0001104659-20-064302.txt : 20200520 0001104659-20-064302.hdr.sgml : 20200520 20200520164944 ACCESSION NUMBER: 0001104659-20-064302 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200518 FILED AS OF DATE: 20200520 DATE AS OF CHANGE: 20200520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VEP Group, LLC CENTRAL INDEX KEY: 0001216495 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39056 FILM NUMBER: 20898739 BUSINESS ADDRESS: STREET 1: C/O VISTA EQUITY PARTNERS STREET 2: 4 EMBARCADERO CENTER, 20TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-765-6500 MAIL ADDRESS: STREET 1: C/O VISTA EQUITY PARTNERS STREET 2: 4 EMBARCADERO CENTER, 20TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER NAME: FORMER CONFORMED NAME: VEFIIGP LLC DATE OF NAME CHANGE: 20030129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vista Equity Partners Fund VI, L.P. CENTRAL INDEX KEY: 0001665262 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39056 FILM NUMBER: 20898740 BUSINESS ADDRESS: STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-765-6500 MAIL ADDRESS: STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vista Equity Partners Fund VI-A, L.P. CENTRAL INDEX KEY: 0001665190 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39056 FILM NUMBER: 20898741 BUSINESS ADDRESS: STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-765-6500 MAIL ADDRESS: STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VEPF VI FAF, L.P. CENTRAL INDEX KEY: 0001665225 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39056 FILM NUMBER: 20898742 BUSINESS ADDRESS: STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-765-6500 MAIL ADDRESS: STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VEPF VI GP. Ltd. CENTRAL INDEX KEY: 0001786074 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39056 FILM NUMBER: 20898743 BUSINESS ADDRESS: STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-765-6500 MAIL ADDRESS: STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vista Equity Partners Fund VI GP, L.P. CENTRAL INDEX KEY: 0001786024 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39056 FILM NUMBER: 20898744 BUSINESS ADDRESS: STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-765-6500 MAIL ADDRESS: STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VEPF MANAGEMENT, L.P. CENTRAL INDEX KEY: 0001689919 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39056 FILM NUMBER: 20898745 BUSINESS ADDRESS: STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 765-6500 MAIL ADDRESS: STREET 1: 4 EMBARCADERO CENTER, 20TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH ROBERT F CENTRAL INDEX KEY: 0001216497 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39056 FILM NUMBER: 20898746 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ping Identity Holding Corp. CENTRAL INDEX KEY: 0001679826 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 812933383 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O PING IDENTITY HOLDING CORP. STREET 2: 1001 17TH STREET, SUITE 100 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: (303) 468-2900 MAIL ADDRESS: STREET 1: C/O PING IDENTITY HOLDING CORP. STREET 2: 1001 17TH STREET, SUITE 100 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: Roaring Fork Holding, Inc. DATE OF NAME CHANGE: 20160715 4 1 a4.xml 4 X0306 4 2020-05-18 0 0001679826 Ping Identity Holding Corp. PING 0001216495 VEP Group, LLC C/O VISTA EQUITY PARTNERS 4 EMBARCADERO CENTER, 20TH FLOOR SAN FRANCISCO CA 94111 0 0 1 0 0001665262 Vista Equity Partners Fund VI, L.P. 4 EMBARCADERO CENTER, 20TH FLOOR SAN FRANCISCO CA 94111 0 0 1 0 0001665190 Vista Equity Partners Fund VI-A, L.P. 4 EMBARCADERO CENTER, 20TH FLOOR SAN FRANCISCO CA 94111 0 0 1 0 0001665225 VEPF VI FAF, L.P. 4 EMBARCADERO CENTER, 20TH FLOOR SAN FRANCISCO CA 94111 0 0 1 0 0001786074 VEPF VI GP. Ltd. 4 EMBARCADERO CENTER, 20TH FLOOR SAN FRANCISCO CA 94111 0 0 1 0 0001786024 Vista Equity Partners Fund VI GP, L.P. 4 EMBARCADERO CENTER, 20TH FLOOR SAN FRANCISCO CA 94111 0 0 1 0 0001689919 VEPF MANAGEMENT, L.P. 4 EMBARCADERO CENTER, 20TH FLOOR SAN FRANCISCO CA 94111 0 0 1 0 0001216497 SMITH ROBERT F 0 0 1 0 Common stock, $0.001 par value 2020-05-18 4 S 0 7337538 24.00 D 55081998 I See Footnotes On May 18, 2020, the Reporting Persons sold an aggregate 7,337,538 shares of common stock, par value $0.001 ("Common Stock"), of Ping Identity Holding Corp. (the "Issuer") in an underwritten public offering pursuant to the Issuer's Registration Statement on Form S-1 (File No. 333-238161). The aggregate 7,337,538 shares of Common Stock sold by the Reporting Persons include (a) 4,178,342 shares of Common Stock sold by Vista Equity Partners Fund VI, L.P., (b) 3,096,816 shares of Common Stock sold by Vista Equity Partners Fund VI-A, L.P. and (c) 62,380 shares of Common Stock sold by VEPF VI FAF, L.P. Includes (a) 34,079,663 shares held directly by Vista Equity Partners Fund VI, L.P., (b) 20,587,630 shares held directly by Vista Equity Partners Fund VI A, L.P. and (c) 414,705 shares held directly by VEPF VI FAF, L.P. (collectively, the "Vista Funds"). Vista Equity Partners Fund VI GP, L.P. ("Fund VI GP") is the sole general partner of each of the Vista Funds. Fund VI GP's sole general partner is VEPF VI GP, Ltd. ("Fund VI UGP"). Robert F. Smith is the Sole Director of Fund VI UGP, as well as one of its 11 Members. VEPF Management, L.P. (the "Management Company"), is the sole management company of each of the Vista Funds. The Management Company's sole general partner is VEP Group, LLC ("VEP Group"). Robert F. Smith is the sole Managing Member of VEP Group. Consequently, Mr. Smith, Fund VI GP, Fund VI UGP, the Management Company and VEP Group may be deemed the beneficial owners of the shares held by the Vista Funds. Each of the Vista Funds, Fund VI GP, Fund VI UGP, the Management Company, VEP Group and Mr. Smith expressly disclaim beneficial ownership of any shares not held directly, except to the extent of its or his pecuniary interest. /s/ Lauren Romer, as attorney in fact for Vista Equity Partners Fund VI, L.P 2020-05-20 /s/ Lauren Romer, as attorney in fact for Vista Equity Partners Fund VI-A, L.P. 2020-05-20 /s/ Lauren Romer, as attorney in fact for VEPF VI FAF, L.P. 2020-05-20 /s/ Lauren Romer, as attorney in fact for VEPF VI GP, Ltd. 2020-05-20 /s/ Lauren Romer, as attorney in fact for Vista Equity Partners Fund VI GP, L.P. 2020-05-20 /s/ Lauren Romer, as attorney in fact for VEPF Management, L.P. 2020-05-20 /s/ Lauren Romer, as attorney in fact for VEP Group, LLC 2020-05-20 /s/ Lauren Romer, as attorney in fact for Robert F. Smith 2020-05-20