0000899243-19-019614.txt : 20190715 0000899243-19-019614.hdr.sgml : 20190715 20190715162751 ACCESSION NUMBER: 0000899243-19-019614 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190711 FILED AS OF DATE: 20190715 DATE AS OF CHANGE: 20190715 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cohen Fred E CENTRAL INDEX KEY: 0001339358 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36536 FILM NUMBER: 19955423 MAIL ADDRESS: STREET 1: 301 COMMERCE STREET STREET 2: SUITE 3300 CITY: FORT WORTH STATE: TX ZIP: 76102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CareDx, Inc. CENTRAL INDEX KEY: 0001217234 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 943316839 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3260 BAYSHORE BOULEVARD CITY: BRISBANE STATE: CA ZIP: 94005 BUSINESS PHONE: 415-287-2300 MAIL ADDRESS: STREET 1: 3260 BAYSHORE BOULEVARD CITY: BRISBANE STATE: CA ZIP: 94005 FORMER COMPANY: FORMER CONFORMED NAME: XDx, Inc. DATE OF NAME CHANGE: 20071010 FORMER COMPANY: FORMER CONFORMED NAME: EXPRESSION DIAGNOSTICS INC DATE OF NAME CHANGE: 20030203 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-07-11 0 0001217234 CareDx, Inc. CDNA 0001339358 Cohen Fred E C/O CAREDX, INC. 3260 BAYSHORE BOULEVARD BRISBANE CA 94005 1 0 0 0 Common Stock 2019-07-11 4 M 0 5255 10.00 A 60769 D Common Stock 2019-07-11 4 M 0 5255 5.85 A 66024 D Common Stock 2019-07-11 4 M 0 5255 5.02 A 71279 D Stock Option (right to buy) 10.00 2019-07-11 4 M 0 5255 0.00 D 2024-07-21 Common Stock 5255 0 D Stock Option (right to buy) 5.85 2019-07-11 4 M 0 5255 0.00 D 2025-06-17 Common Stock 5255 0 D Stock Option (right to buy) 5.02 2019-07-11 4 M 0 5255 0.00 D 2026-06-16 Common Stock 5255 0 D 1/12th of the shares subject to the option vested on August 21, 2014 and 1/12th of the shares subject to the option vested monthly thereafter through July 21, 2015. 1/12th of the shares subject to the option vested on July 17, 2015 and 1/12th of the shares subject to the option vested monthly thereafter through June 17, 2016 1/12th of the shares subject to the option vested on July 16, 2016 and 1/12th of the shares subject to the option vested monthly thereafter through June 16, 2017. /s/Peter Maag as attorney-in-fact for Fred E. Cohen 2019-07-15