0000950123-18-010380.txt : 20181031 0000950123-18-010380.hdr.sgml : 20181031 20181031172135 ACCESSION NUMBER: 0000950123-18-010380 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181031 DATE AS OF CHANGE: 20181031 EFFECTIVENESS DATE: 20181031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: R. G. NIEDERHOFFER CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001216800 IRS NUMBER: 000000000 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10392 FILM NUMBER: 181151158 BUSINESS ADDRESS: STREET 1: 1700 BROADWAY STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-245-0400 MAIL ADDRESS: STREET 1: 1700 BROADWAY STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: R G NIEDERHOFFER CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 20130729 FORMER COMPANY: FORMER CONFORMED NAME: R.G. NIEDERHOFFER CAPITAL MANAGEMENT. INC. DATE OF NAME CHANGE: 20130729 FORMER COMPANY: FORMER CONFORMED NAME: NIEDERHOFFER R G CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 20030130 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001216800 XXXXXXXX 09-30-2018 09-30-2018 R. G. NIEDERHOFFER CAPITAL MANAGEMENT INC

1700 Broadway 39th Floor New York NY 10019

13F HOLDINGS REPORT 028-10392 N Roy G. Niederhoffer 212-245-0400 Roy G. Niederhoffer New York NY 10-29-2018 0 27 16857 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F PepsiCo Inc COM 713448108 637 5700 SH SOLE 5700 0 0 Home Depot Inc COM 437076102 746 3600 SH SOLE 3600 0 0 Cisco Systems Inc COM 17275R102 277 5700 SH SOLE 5700 0 0 Gilead Sciences Inc COM 375558103 309 4000 SH SOLE 4000 0 0 American Express Co COM 025816109 213 2000 SH SOLE 2000 0 0 Verizon Communications Inc COM 92343V104 251 4700 SH SOLE 4700 0 0 NVIDIA Corp COM 67066G104 1321 4700 SH SOLE 4700 0 0 Intel Corp COM 458140100 667 14100 SH SOLE 14100 0 0 Technology Select Sector SPDR Fund ETF 81369Y803 633 8400 SH SOLE 8400 0 0 Utilities Select Sector SPDR Fund ETF 81369Y886 426 8100 SH SOLE 8100 0 0 United Technologies Corp COM 913017109 377 2700 SH SOLE 2700 0 0 Goldman Sachs Group Inc COM 38141G104 852 3800 SH SOLE 3800 0 0 Applied Materials Inc COM 038222105 367 9500 SH SOLE 9500 0 0 SPDR S&P Oil & Gas Exploration & Production ETF ETF 78464A730 212 4900 SH SOLE 4900 0 0 iShares US Real Estate ETF ETF 464287739 288 3600 SH SOLE 3600 0 0 Adobe Systems Inc COM 00724F101 297 1100 SH SOLE 1100 0 0 iShares iBoxx $ High Yield Corporate Bond ETF ETF 464288513 631 7300 SH SOLE 7300 0 0 UnitedHealth Group Inc COM 91324P102 213 800 SH SOLE 800 0 0 Vanguard Real Estate Index Fund ETF ETF 922908553 637 7900 SH SOLE 7900 0 0 Lowe's Companies Inc COM 548661107 1148 10000 SH SOLE 10000 0 0 Wells Fargo & Co COM 949746101 1256 23900 SH SOLE 23900 0 0 Apple Inc COM 037833100 2325 10300 SH SOLE 10300 0 0 Costco Wholesale Corp COM 22160K105 329 1400 SH SOLE 1400 0 0 Consumer Discretionary Select Sector SPDR Fund ETF 81369Y407 293 2500 SH SOLE 2500 0 0 Qualcomm Inc COM 747525103 749 10400 SH SOLE 10400 0 0 Citigroup Inc COM 172967424 208 2900 SH SOLE 2900 0 0 ALPHABET INC COM 02079K107 1193 1000 SH SOLE 1000 0 0