $98.825
Spread 0.88%
Cost $148,238
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering* 0.44%
Syndicate CITI, GS, JPM, ML, BARC, HSBC, MIZUHO, MUFG SEC, BNP, BNY, CS, DB, ING, KEYBANC, LOOP CAP, SCOTIA CAP, SMBC NIKKO, US BANC, WELLS
   
Fund JPMorgan Income Builder Fund
Account Number 251189
Trade Date 8/10/2017
Issuer Thermo Fisher Scientific (TMO 4.10% August 15, 2047)
CUSIP/ Sedol 883556BY9
Bonds 1,760,000
Offering Price $98.825
Spread 0.88%
Cost $1,739,320
Dealer Executing Trade Goldman Sachs and Company New York
% of Offering* 0.44%
Syndicate CITI, GS, JPM, ML, BARC, HSBC, MIZUHO, MUFG SEC, BNP, BNY, CS, DB, ING, KEYBANC, LOOP CAP, SCOTIA CAP, SMBC NIKKO, US BANC, WELLS
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 8/10/2017
Issuer West Street Merger Sub (PRXL 6.375% September 1, 2025 144A)
CUSIP/ Sedol 95616AAA1
Bonds 51,000
Offering Price $100.000
Spread 2.25%
Cost $51,000
Dealer Executing Trade B ofA Merrill Lynch
% of Offering* 0.61%
Syndicate BAML,BARCS,HSBCL,JEFLLC,JPM,MS
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 8/10/2017
Issuer West Street Merger Sub (PRXL 6.375% September 1, 2025 144A)
CUSIP/ Sedol 95616AAA1
Bonds 398,000
Offering Price $100.000
Spread 2.25%
Cost $398,000
Dealer Executing Trade B ofA Merrill Lynch
% of Offering* 0.61%
Syndicate BAML,BARCS,HSBCL,JEFLLC,JPM,MS
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 8/14/2017
Issuer The AES Corporation (AES 5.125% September 1, 2027)
CUSIP/ Sedol 00130HBY0
Bonds 1,795,000
Offering Price $100.000
Spread 1.00%
Cost $1,795,000
Dealer Executing Trade Credit Agricole Securities USA Inc.
% of Offering* 0.96%
Syndicate BNP,CACIB,GS,HSBCL,JPM,KEYBCM,LOOPCM,SAMRCO,SG,SMFGRP
   
Fund JPMorgan Global Allocation Fund
Account Number 270909
Trade Date 8/15/2017
Issuer Amazon.com Inc (AMZN 4.05% August 22, 2047 144A)
CUSIP/ Sedol 023135BG0
Bonds 460,000
Offering Price $99.261
Spread 0.75%
Cost $456,601
Dealer Executing Trade B ofA Merrill Lynch
% of Offering* 0.38%
Syndicate BAML,GS,JPM
   
Fund JPMorgan Income Builder Fund
Account Number 251189
Trade Date 8/15/2017
Issuer Amazon.com Inc (AMZN 4.05% August 22, 2047 144A)
CUSIP/ Sedol 023135BG0
Bonds 4,955,000
Offering Price $99.261
Spread 0.75%
Cost $4,918,383
Dealer Executing Trade B ofA Merrill Lynch
% of Offering* 0.38%
Syndicate BAML,GS,JPM
   
Fund JPMorgan Global Allocation Fund
Account Number 270909
Trade Date 8/15/2017
Issuer Amazon.com Inc (AMZN 4.25% August 22, 2057 144A)
CUSIP/ Sedol 023135BK1
Bonds 755,000
Offering Price $99.182
Spread 0.75%
Cost $748,824
Dealer Executing Trade B ofA Merrill Lynch
% of Offering* 2.05%
Syndicate BAML,GS,JPM
   
Fund JPMorgan Income Builder Fund
Account Number 251189
Trade Date 8/15/2017
Issuer Amazon.com Inc (AMZN 4.25% August 22, 2057 144A)
CUSIP/ Sedol 023135BK1
Bonds 8,140,000
Offering Price $99.182
Spread 0.75%
Cost $8,073,415
Dealer Executing Trade B ofA Merrill Lynch
% of Offering* 2.05%
Syndicate BAML,GS,JPM
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 9/6/2017
Issuer Iron Mountain Inc. (IRM 4.875% September 15, 2027 144A)
CUSIP/ Sedol 46284VAC5
Bonds 119,000
Offering Price $100.000
Spread 1.25%
Cost $119,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 1.66%
Syndicate BARCS,BofAML,CITFIN,GS,JPM,MS,RBCCM,WFC
   
Fund JPMorgan Global Allocation Fund
Account Number 721600
Trade Date 9/6/2017
Issuer Equinix Inc. (EQIX 2.875% October 1, 2025)
CUSIP/ Sedol XS1679781424
Bonds 140,000
Offering Price $100.000
Spread 1.13%
Cost $140,000
Dealer Executing Trade Barclays Capital Securities Limited
% of Offering* 0.04%
Syndicate BARC, ING, JPM, ML, CITI, GS, HSBC, MUFG SEC, RBC, TD SEC, US BANC, WELLS
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 9/6/2017
Issuer Iron Mountain Inc. (IRM 4.875% September 15, 2027 144A)
CUSIP/ Sedol 46284VAC5
Bonds 1,207,000
Offering Price $100.000
Spread 1.25%
Cost $1,207,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 1.66%
Syndicate BARCS,BofAML,CITFIN,GS,JPM,MS,RBCCM,WFC
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 9/7/2017
Issuer LPL Holdings Inc. (LPLA 5.75% September 15, 2025 144A)
CUSIP/ Sedol 50212YAB0
Bonds 80,000
Offering Price $103.000
Spread 0.60%
Cost $82,400
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 2.61%
Syndicate BofAML,CITFIN,CITI,CS,GS,JPM,MS,SUN,WFC
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 9/7/2017
Issuer Station Casinos LLC (STACAS 5.00% October 1, 2025 144A)
CUSIP/ Sedol 857691AF6
Bonds 116,000
Offering Price $100.000
Spread 1.00%
Cost $116,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 2.54%
Syndicate BofAML,CITFIN,CITI,CS,DB,FIFTHI,GS,JPM,MQB,SUN,UBS,WFC
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 9/7/2017
Issuer ViaSat, Inc. (VSAT 5.625% September 15, 2025 144A)
CUSIP/ Sedol 92552VAK6
Bonds 95,000
Offering Price $100.000
Spread 1.00%
Cost $95,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 1.43%
Syndicate BofAML,CS,JPM,MS,SUN
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 9/7/2017
Issuer LPL Holdings Inc. (LPLA 5.75% September 15, 2025 144A)
CUSIP/ Sedol 50212YAB0
Bonds 835,000
Offering Price $103.000
Spread 0.60%
Cost $860,050
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 2.61%
Syndicate BofAML,CITFIN,CITI,CS,GS,JPM,MS,SUN,WFC
   
