0000899243-16-012215.txt : 20160126 0000899243-16-012215.hdr.sgml : 20160126 20160126182805 ACCESSION NUMBER: 0000899243-16-012215 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160122 FILED AS OF DATE: 20160126 DATE AS OF CHANGE: 20160126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CareDx, Inc. CENTRAL INDEX KEY: 0001217234 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 943316839 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3260 BAYSHORE BOULEVARD CITY: BRISBANE STATE: CA ZIP: 94005 BUSINESS PHONE: 415-287-2300 MAIL ADDRESS: STREET 1: 3260 BAYSHORE BOULEVARD CITY: BRISBANE STATE: CA ZIP: 94005 FORMER COMPANY: FORMER CONFORMED NAME: XDx, Inc. DATE OF NAME CHANGE: 20071010 FORMER COMPANY: FORMER CONFORMED NAME: EXPRESSION DIAGNOSTICS INC DATE OF NAME CHANGE: 20030203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUDLUM KEN CENTRAL INDEX KEY: 0001255825 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36536 FILM NUMBER: 161362674 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-01-22 0 0001217234 CareDx, Inc. CDNA 0001255825 LUDLUM KEN C/O CAREDX, INC. 3260 BAYSHORE BOULEVARD BRISBANE CA 94005 0 1 0 0 Chief Financial Officer Common Stock 2016-01-22 4 A 0 11000 0.00 A 48000 D Employee Stock Option (right to buy) 5.27 2016-01-22 4 A 0 33000 0.00 A 2026-01-22 Common Stock 33000 33000 D The reported securities are represented by restricted stock units 1/4th of which shall vest on January 22, 2017 and 1/4th of which shall vest on each yearly anniversary thereafter. 1/4th of the shares subject to the option shall vest on January 22, 2017 and 1/48th of the shares subject to the option shall vest monthly thereafter. /s/ Ken Ludlum 2016-01-26