0001638599-16-000710.txt : 20160301 0001638599-16-000710.hdr.sgml : 20160301 20160301142917 ACCESSION NUMBER: 0001638599-16-000710 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160229 FILED AS OF DATE: 20160301 DATE AS OF CHANGE: 20160301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTEK INC CENTRAL INDEX KEY: 0001216596 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC HOUSEWARES & FANS [3634] IRS NUMBER: 050314991 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 EXCHANGE STREET CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 4017511600 MAIL ADDRESS: STREET 1: 500 EXCHANGE STREET CITY: PROVIDENCE STATE: RI ZIP: 02903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Neal Michael A. CENTRAL INDEX KEY: 0001641293 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34697 FILM NUMBER: 161472680 MAIL ADDRESS: STREET 1: C/O NORTEK SECURITY & CONTROL LLC STREET 2: 1950 CAMINO VIDA ROBLE CITY: CARLSBAD STATE: CA ZIP: 92008 4 1 doc4_3745.xml PRIMARY DOCUMENT X0306 4 2016-02-29 0 0001216596 NORTEK INC NTK 0001641293 O'Neal Michael A. C/O NORTEK SECURITY & CONTROL LLC 1950 CAMINO VIDA ROBLE CARLSBAD CA 92008 0 1 0 0 Group President, NSC Common 2016-02-29 4 D 0 1104 0 D 7992 D Forfeiture of shares of performance based restricted stock grant originally awarded on 3/5/2013. /s/Dawn Valois for Michael A. O'Neal 2016-03-01