Fund JPMorgan Income Builder Fund
Account Number 251183
Trade Date 9/7/2017
Issuer MGM Growth Properties Operating Partnership LP and MGP Finance Co-Issuer Inc. (MGMGPO 4.50% January 15, 2028 144A)
CUSIP/ Sedol 55303XAD7
Bonds 555,000
Offering Price $100.000
Spread 1.00%
Cost $555,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 1.62%
Syndicate BARCS,BofAML,CITI,DB,JPM,MS
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 9/7/2017
Issuer Station Casinos LLC (STACAS 5.00% October 1, 2025 144A)
CUSIP/ Sedol 857691AF6
Bonds 1,197,000
Offering Price $100.000
Spread 1.00%
Cost $1,197,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 2.54%
Syndicate BofAML,CITFIN,CITI,CS,DB,FIFTHI,GS,JPM,MQB,SUN,UBS,WFC
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 9/7/2017
Issuer ViaSat, Inc. (VSAT 5.625% September 15, 2025 144A)
CUSIP/ Sedol 92552VAK6
Bonds 835,000
Offering Price $100.000
Spread 1.00%
Cost $835,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 1.43%
Syndicate BofAML,CS,JPM,MS,SUN
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 9/8/2017
Issuer United Rentals North America, Inc. (URI 4.625% October 15, 2025)
CUSIP/ Sedol 911365BH6
Bonds 114,000
Offering Price $100.000
Spread 1.25%
Cost $114,000
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 2.06%
Syndicate BARCS,BMO,BofAML,CITI,DB,JPM,MS,MUFG,PNCFIN,SCOTIA,SUN,TDSECS,WFC
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 9/8/2017
Issuer United Rentals North America, Inc. (URI 4.875% January 15, 2028)
CUSIP/ Sedol 911365BJ2
Bonds 127,000
Offering Price $100.250
Spread 1.25%
Cost $127,318
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 2.29%
Syndicate BARCS,BMO,BofAML,CITI,DB,JPM,MS,MUFG,PNCFIN,SCOTIA,SUN,TDSECS,WFC
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 9/8/2017
Issuer United Rentals North America, Inc. (URI 4.625% October 15, 2025)
CUSIP/ Sedol 911365BH6
Bonds 1,160,000
Offering Price $100.000
Spread 1.25%
Cost $1,160,000
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 2.06%
Syndicate BARCS,BMO,BofAML,CITI,DB,JPM,MS,MUFG,PNCFIN,SCOTIA,SUN,TDSECS,WFC
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 9/8/2017
Issuer United Rentals North America, Inc. (URI 4.875% January 15, 2028)
CUSIP/ Sedol 911365BJ2
Bonds 1,288,000
Offering Price $100.250
Spread 1.25%
Cost $1,291,220
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 2.29%
Syndicate BARCS,BMO,BofAML,CITI,DB,JPM,MS,MUFG,PNCFIN,SCOTIA,SUN,TDSECS,WFC
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 9/11/2017
Issuer Eldorado Resorts Inc. (ERI 6.00% April 1, 2025)
CUSIP/ Sedol 28470RAF9
Bonds 33,000
Offering Price $105.500
Spread 1.00%
Cost $34,815
Dealer Executing Trade US Bancorp Investment Inc.
% of Offering* 0.87%
Syndicate CAPFIN,JPM,KEYBCM,MQB,SUN,USB
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 9/11/2017
Issuer Ladder Capital Finance Holdings LLLP and Ladder Capital Finance Corporation (LADCAP 5.25% October 1, 2025 144A)
CUSIP/ Sedol 505742AG1
Bonds 72,000
Offering Price $100.000
Spread 1.00%
Cost $72,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 2.54%
Syndicate BARCS,BofAML,CITI,DB,GS,JPM,USB,WFC
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 9/11/2017
Issuer Eldorado Resorts Inc. (ERI 6.00% April 1, 2025)
CUSIP/ Sedol 28470RAF9
Bonds 350,000
Offering Price $105.500
Spread 1.00%
Cost $369,250
Dealer Executing Trade US Bancorp Investment Inc.
% of Offering* 0.87%
Syndicate CAPFIN,JPM,KEYBCM,MQB,SUN,USB
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 9/11/2017
Issuer Ladder Capital Finance Holdings LLLP and Ladder Capital Finance Corporation (LADCAP 5.25% October 1, 2025 144A)
CUSIP/ Sedol 505742AG1
Bonds 757,000
Offering Price $100.000
Spread 1.00%
Cost $757,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 2.54%
Syndicate BARCS,BofAML,CITI,DB,GS,JPM,USB,WFC
   
Fund JPMorgan Income Builder Fund
Account Number 251183
Trade Date 9/11/2017
Issuer Southwestern Energy Company (SWN 7.50% April 1, 2026)
CUSIP/ Sedol 845467AM1
Bonds 1,165,000
Offering Price $100.000
Spread 1.25%
Cost $1,165,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 1.86%
Syndicate BofAML,CACIB,CITI,JPM,MIZUHO,MUFG,RBCCM,WFC
   
Fund JPMorgan Income Builder Fund
Account Number 251183
Trade Date 9/11/2017
Issuer Southwestern Energy Company (SWN 7.75% April 1, 2027)
CUSIP/ Sedol 845467AN9
Bonds 1,165,000
Offering Price $100.000
Spread 1.25%
Cost $1,165,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 2.42%
Syndicate BofAML,CACIB,CITI,JPM,MIZUHO,MUFG,RBCCM,WFC
   
Fund JPMorgan Emerging Markets Strategic Debt Fund
Account Number 862624
Trade Date 9/12/2017
Issuer Banistmo S.A. (BISTPP 3.65% September 19, 2022 144A)
CUSIP/ Sedol 06034LAA8
Bonds 1,210,000
Offering Price $99.778
Spread 0.35%
Cost $1,207,314
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 1.41%
Syndicate JPM,MS
   
Fund JPMorgan Emerging Markets Strategic Debt Fund
Account Number 862624
Trade Date 9/12/2017
Issuer San Miguel Industries PET S.A. (SMIPET 4.50% September 18, 2022 144A)
CUSIP/ Sedol 79911PAB2
Bonds 550,000
Offering Price $100.000
Spread 0.65%
Cost $550,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 0.39%
Syndicate BofAML,CITI,JPM
   
Fund JPMorgan Global Allocation Fund
Account Number 724784
Trade Date 9/12/2017
Issuer Banistmo S.A. (BISTPP 3.65% September 19, 2022 144A)
CUSIP/ Sedol 06034LAA8
Bonds 200,000
Offering Price $99.778
Spread 0.35%
Cost $199,556
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 1.41%
Syndicate JPM,MS
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 9/12/2017
Issuer Cheniere Energy Partners (CQP 5.25% October 1, 2025 144A)
CUSIP/ Sedol 16411QAA9
Bonds 98,000
Offering Price $100.000
Spread 0.64%
Cost $98,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 0.90%
Syndicate ABN,BofAML,CS,HSBC,JPM,MIZUHO,MS,MUFG,SG,SMFGRP
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 9/12/2017
Issuer Cheniere Energy Partners (CQP 5.25% October 1, 2025 144A)
CUSIP/ Sedol 16411QAA9
Bonds 1,008,000
Offering Price $100.000
Spread 0.64%
Cost $1,008,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 0.90%
Syndicate ABN,BofAML,CS,HSBC,JPM,MIZUHO,MS,MUFG,SG,SMFGRP
   
Fund JPMorgan Emerging Markets Strategic Debt Fund
Account Number 862623
Trade Date 9/13/2017
Issuer Mexico City Airport Trust (MEXCAT 5.50% July 31, 2047 144A)
CUSIP/ Sedol 59284MAD6
Bonds 500,000
Offering Price $99.398
Spread 0.23%
Cost $496,990
Dealer Executing Trade HSBC Securities (USA) Inc.
% of Offering* 0.77%
Syndicate BBVA,CITI,HSBC,JPM,SANT
   
