0001104659-20-066533.txt : 20200527
0001104659-20-066533.hdr.sgml : 20200527
20200527184703
ACCESSION NUMBER: 0001104659-20-066533
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200522
FILED AS OF DATE: 20200527
DATE AS OF CHANGE: 20200527
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VEP Group, LLC
CENTRAL INDEX KEY: 0001216495
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39056
FILM NUMBER: 20916566
BUSINESS ADDRESS:
STREET 1: C/O VISTA EQUITY PARTNERS
STREET 2: 4 EMBARCADERO CENTER, 20TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-765-6500
MAIL ADDRESS:
STREET 1: C/O VISTA EQUITY PARTNERS
STREET 2: 4 EMBARCADERO CENTER, 20TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
FORMER NAME:
FORMER CONFORMED NAME: VEFIIGP LLC
DATE OF NAME CHANGE: 20030129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vista Equity Partners Fund VI, L.P.
CENTRAL INDEX KEY: 0001665262
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39056
FILM NUMBER: 20916567
BUSINESS ADDRESS:
STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-765-6500
MAIL ADDRESS:
STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vista Equity Partners Fund VI-A, L.P.
CENTRAL INDEX KEY: 0001665190
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39056
FILM NUMBER: 20916568
BUSINESS ADDRESS:
STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-765-6500
MAIL ADDRESS:
STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VEPF VI FAF, L.P.
CENTRAL INDEX KEY: 0001665225
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39056
FILM NUMBER: 20916569
BUSINESS ADDRESS:
STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-765-6500
MAIL ADDRESS:
STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VEPF VI GP. Ltd.
CENTRAL INDEX KEY: 0001786074
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39056
FILM NUMBER: 20916570
BUSINESS ADDRESS:
STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-765-6500
MAIL ADDRESS:
STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vista Equity Partners Fund VI GP, L.P.
CENTRAL INDEX KEY: 0001786024
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39056
FILM NUMBER: 20916571
BUSINESS ADDRESS:
STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-765-6500
MAIL ADDRESS:
STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VEPF MANAGEMENT, L.P.
CENTRAL INDEX KEY: 0001689919
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39056
FILM NUMBER: 20916572
BUSINESS ADDRESS:
STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: (415) 765-6500
MAIL ADDRESS:
STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH ROBERT F
CENTRAL INDEX KEY: 0001216497
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39056
FILM NUMBER: 20916573
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ping Identity Holding Corp.
CENTRAL INDEX KEY: 0001679826
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 812933383
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O PING IDENTITY HOLDING CORP.
STREET 2: 1001 17TH STREET, SUITE 100
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: (303) 468-2900
MAIL ADDRESS:
STREET 1: C/O PING IDENTITY HOLDING CORP.
STREET 2: 1001 17TH STREET, SUITE 100
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: Roaring Fork Holding, Inc.
DATE OF NAME CHANGE: 20160715
4
1
a4.xml
4
X0306
4
2020-05-22
0
0001679826
Ping Identity Holding Corp.
PING
0001216495
VEP Group, LLC
C/O VISTA EQUITY PARTNERS
4 EMBARCADERO CENTER, 20TH FL.
SAN FRANCISCO
CA
94111
0
0
1
0
0001665262
Vista Equity Partners Fund VI, L.P.
C/O VISTA EQUITY PARTNERS
4 EMBARCADERO CENTER, 20TH FL.
SAN FRANCISCO
CA
94111
0
0
1
0
0001665190
Vista Equity Partners Fund VI-A, L.P.
C/O VISTA EQUITY PARTNERS
4 EMBARCADERO CENTER, 20TH FL.
SAN FRANCISCO
CA
94111
0
0
1
0
0001665225
VEPF VI FAF, L.P.
C/O VISTA EQUITY PARTNERS
4 EMBARCADERO CENTER, 20TH FL.
SAN FRANCISCO
CA
94111
0
0
1
0
0001786074
VEPF VI GP. Ltd.
C/O VISTA EQUITY PARTNERS
4 EMBARCADERO CENTER, 20TH FL.
SAN FRANCISCO
CA
94111
0
0
1
0
0001786024
Vista Equity Partners Fund VI GP, L.P.
C/O VISTA EQUITY PARTNERS
4 EMBARCADERO CENTER, 20TH FL.
SAN FRANCISCO
CA
94111
0
0
1
0
0001689919
VEPF MANAGEMENT, L.P.
C/O VISTA EQUITY PARTNERS
4 EMBARCADERO CENTER, 20TH FL.
SAN FRANCISCO
CA
94111
0
0
1
0
0001216497
SMITH ROBERT F
C/O VISTA EQUITY PARTNERS
4 EMBARCADERO CENTER, 20TH FL.
SAN FRANCISCO
CA
94111
0
0
1
0
Common stock, $0.001 par value
2020-05-22
4
S
0
1275000
24.00
D
53806998
I
See footnotes
On May 22, 2020, the Reporting Persons sold an aggregate 1,275,000 shares of common stock, par value $0.001 ("Common Stock"), of Ping Identity Holding Corp. (the "Issuer") in an underwritten public offering pursuant to the Issuer's Registration Statement on Form S-1 (File No. 333-238161) following the exercise of the underwriters' option to purchase additional shares. The aggregate 1,275,000 shares of Common Stock sold by the Reporting Persons include (a) 788,853 shares of Common Stock sold by Vista Equity Partners Fund VI, L.P., (b) 476,548 shares of Common Stock sold by Vista Equity Partners Fund VI-A, L.P. and (c) 9,599 shares of Common Stock sold by VEPF VI FAF, L.P.
Includes (a) 33,290,810 shares held directly by Vista Equity Partners Fund VI, L.P., (b) 20,111,082 shares held directly by Vista Equity Partners Fund VI A, L.P. and (c) 405,106 shares held directly by VEPF VI FAF, L.P. (collectively, the "Vista Funds"). Vista Equity Partners Fund VI GP, L.P. ("Fund VI GP") is the sole general partner of each of the Vista Funds. Fund VI GP's sole general partner is VEPF VI GP, Ltd. ("Fund VI UGP"). Robert F. Smith is the Sole Director of Fund VI UGP, as well as one of its 11 Members. VEPF Management, L.P. (the "Management Company"), is the sole management company of each of the Vista Funds. The Management Company's sole general partner is VEP Group, LLC ("VEP Group").
Robert F. Smith is the sole Managing Member of VEP Group. Consequently, Mr. Smith, Fund VI GP, Fund VI UGP, the Management Company and VEP Group may be deemed the beneficial owners of the shares held by the Vista Funds. Each of the Vista Funds, Fund VI GP, Fund VI UGP, the Management Company, VEP Group and Mr. Smith expressly disclaim beneficial ownership of any shares not held directly, except to the extent of its or his pecuniary interest.
/s/ Lauren Romer, as attorney in fact for Vista Equity Partners Fund VI, L.P
2020-05-27
/s/ Lauren Romer, as attorney in fact for Vista Equity Partners Fund VI-A, L.P.
2020-05-27
/s/ Lauren Romer, as attorney in fact for VEPF VI FAF, L.P.
2020-05-27
/s/ Lauren Romer, as attorney in fact for VEPF VI GP, Ltd.
2020-05-27
/s/ Lauren Romer, as attorney in fact for Vista Equity Partners Fund VI GP, L.P.
2020-05-27
/s/ Lauren Romer, as attorney in fact for VEPF Management, L.P.
2020-05-27
/s/ Lauren Romer, as attorney in fact for VEP Group, LLC
2020-05-27
/s/ Lauren Romer, as attorney in fact for Robert F. Smith
2020-05-27