0001540277-18-000031.txt : 20180913
0001540277-18-000031.hdr.sgml : 20180913
20180913170300
ACCESSION NUMBER: 0001540277-18-000031
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180913
FILED AS OF DATE: 20180913
DATE AS OF CHANGE: 20180913
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FEDERICO RICHARD L
CENTRAL INDEX KEY: 0001217195
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32552
FILM NUMBER: 181069392
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JAMBA, INC.
CENTRAL INDEX KEY: 0001316898
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 202122262
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1229
BUSINESS ADDRESS:
STREET 1: 3001 DALLAS PARKWAY
STREET 2: SUITE 700
CITY: FRISCO
STATE: TX
ZIP: 75034
BUSINESS PHONE: 469-294-9800
MAIL ADDRESS:
STREET 1: 3001 DALLAS PARKWAY
STREET 2: SUITE 700
CITY: FRISCO
STATE: TX
ZIP: 75034
FORMER COMPANY:
FORMER CONFORMED NAME: Services Acquisition Corp. International
DATE OF NAME CHANGE: 20050207
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-09-13
1
0001316898
JAMBA, INC.
JMBA
0001217195
FEDERICO RICHARD L
3001 DALLAS PARKWAY
SUITE 140
FRISCO
TX
75034
1
0
0
0
Common Stock
2018-09-13
4
D
0
40821
13.00
D
0
D
Stock Option (right to buy)
5.40
2018-09-13
4
D
0
4000
7.60
D
2019-05-08
Common Stock
4000
0
D
Stock Option (right to buy)
11.975
2018-09-13
4
D
0
5000
1.025
D
2021-05-19
Common Stock
5000
0
D
The option, providing for vesting of one-fourth of the shares subject to the option on each of August 8, 2009, November 8, 2009, February 8, 2010 and May 8, 2010 or the date of Jamba Inc.'s 2010 Annual Meeting of Stockholders, and therefore already fully vested, was cancelled at the effective time of the merger between Jay Merger Sub, Inc. and the Issuer in exchange for a cash payment per share subject to the option determined by the difference between the $13 merger consideration per share and the exercise price of the option.
The option, providing for vesting of one-fourth of the shares subject to the option on each of August 19, 2011, November 19, 2011, February 19, 2012, and May 19, 2012 or the date of the Company's 2012 annual meeting of stockholders, and therefore already fully vested, was cancelled at the effective time of the merger between Jay Merger Sub, Inc. and the Issuer in exchange for a cash payment per share subject to the option determined by the difference between the $13 merger consideration per share and the exercise price of the option.
/s/ Josh Nicosia, as attorney-in-fact for Richard L. Frederico
2018-09-13