Fund JPMorgan Emerging Markets Strategic Debt Fund
Account Number 862625
Trade Date 9/13/2017
Issuer Mexico City Airport Trust (MEXCAT 5.50% July 31, 2047 144A)
CUSIP/ Sedol 59284MAD6
Bonds 980,000
Offering Price $99.398
Spread 0.23%
Cost $974,100
Dealer Executing Trade HSBC Securities (USA) Inc.
% of Offering* 0.77%
Syndicate BBVA,CITI,HSBC,JPM,SANT
   
Fund JPMorgan Emerging Markets Strategic Debt Fund
Account Number 862624
Trade Date 9/13/2017
Issuer Wynn Macau Ltd (WYNMAC 4.875% October 1, 2024 144A)
CUSIP/ Sedol 98313RAC0
Bonds 1,861,000
Offering Price $100.000
Spread 0.65%
Cost $1,861,000
Dealer Executing Trade Deutsche Bank AG London
% of Offering* 0.69%
Syndicate BAML, BNP PARIBAS, BOC INTL, DBS BANK, DB, ICBC, SCOTIABANK, SMBC NIKKO, UNITED OVERSEAS BANK, BANCO NACIONAL ULTRAMARINO, BANK OF COMMUNICATIONS, JPM, DB
   
Fund JPMorgan Global Allocation Fund
Account Number 270909
Trade Date 9/13/2017
Issuer Concho Resources Inc. (CXO 4.875% October 1, 2047)
CUSIP/ Sedol 20605PAJ0
Bonds 340,000
Offering Price $99.749
Spread 0.88%
Cost $339,147
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 1.42%
Syndicate BAML, BARC, CITI, JPM
   
Fund JPMorgan Global Allocation Fund
Account Number 724785
Trade Date 9/13/2017
Issuer Mexico City Airport Trust (MEXCAT 5.50% July 31, 2047 144A)
CUSIP/ Sedol 59284MAD6
Bonds 200,000
Offering Price $99.398
Spread 0.23%
Cost $198,796
Dealer Executing Trade HSBC Securities (USA) Inc.
% of Offering* 0.77%
Syndicate BBVA,CITI,HSBC,JPM,SANT
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 9/13/2017
Issuer TriMas Corporation (TRS 4.875% October 15, 2025 144A)
CUSIP/ Sedol 896215AG5
Bonds 99,000
Offering Price $100.000
Spread 1.25%
Cost $99,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 8.25%
Syndicate BofAML,DB,JPM,WFC
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 9/13/2017
Issuer Viking Cruises Ltd (VIKCRU 5.875% September 15, 2027 144A)
CUSIP/ Sedol 92676XAD9
Bonds 37,000
Offering Price $100.000
Spread 1.25%
Cost $37,000
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering* 0.80%
Syndicate BofAML,CS,JPM,WFC
   
Fund JPMorgan Global Allocation Fund
Account Number 724784
Trade Date 9/13/2017
Issuer Wynn Macau Ltd (WYNMAC 4.875% October 1, 2024 144A)
CUSIP/ Sedol 98313RAC0
Bonds 292,000
Offering Price $100.000
Spread 0.65%
Cost $292,000
Dealer Executing Trade Deutsche Bank AG London
% of Offering* 0.69%
Syndicate BAML, BNP PARIBAS, BOC INTL, DBS BANK, DB, ICBC, SCOTIABANK, SMBC NIKKO, UNITED OVERSEAS BANK, BANCO NACIONAL ULTRAMARINO, BANK OF COMMUNICATIONS, JPM, DB
   
Fund JPMorgan Income Builder Fund
Account Number 251189
Trade Date 9/13/2017
Issuer Concho Resources Inc. (CXO 4.875% October 1, 2047)
CUSIP/ Sedol 20605PAJ0
Bonds 3,525,000
Offering Price $99.749
Spread 0.88%
Cost $3,516,152
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 1.42%
Syndicate BAML, BARC, CITI, JPM
   
Fund JPMorgan Income Builder Fund
Account Number 714236
Trade Date 9/13/2017
Issuer General Motors Financial Company (GM FRN December 31, 2099)
CUSIP/ Sedol 37045XCA2
Bonds 13,675,000
Offering Price $100.000
Spread 1.50%
Cost $13,675,000
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 4.34%
Syndicate BAML, MS, RBC, WELLS, CITI, JPM
   
Fund JPMorgan Income Builder Fund
Account Number 251182
Trade Date 9/13/2017
Issuer Mexico City Airport Trust (MEXCAT 5.50% July 31, 2047 144A)
CUSIP/ Sedol 59284MAD6
Bonds 480,000
Offering Price $99.398
Spread 0.23%
Cost $477,110
Dealer Executing Trade HSBC Securities (USA) Inc.
% of Offering* 0.77%
Syndicate BBVA,CITI,HSBC,JPM,SANT
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 9/13/2017
Issuer TriMas Corporation (TRS 4.875% October 15, 2025 144A)
CUSIP/ Sedol 896215AG5
Bonds 1,005,000
Offering Price $100.000
Spread 1.25%
Cost $1,005,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 8.25%
Syndicate BofAML,DB,JPM,WFC
   
Fund JPMorgan Income Builder Fund
Account Number 251183
Trade Date 9/13/2017
Issuer TriMas Corporation (TRS 4.875% October 15, 2025 144A)
CUSIP/ Sedol 896215AG5
Bonds 1,175,000
Offering Price $100.000
Spread 1.25%
Cost $1,175,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 8.25%
Syndicate BofAML,DB,JPM,WFC
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 9/13/2017
Issuer Viking Cruises Ltd (VIKCRU 5.875% September 15, 2027 144A)
CUSIP/ Sedol 92676XAD9
Bonds 382,000
Offering Price $100.000
Spread 1.25%
Cost $382,000
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering* 0.80%
Syndicate BofAML,CS,JPM,WFC
   
Fund JPMorgan Income Builder Fund
Account Number 251183
Trade Date 9/14/2017
Issuer Delphi Jersey Holdings plc (DELJER 5.00% October 1, 2025 144A)
CUSIP/ Sedol 24718PAA5
Bonds 2,315,000
Offering Price $99.500
Spread 1.50%
Cost $2,303,425
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 3.00%
Syndicate BARCS,BNP,BofAML,CITI,DB,GS,JPM,MS,SG,SMFGRP,TDSECS,UNICRD,USB
   
Fund JPMorgan Income Builder Fund
Account Number 714236
Trade Date 9/14/2017
Issuer EnLink Midstream Partners, LP (ENLK FRN December 31, 2099)
CUSIP/ Sedol 29336UAH
Bonds 5,480,000
Offering Price $100.000
Spread 1.25%
Cost $5,480,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 4.34%
Syndicate CITI, CS, JPM, WELLS, BMO CAP, COMERICA, DB, GS, MIZUHO SEC, MUFG SEC, PNC CAP, SUNTRUST
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 9/15/2017
Issuer TTM Technologies Inc. (TTMI 5.625% October 1, 2025 144A)
CUSIP/ Sedol 87305RAH2
Bonds 23,000
Offering Price $100.000
Spread 1.00%
Cost $23,000
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 0.75%
Syndicate BARCS,JPM
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 9/15/2017
Issuer TTM Technologies Inc. (TTMI 5.625% October 1, 2025 144A)
CUSIP/ Sedol 87305RAH2
Bonds 229,000
Offering Price $100.000
Spread 1.00%
Cost $229,000
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 0.75%
Syndicate BARCS,JPM
   
