0001950047-23-001130.txt : 20230601 0001950047-23-001130.hdr.sgml : 20230601 20230601162335 ACCESSION NUMBER: 0001950047-23-001130 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230601 DATE AS OF CHANGE: 20230601 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 331151291 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 23985026 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: BRUN LESLIE A CENTRAL INDEX KEY: 0001217068 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 435 DEVON PARK DRIVE STREET 2: 700 BUILDING CITY: WAYNE STATE: PA ZIP: 19087 144 1 primary_doc.xml 144 0001217068 XXXXXXXX LIVE 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. 001-33220 5 Dakota Drive Lake Success NY 11042 516-472-5400 LESLIE A BRUN Director Common Morgan Stanley Smith Barney LLC Executive Financial Services

1 New York Plaza 38th Floor New York NY 10004

6900 1027952.34 117980540 06/01/2023 NYSE Common 06/01/2023 Exercise of options under a registered plan Issuer N 1866 06/01/2023 Cash Common 02/15/2022 Exercise of options under a registered plan Issuer N 5034 02/15/2022 Cash Y 06/01/2023 /s/ Leslie A. Brun