0001104659-20-082766.txt : 20200710 0001104659-20-082766.hdr.sgml : 20200710 20200710164125 ACCESSION NUMBER: 0001104659-20-082766 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200708 FILED AS OF DATE: 20200710 DATE AS OF CHANGE: 20200710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VEPF MANAGEMENT, L.P. CENTRAL INDEX KEY: 0001689919 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39056 FILM NUMBER: 201023542 BUSINESS ADDRESS: STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 765-6500 MAIL ADDRESS: STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH ROBERT F CENTRAL INDEX KEY: 0001216497 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39056 FILM NUMBER: 201023543 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VEP Group, LLC CENTRAL INDEX KEY: 0001216495 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39056 FILM NUMBER: 201023544 BUSINESS ADDRESS: STREET 1: C/O VISTA EQUITY PARTNERS STREET 2: 4 EMBARCADERO CENTER, 20TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-765-6500 MAIL ADDRESS: STREET 1: C/O VISTA EQUITY PARTNERS STREET 2: 4 EMBARCADERO CENTER, 20TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER NAME: FORMER CONFORMED NAME: VEFIIGP LLC DATE OF NAME CHANGE: 20030129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vista Equity Partners Fund VI, L.P. CENTRAL INDEX KEY: 0001665262 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39056 FILM NUMBER: 201023545 BUSINESS ADDRESS: STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-765-6500 MAIL ADDRESS: STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vista Equity Partners Fund VI-A, L.P. CENTRAL INDEX KEY: 0001665190 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39056 FILM NUMBER: 201023546 BUSINESS ADDRESS: STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-765-6500 MAIL ADDRESS: STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VEPF VI FAF, L.P. CENTRAL INDEX KEY: 0001665225 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39056 FILM NUMBER: 201023547 BUSINESS ADDRESS: STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-765-6500 MAIL ADDRESS: STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VEPF VI GP. Ltd. CENTRAL INDEX KEY: 0001786074 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39056 FILM NUMBER: 201023548 BUSINESS ADDRESS: STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-765-6500 MAIL ADDRESS: STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vista Equity Partners Fund VI GP, L.P. CENTRAL INDEX KEY: 0001786024 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39056 FILM NUMBER: 201023549 BUSINESS ADDRESS: STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-765-6500 MAIL ADDRESS: STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ping Identity Holding Corp. CENTRAL INDEX KEY: 0001679826 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 812933383 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O PING IDENTITY HOLDING CORP. STREET 2: 1001 17TH STREET, SUITE 100 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: (303) 468-2900 MAIL ADDRESS: STREET 1: C/O PING IDENTITY HOLDING CORP. STREET 2: 1001 17TH STREET, SUITE 100 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: Roaring Fork Holding, Inc. DATE OF NAME CHANGE: 20160715 4 1 a4.xml 4 X0306 4 2020-07-08 0 0001679826 Ping Identity Holding Corp. PING 0001216495 VEP Group, LLC C/O VISTA EQUITY PARTNERS 4 EMBARCADERO CENTER, 20TH FL. SAN FRANCISCO CA 94111 0 0 1 0 0001665262 Vista Equity Partners Fund VI, L.P. C/O VISTA EQUITY PARTNERS 4 EMBARCADERO CENTER, 20TH FL. SAN FRANCISCO CA 94111 0 0 1 0 0001665190 Vista Equity Partners Fund VI-A, L.P. C/O VISTA EQUITY PARTNERS 4 EMBARCADERO CENTER, 20TH FL. SAN FRANCISCO CA 94111 0 0 1 0 0001665225 VEPF VI FAF, L.P. C/O VISTA EQUITY PARTNERS 4 EMBARCADERO CENTER, 20TH FL. SAN FRANCISCO CA 94111 0 0 1 0 0001786074 VEPF VI GP. Ltd. C/O VISTA EQUITY PARTNERS 4 EMBARCADERO CENTER, 20TH FL. SAN FRANCISCO CA 94111 0 0 1 0 0001786024 Vista Equity Partners Fund VI GP, L.P. C/O VISTA EQUITY PARTNERS 4 EMBARCADERO CENTER, 20TH FL. SAN FRANCISCO CA 94111 0 0 1 0 0001689919 VEPF MANAGEMENT, L.P. C/O VISTA EQUITY PARTNERS 4 EMBARCADERO CENTER, 20TH FL. SAN FRANCISCO CA 94111 0 0 1 0 0001216497 SMITH ROBERT F C/O VISTA EQUITY PARTNERS 4 EMBARCADERO CENTER, 20TH FL. SAN FRANCISCO CA 94111 0 0 1 0 Common stock, $0.001 par value 2020-07-08 4 G 0 101898 0.00 D 53705100 I See footnotes On July 8, 2020, Vista Equity Partners Fund VI, L.P. ("VEPF VI") made a distribution-in-kind of 101,898 shares to Vista Equity Partners Fund VI GP, L.P. ("Fund VI GP") and Fund VI GP made a distribution-in-kind of 101,898 shares to Robert F. Smith, as a limited partner of Fund VI GP. Represents a charitable contribution of the 101,898 shares held by Robert F. Smith following the distribution-in-kind described in footnote (1). Includes (a) 33,188,912 shares held directly by VEPF VI, (b) 20,111,082 shares held directly by Vista Equity Partners Fund VI A, L.P. ("VEPF VI-A") and (c) 405,106 shares held directly by VEPF VI FAF, L.P. (together with VEPF VI and VEPF VI-A, the "Vista Funds"). Fund VI GP is the sole general partner of each of the Vista Funds. Fund VI GP's sole general partner is VEPF VI GP, Ltd. ("Fund VI UGP"). Robert F. Smith is the Sole Director of Fund VI UGP, as well as one of its 11 Members. VEPF Management, L.P. (the "Management Company"), is the sole management company of each of the Vista Funds. The Management Company's sole general partner is VEP Group, LLC ("VEP Group"). Robert F. Smith is the sole Managing Member of VEP Group. Consequently, Mr. Smith, Fund VI GP, Fund VI UGP, the Management Company and VEP Group may be deemed the beneficial owners of the shares held by the Vista Funds. Each of the Vista Funds, Fund VI GP, Fund VI UGP, the Management Company, VEP Group and Mr. Smith expressly disclaim beneficial ownership of any shares not held directly, except to the extent of its or his pecuniary interest. /s/ Lauren Romer, as attorney in fact for Vista Equity Partners Fund VI, L.P. 2020-07-10 /s/ Lauren Romer, as attorney in fact for Vista Equity Partners Fund VI-A, L.P. 2020-07-10 /s/ Lauren Romer, as attorney in fact for VEPF VI FAF, L.P. 2020-07-10 /s/ Lauren Romer, as attorney in fact for VEPF VI GP, Ltd. 2020-07-10 /s/ Lauren Romer, as attorney in fact for Vista Equity Partners Fund VI GP, L.P. 2020-07-10 /s/ Lauren Romer, as attorney in fact for VEPF Management, L.P. 2020-07-10 /s/ Lauren Romer, as attorney in fact for VEP Group, LLC 2020-07-10 /s/ Lauren Romer, as attorney in fact for Robert F. Smith 2020-07-10