Fund JPMorgan Income Builder Fund
Account Number 251183
Trade Date 9/15/2017
Issuer WildHorse Resource Development Corporation (WRD 6.875% February 1, 2025 144A)
CUSIP/ Sedol 96812TAA0
Bonds 935,000
Offering Price $98.260
Spread 2.25%
Cost $918,731
Dealer Executing Trade Wells Fargo Advisors LLC
% of Offering* 8.72%
Syndicate BARCS,BMO,BofAML,CITI,JPM,WFC
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 9/18/2017
Issuer NextEra Energy Operating Partners, LP (NEP 4.50% September 15, 2027 144A)
CUSIP/ Sedol 65342QAB8
Bonds 96,000
Offering Price $100.000
Spread 1.00%
Cost $96,000
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 2.60%
Syndicate BARCS,BofAML,CS,GS,JPM,MS,MUFG,SCOTIA,UBS,WFC
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 9/18/2017
Issuer NextEra Energy Operating Partners, LP (NEP 4.25% September 15, 2024 144A)
CUSIP/ Sedol 65342QAC6
Bonds 142,000
Offering Price $100.000
Spread 1.00%
Cost $142,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 3.82%
Syndicate BARCS,BofAML,CS,GS,JPM,MS,MUFG,SCOTIA,UBS,WFC
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 9/18/2017
Issuer NextEra Energy Operating Partners, LP (NEP 4.50% September 15, 2027 144A)
CUSIP/ Sedol 65342QAB8
Bonds 986,000
Offering Price $100.000
Spread 1.00%
Cost $986,000
Dealer Executing Trade Barclays Capital Inc.
% of Offering* 2.60%
Syndicate BARCS,BofAML,CS,GS,JPM,MS,MUFG,SCOTIA,UBS,WFC
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 9/18/2017
Issuer NextEra Energy Operating Partners, LP (NEP 4.25% September 15, 2024 144A)
CUSIP/ Sedol 65342QAC6
Bonds 1,445,000
Offering Price $100.000
Spread 1.00%
Cost $1,445,000
Dealer Executing Trade BofA Merrill Lynch
% of Offering* 3.82%
Syndicate BARCS,BofAML,CS,GS,JPM,MS,MUFG,SCOTIA,UBS,WFC
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 9/20/2017
Issuer Mattamy Group Corporation (MATHOM 6.50% October 1, 2025 144A)
CUSIP/ Sedol 57701RAH5
Bonds 108,000
Offering Price $100.000
Spread 1.00%
Cost $108,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 2.14%
Syndicate BMO,BofAML,CS,JPM,RBCCM,WFC
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 9/20/2017
Issuer Mattamy Group Corporation (MATHOM 6.50% October 1, 2025 144A)
CUSIP/ Sedol 57701RAH5
Bonds 1,232,000
Offering Price $100.000
Spread 1.00%
Cost $1,232,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 2.14%
Syndicate BMO,BofAML,CS,JPM,RBCCM,WFC
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 9/21/2017
Issuer Allison Transmission Inc. (ALSN 4.75% October 1, 2027 144A)
CUSIP/ Sedol 019736AE7
Bonds 81,000
Offering Price $100.000
Spread 1.00%
Cost $81,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 6.62%
Syndicate BARCS,BMO,BofAML,CITI,DB,FIFTHI,GS,JPM,MUFG,SMFGRP
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 9/21/2017
Issuer Allison Transmission Inc. (ALSN 4.75% October 1, 2027 144A)
CUSIP/ Sedol 019736AE7
Bonds 808,000
Offering Price $100.000
Spread 1.00%
Cost $808,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 6.62%
Syndicate BARCS,BMO,BofAML,CITI,DB,FIFTHI,GS,JPM,MUFG,SMFGRP
   
Fund JPMorgan Income Builder Fund
Account Number 251183
Trade Date 9/21/2017
Issuer Allison Transmission Inc. (ALSN 4.75% October 1, 2027 144A)
CUSIP/ Sedol 019736AE7
Bonds 940,000
Offering Price $100.000
Spread 1.00%
Cost $940,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 6.62%
Syndicate BARCS,BMO,BofAML,CITI,DB,FIFTHI,GS,JPM,MUFG,SMFGRP
   
Fund JPMorgan Global Allocation Fund
Account Number 721600
Trade Date 9/22/2017
Issuer Nidda Healthcare Holding AG (NIDHEA 3.50% December 31, 2024 144A)
CUSIP/ Sedol XS1690643421
Bonds 100,000
Offering Price $100.000
Spread **
Cost $100,000
Dealer Executing Trade Citigroup Global Markets Limited London
% of Offering* 0.05%
Syndicate BARC, CITI, COMMERZ, DB, ING, JEFFERIES, JPM, NOMURA INTL, SOCGEN, UBS, MUFG SEC
   
Fund JPMorgan Income Builder Fund
Account Number 251183
Trade Date 9/22/2017
Issuer Avantor Inc. (VWR 6.00% October 1, 2024 144A)
CUSIP/ Sedol 05352AAA8
Bonds 1,975,000
Offering Price $100.000
Spread 2.25%
Cost $1,975,000
Dealer Executing Trade Goldman Sachs and Co New York
% of Offering* 1.34%
Syndicate BARCS,GS,JEFLLC,JPM
   
Fund JPMorgan Income Builder Fund
Account Number 251186
Trade Date 9/22/2017
Issuer Bayview Opportunity Master Fund IIIa Trust 2017-RN7 A1 (BOMFT 2017-RN7 A1 3.1048% September 28, 2032 144A)
CUSIP/ Sedol 07333TAA7
Bonds 9,000,000
Offering Price $100.000
Spread 0.25%
Cost $9,000,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 4.72%
Syndicate CS, BAML, CITI, JPM, WELLS
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 9/25/2017
Issuer Seven Generations Energy Ltd. (VIICN 5.375% September 30, 2025 144A)
CUSIP/ Sedol 81783QAC9
Bonds 69,000
Offering Price $100.000
Spread 1.60%
Cost $69,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 1.23%
Syndicate CS, RBC, BMO CAP, CIBC, JPM, NATIONAL BANK OF CANADA, SCOTIA CAP, TD SEC, ALTACORP, BARC, DESJARDINS, MACQUARIE, PETERS, WELLS,
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 9/25/2017
Issuer Seven Generations Energy Ltd. (VIICN 5.375% September 30, 2025 144A)
CUSIP/ Sedol 81783QAC9
Bonds 694,000
Offering Price $100.000
Spread 1.60%
Cost $694,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 1.23%
Syndicate CS, RBC, BMO CAP, CIBC, JPM, NATIONAL BANK OF CANADA, SCOTIA CAP, TD SEC, ALTACORP, BARC, DESJARDINS, MACQUARIE, PETERS, WELLS,
   
Fund JPMorgan Emerging Markets Strategic Debt Fund
Account Number 862624
Trade Date 9/27/2017
Issuer Mexichem S.A.B. de CV (MXCHF 5.50% January 15, 2048 144A)
CUSIP/ Sedol 59284BAG3
Bonds 1,100,000
Offering Price $97.874
Spread 0.54%
Cost $1,076,614
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 0.63%
Syndicate BBVA,JPM,LEUMI,MS,MUFG,PAOLIM
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 9/27/2017
Issuer Chesapeake Energy Corporation (CHK 8.00% June 15, 2027 144A)
CUSIP/ Sedol 165167CV7
Bonds 45,000
Offering Price $99.750
Spread 1.00%
Cost $44,888
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 0.66%
Syndicate CITI, CREDIT AG, JPM, BAML, DB, GS, MS, MUFG SEC, WELLS, BARC, BNP PARIBAS, DNB, MIZUHO, NATIXIS, SCOTIA CAP
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 9/27/2017
Issuer Chesapeake Energy Corporation (CHK 8.00% January 15, 2025 144A)
CUSIP/ Sedol 165167CX3
Bonds 87,000
Offering Price $101.250
Spread 1.00%
Cost $88,088
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 3.71%
Syndicate CITI, CREDIT AG, JPM, BAML, DB, GS, MS, MUFG SEC, WELLS, BARC, BNP PARIBAS, DNB, MIZUHO, NATIXIS, SCOTIA CAP
   
