0001225208-23-010196.txt : 20231113 0001225208-23-010196.hdr.sgml : 20231113 20231113152031 ACCESSION NUMBER: 0001225208-23-010196 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231109 FILED AS OF DATE: 20231113 DATE AS OF CHANGE: 20231113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRUN LESLIE A CENTRAL INDEX KEY: 0001217068 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33220 FILM NUMBER: 231398097 MAIL ADDRESS: STREET 1: 435 DEVON PARK DRIVE STREET 2: 700 BUILDING CITY: WAYNE STATE: PA ZIP: 19087 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001383312 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 331151291 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 BUSINESS PHONE: 516-472-5400 MAIL ADDRESS: STREET 1: 5 DAKOTA DRIVE CITY: LAKE SUCCESS STATE: NY ZIP: 11042 FORMER COMPANY: FORMER CONFORMED NAME: BROADRIDGE FINANCIAL SOLUTIONS, LLC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: BSG LLC DATE OF NAME CHANGE: 20061212 4 1 doc4.xml X0508 4 2023-11-09 0001383312 BROADRIDGE FINANCIAL SOLUTIONS, INC. BR 0001217068 BRUN LESLIE A 5 DAKOTA DRIVE LAKE SUCCESS NY 11042 1 0 Common Stock 2023-11-09 4 A 0 729.0000 0.0000 A 73279.0000 D Stock Option (Right to Buy) 176.1800 2023-11-09 4 A 0 3037.0000 0.0000 A 2023-11-09 2033-11-09 Common Stock 3037.0000 3037.0000 D The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Stock options vest immediately upon grant. Maria Allen, Power of Attorney 2023-11-13