UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01 Other Events
By letter dated September 19, 2023, CareDx, Inc. (the “Company”) was notified by the staff of the United States Securities and Exchange Commission (“SEC”) that the SEC has concluded its investigation as to the Company and does not intend to recommend an enforcement action by the SEC against the Company. The SEC’s investigation related to matters similar to those identified in the civil investigative demand by the United States Department of Justice, with respect to which the Company continues to cooperate, as well as certain of the Company’s accounting and public reporting practices, as previously disclosed by the Company. The notice was provided under the guidelines set out in the final paragraph of Securities Act Release No. 5310.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: September 25, 2023 | CAREDX, INC. | |||||
By: | /s/ Abhishek Jain | |||||
Abhishek Jain | ||||||
Chief Financial Officer |
Document and Entity Information |
Sep. 19, 2023 |
---|---|
Cover [Abstract] | |
Amendment Flag | false |
Entity Central Index Key | 0001217234 |
Document Type | 8-K |
Document Period End Date | Sep. 19, 2023 |
Entity Registrant Name | CAREDX, INC. |
Entity Incorporation State Country Code | DE |
Entity File Number | 001-36536 |
Entity Tax Identification Number | 94-3316839 |
Entity Address, Address Line One | 8000 Marina Boulevard |
Entity Address, Address Line Two | 4th Floor |
Entity Address, City or Town | Brisbane |
Entity Address, State or Province | CA |
Entity Address, Postal Zip Code | 94005 |
City Area Code | (415) |
Local Phone Number | 287-2300 |
Written Communications | false |
Soliciting Material | false |
Pre Commencement Tender Offer | false |
Pre Commencement Issuer Tender Offer | false |
Security 12b Title | Common Stock, $0.001 Par Value |
Trading Symbol | CDNA |
Security Exchange Name | NASDAQ |
Entity Emerging Growth Company | false |
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