Fund JPMorgan Global Allocation Fund
Account Number 724784
Trade Date 9/27/2017
Issuer Mexichem S.A.B. de CV (MXCHF 5.50% January 15, 2048 144A)
CUSIP/ Sedol 59284BAG3
Bonds 200,000
Offering Price $97.874
Spread 0.54%
Cost $195,748
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 0.63%
Syndicate BBVA,JPM,LEUMI,MS,MUFG,PAOLIM
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 9/27/2017
Issuer United Continental Holdings, Inc. (UAL 4.25% October 1, 2022)
CUSIP/ Sedol 910047AJ8
Bonds 167,000
Offering Price $100.000
Spread 0.88%
Cost $167,000
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 8.26%
Syndicate CS,DB,JPM,LOOPCM,MS
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 9/27/2017
Issuer Chesapeake Energy Corporation (CHK 8.00% June 15, 2027 144A)
CUSIP/ Sedol 165167CV7
Bonds 430,000
Offering Price $99.750
Spread 1.00%
Cost $428,925
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 0.66%
Syndicate CITI, CREDIT AG, JPM, BAML, DB, GS, MS, MUFG SEC, WELLS, BARC, BNP PARIBAS, DNB, MIZUHO, NATIXIS, SCOTIA CAP
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 9/27/2017
Issuer Chesapeake Energy Corporation (CHK 8.00% January 15, 2025 144A)
CUSIP/ Sedol 165167CX3
Bonds 857,000
Offering Price $101.250
Spread 1.00%
Cost $867,713
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 3.71%
Syndicate CITI, CREDIT AG, JPM, BAML, DB, GS, MS, MUFG SEC, WELLS, BARC, BNP PARIBAS, DNB, MIZUHO, NATIXIS, SCOTIA CAP
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 9/27/2017
Issuer United Continental Holdings, Inc. (UAL 4.25% October 1, 2022)
CUSIP/ Sedol 910047AJ8
Bonds 1,680,000
Offering Price $100.000
Spread 0.88%
Cost $1,680,000
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 8.26%
Syndicate CS,DB,JPM,LOOPCM,MS
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 9/28/2017
Issuer SBA Communications Corporation (SBAC 4.00% October 1, 2022 144A)
CUSIP/ Sedol 78410GAA2
Bonds 32,000
Offering Price $100.000
Spread 1.00%
Cost $32,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 0.52%
Syndicate BARCS,CITI,DB,JPM,MIZUHO,TDSECS,WFC
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 9/28/2017
Issuer SBA Communications Corporation (SBAC 4.00% October 1, 2022 144A)
CUSIP/ Sedol 78410GAA2
Bonds 314,000
Offering Price $100.000
Spread 1.00%
Cost $314,000
Dealer Executing Trade Citigroup Global Markets Inc.
% of Offering* 0.52%
Syndicate BARCS,CITI,DB,JPM,MIZUHO,TDSECS,WFC
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 10/2/2017
Issuer Valeant Pharmaceuticals (VRXCN 5.50 November 1, 2025 144A)
CUSIP/ Sedol 91911KAN2
Bonds 183,000
Offering Price $100.000
Spread 0.75%
Cost $183,000
Dealer Executing Trade Citigroup Global Markets Inc. (Taxable FI)
% of Offering* 4.33%
Syndicate BARCS,CITI,DB,DNBK,GS,JPM,MS,RBCCM
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 10/2/2017
Issuer Valeant Pharmaceuticals (VRXCN 5.50 November 1, 2025 144A)
CUSIP/ Sedol 91911KAN2
Bonds 1,838,000
Offering Price $100.000
Spread 0.75%
Cost $1,838,000
Dealer Executing Trade Citigroup Global Markets Inc. (Taxable FI)
% of Offering* 4.33%
Syndicate BARCS,CITI,DB,DNBK,GS,JPM,MS,RBCCM
   
Fund JPMorgan Income Builder Fund
Account Number 251183
Trade Date 10/2/2017
Issuer Valeant Pharmaceuticals (VRXCN 5.50 November 1, 2025 144A)
CUSIP/ Sedol 91911KAN2
Bonds 1,615,000
Offering Price $100.000
Spread 0.75%
Cost $1,615,000
Dealer Executing Trade Citigroup Global Markets Inc. (Taxable FI)
% of Offering* 4.33%
Syndicate BARCS,CITI,DB,DNBK,GS,JPM,MS,RBCCM
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 10/4/2017
Issuer Hologic Inc. (HOLX 4.375 October 15, 2025 144A)
CUSIP/ Sedol 436440AK7
Bonds 57,000
Offering Price $100.000
Spread 1.25%
Cost $57,000
Dealer Executing Trade Goldman Sachs and Co New York
% of Offering* 3.88%
Syndicate BofAML,CITI,GS,JPM,MUFG
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 10/4/2017
Issuer Jaguar Land Rover Automotive plc (TTMTIN 4.25 October 1, 2027 144A)
CUSIP/ Sedol 47010BAF1
Bonds 218,000
Offering Price $100.000
Spread 0.60%
Cost $218,000
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 5.80%
Syndicate BNP,CACIB,DB,GS,ING,JPM,MIZUHO,MS,NWM,SG,UNICRD
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 10/4/2017
Issuer Hologic Inc. (HOLX 4.375 October 15, 2025 144A)
CUSIP/ Sedol 436440AK7
Bonds 562,000
Offering Price $100.000
Spread 1.25%
Cost $562,000
Dealer Executing Trade Goldman Sachs and Co New York
% of Offering* 3.88%
Syndicate BofAML,CITI,GS,JPM,MUFG
   
Fund JPMorgan Income Builder Fund
Account Number 251183
Trade Date 10/4/2017
Issuer Hologic Inc. (HOLX 4.375 October 15, 2025 144A)
CUSIP/ Sedol 436440AK7
Bonds 550,000
Offering Price $100.000
Spread 1.25%
Cost $550,000
Dealer Executing Trade Goldman Sachs and Co New York
% of Offering* 3.88%
Syndicate BofAML,CITI,GS,JPM,MUFG
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 10/4/2017
Issuer Jaguar Land Rover Automotive plc (TTMTIN 4.25 October 1, 2027 144A)
CUSIP/ Sedol 47010BAF1
Bonds 2,140,000
Offering Price $100.000
Spread 0.60%
Cost $2,140,000
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 5.80%
Syndicate BNP,CACIB,DB,GS,ING,JPM,MIZUHO,MS,NWM,SG,UNICRD
   
Fund JPMorgan Income Builder Fund
Account Number 714236
Trade Date 10/4/2017
Issuer Plains All American Pipeline, L.P. (PAA 0 Perp Variable Series B)
CUSIP/ Sedol 726503AE
Bonds 16,150,000
Offering Price $100.000
Spread 1.25%
Cost $16,150,000
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 6.47%
Syndicate JPM, ML, MS, WELLS, BB&T CAP, BBVA SEC, BMO CAP, BNP PARIBAS, DB, DNB, MIZUHO, MUFG SEC, SCOTIA CAP, SMBC NIKKO, SUNTRUST, US BANC
   
