0001104659-21-065140.txt : 20210512
0001104659-21-065140.hdr.sgml : 20210512
20210512161930
ACCESSION NUMBER: 0001104659-21-065140
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210510
FILED AS OF DATE: 20210512
DATE AS OF CHANGE: 20210512
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VEP Group, LLC
CENTRAL INDEX KEY: 0001216495
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39056
FILM NUMBER: 21915395
BUSINESS ADDRESS:
STREET 1: C/O VISTA EQUITY PARTNERS
STREET 2: 4 EMBARCADERO CENTER, 20TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-765-6500
MAIL ADDRESS:
STREET 1: C/O VISTA EQUITY PARTNERS
STREET 2: 4 EMBARCADERO CENTER, 20TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
FORMER NAME:
FORMER CONFORMED NAME: VEFIIGP LLC
DATE OF NAME CHANGE: 20030129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH ROBERT F
CENTRAL INDEX KEY: 0001216497
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39056
FILM NUMBER: 21915388
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vista Equity Partners Fund VI-A, L.P.
CENTRAL INDEX KEY: 0001665190
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39056
FILM NUMBER: 21915393
BUSINESS ADDRESS:
STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-765-6500
MAIL ADDRESS:
STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VEPF VI FAF, L.P.
CENTRAL INDEX KEY: 0001665225
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39056
FILM NUMBER: 21915392
BUSINESS ADDRESS:
STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-765-6500
MAIL ADDRESS:
STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VEPF VI GP. Ltd.
CENTRAL INDEX KEY: 0001786074
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39056
FILM NUMBER: 21915391
BUSINESS ADDRESS:
STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-765-6500
MAIL ADDRESS:
STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vista Equity Partners Fund VI, L.P.
CENTRAL INDEX KEY: 0001665262
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39056
FILM NUMBER: 21915394
BUSINESS ADDRESS:
STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-765-6500
MAIL ADDRESS:
STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VEPF MANAGEMENT, L.P.
CENTRAL INDEX KEY: 0001689919
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39056
FILM NUMBER: 21915389
BUSINESS ADDRESS:
STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 765-6500
MAIL ADDRESS:
STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vista Equity Partners Fund VI GP, L.P.
CENTRAL INDEX KEY: 0001786024
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39056
FILM NUMBER: 21915390
BUSINESS ADDRESS:
STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-765-6500
MAIL ADDRESS:
STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ping Identity Holding Corp.
CENTRAL INDEX KEY: 0001679826
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 812933383
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O PING IDENTITY HOLDING CORP.
STREET 2: 1001 17TH STREET, SUITE 100
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: (303) 468-2900
MAIL ADDRESS:
STREET 1: C/O PING IDENTITY HOLDING CORP.
STREET 2: 1001 17TH STREET, SUITE 100
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: Roaring Fork Holding, Inc.
DATE OF NAME CHANGE: 20160715
4
1
tm2115835d1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-05-10
0
0001679826
Ping Identity Holding Corp.
PING
0001216495
VEP Group, LLC
C/O VISTA EQUITY PARTNERS
4 EMBARCADERO CENTER, 20TH FL.
SAN FRANCISCO
CA
94111
0
0
1
0
0001665262
Vista Equity Partners Fund VI, L.P.
C/O VISTA EQUITY PARTNERS
4 EMBARCADERO CENTER, 20TH FL.
SAN FRANCISCO
CA
94111
0
0
1
0
0001665190
Vista Equity Partners Fund VI-A, L.P.
C/O VISTA EQUITY PARTNERS
4 EMBARCADERO CENTER, 20TH FL.
SAN FRANCISCO
CA
94111
0
0
1
0
0001665225
VEPF VI FAF, L.P.
C/O VISTA EQUITY PARTNERS
4 EMBARCADERO CENTER, 20TH FL
SAN FRANCISCO
CA
94111
0
0
1
0
0001786074
VEPF VI GP. Ltd.
C/O VISTA EQUITY PARTNERS
4 EMBARCADERO CENTER, 20TH FL.
SAN FRANCISCO
CA
94111
0
0
1
0
0001786024
Vista Equity Partners Fund VI GP, L.P.
C/O VISTA EQUITY PARTNERS
4 EMBARCADERO CENTER, 20TH FL
SAN FRANCISCO
CA
94111
0
0
1
0
0001689919
VEPF MANAGEMENT, L.P.
C/O VISTA EQUITY PARTNERS
4 EMBARCADERO CENTER, 20TH FL.
SAN FRANCISCO
CA
94111
0
0
1
0
0001216497
SMITH ROBERT F
C/O VISTA EQUITY PARTNERS
401 CONGRESS DRIVE, SUITE 3100
AUSTIN
TX
78701
0
0
1
0
Common stock, $0.001 par value
2021-05-10
4
S
0
5746985
23.60
D
32735350
I
See footnotes
The aggregate 5,746,985 shares of Common Stock sold by the Reporting Persons include (a) 3,555,705 shares of Common Stock sold by Vista Equity Partners Fund VI, L.P., (b) 2,148,012 shares of Common Stock sold by Vista Equity Partners Fund VI-A, L.P. and (c) 43,268 shares of Common Stock sold by VEPF VI FAF, L.P.
Includes (a) 20,253,616 shares held directly by Vista Equity Partners Fund VI, L.P., (b) 12,235,273 shares held directly by Vista Equity Partners Fund VI A, L.P. and (c) 246,461 shares held directly by VEPF VI FAF, L.P. (collectively, the "Vista Funds"). Vista Equity Partners Fund VI GP, L.P. ("Fund VI GP") is the sole general partner of each of the Vista Funds.
Fund VI GP's sole general partner is VEPF VI GP, Ltd. ("Fund VI UGP"). Robert F. Smith is the Sole Director of Fund VI UGP, as well as one of its 11 Members. VEPF Management, L.P. (the "Management Company"), is the sole management company of each of the Vista Funds. The Management Company's sole general partner is VEP Group, LLC ("VEP Group"). Robert F. Smith is the sole Managing Member of VEP Group. Consequently, Mr. Smith, Fund VI GP, Fund VI UGP, the Management Company and VEP Group may be deemed the beneficial owners of the shares held by the Vista Funds. Each of the Vista Funds, Fund VI GP, Fund VI UGP, the Management Company, VEP Group and Mr. Smith expressly disclaim beneficial ownership of any shares not held directly, except to the extent of its or his pecuniary interest.
/s/ Lauren Romer, as attorney in fact for Vista Equity Partners Fund VI, L.P.
2021-05-12
/s/ Lauren Romer, as attorney in fact for Vista Equity Partners Fund VI-A, L.P.
2021-05-12
/s/ Lauren Romer, as attorney in fact for VEPF VI FAF, L.P.
2021-05-12
/s/ Lauren Romer, as attorney in fact for VEPF VI GP, Ltd.
2021-05-12
/s/ Lauren Romer, as attorney in fact for Vista Equity Partners Fund VI GP, L.P.
2021-05-12
/s/ Lauren Romer, as attorney in fact for VEPF Management, L.P.
2021-05-12
/s/ Lauren Romer, as attorney in fact for VEP Group, LLC
2021-05-12
/s/ Lauren Romer, as attorney in fact for Robert F. Smith
2021-05-12