-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VZaK2Kq9GxApCETifumKLY1IRgHZTTmBcXFCJ8hWepO6P5zle7FdfNwXMjOBF7e4 JRPvep22wUU9ukwnJIAxpQ== 0001209191-09-026057.txt : 20090513 0001209191-09-026057.hdr.sgml : 20090513 20090513103701 ACCESSION NUMBER: 0001209191-09-026057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090512 FILED AS OF DATE: 20090513 DATE AS OF CHANGE: 20090513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHELPS MICHAEL E J CENTRAL INDEX KEY: 0001216408 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33007 FILM NUMBER: 09820922 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spectra Energy Corp. CENTRAL INDEX KEY: 0001373835 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923] IRS NUMBER: 205413139 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5400 WESTHEIMER COURT CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 704-382-8160 MAIL ADDRESS: STREET 1: 400 SOUTH TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28285 FORMER COMPANY: FORMER CONFORMED NAME: Gas SpinCo, Inc. DATE OF NAME CHANGE: 20060825 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-05-12 0 0001373835 Spectra Energy Corp. SE 0001216408 PHELPS MICHAEL E J 5400 WESTHEIMER COURT HOUSTON TX 77056-5310 1 0 0 0 Common Stock 2009-05-12 4 M 0 54 0.00 A 44725 D Common Stock 2009-05-13 4 M 0 90 0.00 A 44815 D LTIP Phantom Stock Grant May 2006 2009-05-12 4 M 0 54 0.00 D Common Stock 54 54 D LTIP Phantom Stock Grant May 2004 2009-05-13 4 M 0 90 0.00 D Common Stock 90 0 D On January 2, 2007, Duke Energy Corporation distributed all of the shares of common stock of Spectra Energy Corp to Duke Energy's shareholders. In connection with the distribution, the reporting person was granted long-term incentive awards in partial substitution of long-term incentive awards previously issued by Duke Energy. Converts to Common Stock on a 1-for-1 basis. The phantom shares vest in four annual installments beginning May 2007. Expiration date not applicable. The phantom shares vest in three annual installments beginning May 2007. By Beverly J. Fite as Attorney-in-Fact for Michael E.J. Phelps. 2009-05-13 -----END PRIVACY-ENHANCED MESSAGE-----