Fund JPMorgan Income Builder Fund
Account Number 251183
Trade Date 10/4/2017
Issuer Time Inc. (TIME 7.50 October 15, 2025 144A)
CUSIP/ Sedol 887228AB0
Bonds 3,605,000
Offering Price $100.000
Spread 1.50%
Cost $3,605,000
Dealer Executing Trade Citigroup Global Markets Inc. (Taxable FI)
% of Offering* 13.65%
Syndicate BARCS,BNP,BofAML,CITI,JPM,MS
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 10/5/2017
Issuer The Brink's Company (BCO 4.625 October 14, 2027 144A)
CUSIP/ Sedol 109696AA2
Bonds 152,000
Offering Price $100.000
Spread 1.25%
Cost $152,000
Dealer Executing Trade Merrill Lynch, Pierce, Fenner And Smith
% of Offering* 3.45%
Syndicate BofAML,JPM,MUFG,WFC
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 10/5/2017
Issuer Gulfport Energy Corp Corporation (GPOR 6.375 January 15, 2026 144A)
CUSIP/ Sedol 402635AM8
Bonds 74,000
Offering Price $100.000
Spread 0.99%
Cost $74,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 2.03%
Syndicate ABN,BARCS,BBVA,BOKF,CBA,CIBC,CS,FIFTHI,IBACAP,JPM,KEYBCM,MS,PNCFIN,SAMRCO,SCOTIA,USB
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 10/5/2017
Issuer The Brink's Company (BCO 4.625 October 14, 2027 144A)
CUSIP/ Sedol 109696AA2
Bonds 1,504,000
Offering Price $100.000
Spread 1.25%
Cost $1,504,000
Dealer Executing Trade Merrill Lynch, Pierce, Fenner And Smith
% of Offering* 3.45%
Syndicate BofAML,JPM,MUFG,WFC
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 10/5/2017
Issuer Gulfport Energy Corp Corporation (GPOR 6.375 January 15, 2026 144A)
CUSIP/ Sedol 402635AM8
Bonds 728,000
Offering Price $100.000
Spread 0.99%
Cost $728,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 2.03%
Syndicate ABN,BARCS,BBVA,BOKF,CBA,CIBC,CS,FIFTHI,IBACAP,JPM,KEYBCM,MS,PNCFIN,SAMRCO,SCOTIA,USB
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 10/11/2017
Issuer Beacon Escrow Corp (BECN 4.875 November 1, 2025 144A)
CUSIP/ Sedol 073685AD1
Bonds 95,000
Offering Price $100.000
Spread 1.50%
Cost $95,000
Dealer Executing Trade Wells Fargo Advisors LLC (St Louis, MO)
% of Offering* 1.52%
Syndicate BofAML,CITI,JPM,SUN,WFC
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 10/11/2017
Issuer Beacon Escrow Corp (BECN 4.875 November 1, 2025 144A)
CUSIP/ Sedol 073685AD1
Bonds 965,000
Offering Price $100.000
Spread 1.50%
Cost $965,000
Dealer Executing Trade Wells Fargo Advisors LLC (St Louis, MO)
% of Offering* 1.52%
Syndicate BofAML,CITI,JPM,SUN,WFC
   
Fund JPMorgan Income Builder Fund
Account Number 251183
Trade Date 10/11/2017
Issuer Beacon Escrow Corp (BECN 4.875 November 1, 2025 144A)
CUSIP/ Sedol 073685AD1
Bonds 880,000
Offering Price $100.000
Spread 1.50%
Cost $880,000
Dealer Executing Trade Wells Fargo Advisors LLC (St Louis, MO)
% of Offering* 1.52%
Syndicate BofAML,CITI,JPM,SUN,WFC
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 10/13/2017
Issuer Catalent Pharma Solutions Inc. (CTLT 4.875 January 15, 2026 144A)
CUSIP/ Sedol 14879EAD0
Bonds 68,000
Offering Price $100.000
Spread 1.63%
Cost $68,000
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 1.89%
Syndicate BofAML,JPM,MS,RBCCM
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 10/13/2017
Issuer Catalent Pharma Solutions Inc. (CTLT 4.875 January 15, 2026 144A)
CUSIP/ Sedol 14879EAD0
Bonds 676,000
Offering Price $100.000
Spread 1.63%
Cost $676,000
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 1.89%
Syndicate BofAML,JPM,MS,RBCCM
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 10/13/2017
Issuer UPC Holding B.V. (UPCB 5.50 January 15, 2028 144A)
CUSIP/ Sedol 90320LAG2
Bonds 840,000
Offering Price $100.000
Spread 0.38%
Cost $840,000
Dealer Executing Trade Citigroup Global Markets Inc. (Taxable FI)
% of Offering* 1.83%
Syndicate CITI,CS,DB,GS,HSBC,JPM,SCOTIA,SG
   
Fund JPMorgan Tax Aware Real Return Fund
Account Number 173174
Trade Date 10/13/2017
Issuer North Texas Tollway Authority System Revenue and Refunding Bonds, Series 2017A (5% January 1, 2026)
CUSIP/ Sedol 66285WUW4
Bonds 200,000
Offering Price $115.611
Spread 0.33%
Cost $231,222
Dealer Executing Trade Merrill Lynch, Pierce, Fenner And Smith
% of Offering* 0.04%
Syndicate Bofa Merrill Lynch / J.P. Morgan / Barclays / Citigroup / Jefferies / Loop Capital Markets / Morgan Stanley / Ramiraz & Co., Inc. / RBC Capital Markets / Siebert Cisneros Shank & CO. L.L.C.
   
Fund JPMorgan Tax Aware Real Return Fund
Account Number 173174
Trade Date 10/13/2017
Issuer North Texas Tollway Authority System Revenue and Refunding Bonds, Series 2017A (5% January 1, 2027)
CUSIP/ Sedol 66285WUX2
Bonds 550,000
Offering Price $120.822
Spread 0.33%
Cost $664,521
Dealer Executing Trade Merrill Lynch, Pierce, Fenner And Smith
% of Offering* 0.09%
Syndicate Bofa Merrill Lynch / J.P. Morgan / Barclays / Citigroup / Jefferies / Loop Capital Markets / Morgan Stanley / Ramiraz & Co., Inc. / RBC Capital Markets / Siebert Cisneros Shank & CO. L.L.C.
   
Fund JPMorgan Tax Aware Real Return Fund
Account Number 173174
Trade Date 10/13/2017
Issuer North Texas Tollway Authority System Revenue and Refunding Bonds, Series 2017A (5% January 1, 2030)
CUSIP/ Sedol 66285WVS2
Bonds 300,000
Offering Price $118.036
Spread 0.33%
Cost $354,108
Dealer Executing Trade Merrill Lynch, Pierce, Fenner And Smith
% of Offering* 0.06%
Syndicate Bofa Merrill Lynch / J.P. Morgan / Barclays / Citigroup / Jefferies / Loop Capital Markets / Morgan Stanley / Ramiraz & Co., Inc. / RBC Capital Markets / Siebert Cisneros Shank & CO. L.L.C.
   
Fund JPMorgan Tax Aware Real Return Fund
Account Number 173174
Trade Date 10/13/2017
Issuer North Texas Tollway Authority System Revenue and Refunding Bonds, Series 2017A (5% January 1, 2030)
CUSIP/ Sedol 66285WVS2
Bonds 60,000
Offering Price $118.036
Spread 0.33%
Cost $70,822
Dealer Executing Trade Merrill Lynch, Pierce, Fenner And Smith
% of Offering* 0.06%
Syndicate Bofa Merrill Lynch / J.P. Morgan / Barclays / Citigroup / Jefferies / Loop Capital Markets / Morgan Stanley / Ramiraz & Co., Inc. / RBC Capital Markets / Siebert Cisneros Shank & CO. L.L.C.
   
