0001540277-18-000031.txt : 20180913 0001540277-18-000031.hdr.sgml : 20180913 20180913170300 ACCESSION NUMBER: 0001540277-18-000031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180913 FILED AS OF DATE: 20180913 DATE AS OF CHANGE: 20180913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FEDERICO RICHARD L CENTRAL INDEX KEY: 0001217195 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32552 FILM NUMBER: 181069392 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JAMBA, INC. CENTRAL INDEX KEY: 0001316898 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 202122262 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 3001 DALLAS PARKWAY STREET 2: SUITE 700 CITY: FRISCO STATE: TX ZIP: 75034 BUSINESS PHONE: 469-294-9800 MAIL ADDRESS: STREET 1: 3001 DALLAS PARKWAY STREET 2: SUITE 700 CITY: FRISCO STATE: TX ZIP: 75034 FORMER COMPANY: FORMER CONFORMED NAME: Services Acquisition Corp. International DATE OF NAME CHANGE: 20050207 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-09-13 1 0001316898 JAMBA, INC. JMBA 0001217195 FEDERICO RICHARD L 3001 DALLAS PARKWAY SUITE 140 FRISCO TX 75034 1 0 0 0 Common Stock 2018-09-13 4 D 0 40821 13.00 D 0 D Stock Option (right to buy) 5.40 2018-09-13 4 D 0 4000 7.60 D 2019-05-08 Common Stock 4000 0 D Stock Option (right to buy) 11.975 2018-09-13 4 D 0 5000 1.025 D 2021-05-19 Common Stock 5000 0 D The option, providing for vesting of one-fourth of the shares subject to the option on each of August 8, 2009, November 8, 2009, February 8, 2010 and May 8, 2010 or the date of Jamba Inc.'s 2010 Annual Meeting of Stockholders, and therefore already fully vested, was cancelled at the effective time of the merger between Jay Merger Sub, Inc. and the Issuer in exchange for a cash payment per share subject to the option determined by the difference between the $13 merger consideration per share and the exercise price of the option. The option, providing for vesting of one-fourth of the shares subject to the option on each of August 19, 2011, November 19, 2011, February 19, 2012, and May 19, 2012 or the date of the Company's 2012 annual meeting of stockholders, and therefore already fully vested, was cancelled at the effective time of the merger between Jay Merger Sub, Inc. and the Issuer in exchange for a cash payment per share subject to the option determined by the difference between the $13 merger consideration per share and the exercise price of the option. /s/ Josh Nicosia, as attorney-in-fact for Richard L. Frederico 2018-09-13