0001209191-19-003484.txt : 20190111
0001209191-19-003484.hdr.sgml : 20190111
20190111200845
ACCESSION NUMBER: 0001209191-19-003484
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190110
FILED AS OF DATE: 20190111
DATE AS OF CHANGE: 20190111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TOLONEN JAMES R
CENTRAL INDEX KEY: 0001217124
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35338
FILM NUMBER: 19523475
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IMPERVA INC
CENTRAL INDEX KEY: 0001364962
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 030460133
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3400 BRIDGE PARKWAY
CITY: REDWOOD SHORES
STATE: CA
ZIP: 94065
BUSINESS PHONE: 650-345-9000
MAIL ADDRESS:
STREET 1: 3400 BRIDGE PARKWAY
CITY: REDWOOD SHORES
STATE: CA
ZIP: 94065
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-01-10
1
0001364962
IMPERVA INC
IMPV
0001217124
TOLONEN JAMES R
C/O IMPERVA, INC.,
3400 BRIDGE PARKWAY
REDWOOD SHORES
CA
94065
1
0
0
0
Common Stock
2019-01-10
4
D
0
18736
D
0
D
Common Stock
2019-01-10
4
D
0
5000
D
0
I
See Footnote
Restricted Stock Units
2019-01-10
4
D
0
4081
0.00
D
2019-05-23
Common Stock
4081
0
D
Stock Option (right to buy)
26.40
2019-01-10
4
D
0
8502
0.00
D
2022-07-24
Common Stock
8502
0
D
Stock Option (right to buy)
45.35
2019-01-10
4
D
0
3075
0.00
D
2025-05-05
Common Stock
3075
0
D
Stock Option (right to buy)
36.90
2019-01-10
4
D
0
3016
0.00
D
2023-06-04
Common Stock
3016
0
D
Stock Option (right to buy)
20.83
2019-01-10
4
D
0
6675
0.00
D
2024-05-05
Common Stock
6675
0
D
Pursuant to the Agreement and Plan of Merger between the Issuer, Imperial Purchaser, LLC and Imperial Merger Sub, Inc. dated October 10, 2018 (the "Merger Agreement"), the shares of common stock were cancelled and converted into the right to receive $55.75 in cash per share, payable as provided by the terms of the Merger Agreement.
The shares are owned of record by James R. Tolonen & Ginger Tolonen, trustees for the benefit of the Tolonen Family Trust dated September 26, 1996.
Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting.
Pursuant to the Issuer's 2011 Stock Option and Incentive Plan and the Merger Agreement, the RSUs vested in full immediately prior to the closing of the merger, and were cancelled and converted into the right to receive $55.75 in cash per RSU.
Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $249,533.70, which represents the difference between $55.75 and the exercise price of the option per share multiplied by the number of shares subject to the option.
Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $31,980.00, which represents the difference between $55.75 and the exercise price of the option per share multiplied by the number of shares subject to the option.
Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $56,851.60, which represents the difference between $55.75 and the exercise price of the option per share multiplied by the number of shares subject to the option.
Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $233,091.00, which represents the difference between $55.75 and the exercise price of the option per share multiplied by the number of shares subject to the option.
/s/ Shulamite White, Attorney-in-Fact
2019-01-11