Fund JPMorgan Tax Aware Real Return Fund
Account Number 173174
Trade Date 10/13/2017
Issuer North Texas Tollway Authority System Revenue and Refunding Bonds, Series 2017A (5% January 1, 2035)
CUSIP/ Sedol 66285WVX1
Bonds 600,000
Offering Price $116.706
Spread 0.38%
Cost $700,236
Dealer Executing Trade Merrill Lynch, Pierce, Fenner And Smith
% of Offering* 0.10%
Syndicate Bofa Merrill Lynch / J.P. Morgan / Barclays / Citigroup / Jefferies / Loop Capital Markets / Morgan Stanley / Ramiraz & Co., Inc. / RBC Capital Markets / Siebert Cisneros Shank & CO. L.L.C.
   
Fund JPMorgan Tax Aware Real Return Fund
Account Number 173174
Trade Date 10/13/2017
Issuer North Texas Tollway Authority System Revenue and Refunding Bonds, Series 2017A (5% January 1, 2026)
CUSIP/ Sedol 66285WWW2
Bonds 150,000
Offering Price $114.971
Spread 0.33%
Cost $172,457
Dealer Executing Trade Merrill Lynch, Pierce, Fenner And Smith
% of Offering* 0.03%
Syndicate Bofa Merrill Lynch / J.P. Morgan / Barclays / Citigroup / Jefferies / Loop Capital Markets / Morgan Stanley / Ramiraz & Co., Inc. / RBC Capital Markets / Siebert Cisneros Shank & CO. L.L.C.
   
Fund JPMorgan Tax Aware Real Return Fund
Account Number 173174
Trade Date 10/13/2017
Issuer North Texas Tollway Authority System Revenue and Refunding Bonds, Series 2017A (5% January 1, 2027)
CUSIP/ Sedol 66285WWX0
Bonds 300,000
Offering Price $119.995
Spread 0.33%
Cost $359,985
Dealer Executing Trade Merrill Lynch, Pierce, Fenner And Smith
% of Offering* 0.05%
Syndicate Bofa Merrill Lynch / J.P. Morgan / Barclays / Citigroup / Jefferies / Loop Capital Markets / Morgan Stanley / Ramiraz & Co., Inc. / RBC Capital Markets / Siebert Cisneros Shank & CO. L.L.C.
   
Fund JPMorgan Tax Aware Real Return Fund
Account Number 173174
Trade Date 10/13/2017
Issuer North Texas Tollway Authority System Revenue and Refunding Bonds, Series 2017A (5% January 1, 2030)
CUSIP/ Sedol 66285WXA9
Bonds 400,000
Offering Price $117.231
Spread 0.38%
Cost $468,924
Dealer Executing Trade Merrill Lynch, Pierce, Fenner And Smith
% of Offering* 0.06%
Syndicate Bofa Merrill Lynch / J.P. Morgan / Barclays / Citigroup / Jefferies / Loop Capital Markets / Morgan Stanley / Ramiraz & Co., Inc. / RBC Capital Markets / Siebert Cisneros Shank & CO. L.L.C.
   
Fund JPMorgan Emerging Markets Strategic Debt Fund
Account Number 862623
Trade Date 10/18/2017
Issuer Republic of Ecuador (ECUA 8.875 October 23, 2027 144A)
CUSIP/ Sedol XS1707041429
Bonds 2,740,000
Offering Price $100.000
Spread 0.28%
Cost $2,740,000
Dealer Executing Trade Deutsche Bank AG London
% of Offering* 1.39%
Syndicate CS, DB, JPM
   
Fund JPMorgan Emerging Markets Strategic Debt Fund
Account Number 862625
Trade Date 10/18/2017
Issuer Republic of Ecuador (ECUA 8.875 October 23, 2027 144A)
CUSIP/ Sedol XS1707041429
Bonds 5,110,000
Offering Price $100.000
Spread 0.28%
Cost $5,110,000
Dealer Executing Trade Deutsche Bank AG London
% of Offering* 1.39%
Syndicate CS, DB, JPM
   
Fund JPMorgan Global Allocation Fund
Account Number 724785
Trade Date 10/18/2017
Issuer Republic of Ecuador (ECUA 8.875 October 23, 2027 144A)
CUSIP/ Sedol XS1707041429
Bonds 960,000
Offering Price $100.000
Spread 0.28%
Cost $960,000
Dealer Executing Trade Deutsche Bank AG London
% of Offering* 1.39%
Syndicate CS, DB, JPM
   
Fund JPMorgan Global Allocation Fund
Account Number 724783
Trade Date 10/18/2017
Issuer Republic of Ecuador (ECUA 8.875 October 23, 2027 144A)
CUSIP/ Sedol XS1707041429
Bonds 510,000
Offering Price $100.000
Spread 0.28%
Cost $510,000
Dealer Executing Trade Deutsche Bank AG London
% of Offering* 1.39%
Syndicate CS, DB, JPM
   
Fund JPMorgan Income Builder Fund
Account Number 714236
Trade Date 10/18/2017
Issuer Goldman Sachs Group Inc. (GS FRN December 20, 2049)
CUSIP/ Sedol 38148BAD0
Bonds 22,110,000
Offering Price $100.000
Spread 1.50%
Cost $22,110,000
Dealer Executing Trade Goldman Sachs and Co New York
% of Offering* 8.71%
Syndicate GS, JPM
   
Fund JPMorgan Income Builder Fund
Account Number 251182
Trade Date 10/18/2017
Issuer Republic of Ecuador (ECUA 8.875 October 23, 2027 144A)
CUSIP/ Sedol XS1707041429
Bonds 1,240,000
Offering Price $100.000
Spread 0.28%
Cost $1,240,000
Dealer Executing Trade Deutsche Bank AG London
% of Offering* 1.39%
Syndicate CS, DB, JPM
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 10/23/2017
Issuer Netflix Inc. (NFLX 4.875 15APR28 144A)
CUSIP/ Sedol 64110LAP1
Bonds 175,000
Offering Price $100.000
Spread 0.90%
Cost $175,000
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 3.30%
Syndicate ALLEN,DB,GS,JPM,MS,WFC
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 10/23/2017
Issuer Netflix Inc. (NFLX 4.875 15APR28 144A)
CUSIP/ Sedol 64110LAP1
Bonds 1,725,000
Offering Price $100.000
Spread 0.90%
Cost $1,725,000
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 3.30%
Syndicate ALLEN,DB,GS,JPM,MS,WFC
   
Fund JPMorgan Income Builder Fund
Account Number 251183
Trade Date 10/23/2017
Issuer Netflix Inc. (NFLX 4.875 15APR28 144A)
CUSIP/ Sedol 64110LAP1
Bonds 3,180,000
Offering Price $100.000
Spread 0.90%
Cost $3,180,000
Dealer Executing Trade Morgan Stanley and Company LLC
% of Offering* 3.30%
Syndicate ALLEN,DB,GS,JPM,MS,WFC
   
Fund JPMorgan Global Allocation Fund
Account Number 270903
Trade Date 10/24/2017
Issuer Wind Tre SPA (WINTRE 5.00 January 20, 2026 144A)
CUSIP/ Sedol 973147AD3
Bonds 271,000
Offering Price $100.000
Spread 0.46%
Cost $271,000
Dealer Executing Trade Merrill Lynch, Pierce, Fenner And Smith
% of Offering* 1.69%
Syndicate BANCA IMI, BAML, BARC, BNP PARIBAS, CITI, CREDIT AG, CS, DB, GS, HSBC, ING, JPM, MEDIBANCA, MIZUHO, MUFG SEC, NATIXIS, NOMURA, SMBC CAP, SOCGEN, UNICREDIT
   
Fund JPMorgan Income Builder Fund
Account Number 251184
Trade Date 10/24/2017
Issuer Wind Tre SPA (WINTRE 5.00 January 20, 2026 144A)
CUSIP/ Sedol 973147AD3
Bonds 2,665,000
Offering Price $100.000
Spread 0.46%
Cost $2,665,000
Dealer Executing Trade Merrill Lynch, Pierce, Fenner And Smith
% of Offering* 1.69%
Syndicate BANCA IMI, BAML, BARC, BNP PARIBAS, CITI, CREDIT AG, CS, DB, GS, HSBC, ING, JPM, MEDIBANCA, MIZUHO, MUFG SEC, NATIXIS, NOMURA, SMBC CAP, SOCGEN, UNICREDIT
   
Fund JPMorgan Emerging Markets Strategic Debt Fund
Account Number 862623
Trade Date 10/25/2017
Issuer Mongolia International Bond (MONGOL 5.625 May 1, 2023 144A)
CUSIP/ Sedol 60937LAB1
Bonds 360,000
Offering Price $100.000
Spread 0.30%
Cost $360,000
Dealer Executing Trade Deutsche Bank AG London
% of Offering* 0.63%
Syndicate CS, DB, JPM
   
Fund JPMorgan Emerging Markets Strategic Debt Fund
Account Number 862625
Trade Date 10/25/2017
Issuer Mongolia International Bond (MONGOL 5.625 May 1, 2023 144A)
CUSIP/ Sedol 60937LAB1
Bonds 1,440,000
Offering Price $100.000
Spread 0.30%
Cost $1,440,000
Dealer Executing Trade Deutsche Bank AG London
% of Offering* 0.63%
Syndicate CS, DB, JPM
   
Fund JPMorgan Global Allocation Fund
Account Number 724785
Trade Date 10/25/2017
Issuer Mongolia International Bond (MONGOL 5.625 May 1, 2023 144A)
CUSIP/ Sedol 60937LAB1
Bonds 260,000
Offering Price $100.000
Spread 0.30%
Cost $260,000
Dealer Executing Trade Deutsche Bank AG London
% of Offering* 0.63%
Syndicate CS, DB, JPM
   
Fund JPMorgan Income Builder Fund
Account Number 251182
Trade Date 10/25/2017
Issuer Mongolia International Bond (MONGOL 5.625 May 1, 2023 144A)
CUSIP/ Sedol 60937LAB1
Bonds 420,000
Offering Price $100.000
Spread 0.30%
Cost $420,000
Dealer Executing Trade Deutsche Bank AG London
% of Offering* 0.63%
Syndicate CS, DB, JPM
   
Fund JPMorgan Income Builder Fund
Account Number 714236
Trade Date 10/25/2017
Issuer Charles Schwab Corporation (SCHW FRN December 29, 2049)
CUSIP/ Sedol 808513AR
Bonds 10,605,000
Offering Price $100.000
Spread 1.25%
Cost $10,605,000
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 6.83%
Syndicate CITI, CS, GS, JPM, ML, WELLS, MS, US BANC
   
Fund JPMorgan Global Allocation Fund
Account Number 270909
Trade Date 10/30/2017
Issuer Markel Corporation (MKL 4.30 November 1, 2047)
CUSIP/ Sedol 570535AS3
Bonds 195,000
Offering Price $99.383
Spread 0.88%
Cost $193,797
Dealer Executing Trade Wells Fargo Advisors LLC (St Louis, MO)
% of Offering* 1.17%
Syndicate CITI, WELLS, BARC, JPM, SUNTRUST, BB&T, BNY, CS, LOOP CAP, ML
   
Fund JPMorgan Global Allocation Fund
Account Number 270909
Trade Date 10/31/2017
Issuer Celgene Corporation (CELG 4.35 November 15, 2047)
CUSIP/ Sedol 151020AW4
Bonds 610,000
Offering Price $99.733
Spread 0.88%
Cost $608,371
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 2.03%
Syndicate BARCS,CS,GS,HSBC,JPM,MS
   
Fund JPMorgan Income Builder Fund
Account Number 251189
Trade Date 10/31/2017
Issuer Celgene Corporation (CELG 4.35 November 15, 2047)
CUSIP/ Sedol 151020AW4
Bonds 5,670,000
Offering Price $99.733
Spread 0.88%
Cost $5,654,861
Dealer Executing Trade Credit Suisse Securities (USA) LLC
% of Offering* 2.03%
Syndicate BARCS,CS,GS,HSBC,JPM,MS

 

 EX-99.77Q1 OTHR EXHB 4 ex99-77q1_7c.htm

Exhibit 77(Q1)(7c)

 

Exhibit 7C

 

Addendum to Question 7.c on Form N-SAR

 

List the name of each series and give a consecutive number to each series in excess of the 99 consecutive series permitted by the Form.

 

Please refer to the most recent shareholders report for additional information concerning the funds

 

Series Number   Series Name   Is this the
Series last
filing for
this series?
(Y/N)
135   JPMorgan Commodities Strategy Fund   N
143   JPMorgan Emerging Market Equity Income Fund   Y
121   JPMorgan Emerging Markets Stretegic Debt Fund   N
111   JPMorgan Global Allocation Fund   N
136   JPMorgan Global Research Enhanced Index Fund   N
117   JPMorgan Global Unconstrained Equity Fund   N
106   JPMorgan International Equity Income Fund   N
118   JPMorgan International Unconstrained Equity Fund   N
141   JPMorgan Opportunistic Equity Long/Short Fund   N
137   JPMorgan Systematic Alpha Fund   N
144   JPMorgan International Discovery Fund   Y

 

 EX-99.77Q1 OTHR EXHB 5 ex99-77q1a.htm

Exhibit 77(Q1)

 

Sub-Item 77Q1(a)

 

Amended Schedule B, dated September 29, 2017, to the Declaration of Trust, dated November 5, 2004 (as amended February 15, 2005 and May 14, 2014). Incorporated herein by reference to the Registrant’s Registration Statement as filed with the Securities and Exchange Commission on September 26, 2017 (Accession Number 0001193125-17-294384).

 EX-99.77Q1 OTHR EXHB 6 ex99-77q1d.htm

Exhibit 77(Q1)

 

 

Sub-Item 77Q1(d)

 

Amended Schedule B, dated September 29, 2017, to the Declaration of Trust, dated November 5, 2004 (as amended February 15, 2005 and May 14, 2014). Incorporated herein by reference to the Registrant’s Registration Statement as filed with the Securities and Exchange Commission on September 26, 2017 (Accession Number 0001193125-17-294384).

 

Combined Amended and Restated Rule 18f-3, Multi-Class Plan, including Exhibits A and B, amended as of August 16, 2017. Incorporated herein by reference to the Registrant’s Registration Statement filed with the Securities and Exchange Commission on August 21, 2017 (Accession Number 0001193125-17-263741).

 EX-99.77Q1 OTHR EXHB 7 ex99-77q1e.htm

Exhibit 77(Q1)

 

 

Sub-Item 77Q1(e)

 

Form of Amended Schedule A to the Investment Advisory Agreement (amended as of September 29, 2017). Incorporated herein by reference to the Registrant’s Registration Statement as filed with the Securities and Exchange Commission on September 26, 2017 (Accession Number 0001193125-17-294384).